Sheppard v. United States of America ( 2009 )

UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
DAVID SHEPPARD
Plaintiff,
v. Civil Action No. 08-1823 (CKK)
UNITED STATES OF AMERICA, et al.,
Defendants.
MEMORANDUM OPINION
(July 30, 2009)
Plaintiff David Sheppard brings this one-count negligence action against the United
States, the District of Columbia, and Gregory Sullivan, an employee of a Task Force operated by
the Metropolitan Police Department (“MPD”) and Federal Bureau of Investigation (“FBI”).
Sheppard alleges that Sullivan negligently struck his vehicle while Sullivan was acting within the
scope of his employment and using a vehicle owned by either the District of Columbia or the
FBI. Currently pending before the Court is the United States’ Motion to Dismiss, or in the
alternative, Motion for Summary Judgment, and the District of Columbia’s Motion to Dismiss,
or in the alternative, Motion for Summary Judgment.1
Upon consideration of the parties’ motions and related briefing, applicable case law and
statutory authority, and the record of the case as a whole, the Court finds, as a matter of law, that
(1) Sullivan was not acting within the scope of his employment at the time of the accident, and
(2) Sullivan cannot rely on a D.C. permissive use statute to impose liability on Defendants.
Accordingly, the Court shall GRANT the United States’ Motion to Dismiss, GRANT the District
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Sullivan individually filed an Answer to Sheppard’s Complaint on March 6, 2009.
of Columbia’s Motion for Summary Judgment, and shall DISMISS the United States and the
District of Columbia from further proceedings in this case, for the reasons that follow.
I. BACKGROUND
Sullivan is employed as an officer of the MPD/FBI Task Force, pursuant to which he is
federally deputized. Compl. ¶ 17; Def. U.S.’ Mot. at 2. On the evening of December 14, 2006,
Sullivan allegedly struck Sheppard’s vehicle in Washington, D.C., and left the scene of the
accident without stopping. Id. ¶ 19. Sullivan was subsequently involved in a second collision
approximately one hour later in a different section of Washington, D.C. Id. ¶ 20. He was placed
under arrest by police officers after the second collision. Id. ¶ 21. The police administered two
chemical breach tests on Sullivan, resulting in blood alcohol level readings of .18, and .19,
respectively.
Sullivan pled guilty to driving while intoxicated in the Superior Court of the District of
Columbia. See Def. D.C.’s Mot., Ex. 2 at 1 (8/7/07 Judgment Order). The MPD launched an
Internal Affairs investigation, pursuant to which Sullivan provided a sworn statement. Id., Ex. 3
at 1-4 (9/10/07 Sullivan Interview). Sullivan explained that he had attended an annual Christmas
party at the United States Attorney’s Office on December 14, 2006. Id. at 3. According to
Sullivan, he consumed four glasses of vodka and then proceeded to drive home. Id. Sullivan
confirmed that he was off duty when he was driving home:
Q: Ok. One more question in reference to the gathering party at the U.S.
Attorney’s office, were you on or off duty at the time of the party?
A: I was off duty at the time of the accident.
Q: Were you on duty at the time of your drinking?
A: I’m really not sure . . . I don’t know what the tour was in retrospect.
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Q: Ok. So, you were off duty when you were driving?
A: Yes.
Id. at 4.
Sheppard’s Complaint alleges that Sullivan was operating an automobile owned by either
the FBI or the District of Columbia within the scope of Sullivan’s employment when the accident
occurred. Compl. ¶¶ 16-17. The Complaint also alleges that the FBI and/or the District of
Columbia gave Sullivan permission to drive the vehicle on December 14, 2006, in order to carry
out duties within the scope of his employment. Id. ¶ 18. Finally, the Complaint alleges that, as a
result of Sullivan’s negligent actions, Sheppard has suffered bodily injuries, including “shock to
his nervous system,” and that he has incurred medical expenses and lost wages. Id. ¶ 24.
Sheppard filed this lawsuit on October 24, 2008. The United States and the District of
Columbia filed respective Motions to Dismiss, or in the alternative, Motions for Summary
Judgment, which are fully briefed and ripe for resolution.
II. LEGAL STANDARDS
The United States filed its Motion to Dismiss pursuant to Federal Rule of Civil Procedure
12(b)(1) (seeking dismissal based on a lack of subject matter jurisdiction) whereas the District of
Columbia filed its Motion to Dismiss pursuant to Federal Rule of Civil Procedure 12(b)(6)
(seeking dismissal based on a failure to state a claim upon which relief can be granted).
Although the Motions raise identical issues for the Court’s consideration, the legal standards for
review differ. For a motion brought under Rule 12(b)(1), the Court may consider a complaint
“supplemented by undisputed facts evidenced in the record or the complaint supplemented by
undisputed facts plus the court’s resolution of disputed facts.’” Coalition for Underground
Expansion v. Mineta, 333 F.3d 193, 198 (D.C. Cir. 2003) (quoting Herbert v. Nat’l Acad. of
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Scis., 974 F.2d 192, 197 (D.C. Cir. 1992)). For a motion brought under Rule 12(b)(6), the Court
is limited to considering the facts alleged in the complaint, any documents attached to or
incorporated in the complaint, matters of which the court may take judicial notice, and matters of
public record. See E.E.O.C. v. St. Francis Xavier Parochial Sch., 117 F.3d 621, 624 (D.C. Cir.
1997).
In this case, the District of Columbia attached four exhibits to its Motion: (1) the
registration for the vehicle operated by Sullivan at the time of the accident; (2) the Superior
Court’s Judgment Order regarding Sullivan’s conviction; (3) Sullivan’s sworn statement in
connection with the MPD Internal Affairs investigation, and (4) the MPD traffic crash report.
See Def. D.C.’s Mot., Exs. 1-4. The United States submitted one additional exhibit with its
Motion – an excerpt from a table of internal offenses and penalties and an excerpt from a manual
of administration operations and procedures. See Def. U.S.’ Mot., Ex. 3. All of these materials
are appropriately considered by the Court for purposes of the United States’ Motion to Dismiss
brought under Rule 12(b)(1). In contrast, Sullivan’s sworn statement is not the type of material
outside the scope of the Complaint that is properly considered pursuant to a motion brought
under Rule 12(b)(6). Accordingly, the Court shall consider the District of Columbia’s Motion as
one for Summary Judgment to allow for the inclusion of Sullivan’s sworn statement.
With this framework in place, the Court shall set forth the applicable legal standards
relating to the United States’ Motion to Dismiss pursuant to Rule 12(b)(1) and the District of
Columbia’s Motion for Summary Judgment pursuant to Rule 56(c).
A. Motion to Dismiss Pursuant to Rule 12(b)(1)
Under Rule 12(b)(1), the plaintiff bears the burden of establishing that the court has
jurisdiction. Grand Lodge of Fraternal Order of Police v. Ashcroft, 185 F. Supp. 2d 9, 13
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(D.D.C. 2001) (a court has an “affirmative obligation to ensure that it is acting within the scope
of its jurisdictional authority”); see also Pitney Bowes, Inc. v. U.S. Postal Serv., 27 F. Supp. 2d
15, 19 (D.D.C. 1998). A court must accept as true all factual allegations contained in the
complaint when reviewing a motion to dismiss pursuant to Rule 12(b)(1), and the plaintiff should
receive the benefit of all favorable inferences that can be drawn from the alleged facts. See
Leatherman v. Tarrant Cty. Narcotics Intelligence & Coordination Unit, 507 U.S. 163, 164, 113
S. Ct. 1160, 122 L. Ed. 2d 517 (1993). However, “‘[a] plaintiff’s factual allegations in the
complaint . . . will bear closer scrutiny in resolving a 12(b)(1) motion’ than in resolving a
12(b)(6) motion for failure to state a claim.” Grand Lodge, 185 F. Supp. 2d at 13-14 (quoting 5A
Charles Alan Wright & Arthur R. Miller, Federal Practice and Procedure § 1350). Finally,
“[a]lthough ‘the District Court may in appropriate cases dispose of a motion to dismiss for lack
of subject matter jurisdiction under Fed. R. Civ. P. 12(b)(1) on the complaint standing
alone,’‘where necessary, the court may consider the complaint supplemented by undisputed facts
evidenced in the record or the complaint supplemented by undisputed facts plus the court’s
resolution of disputed facts.’” Coalition for Underground Expansion, 333 F.3d at 198 (quoting
Herbert v. Nat’l Acad. of Scis., 974 F.2d 192, 197 (D.C. Cir. 1992)); see also Koutny v. Martin,
530 F. Supp. 2d 84, 87 (D.D.C. 2007) (in resolving a motion to dismiss pursuant to Rule
12(b)(1), a court “may also consider ‘undisputed facts evidenced in the record’”) (internal
citations omitted).
B. Motion for Summary Judgment Pursuant to Rule 56(c)
Pursuant to Federal Rule of Civil Procedure 56, a party is entitled to summary judgment
“if the pleadings, the discovery and disclosure materials on file, and any affidavits show that
there is no genuine issue as to any material fact and that the movant is entitled to judgment as a
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matter of law.” Fed. R. Civ. P. 56(c). See also Tao v. Freeh, 27 F.3d 635, 638 (D.C. Cir. 1994).
Under the summary judgment standard, the moving party bears the “initial responsibility of
informing the district court of the basis for [its] motion, and identifying those portions of the
pleadings, depositions, answers to interrogatories, and admissions on file, together with the
affidavits which [it] believe[s] demonstrate the absence of a genuine issue of material fact.”
Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986). In response, the non-moving party must “go
beyond the pleadings and by [its] own affidavits, or depositions, answers to interrogatories, and
admissions on file, ‘designate’ specific facts showing that there is a genuine issue for trial.” Id.
at 324 (internal citations omitted).
Although a court should draw all inferences from the supporting records submitted by the
nonmoving party, the mere existence of a factual dispute, by itself, is insufficient to bar summary
judgment. See Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). To be material, the
factual assertion must be capable of affecting the substantive outcome of the litigation; to be
genuine, the issue must be supported by sufficient admissible evidence that a reasonable trier-of-
fact could find for the nonmoving party. Laningham v. U.S. Navy, 813 F.2d 1236, 1242-43 (D.C.
Cir. 1987); Liberty Lobby, 477 U.S. at 251 (the court must determine “whether the evidence
presents a sufficient disagreement to require submission to a jury or whether it is so one-sided
that one party must prevail as a matter of law”). “If the evidence is merely colorable, or is not
sufficiently probative, summary judgment may be granted.” Liberty Lobby, 477 U.S. at 249-50(internal citations omitted). “Mere allegations or denials in the adverse party’s pleadings are
insufficient to defeat an otherwise proper motion for summary judgment.” Williams v.
Callaghan, 938 F. Supp. 46, 49 (D.D.C. 1996). The adverse party must do more than simply
“show that there is some metaphysical doubt as to the material facts.” Matsushita Elec. Indus.
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Co. v. Zenith Radio Corp., 475 U.S. 574, 586 (1986). Instead, while the movant bears the initial
responsibility of identifying those portions of the record that demonstrate the absence of a
genuine issue of material fact, the burden shifts to the non-movant to “come forward with
‘specific facts showing that there is a genuine issue for trial.’” Id. at 587 (citing Fed. R. Civ. P.
56(e)) (emphasis in original).
III. DISCUSSION
A. Respondeat Superior Liability
Sheppard’s Complaint appears to rely on a respondeat superior theory of liability,
pursuant to which an employer may be held liable for the tortious acts of an employee committed
within the scope of his employment. See Compl. ¶ 17 (“[a]t all material times, Defendant
Sullivan was operating the motor vehicle within the scope of his employment”). There are two
requirements to establish respondeat superior liability: (1) the existence of an employer-
employee relationship, and (2) the tortious conduct occurs while the employee is acting within
the scope of his employment. See Doe v. Exxon Mobil Corp., 573 F. Supp. 2d 16, 24 (D.D.C.
2008).
The second of these elements – operating within the scope of his employment – is also
necessary to obtain jurisdiction against the United States in this case. Specifically, the Complaint
asserts jurisdiction against the United States pursuant to the Federal Tort Claims Act (“FTCA”),
28 U.S.C. §§ 1346(b), 2671-80, which grants a limited waiver of sovereign immunity for
personal injuries “caused by the negligent or wrongful act or omission of any employee of the
Government while acting within the scope of his office or employment . . . .” United States v.
Orleans, 425 U.S. 807, 813 (1976) (quoting 28 U.S.C. § 1346(b)(1)) (emphasis added).
Accordingly, whether Sheppard’s claims against the District of Columbia and the United States
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are cognizable depends on whether Sullivan acted within the scope of his employment at the time
of the accident.2
District of Columbia law defines the scope of employment in accordance with the
Restatement (Second) of Agency. See Moseley v. Second New St. Paul Baptist Church, 534 A.2d
346, 348 n.4 (D.C. 1987). The Restatement provides, in relevant part, that:
(1) Conduct of a servant is within the scope of employment if, but only if: (a) it is of
the kind he is employed to perform; (b) it occurs substantially within the authorized
time and space limits; [and] (c) it is actuated, at least in part, by a purpose to serve
the master . . . . (2) Conduct of a servant is not within the scope of employment if it
is different in kind from that authorized, far beyond the authorized time or space
limits, or too little actuated by purpose to serve the master.
Restatement § 228; Moseley, 534 A.2d at 348 n.4. The D.C. Court of Appeals has explained that
“the test for scope of employment is an objective one, based on all the facts and circumstances.”
Weinberg v. Johnson, 518 A.2d 985, 991 (D.C. 1986). Although the inquiry into whether an
employee is acting within the scope of employment is generally a question of fact for the jury, it
“becomes a question of law for the court . . . if there is not sufficient evidence from which a
reasonable juror could conclude that the action was within the scope of the employment.”
Boykin v. District of Columbia, 484 A.2d 560, 562 (D.C. 1984). In this case, the facts establish
as a matter of law that Sullivan was acting outside of the scope of his employment at the time of
the accident.
2
All parties agree that the law of the District of Columbia, the situs of the accident and
the alleged negligence, governs Sheppard’s claims against the United States and the District of
Columbia. Cf. Wilson v. Libby, 535 F.3d 697, 711 (D.C. Cir. 2008) (holding that the inquiry into
whether an employee was acting within the scope of his employment depends on the respondeat
superior law of the state in which the tort occurred).
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First, by driving under the influence of alcohol, Sullivan engaged in conduct far removed
from “the kind he [was] employed to perform.” In fact, his conduct violated a D.C. statute, see
D.C. Code § 50-2201.05(b)(1)(A)(i) (prohibiting the operation of a vehicle while under the
influence of alcohol), and FBI regulations and procedures, see Def. U.S.’s Mot., Ex. 3 at 1
(prohibiting members of the force from engaging in conduct resulting in criminal or quasi-
criminal offenses). Sheppard does not argue otherwise.
Second, at the time of the accident Sullivan was acting within the “time and space” of his
employment only to the extent that he was driving a vehicle owned by his employer and was
possibly on duty while consuming alcohol at a party. On these facts, it cannot be said that
Sullivan was substantially within the authorized time and space limits of his employment. See
Boykin, 484 A.2d at 564-65 (holding that the District was not liable under respondeat superior
for a teacher’s sexual assault of a student, even though it occurred on school grounds and during
school hours, because the criminal misconduct was not within the scope of the teacher’s
employment). Nothing in Sheppard’s Oppositions persuades the Court otherwise.
Third, Sullivan admitted in a sworn statement that he was off duty and was driving home
at the time of the accident. Under such circumstances, Sullivan’s conduct could not be viewed
by a reasonable finder of fact to have served the activities, interests, or objectives of the United
States or of the District of Columbia. See Smith v. United States, 762 F. Supp. 1511, 1513
(D.D.C. 1991) (holding as a matter of law that an off-duty government agent was not acting
within the scope of his employment when he was driving home intoxicated after completing his
tour of duty because “[o]n no basis would [the Court] conclude that drinking and driving after
work hours fell within the scope of [the DEA agent’s] employment . . .”), aff’d, 957 F.2d 912(D.C. Cir. 1992). See also Smith v. Grimes, 798 F. Supp. 298 (D.D.C. 1992) (related case with
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the same holding). Although Sheppard attempts to distinguish this case and Smith, the material
facts are the same – both agents were involved in accidents that occurred when they were off
duty and intoxicated and were returning home in their government vehicles. Accordingly, the
Court agrees with Defendants that Sullivan cannot be said to have served the activities, interests,
or objectives of his employers at the time of the accident.
Seeking to avoid the consequences of these undisputed facts, Sheppard argues that he is
entitled to discovery pursuant to Federal Rule of Civil Procedure 56(f). According to Sheppard,
discovery is necessary to determine whether Sullivan was off duty at the time of the accident, to
collect facts relating to the nature of the holiday party, and to find out where he was traveling
upon leaving the party, among other related issues. See Pl.’s Opp’n to D.C.’s Mot. at 3-6.
The Court finds that discovery is unwarranted. Although Rule 56(f) discovery is
appropriate in some instances to “‘prevent railroading the non-moving party through a premature
motion for summary judgment,’” Kakeh v. United Planning Org., 537 F. Supp. 2d 65, 71
(D.D.C. 2008) (quoting Bancoult v. McNamara, 217 F.R.D. 280, 282 (D.D.C. 2003)), it is
unnecessary where a plaintiff cannot explain “why additional discovery is needed” or offer more
than “a conclusory assertion . . . that discovery sought will produce the evidence required.”
Messina v. Krakower, 439 F.3d 755, 762 (D.C. Cir. 2006) (internal quotations and citations
omitted). Discovery is also unnecessary where a plaintiff merely seeks to “confirm” undisputed
evidence in the record, or speculates that other, as-yet unidentified facts might exist. See Strang
v. U.S. Arms Control & Disarmament Agency, 864 F.2d 859, 861 (D.C. Cir. 1989) (affirming the
district court’s denial of discovery under Rule 56(f) and holding that “[w]ithout some reason to
question the veracity of affiants . . . [the plaintiff’s] desire to ‘test and elaborate’ affiants’
testimony falls short”).
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In this case, Sullivan has provided a sworn statement explaining that he was intoxicated
and off-duty while driving home from a holiday party. He was convicted of driving while
intoxicated. No amount of discovery will change these facts.3 Cf. Smith, 762 F. Supp. at 1513
(refusing to “support a useless round of discovery” on whether a federal employee was acting
within the scope of his employment when he drove a government car while intoxicated because
the record and uncontested affidavits provided by the defendants showed that no genuine issue of
material fact existed). Accordingly, the Court finds that neither the United States nor the District
of Columbia may be held liable on a respondeat superior theory of liability in this case.
B. Permissive Use Liability
Sheppard’s Complaint also appears to plead a theory of liability against the District of
Columbia and the United States pursuant to the Motor Vehicle Safety Responsibility Act, D.C.
Code § 50-1301.01, et seq. (“MVSRA”). See Compl. ¶ 18 (“Defendant United States, through its
agency, the F.B.I., and/or Defendant D.C. gave Defendant Sullivan the authority and/or
permission, either express or implied, to drive its vehicle on December 14, 2006, to carry out
duties within the scope of his employment”). The MVSRA provides that:
Whenever any motor vehicle . . . shall be operated upon the public highways of the
District of Columbia by any person other than the owner, with the consent of the
owner, express or implied, the operator thereof shall in case of accident, be deemed
to be the agent of the owner of such motor vehicle, and the proof of the ownership
of said motor vehicle shall be prima facie evidence that such person operated said
motor vehicle with the consent of the owner.
3
Although Sheppard repeatedly remarks that Sullivan may have been on duty while
consuming alcohol, that fact is immaterial to the issue of whether he was acting within the scope
of his employment at the time of the accident.
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Id. § 50-1301.08 (formerly § 40-417, et seq.). The Court finds that the MVSRA does not provide
a cognizable theory of liability for Sheppard’s claims against either the District of Columbia or
the United States.
The District of Columbia cannot be found liable under this statute because it is not the
owner of Sullivan’s vehicle. See Def. D.C.’s Mot., Ex. 1 (Vehicle Registration); Def. U.S.’s
Mot. at 1 (“Sullivan was driving [an] FBI leased vehicle [at the time of the accident]”). Liability
cannot be imposed under the MVSRA on a party who is not an owner of the vehicle. See Perkins
v. United States, 234 F. Supp. 2d 1, 3 (D.D.C. 2002).
With respect to the United States, the Complaint asserts jurisdiction pursuant to the
FTCA (as discussed above), which grants a limited waiver of sovereign immunity for personal
injuries only when the employee is “acting within the scope of his office or employment . . . .”
28 U.S.C. § 1346(b)(1). Because the Court has found that Sullivan was not acting within the
scope of his employment, there is no jurisdiction over the United States and, accordingly,
Sheppard cannot proceed with a claim against the United States based on the MVSRA. See
Perkins, 234 F. Supp. 2d at 4 (“with one lonely exception, federal courts have rejected all
attempts to impose liability upon the United States under so called ‘permissive use’ statutes, like
the [MVSRA], where the most the plaintiff can show is that the vehicle that caused plaintiff's
injuries was owned by the United States and used with its permission”).4
4
The Court notes that, even if jurisdiction against the United States existed, Sheppard’s
claim would suffer from several other deficiencies. For example, Sullivan’s violation of D.C.
law and FBI procedures and regulations would operate to defeat any presumption of permissive
use. See, e.g., Miller v. United States, 67 F.R.D. 486, 488 (D.D.C. 1975) (“[w]here a regulation
expressly prohibits the unauthorized use of a government vehicle, the non-existence of consent is
established positively and equivocally”). In addition, even if Sheppard could show that a
superior gave Sullivan permission to drive home after the holiday party, such consent would not
have necessarily bound Sullivan’s employer. Cf. District of Columbia v. Abramson, 148 A.2d
12Similar to the discussion above related to respondeat superior liability, Sheppard argues
that discovery is necessary to pursue his argument concerning permissive use under the MVSRA.
Because no amount of discovery would make the District of Columbia the owner of Sullivan’s
vehicle (which was leased by the FBI), nor create jurisdiction against the United States (which
depends on Sullivan’s having acted within the scope of his employment and not on the
permissive use of the vehicle), the Court finds that the discovery requested by Sheppard is
unwarranted. Accordingly, the Court finds that neither the United States nor the District of
Columbia may be held liable based on the MVSRA in this case.
IV. CONCLUSION
For the reasons set forth above, the Court shall GRANT Defendant United States’ [13]
Motion to Dismiss and GRANT Defendant District of Columbia’s [6] Motion for Summary
Judgment. The United States and the District of Columbia shall be dismissed from further
proceedings in this case. An appropriate Order accompanies this Memorandum Opinion.
Date: July 30, 2009
/s/
COLLEEN KOLLAR-KOTELLY
United States District Judge
578, 580 (D.C. 1959) (“even if some official had attempted to give such permission it would not
have been binding on the District, for it is generally held that it is beyond the power of a
municipal corporation or its officials to consent to the use of an official vehicle for a purely
private purpose”).
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