Marino v. Department of Justice , 993 F. Supp. 2d 14 ( 2014 )

UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
)
VINCENT MICHAEL MARINO, )
)
Plaintiff, )
)
v. ) Civil Action No. 12-865 (RMC)
)
DEPARTMENT OF JUSTICE, et al., )
)
Defendants. )
)
MEMORANDUM OPINION
Vincent M. Marino currently is incarcerated in federal prison on racketeering and
drug-related convictions. He maintains his innocence, claiming that assorted mobsters, aided
and abetted by rogue federal agents and prosecutors, pinned false charges on him. Last year, Mr.
Marino brought yet another pro se action under the Freedom of Information Act (FOIA), 5
U.S.C. § 552, Privacy Act, id. § 552a, and Sunshine Act, id. § 552b. 1 See Compl. [Dkt. 1] at 1-3.
This time he sues eight agencies of the Department of Justice, 2 claiming that Defendants erred in
failing to release the following records: (1) sealed records from United States v. Salemme, 91 F.
Supp. 2d 141 (D. Mass. 1999), rev’d in part, United States v. Flemmi, 225 F.3d 78 (1st Cir.
1
As this Court has noted previously, Mr. Marino is a repeat FOIA litigator. In Marino v. Central
Intelligence Agency, Civ. No. 11-813, 2012 WL 4482986 (D.D.C. Sept. 28, 2012), aff’d, 12-5325
(D.C. Cir. Oct. 21, 2013) (per curiam), Mr. Marino sought records concerning the government’s
alleged manipulation of his mind via electronic devices implanted in his body, id. at *1. The
Court dismissed his case because his factual allegations were fantastical and factually
frivolous. Id. at *2.
2
The named defendants (collectively, Defendants) are the Office of the Attorney General
(OAG); the Criminal Division of the Department of Justice (CRIM); the Executive Office of the
U.S. Attorneys (EOUSA); the Federal Bureau of Investigation (FBI); the Office of Enforcement
Operations (OEO); the Office of Information and Policy (OIP); the U.S. Attorney’s Office for
the District of Columbia (USAO-DC); and the U.S. Attorney’s Office for the District of
Massachusetts (USAO-MA).
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2000), a criminal matter not involving Mr. Marino; the verdict forms from Mr. Marino’s criminal
case; four FBI tapes from 1989 concerning an attempted murder; and records that generally
relate to Mr. Marino by name or one of his aliases. See Marino v. Dep’t of Justice, Civ. No. 12-
865, 2013 WL 5979753, at *5 (D.D.C. Nov. 12, 2013). Mr. Marino contends that these records
will not only prove his theories of government misconduct, but also, will exonerate him. See
Compl. at 3 (explaining that the requested records will show his “actual innocence” as well as
“egregious governmental misconduct”).
At issue in this phase of the litigation is whether Mr. Marino must pay certain fees
associated with his records request. Mr. Marino contends that he should receive a fee waiver
because the records he requests will benefit the public’s interest in how its government operates.
At the same time, he concedes that the information he seeks already exists in the public domain.
Moreover, Mr. Marino fails to provide sufficient information concerning how he will
disseminate the records that he requests. Because these deficiencies are fatal to Mr. Marino’s fee
waiver request, the Court will deny Mr. Marino’s motion.
I. FACTS
In March 2013, Defendants moved to dismiss Mr. Marino’s suit, or in the
alternative, for summary judgment. The Court sua sponte dismissed with prejudice Mr.
Marino’s Sunshine Act claim, Marino, 2013 WL 5979753, at *8, but denied without prejudice
Defendants’ motion, id. at *8-9. The Court explained that Defendants neither had addressed
adequately Mr. Marino’s Privacy Act claims nor had established that the searches conducted in
response to Mr. Marino’s FOIA claims were adequate and reasonable. Id. at *8.
As relevant here, the Court faulted Defendants for their handling of the search
fees that Mr. Marino owed in connection with his records request to EOUSA and USAO-MA.
2
The Court observed that USAO-MA had conducted searches for responsive records, but had
refused to complete its review until Mr. Marino paid $8,960.00 in search fees. Defendants
claimed that Mr. Marino was ineligible for a fee waiver, but Mr. Marino was not seeking such a
waiver. Instead, Mr. Marino had asked EOUSA to cap his search fees at $1,000.00. EOUSA
and USAO-MA ignored this request. Further, there was no indication in the record that Mr.
Marino could not have made a $1,000.00 advance payment or that he would have sought a fee
waiver in this amount. Id. at *9. Accordingly, the Court found that Defendants had not
established that EOUSA and USAO-MA had conducted an adequate or reasonable search for
responsive records. Id.
Defendants filed a motion for renewed dispositive briefing, which the Court
granted. Shortly thereafter, Mr. Marino filed a Motion for Fee Waiver, Dkt. 29. He asked the
Court to order Defendants to “correct” the “[v]erdict [s]heet” from his “jury trial” and waive
$5,796.00 in search fees. 3 Id. at 14-15. The Court directed Defendants to treat Mr. Marino’s
Motion as a request made directly to them. See Dec. 30, 2013 Minute Order.
On February 10, 2014, Mr. Marino filed a Motion to Compel, Dkt. 30, and a
Motion Requesting Copy of Docket Sheet, Dkt. 31. Mr. Marino asked the Court to direct
Defendants to respond to his fee waiver request, Mot. to Compel at 1, and renewed his request
for a “correct[ion] [of] the . . . [i]naccurate [r]ecord[s]” from his trial in the District of
Massachusetts, Mot. Requesting Copy of Docket Sheet at 2. The Court granted the Motion to
Compel and ordered Defendants to respond no later than March 5, 2014. See Feb. 12, 2014
3
The Court notes that, in the same paragraph in which he asked for a fee waiver, Mr. Marino
also requested an order that would “allow [him] to pay the $5,796.00 within 60 days from this
Court’s Order . . . .” Mot. for Fee Waiver at 15. The Court presumes that this request is borne
out of a misunderstanding of the law and is not a concession as to Mr. Marino’s capability and
willingness to pay the accrued search fees.
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Minute Order. However, the Court granted Mr. Marino’s Motion Requesting Copy of Docket
Sheet only in part. It directed the Deputy Clerk to mail a copy of the docket sheet in this case to
Mr. Marino and denied without prejudice his request for a correction of the records from his jury
trial. See Feb. 12, 2014 Minute Order.
Defendants filed a timely response to Mr. Marino’s Motion to Compel, submitting
a declaration from Tricia Francis, an EOUSA Attorney-Advisor charged with responding to
FOIA requests. See EOUSA Notice [Dkt. 32], Francis Decl. [Dkt. 32-1]. Ms. Francis averred
that EOUSA had calculated that it would take approximately 207 hours to conduct a search for
the records that Mr. Marino had requested, computed a fee estimate of $5,796.00 based on the
agency’s normal search fee of $28.00 per hour, and mailed this fee estimate to Mr. Marino in
December 2013. Francis Decl. ¶¶ 5-7; see also Notice of Exhibits [Dkt. 37], Fee Letter to Mr.
Marino [Dkt. 37-1] at 1-3. Ms. Francis adds that upon learning of Mr. Marino’s Motion for a
Fee Waiver, EOUSA evaluated his request and deemed Mr. Marino ineligible for a fee waiver.
Francis Decl. ¶ 8. EOUSA notified Mr. Marino of its decision on January 16, 2014, id.,
explaining that Mr. Marino had not sufficiently established that his FOIA request was in the
public interest, see Notice of Exhibits, Jan. 16, 2013 Letter to Mr. Marino [Dkt. 37-1] at 4-5.
EOUSA informed Mr. Marino that he could either notify EOUSA of the amount he was willing
to pay or administratively appeal the denial of his waiver request. Francis Decl. ¶ 8; see also
Jan. 16, 2013 Letter to Mr. Marino at 5.
Mr. Marino opted to appeal EOUSA’s fee waiver denial. OIP received the
appeal, but declined to act. See Resp. to Show Cause [Dkt. 38], Ex. 1 [Dkt. 38-1] (OIP Letter to
Mr. Marino). On April 3, 2014, OIP informed Mr. Marino that it was closing his appeal pursuant
to 28 C.F.R. § 16.9(a)(3) because his waiver request was part of the litigation he had brought
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before this Court. Id. at 1. Section 16.9(a)(3) provides that “[a]n appeal ordinarily will not be
acted on if the request becomes a matter of FOIA litigation.” 28 C.F.R. § 16.9(a)(3).
On March 21, 2014, Mr. Marino filed a Reply, Dkt. 33, and Supplemental Reply,
Dkt. 34, to EOUSA’s Notice and Francis Declaration. The Court then entered an Order
explaining that EOUSA’s Notice would be construed as an opposition to Mr. Marino’s Motion to
Compel, and Mr. Marino’s Reply and Supplemental Reply would “complete the record on [Mr.
Marino’s] eligibility for a fee waiver.” Mar. 26, 2014 Minute Order. The Court vacated the
existing schedule for summary judgment briefing pending the Court’s determination of Mr.
Marino’s eligibility for a fee waiver. 4 Accordingly, the issue of Mr. Marino’s eligibility for a fee
waiver is now ripe.
II. ANALYSIS
A. Exhaustion of Administrative Remedies
At the outset, the Court finds that Mr. Marino has exhausted his administrative
remedies in connection with his request for a fee waiver. It is well-established that a party must
first exhaust his administrative remedies before bringing an action under FOIA. Stebbins v.
Nationwide Mut. Ins. Co., 757 F.2d 364, 366 (D.C. Cir. 1985) (citing Hedley v. United States,
594 F.2d 1043, 1044 (5th Cir. 1979)); see also Oglesby v. U.S. Dep’t of Army, 920 F.2d 57, 61-
62 (D.C. Cir. 1990). This principle also applies to waiver of search fees. As the D.C. Circuit has
explained, “[e]xhaustion does not occur until the required fees are paid or an appeal is taken
from the refusal to waive fees.” Oglesby, 920 F.2d at 66 (citing Nat’l Treasury Emps. Union v.
Griffin, 811 F.2d 644, 648 (D.C. Cir. 1987); Irons v. FBI, 571 F. Supp. 1241, 1243 (D. Mass.
1983); Crooker v. U.S. Secret Serv., 577 F. Supp. 1218, 1219 (D.D.C. 1983)). Here, Mr. Marino
4
On March 28, 2014, Mr. Marino submitted a Supplemental Motion for Fee Waiver, Dkt. 35,
which the Court accepted.
5
appealed EOUSA’s fee waiver denial to OIP, which closed the matter in light of the ongoing
litigation. See OIP Letter to Mr. Marino at 1 (citing 28 C.F.R. § 16.9(a)(3)). Consequently,
there is no barrier to this Court addressing Mr. Marino’s eligibility for a fee waiver.
B. Requested Fee Waiver
FOIA requesters generally cannot obtain judicial review of their FOIA claims
until they either pay any fees associated with their records request or establish their entitlement
to a fee waiver. See Oglesby, 920 F.2d at 66; Smith v. Fed. Bureau of Prisons, 517 F. Supp. 2d
451, 455 (D.D.C. 2007). Both fee schedules and fee waivers are governed by 5 U.S.C.
§ 552(a)(4)(A). Under that provision, agencies are “empower[ed] . . . to ‘promulgate
regulations . . . specifying the schedule of fees applicable to the processing of [FOIA] requests . .
. and establishing procedures and guidelines for determining when such fees should be waived or
reduced.’” Research Air, Inc. v. Kempthorne, 589 F. Supp. 2d 1, 8-9 (D.D.C. 2008) (alterations
in original) (quoting 5 U.S.C. § 552(a)(4)(A)(i)). The statute also directs agencies to waive fees
for processing a FOIA request when “[1] disclosure of the information is in the public interest
because it is likely to contribute significantly to public understanding of the operations or
activities of the government and [2] is not primarily in the commercial interest of the requester.”
Id. at 8 (alterations in original) (quoting 5 U.S.C. § 552(a)(4)(A)(iii)). Accordingly, a court must
consider both the statute and the regulations promulgated by the agency when determining
whether a fee waiver request was denied properly. See Campbell v. U.S. Dep’t of Justice, 164
F.3d 20, 35 (D.C. Cir. 1998); VoteHemp, Inc. v. DEA, 237 F. Supp. 2d 55, 58-59 (D.D.C. 2002).
Although the Court’s review of a fee waiver denial is de novo, it is limited to the
record that was before the agency at the time of the request. See Larson v. CIA, 843 F.2d 1481,
1483 (D.C. Cir. 1988). Plaintiffs bear the burden of demonstrating that the requirements for a
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fee waiver are satisfied. See id. However, because Mr. Marino is proceeding pro se, the Court
will construe his request for a fee waiver liberally. See Haines v. Kerner, 404 U.S. 519, 520
(1972); United States v. Byfield, 391 F.3d 277, 281 (D.C. Cir. 2004).
As a component of the Department of Justice, EOUSA properly applied the
Department’s regulations governing fee waivers set forth in 28 C.F.R. § 16.11(k). That
provision requires the furnishing of responsive records “without charge or at a [reduced]
charge . . . where a component determines, based on all available information, that the requester
has demonstrated” the requisite level of public interest and is not seeking the information
primarily for a commercial interest. 28 C.F.R. § 16.11(k)(1). EOUSA determined that Mr.
Marino had not satisfied the first requirement of a public interest, which involves consideration
of the following four factors:
(i) The subject of the request: Whether the subject of the requested
records concerns ‘the operations or activities of the government.’
The subject of the requested records must concern identifiable
operations or activities of the federal government, with a
connection that is direct and clear, not remote or attenuated.
(ii) The informative value of the information to be disclosed:
Whether the disclosure is ‘likely to contribute’ to an understanding
of government operations or activities. The disclosable portions of
the requested records must be meaningfully informative about
government operations or activities in order to be ‘likely to
contribute’ to an increased public understanding of those
operations or activities. The disclosure of information that already
is in the public domain, in either a duplicative or a substantially
identical form, would not be as likely to contribute to such
understanding where nothing new would be added to the public’s
understanding.
(iii) The contribution to an understanding of the subject by the
public likely to result from disclosure: Whether disclosure of the
requested information will contribute to ‘public understanding.’
The disclosure must contribute to the understanding of a
reasonably broad audience of persons interested in the subject, as
opposed to the individual understanding of the requester. A
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requester’s expertise in the subject area and ability and intention to
effectively convey information to the public shall be considered. It
shall be presumed that a representative of the news media will
satisfy this consideration.
(iv) The significance of the contribution to public understanding:
Whether the disclosure is likely to contribute ‘significantly’ to
public understanding of government operations or activities. The
public’s understanding of the subject in question, as compared to
the level of public understanding existing prior to the disclosure,
must be enhanced by the disclosure to a significant extent.
Components shall not make value judgments about whether
information that would contribute significantly to public
understanding of the operations or activities of the government is
‘important’ enough to be made public.
Id. § 16.11(k)(2). As the Circuit has explained, “[f]or a request to be in the ‘public interest,’ [all]
four [public interest] criteria must be satisfied.” Judicial Watch v. Dep’t of Justice, 365 F.3d
1108, 1126 (D.C. Cir. 2004).
EOUSA denied Mr. Marino’s fee waiver request because he had not satisfied all
of the factors of the public interest analysis. In its letter to Mr. Marino, EOUSA faulted him for
(1) not explaining with sufficient specificity to which operations or activities of the government
his records request pertained, (2) failing to detail how his records request would significantly
increase public understanding of government operations or activities, and (3) not providing an
adequate plan for disseminating the requested records to the public. See Jan. 16, 2013 Letter to
Mr. Marino at 4-5. The Court agrees as to the latter two points.
While Mr. Marino’s briefing is often difficult to follow, his position is clear that
the records he requests will reveal information about the inner workings of the FBI, and, perhaps,
U.S. Attorneys’ Offices. However, Mr. Marino has not specifically stated how disclosure of
such records would add anything new to the public’s understanding of these federal entities,
which is the primary goal of FOIA. U.S. Dep’t of Justice v. Reporters Comm. for Freedom of
8
Press, 489 U.S. 749, 774 (1989) (“‘[T]he basic purpose of the [FOIA is] to open agency action to
the light of public scrutiny.’” (alterations in original) (quoting Dep’t of Air Force v. Rose, 425
U.S. 352, 372 (1976)); see also Judicial Watch, Inc. v. U.S. Dep’t of Treasury, 796 F. Supp. 2d
13, 22-23 (D.D.C. 2011) (“Congress enacted FOIA to promote transparency across the [federal]
government.”). Mr. Marino contends that the requested records will expose corruption within
the FBI, Mot. for Fee Waiver at 6, and reveal a “super secret [FBI] program called ‘TOP
ECHELON INFORMANT PROGRAM’ which recruits top level criminals in the policy making
of criminal organized syndicates . . . or gangs,” Reply at 2. 5 Any such records, however, would
not contain new information. As Mr. Marino notes, “[t]he federal courts are by now painfully
familiar with the Winter Hill Gang[, whose leaders were James “Whitey” Bulger and Stephen
“the Rifleman” Flemmi,] and its corrupt relationship with the Boston [o]ffice of the FBI [and]
the United States Attorney’s Office [for the] District of Massachusetts.” Mot. for Fee Waiver at
11-12 (citing, inter alia, McIntyre v. United States, 367 F.3d 38 (1st Cir. 2004) (suit brought
against the United States by estates of two murdered individuals under the theory that certain
FBI agents’ illicit cooperation with Bulger and Flemmi resulted in the murders); United States v.
Connolly, 341 F.3d 16 (1st Cir. 2003) (prosecution of former FBI agent accused of conspiring
with members of the Winter Hill Gang); Flemmi, 225 F.3d 78 (interlocutory appeal of district
5
Mr. Marino also claims that the requested FOIA information will correct “inaccurate records”
associated with his criminal conviction, Mot. for Fee Waiver at 3, and will cast doubt on the
evidence presented at his trial, id. at 5. The Court notes that Mr. Marino’s focus on the ways in
which the requested records allegedly will undermine his conviction and term of incarceration
greatly undercuts the supposed benefit that will accrue to the public if the records are released.
See Supp. Reply at 4-5 (explaining that the requested records are needed in order to secure Mr.
Marino’s “immediate release from custody”). As this Circuit has observed, “[i]nsofar as [a
prisoner] seeks information to facilitate a challenge to his conviction, the court considers
disclosure less likely to contribute to public understanding.” Ortloff v. Dep’t of Justice, No. 02-
5170, 2002 WL 31777630, at *1 (D.C. Cir. Dec. 11, 2002) (per curiam) (citing McClain v. U.S.
Dep’t of Justice, 13 F.3d 220, 221 (7th Cir. 1993); McClellan Ecological Seepage Situation v.
Carlucci, 835 F.2d 1282, 1287 (9th Cir. 1987)).
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court’s holding that the United States could not introduce certain evidence at trial because
Flemmi had received use immunity in return for serving as an FBI informant)). Mr. Marino also
notes that Congress has examined the FBI’s use and management of informants affiliated with
the Mafia. Id. at 12-13 (citing Staff of H. Comm. on Gov’t Reform, 108th Cong., Everything
Secret Degenerates: The FBI’s Use of Murderers as Informants, H.R. Rep. No. 108-414 (Comm.
Print 2004)); see also Supp. Mot. for Fee Waiver at 5. Accordingly, Mr. Marino has virtually
conceded EOUSA’s first two findings. See Campbell, 164 F.3d at 36 (knowing where “in the
public domain . . . materials reside” is necessary because “the mere fact that material is in the
public domain does not justify denying a fee waiver; only material that has met a threshold level
of public dissemination will not further public understanding within the meaning of the fee
waiver provisions”) (citations and internal quotation marks omitted).
Mr. Marino’s vague statements about disseminating the information are similarly
tenuous. A key consideration in evaluating a public interest fee-waiver request is whether the
FOIA requester has the “ability and intention to effectively convey or disseminate the requested
information to the public.” Prison Legal News v. Lappin, 436 F. Supp. 2d 17, 26 (D.D.C. 2006)
(internal quotation marks and citation omitted). Such an inquiry “look[s] to the scope of the
requester’s proposed dissemination—whether to a large segment of the public or a limited subset
of persons.” Id. (internal quotation marks and citations omitted). It also considers whether the
FOIA requester has “described in reasonably specific and non-conclusory terms his ability to
disseminate the requested information.” Perkins v. U.S. Dep’t of Veterans Affairs, 754 F. Supp.
2d 1, 8 (D.D.C. 2010).
Here, Mr. Marino indicates that he will disseminate any responsive records on the
Internet. He specifically names the following websites as platforms for distribution:
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“PROJECTMARINO.COM, PROJECTMARINO.NET, PROJECTMARINOgmail.com, . . .
Face Book [sic], Twitter, U-Tube [sic], [and] Google.” Reply at 18. The only data he provides
on viewership of these websites is that “over 150,000 people WORLD-WIDE” have visited
“PROJECTMARINO.” Id. at 22 (internal quotation marks omitted).
The accuracy and utility of this response is questionable. Mr. Marino does not
explain which PROJECTMARINO web site has been viewed, and makes the fantastical assertion
that “the White House [has] view[ed] the websites from three different terminals.” Id. at 23.
Further, Mr. Marino does not explain whether the 150,000 figure represents merely the total
number of views since the inception of the websites or the number of website hits per day. Cf.,
e.g., Judicial Watch, Inc. v. Rossotti, 326 F.3d 1309, 1314 (D.C. Cir. 2003) (rejecting argument
that plaintiff had not sufficiently demonstrated its intent to disseminate records it had requested
in light of plaintiff’s stated plan of communicating the records requested through such platforms
as a newsletter with a monthly circulation of over 300,000 copies nationwide, a website that had
logged up to 1,000,000 visitors in a single day, and a daily listserv with over 60,000 subscribers);
In Def. of Animals v. Nat’l Insts. of Health, 543 F. Supp. 2d 83, 110 (D.D.C. 2008) (determining
plaintiff had sufficiently described the methods it would use to disseminate FOIA information,
noting that plaintiff claimed its website and related sites received over 55,000 hits per day and
1.6 million hits per month). Further, Mr. Marino has not explained how he would post the
records that he seeks to these various websites while incarcerated. He has provided no
information whatsoever regarding his access to these specific websites or even to the Internet
generally. Mr. Marino, in short, simply has not demonstrated his ability to “effectively convey”
the requested information to the public. See Prison Legal News, 436 F. Supp. 2d at 26.
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III. CONCLUSION
For the foregoing reasons, the Court will deny Mr. Marino’s request for a search
fee waiver. A memorializing Order accompanies this Memorandum Opinion.
/s/
ROSEMARY M. COLLYER
Date: June 19, 2014 United States District Judge
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