Wood v. American Federation of Government Employees , 255 F. Supp. 3d 190 ( 2017 )

UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
DUANE WOOD,
Plaintiff
v.
Civil Action No. 16-2139 (CKK)
AMERICAN FEDERATION OF
GOVERNMENT EMPLOYEES, et al.,
Defendants
MEMORANDUM OPINION
(June 15, 2017)
Plaintiff, proceeding pro se, brings this action against Defendants American Federation
of Government Employees (“AFGE”), J. David Cox and Nathaniel Nelson. Although Plaintiff’s
complaint is not a model of clarity, the gravamen of his claims appears to be that he was
defamed when a fellow union member sent various e-mails alleging that Plaintiff committed
certain financial wrongdoing in his role as Executive Vice President of AFGE Local 2798.
Before the Court is Defendants’ [5] Motion to Dismiss. Defendants argue that this case is
preempted in its entirety by the Civil Service Reform Act (“CSRA”). Alternatively, Defendants
argue that Plaintiff has failed to state a claim under the Labor-Management Reporting and
Disclosure Act (“LMRDA”), or for defamation. Upon consideration of the pleadings, 1 the
relevant legal authorities, and the record for purposes of this motion, the Court GRANTS-IN-
PART and DENIES-IN-PART Defendants’ Motion.
1 The Court’s consideration has focused on the following documents:
• Defs.’ Mot. to Dismiss (“Defs.’ Mot.”), ECF No. 5;
• Pl.’s Mem. in Opp’n to Mot. to Dismiss (“Pl.’s Opp’n”), ECF No. 7; and
• Defs.’ Reply, ECF No. 8.
In an exercise of its discretion, the Court finds that holding oral argument in this action would
not be of assistance in rendering a decision. See LCvR 7(f).
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I. BACKGROUND
For the purposes of this motion, the Court accepts as true the well-pleaded allegations in
Plaintiff’s complaint. The Court does “not accept as true, however, the plaintiff’s legal
conclusions or inferences that are unsupported by the facts alleged.” Ralls Corp. v. Comm. on
Foreign Inv. in U.S., 758 F.3d 296, 315 (D.C. Cir. 2014).
Plaintiff Duane Wood was formerly employed at the United States Department of
Veteran Affairs and was the Executive Vice President of AFGE Local 2798. Compl., ECF No.
1-1, at 1. Plaintiff alleges that shortly after he was elected to this position, he and the other
members of Local 2798’s Executive Board began making numerous attempts to contact
Defendant Cox, the National President of AFGE, about certain concerns they had about
Defendant Nelson, the National Representative for Local 2798, regarding financial
mismanagement of union affairs. Id. at 2. Cox allegedly ignored these contacts, and therefore
Plaintiff and other Local 2798 members brought their concerns directly to the United States
Department of Labor. Id.
In response, AFGE District 14 National Vice President Dwight Bowman agreed to meet
with Plaintiff and the Executive Board to discuss their concerns. Id. At that meeting, Bowman
allegedly confirmed that the current “administration” was not responsible for the “significant
missing money,” and also agreed that Nelson would be replaced as the representative for Local
2798. Id. However, Bowman passed away before this could occur. Id. After Bowman’s death,
Nelson recommended that Local 2798 “be put in Trusteeship bringing CHARGES alleging
illegal activities, theft, mismanagement of funds and grave misconduct by Wood & the other
Local 2798 Executive Board members.” Id. Nelson also “relieve[d]” Plaintiff of his position as
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Executive Vice President of AFGE Local 2798 in a public manner that Plaintiff alleges was
humiliating. Id. at 3.
A hearing was then conducted by the AFGE into Nelson’s claims against Plaintiff and the
other members of the Executive Board. Id. After the hearing concluded but before Plaintiff had
been informed of the results, Nelson allegedly engaged in a “smear campaign” against Plaintiff,
sending out “mass emails” accusing Plaintiff of “everything from stealing computers, hacking
government accounts [and] shredding pertinent documents.” Id.
Nonetheless, the AFGE panel investigating the charges against Plaintiff eventually ruled
in his favor, and found that his position, as well as the positions of the other implicated executive
board members, should be reinstated and that Local 2798 should be removed from trusteeship.
Id. However, only months later, Plaintiff received new charges against him, this time alleging
that “he is in effect committing treason and attempting to ‘decertify’ the union.” Id. Following
these new charges, Nelson again allegedly “smear[ed]” Plaintiff by sending mass emails
accusing Plaintiff of, among other things, taking unauthorized bonuses and destroying union
files. Id. at 4. AFGE eventually “ruled that Wood cannot be a union member for 10 years &
Wood may never hold office again.” Id.
Plaintiff did not expressly state any particular cause of action in his complaint, but sought
monetary damages for “tainted image, emptied ambition, sleepless nights, and hours of legal
consultation.” Id. Plaintiff filed this lawsuit in the Superior Court for the District of Columbia
and Defendants removed it to this Court. Notice of Removal, ECF No. 1. Defendants
subsequently filed the pending motion to dismiss which has been fully briefed and is ripe for
resolution.
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II. LEGAL STANDARD
A. Federal Rule of Civil Procedure 12(b)(1)
When a motion to dismiss a complaint under Federal Rule of Civil Procedure 12(b)(1) is
filed, a federal court is required to ensure that it has “the ‘statutory or constitutional power to
adjudicate [the] case[.]’” Morrow v. United States, 723 F. Supp. 2d 71, 77 (D.D.C. 2010)
(emphasis omitted) (quoting Steel Co. v. Citizens for a Better Env’t, 523 U.S. 83, 89 (1998)).
“Federal courts are courts of limited jurisdiction” and can adjudicate only those cases or
controversies entrusted to them by the Constitution or an Act of Congress. Kokkonen v.
Guardian Life Ins. Co. of Am., 511 U.S. 375, 377 (1994). In determining whether there is
jurisdiction, the Court may “consider the complaint supplemented by undisputed facts evidenced
in the record, or the complaint supplemented by undisputed facts plus the court’s resolution of
disputed facts.” Coal. for Underground Expansion v. Mineta, 333 F.3d 193, 198 (D.C. Cir.
2003) (citations omitted). “Although a court must accept as true all the factual allegations
contained in the complaint when reviewing a motion to dismiss pursuant to Rule 12(b)(1),” the
factual allegations in the complaint “will bear closer scrutiny in resolving a 12(b)(1) motion than
in resolving a 12(b)(6) motion for failure to state a claim.” Wright v. Foreign Serv. Grievance
Bd., 503 F. Supp. 2d 163, 170 (D.D.C. 2007) (citations omitted).
B. Federal Rule of Civil Procedure 12(b)(6)
Under Federal Rule of Civil Procedure 12(b)(6), a party may move to dismiss a
complaint on the grounds that it “fail[s] to state a claim upon which relief can be granted.” Fed.
R. Civ. P. 12(b)(6). “[A] complaint [does not] suffice if it tenders ‘naked assertion[s]’ devoid of
‘further factual enhancement.’” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (quoting Bell Atl.
Corp. v. Twombly, 550 U.S. 544, 557 (2007)). Rather, a complaint must contain sufficient factual
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allegations that, if accepted as true, “state a claim to relief that is plausible on its face.”
Twombly, 550 U.S. at 570. “A claim has facial plausibility when the plaintiff pleads factual
content that allows the court to draw the reasonable inference that the defendant is liable for the
misconduct alleged.” Iqbal, 556 U.S. at 678.
III. DISCUSSION
The Court will first address Defendants’ argument that Plaintiff’s complaint is
completely preempted by the CSRA. Because the Court determines that Plaintiff’s defamation
claim is not preempted, it will then go on to consider Defendants’ argument that Plaintiff’s
defamation claim should be dismissed for failure to state a claim. Finally, the Court will address
Defendants’ arguments about the propriety of retaining the individual Defendants in this suit.
A. CSRA Preemption
Defendants primarily argue that this case must be dismissed because it is preempted by
the CSRA. In determining whether Plaintiff’s claims are preempted, the Court begins by
establishing what is not at issue. “The CSRA ‘regulates virtually every aspect of federal
employment and prescribes in great detail the protections and remedies’ applicable to adverse
personnel actions, ‘including the availability of administrative and judicial review.’” Mahoney v.
Donovan, 824 F. Supp. 2d 49, 63 (D.D.C. 2011) (quoting Nyunt v. Chairman, Broad. Bd. of
Governors, 589 F.3d 445, 448 (D.C. Cir. 2009) (internal quotations omitted). However,
Defendants have not argued that this case arises from any adverse personnel action taken against
the Plaintiff, and the Court cannot discern any such personnel action from the pleadings. 2
2 Cases involving personnel actions generally “concern disputes arising from the employment
relationship wherein a government employer or supervisor takes an action against a government
employee that allegedly violated the merit principles outlined in Title II of the CSRA.”
Gutierrez v. Flores, 543 F.3d 248, 253 (5th Cir. 2008).
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Accordingly, although “[t]he CSRA provides a comprehensive scheme to administer adverse
personnel actions against federal employees,” Graham v. Ashcroft, 358 F.3d 931, 933 (D.C. Cir.
2004), and therefore “preempts judicial review of prohibited personnel actions,” Doe P v. Goss,
No. CIVA 04-2122 GK, 2007 WL 106523, at *8 (D.D.C. Jan. 12, 2007), this type of preemption
is not at issue in this case.
However, “[i]n addition to providing a means of evaluating personnel actions, the CSRA
also sets forth guidelines for employee-management relations in Title VII of the CSRA, which
governs labor organizations and collective bargaining among federal employees.” Murphree v.
Am. Fed’n of Gov’t Employees, AFL-CIO, 850 F. Supp. 2d 1256, 1259 (N.D. Ala. 2012).
Accordingly, complaints that a labor organization has committed an “unfair labor practice” are
also preempted by the CSRA, and must be filed with the Federal Labor Relations Authority
(“FLRA”). See Karahalios v. Nat’l Fed’n of Fed. Employees, Local 1263, 489 U.S. 527, 532-33
(1989); see also Steadman v. Governor, U.S. Soldiers’ & Airmen’s Home, 918 F.2d 963, 966
(D.C. Cir. 1990) (a district court is barred “from entertaining an unfair labor practice claim, over
which the FLRA has exclusive jurisdiction.”).
This is the type of preemption Defendants contend precludes Plaintiff’s claims in this
case. In their Motion to Dismiss, Defendants argue that “it is clear that the gravamen of
Plaintiff’s complaint is that the union committed an unfair labor practice when it allegedly
interfered and/or attempted to restraint Plaintiff’s rights as secured under the Civil Service
Reform Act (‘CSRA’).” Defs.’ Mot. at 2. Defendants’ argument has some intuitive appeal,
given that the pro se complaint in this case does seem to focus on Defendant’s rights as a union
member and argue that those rights were improperly interfered with. It is an unfair labor
practice for a labor organization to, among other things, “interfere with, restrain, or coerce any
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employee in the exercise by the employee of any right under” the chapter of the CSRA related to
union and labor rights, or “to otherwise fail or refuse to comply with any provision of this
chapter.” 5 U.S.C. § 7116(b)(1), (8). To the extent Plaintiff’s complaint, which is somewhat
unclear, attempts to allege any unfair labor practices, it is dismissed.
However, Plaintiff has clarified in his opposition to Defendants’ motion to dismiss that he
is asserting a defamation claim that the Court does not interpret as being a challenge to an unfair
labor practice. In his opposition, Plaintiff states that he is “asserting a tort claim of defamation,”
that Defendants have engaged in a “pattern of intentional harm, harassment, slander and
defamation,” and “seeks a remedy for harassment, slander and defamation of character.” Pl.’s
Opp’n at 1, 2, 6. Plaintiff appears to concede that he has alleged some “unfair labor practices,”
and that the CSRA “provides the exclusive remedy for federal employees,” but argues that this is
not the case “with respect to defamation related disputes.” Id. at 6. Because Plaintiff proceeds in
this matter pro se, the Court must consider not only the facts alleged in Plaintiff’s Complaint, but
also the facts alleged in Plaintiff’s Opposition to Defendant’s Motion to Dismiss. See Brown v.
Whole Foods Mkt. Grp., Inc., 789 F.3d 146, 152 (D.C. Cir. 2015) (“a district court errs in failing
to consider a pro se litigant’s complaint ‘in light of’ all filings, including filings responsive to a
motion to dismiss”) (quoting Richardson v. United States, 193 F.3d 545, 548 (D.C. Cir. 1999));
Fillmore v. AT & T Mobility Servs. LLC, 140 F. Supp. 3d 1, 2 (D.D.C. 2015) (“the Court, as it
must in a case brought by a pro se plaintiff, considers the facts as alleged in both the Complaint
and Plaintiff's Opposition to Defendant's Motion to Dismiss.”).
It is true that, despite labelling his claim as one for “defamation,” Plaintiff’s complaint
would be subject to preemption if in substance it challenged an unfair labor practice, because
“[t]he CSRA preempts a state tort claim if the claim falls within the purview of the Act.” Greene
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v. Am. Fed’n of Gov’t Employees, AFL-CIO, Local 2607, No. CIV.A. 05-0408 RMU, 2005 WL
3275903, at *3 (D.D.C. Sept. 7, 2005). However, Defendants have provided no persuasive
argument or authority for the proposition that the particular defamation alleged in this case is an
unfair labor practice that would fall within the purview of the CSRA, and the Court concludes
that it is not.
The Court finds instructive the Fifth Circuit’s opinion in the case Gutierrez v. Flores, 543
F.3d 248 (5th Cir. 2008). In Gutierrez, a former Vice President of AFGE brought suit against
other members of the union alleging that statements they had made about his alleged misconduct
in certain union activities were libelous. Id. at 249. An investigation had been conducted into
alleged financial wrongdoing committed by the Gutierrez plaintiff in relation to his union
responsibilities, but the government had declined to prosecute him. Id. at 249-50. Defendants—
other union members who were upset with plaintiff’s conduct—disseminated a letter and an e-
mail which included statements that plaintiff had committed theft and embezzlement and had
already been found “guilty.” Id. at 250-51. Plaintiff alleged that these communications
constituted libel. Id.
The Gutierrez court held that the CSRA did not preempt plaintiff’s libel claim. Id. at
251-56. That court first reasoned that, like in this case, these communications were unrelated to
any personnel action connected to plaintiff’s government employment, and accordingly CSRA
preemption of personnel action claims was not applicable. Id. at 253-54. Next, the Court
acknowledged that lawsuits asserting that a union had violated its duty of fair representation
were also preempted by the CSRA, id. at 254 (citing Karahalios, 489 U.S. at 532), but concluded
that plaintiff had “not allege[d] that Appellees or the union committed an ‘unfair labor practice,’”
id. at 255. The Court reasoned that plaintiff was “not alleging that Appellees violated a duty
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established under the CSRA” but instead that “Appellees’ letter and e-mail were defamatory and
intended to inflict emotional distress.” Id. The Court noted that “[n]othing in the CSRA pertains
to this specific scenario.” Id.
This reasoning applies equally to the case before the Court. As stated above, Defendants
have not argued that this case relates to any personnel action with respect to Plaintiff’s
government employment, and the Court can discern no such action underpinning Plaintiff’s
claims. Plaintiff is suing his union and other union members, but Plaintiff’s defamation claim
does not allege that his union breached their duty of fair representation, nor does it otherwise
appear to implicate any unfair labor practices as that term is defined under the CSRA. The
CSRA does not “preclude[ ] an employee from suing his union,” under all circumstances. Id. at
254. It only precludes claims alleging that the union committed an “unfair labor practice.” Id.
Because that does not appear to be the case with respect to Plaintiff’s defamation claim in
particular, that claim will survive Defendants’ motion to dismiss. See also Murphree, 850 F.
Supp. 2d at 1267 (finding that CSRA did not preempt claim that “solely concern[ed] [a]
defamatory article published in the union newsletter separate from” personnel action
proceedings); Gilding v. Carr, 608 F. Supp. 2d 1147, 1153–54 (D. Ariz. 2009) (finding that
CSRA did not preempt claim that union officers defamed plaintiff in their capacity as officers in
a blog that was not “made within the confines of an administrative grievance.”).
B. Failure to State a Claim
Defendants also argue that Plaintiffs’ claims, even if not preempted, should be dismissed
for failure to state a claim. Although Plaintiff did not assert any causes of action in his
complaint, Defendants presented arguments in their motion to dismiss assuming Plaintiff was
attempting to assert claims either under the LMRDA or for defamation. As stated above, the
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Court interprets Plaintiff’s opposition as clarifying that his case is one for defamation, and has
found that the complaint is not preempted by the CSRA based on that interpretation.
Accordingly, the Court need not address Defendants’ arguments regarding the Plaintiff’s
supposed LMRDA claims, because such claims are not at issue.
With respect to Plaintiff’s defamation claim, Defendants posit two arguments for
dismissal, neither of which are completely persuasive. First, Defendants argue that Plaintiff has
failed to state a claim for defamation because he consented to the publication of the statements at
issue. “Consent is an absolute defense to a claim of defamation.” Farrington v. Bureau of Nat.
Affairs, Inc., 596 A.2d 58, 59 (D.C. 1991). “A person who consents to the publication of
comments about himself has no cause of action for defamation.” Id. “The publication of a
defamatory statement is privileged if: (1) there was either express or implied consent to the
publication; (2) the statements were relevant to the purpose for which consent was given; and,
(3) the publication of those statements was limited to those with a legitimate interest in their
content.” Id.
Defendants contend that Plaintiff consented to the alleged defamation when he
“voluntarily joined” AFGE, and agreed to be subject to AFGE’s disciplinary procedures. Defs.’
Mot. at 14. Defendants also argue that Defendant Nelson’s emails “merely communicated” the
results of Plaintiff’s disciplinary hearing to “those with a legitimate interest in their content.” Id.
at 15. Plaintiff responds that he did not consent to the disciplinary hearing at issue, or the
publication of the results of that hearing, and that Defendant Nelson sent the e-mail to
individuals without a legitimate interest in their content. Pl.’s Opp’n at 7.
Little need be said of this argument at this stage of the case. Defendant cannot
conclusively establish all of the elements of a consent defense based solely on Plaintiff’s
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pleadings, the content of which the Court accepts as true at this preliminary stage in the case.
Instead, this defense presents factual disputes that will have to be resolved at a later stage. See
McFadden v. Washington Metro. Area Transit Auth., 949 F. Supp. 2d 214, 224-25 (D.D.C. 2013)
(rejecting consent defense at motion to dismiss stage where “[t]he complaint alone does not
reveal whether [the conditions of a consent defense] are met in this case” and holding that
“[a]lthough the individual defendants may be able to satisfy all three elements of the defense at
the summary judgment stage, the defense is prematurely raised in their Rule 12(b)(6) motion.”).
Second, Defendants argue that Plaintiff’s defamation claim must be dismissed because it
is untimely. “‘In the District of Columbia, the statute of limitations for defamation is one year.’”
Owens v. D.C., 631 F. Supp. 2d 48, 56 (D.D.C. 2009) (quoting Wallace v. Skadden, Arps, Slate,
Meagher & Flom, 715 A.2d 873, 882 (D.C. 1998)). A court may grant a motion to dismiss on
statute of limitations grounds “if ‘no reasonable person could disagree on the date’ on which the
cause of action accrued.” Smith v. Brown & Williamson Tobacco Corp., 3 F. Supp. 2d 1473,
1475 (D.D.C. 1998) (quoting Kuwait Airways Corp. v. American Security Bank, N.A., 890 F.2d
456, 463 n.11 (D.C.Cir.1989)).
Plaintiff filed his lawsuit on October 4, 2016. Notice of Removal at 1. It is undisputed
that a number of the statements that could be interpreted as the basis for Plaintiff’s defamation
claim were made more than a year before this date. Compl. at 2-4 (listing a number of events by
date from August 2012 to January 2014). To the extent Plaintiff’s defamation claims are based
on statements made before that time, they are untimely and will be dismissed. See Jin v. Ministry
of State Sec., 254 F. Supp. 2d 61, 69 (D.D.C. 2003) (granting motion to dismiss defamation
claims where it was undisputed that allegedly defamatory material was published more than a
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year before complaint was filed); Mizell v. SunTrust Bank, 26 F. Supp. 3d 80, 87 (D.D.C. 2014)
(same).
However, as Defendants concede, Plaintiff’s defamation claim is not entirely untimely.
Plaintiff alleges that some of the defamatory statements at issue—including the alleged “smear”
of Plaintiff in “[m]ass emails” in November of 2015—were made within a year of the filing of
his complaint. Compl. at 4. To the extent Plaintiff’s defamation claim is based on these
statements, it will not be dismissed.
C. Individual Defendants
Finally, Defendants argue in a footnote that the individual Defendants should be
dismissed from this case because the CSRA, 5 U.S.C. § 7116, precludes individual liability for
any claims related to alleged union duties or obligations and limits liability exclusively to the
labor organization. Defendant’s argument is not persuasive with respect to Defendant Nelson
because, as described above, the defamation he is alleged to have committed falls outside of the
scope of unfair labor practices defined in 5 U.S.C. § 7116. The Court will dismiss Defendant
Cox because there are no allegations tying him to the remaining defamation claim.
IV. CONCLUSION
For the reasons set forth above, the Court will GRANT-IN-PART and DENY-IN-PART
Defendants’ Motion to Dismiss. The Court interprets Plaintiff’s complaint, in conjunction with
his opposition, as intending to assert a defamation claim. The Court finds that Plaintiff’s
defamation claim is not preempted by the CSRA because that claim is not based on any
personnel action or unfair labor practice. To the extent Plaintiff intended to challenge any unfair
labor practices, those claims will be dismissed as preempted. The Court also will dismiss
Plaintiff’s defamation claim in part, to the extent it is based on any statements prior to October 4,
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2015, and will dismiss Defendant Cox. An appropriate Order accompanies this Memorandum
Opinion.
Dated: June 15, 2017
/s/
COLLEEN KOLLAR-KOTELLY
United States District Judge
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