United States v. Hardy ( 2017 )

IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
__________________________________________
)
UNITED STATES OF AMERICA, )
)
v. ) Criminal No. 11-0027 (ESH)
)
EDWARD HARDY, )
)
Defendant. )
)
__________________________________________)
MEMORANDUM OPINION
Before the Court is defendant’s pro se Motion to Vacate, Set Aside, or Correct Sentence
pursuant to 28 U.S.C. § 2255.1 (See Def.’s § 2255 Mot., ECF No. 37; see also Def.’s Letter
Requesting Recons. of Sentence, ECF No. 36.2) For the reasons stated herein, the motion is
denied.
BACKGROUND
On February 1, 2011, defendant was charged in a one-count indictment with unlawful
possession of a firearm and ammunition by a person convicted of a crime punishable by
1
Section 2255 provides that
(a) A prisoner in custody under sentence of a court established by Act of Congress
claiming the right to be released upon the ground that the sentence was imposed
in violation of the Constitution or laws of the United States, or that the court was
without jurisdiction to impose such sentence, or that the sentence was in excess of
the maximum authorized by law, or is otherwise subject to collateral attack, may
move the court which imposed the sentence to vacate, set aside or correct the
sentence.
28 U.S.C. § 2255(a).
2
As the Court previously indicated, defendant’s letter is being treated as part of his § 2255
motion. (See Order at 1 n.1, ECF No. 40.)
imprisonment for a term exceeding one year in violation of 18 U.S.C. § 922(g)(1). (Indictment,
ECF No. 1.) On May 25, 2011, the government filed a superseding information, adding a charge
of unlawful possession of a firearm by a felon in violation of 22 D.C. Code § 4503(a)(1).
(Information, ECF No. 19.) Pursuant to a plea agreement, defendant entered a plea of guilty to
the D.C. Code offense in exchange for dismissal of the federal count at the time of sentencing.
(Plea Agreement ¶¶ 1, 6, ECF No. 22.) As part of the agreement, defendant adopted and signed
a “Proffer of Proof,” which stated that defendant had
previously been convicted of three (3) felonies in the Superior Court of the
District of Columbia and each offense was punishable by at least one year in
prison: Armed Robbery (Case Number 2002-FEL-7662, sentenced 3-17-05);
Attempted Distribution of Cocaine (Case Number 2004-FEL-6296, sentenced 3-
9-05); and Attempted Distribution of Cocaine (Case Number 2008-CF2-19767,
sentenced 1-15-09).
(Proffer of Proof at 3, ECF No. 23.) The plea agreement further provided, pursuant to Fed. R.
Crim. P. 11(c)(1)(C),3 that the parties agreed to an 8-year term of imprisonment. (Plea
Agreement ¶ 2.) The parties agree that the driving force behind the plea agreement was the 15-
year mandatory minimum sentence that the defendant would have faced under the Armed Career
Criminal Act (“ACCA”), 18 U.S.C. § 924(e), if convicted of the federal felon-in-possession
charge, due to his three qualifying prior convictions: two “serious drug offenses” and one
“violent felony.”4 By comparison, the maximum penalty for the D.C. Code offense was only 10
years, and the advisory sentencing range under the D.C. sentencing guidelines was 30-54
3
Fed. R. Crim. P. 11(c)(1)(C) allows the parties to a plea agreement to “agree that a specific
sentence or sentencing range is the appropriate disposition of the case . . . .”
4
The ACCA provides that “in the case of a person who violates section 922(g) of this title and
has three previous convictions by any court referred to in section 922(g)(1) of this title for a
violent felony or a serious drug offense, or both, committed on occasions different from one
another, such person shall be fined under this title and imprisoned not less than fifteen years.”
18 U.S.C. § 924(e).
2
months’ imprisonment. The Court accepted the agreement and sentenced defendant to 8 years’
imprisonment. (Judgment, ECF No. 33.)
After defendant’s conviction became final, the Supreme Court struck down part of the
ACCA’s definition of “violent felony” as unconstitutional. Johnson v. United States, 135 S. Ct.
2551 (2015). Specifically, the Court held that the so-called “residual clause,” which defines a
violent felony to include any offense that “otherwise involves conduct that presents a serious
potential risk of physical injury to another,” was void for vagueness. In Welch v. United States,
136 S. Ct. 1257 (2016), the Supreme Court held that its ruling in Johnson applied retroactively to
cases on collateral review.
Relying on Johnson and Welch, defendant filed a § 2255 motion seeking to vacate his
conviction and sentence and set aside his guilty plea.5 He claims that in light of Johnson and
Welch, his prior conviction for D.C. armed robbery is not in fact a qualifying conviction under
the ACCA and that he would not entered into a plea agreement whereby he agreed to serve a 96-
month sentence for his D.C. code offense absent the possibility of a 15-year mandatory minimum
sentence under the ACCA. (See Def.’s Letter at 1 (ACCA “should not have been used as a
bargaining tool to ensure [defendant’s] conviction without the use of trial.”).) The government
filed an opposition (see Opp’n, ECF No. 44), and defendant filed a reply. (See Reply, ECF
No.45.) The Court has determined that no hearing is necessary because “the motion and the files
and records of the case conclusively show that the prisoner is entitled to no relief.” 28 U.S.C. §
2255(b)).
5
Defendant’s motion was received by the Court on June 16, 2016, within one year of the
Supreme Court’s decision in Johnson. See 28 U.S.C. § 2255(f)(3) (motion must be filed within
one year of “the date which the right asserted was initially recognized by the Supreme Court, if
that right has been newly recognized by the Supreme Court and made retroactively applicable to
cases on collateral attack”).
3
DISCUSSION
Defendant’s claim is an atypical Johnson claim in that he was not actually convicted of a
federal offense or sentenced under the ACCA; thus, he is not challenging a sentence imposed
under the now void residual clause of the ACCA. Rather, defendant’s claim is that his plea was
involuntary because (1) he agreed to the terms of his plea agreement based on the mistaken belief
that he faced a mandatory minimum ACCA sentence; or (2) his counsel was ineffective in
advising him to accept the plea agreement.
A plea of guilty is constitutionally valid if it “‘represents a voluntary and intelligent
choice among the alternative courses of action open to the defendant.’” United States v. McCoy,
215 F.3d 102, 107 (D.C. Cir. 2000) (quoting Hill v. Lockhart, 474 U.S. 52, 56 (1985)). At the
time defendant entered into his plea agreement, the ACCA’s residual clause was still in effect,
and there was absolutely no reason to anticipate the Supreme Court’s decision in Johnson. See,
e.g., United States v. Redrick, 841 F.3d 478, 480 (D.C. Cir. 2016) (“no one . . . could reasonably
have anticipated Johnson”); see also United States v. Wilson, No. 96-cr-0157, 2017 WL 1383644
(D.D.C. Apr. 18, 2017) (“Until the Supreme Court announced its new rule in Johnson,
[defendant] did not have a reasonable basis upon which to challenge the constitutionality of
ACCA’s residual clause.” (internal quotations omitted)). It is well-established that a “voluntary
plea of guilty intelligently made in the light of the then applicable law does not become
vulnerable because later judicial decisions indicate that the plea rested on a faulty premise.”
Brady v. United States, 397 U.S. 742, 757 (1970). Accordingly, defendant’s claim that his plea
was involuntary because he did not know at the time he pled that the ACCA’s residual clause
would be declared unconstitutional is without merit.
For similar reasons, defendant cannot succeed on a claim that his plea was involuntary
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because his counsel was ineffective in advising him to accept the plea agreement. If a defendant
“is represented by counsel during the plea process and enters his plea upon the advice of counsel,
the voluntariness of the plea depends on whether counsel’s advice was within the range of
competence demanded of attorneys in criminal cases,” using the Strickland v. Washington, 466
U.S. 668 (1984), test for deficient performance. United States v. Tolson, 372 F. Supp. 2d 1, 11
(D.D.C. 2005); see also Hill v. Lockhart, 474 U.S. at 58 (holding that a claim that the ineffective
assistance of counsel rendered a plea not voluntary and intelligent must be evaluated under the
general test for ineffective assistance set forth in Strickland). To establish deficient performance
under Strickland, a defendant must show that “counsel's representation fell below an objective
standard of reasonableness.” Strickland, 466 U.S. at 688. As previously noted, when counsel
advised defendant to enter into his plea agreement, the ACCA’s residual clause was still in
effect, and there was absolutely no reason to anticipate the Supreme Court’s decision in Johnson.
Counsel is not required to divine an unpredictable future. Accordingly, defendant’s counsel’s
performance in recommending that he enter into the plea agreement was clearly not deficient,
precluding any claim for ineffective assistance.
CERTIFICATE OF APPEALABILITY
When a district court enters a final order resolving a motion under 28 U.S.C. § 2255 that
is adverse to the defendant, it must either issue or deny a certificate of appealability. See Rules
Governing Section 2255 Proceedings for the United States District Courts, Rule 11(a). By
statute, “[a] certificate of appealability may issue ... only if the applicant has made a substantial
showing of the denial of a constitutional right.” 2 8 U.S.C. § 2253(c)(2). The Supreme Court has
explained that this standard is met if “reasonable jurists could debate whether ... the [motion]
should have been resolved in a different manner or that the issues presented were ‘adequate to
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deserve encouragement to proceed further.’” Slack v. McDaniel, 529 U.S. 473, 484, 120 S. Ct.
1595, 146 L. Ed. 2d 542 (2000) (quoting Barefoot v. Estelle, 463 U.S. 880, 893 & n. 4, 103 S. Ct.
3383, 77 L. Ed. 2d 1090 (1983)). Defendant’s claims do not meet this standard. Accordingly, the
Court declines to issue a certificate of appealability.
CONCLUSION
Accordingly, and for the reasons stated above, defendant’s § 2255 motion is denied. A
separate Order accompanies this Memorandum Opinion.
/s/ Ellen Segal Huvelle
ELLEN SEGAL HUVELLE
United States District Judge
Date: July 11, 2017
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