Carter v. Vujasinovic ( 2020 )

UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
SAMANTHA CARTER,
Pro se Plaintiff,
v. Case No. 19-cv-3746 (CRC)
VUK VUJASINOVIC, et al.,
Defendants.
MEMORANDUM OPINION
In 2012, Samantha Carter, with the assistance of a bevy of lawyers, brought a personal
injury case in Texas state court. The case settled in 2017. According to Carter, her attorneys in
that case stole more than $500,000 from the settlement proceeds that belonged to her. Carter,
proceeding pro se, now brings suit in this Court against two of her former Texas attorneys, the
Texas state court judge who presided over her case, a receiver who was appointed during the
case, and the State Bar of Texas under 42 U.S.C. § 1983 and state common law. Before the
Court are motions to dismiss from three of the Defendants. Concluding that the District of
Columbia is the wrong venue for Carter’s suit, the Court will close the case and transfer it to the
Northern District of Texas.
I. Background
In 2012, Carter sued her former employer in Texas state court for injuries she sustained in
the workplace, Carter v. Rad Staffing, LLC, No. DC-12-14879 (Tex. 116th Judicial Dist. Ct.)
(Dec. 21, 2012). See Judge Parker’s Mot. to Dismiss, Exh. A (“Texas Case Docket”). 1 Texas
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Carter also sued her former employer in this court based on the same injuries. Am.
Compl. ¶¶ 36, 79. Judge Sullivan ruled that the District of Columbia was an improper venue and
116th Civil District Court Judge Tonya Parker presided over the action. During the course of the
proceedings, Carter retained and fired a host of lawyers, including Vuk Vujasinovic and Dimitri
Dube. Am. Compl. ¶ 48. In March 2014, Carter filed a pro se motion to dismiss her own case
with prejudice. Texas Case Docket 28–29. These and other actions raised concerns about her
mental condition. Pl. Notice of Exh. List, Exh. 3 at 1. 2
In May 2014, Shawn Stevens—one of Carter’s attorneys in the Texas case—initiated a
separate action to impose a guardianship over Carter in the Superior Court of the District of
Columbia, Probate Division. Pl. Exh. 4 at 3. At the time, Carter was enrolled at a D.C.
university. 3 Am. Compl. ¶¶ 6, 34. The action was dismissed without prejudice after Carter
failed to appear. Pl. Exh. 4 at 1. The record in the Texas case was supplemented with materials
from the D.C. guardianship action. Texas Case Docket 35; Pl. Exh. 4 at 3–33.
Meanwhile, Defendant-Attorney Vujasinovic moved to appoint a receiver and next friend
in the Texas case. Pl. Exhs. 3, 14; Texas Case Docket 26, 28. Judge Parker appointed a receiver
in October 2014. Texas Case Docket 38–39. A new receiver, Kevin Wiggins, was appointed in
2017. Id. at 45–46; Pl. Exh. 11. The case was dismissed with prejudice in November 2017 after
the parties reached a settlement agreement. Texas Case Docket 46; Pl. Exhs. 10, 12. Carter
transferred the case to the Northern District of Texas. See Minute Order, Carter v. H2R Rest.
Holdings, Inc., No. 14-cv-1741 (D.D.C. May 17, 2016).
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Shortly after she filed her amended complaint, Carter filed a “Notice of Plaintiff’s
Exhibit List,” which the Court presumes she meant to attach to her amended complaint. See
ECF No. 14. The Court will thereafter refer to these exhibits by “Pl. Exh.”
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Although Plaintiff alleges that she is a citizen of the District of Columbia, the mailing
address that she provided in her complaint is in Montana. Am. Compl. ¶ 6.
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alleges that the Defendant-Attorneys allegedly kept the proceeds of the settlement that belonged
to her. See Am. Compl. ¶¶ 4, 29, 63, 81.
Carter claims that the Defendant-Attorneys are therefore liable for breach of fiduciary
duty, legal malpractice, breach of contract, and breach of covenant of good faith and fair dealing.
Id. ¶¶ 50–90. 4 She also brings claims under 42 U.S.C. § 1983 against Judge Parker for allegedly
overseeing the scheme, id. ¶¶ 1, 22–26, and against the State Bar of Texas (“Texas Bar”) for
failing to investigate her former Texas attorneys, id. ¶¶ 1, 32–33. Attorney Vuk Vujasinovic
moves to dismiss under Federal Rule of Civil Procedure 12(b)(2), 12(b)(3), and 12(b)(6) for lack
of personal of jurisdiction, improper venue, and failure to state a claim, respectively. The Texas
Bar, asserting sovereign immunity, moves to dismiss for lack of subject-matter jurisdiction or, in
the alternative, for lack of personal jurisdiction or improper venue. Judge Parker, asserting
absolute judicial immunity, moves to dismiss for lack of subject-matter jurisdiction. The Court
need reach only one of these defenses—improper venue—which it readily finds to be
meritorious as to all of Carter’s claims.
II. Legal Standards
“Requiring that a case be brought in the proper district ensures that only courts with some
interest in the dispute or the parties adjudicate the claims at issue.” Pitts v. Wells Fargo Bank,
N.A., No. 14-cv-02211 (CRC), 2015 WL 5728879, at *3 (D.D.C. Sept. 29, 2015). Venue is
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Carter invokes the Declaratory Judgment Act, 28 U.S.C. § 2201, as a basis for federal
jurisdiction over her state-law claims. See Am. Compl. ¶¶ 1, 91–95. Defendants are correct that
the Declaratory Judgment Act “is not an independent source of federal jurisdiction.” Tex. Bar
Mot. to Dismiss 5 & n.23 (quoting C & E Servs., Inc. of Washington v. D.C. Water & Sewer
Auth., 310 F.3d 197, 201 (D.C. Cir. 2002)). It appears, however, that the Court would have
diversity jurisdiction under 28 U.S.C. § 1332 over Carter’s state-law claims against Defendant-
Attorneys because there is complete diversity of citizenship (whether Carter is a citizen of either
D.C. or Montana) and the amount in controversy exceeds $75,000.
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proper in the district where (1) any defendant resides, if all defendants reside in the same state;
(2) “a substantial part” of the events giving rise to the suit occurred; or (3) if venue would not be
proper in any district for those reasons, wherever the defendants are subject to personal
jurisdiction. 28 U.S.C. § 1391(b).
In considering a Rule 12(b)(3) motion to dismiss for improper venue, the Court must
“accept[] the plaintiff’s well-pled factual allegations regarding venue as true, draw[] all
reasonable inferences from those allegations in the plaintiff’s favor, and resolve[] any factual
conflicts in the plaintiff’s favor.” Pendleton v. Mukasey, 552 F. Supp. 2d 14, 17 (D.D.C. 2008).
“The Court need not, however, accept the plaintiff’s legal conclusions as true, and may consider
material outside of the pleadings.” Tower Labs., Ltd. v. Lush Cosmetics Ltd., 285 F. Supp. 3d
321, 323 (D.D.C. 2018). The burden is on the plaintiff, who has an “obligation to institute the
action in a permissible forum,” to establish that venue is proper. Freeman v. Fallin, 254 F. Supp.
2d 52, 56 (D.D.C. 2003).
When a plaintiff brings a case in an improper venue, the Court “shall dismiss [the case],
or if it be in the interest of justice, transfer such case to any district or division in which it could
have been brought.” 28 U.S.C. § 1406(a). “The decision whether a transfer or a dismissal is in
the interest of justice . . . rests within the sound discretion of the district court.” Naartex
Consulting Corp. v. Watt, 722 F.2d 779, 789 (D.C. Cir. 1983). In making that decision, “courts
consider, inter alia, whether the claims would be time-barred upon refiling, whether transfer
would prejudice the defendants’ position on the merits, and whether transfer would save the
plaintiff the time and expense of refiling in a new district.” Does 1-144 v. Chiquita Brands Int’l,
Inc., 285 F. Supp. 3d 228, 235 (D.D.C. 2018).
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III. Analysis
Carter has not shown that the District of Columbia is a proper venue under 28 U.S.C.
§ 1391(b). No Defendant resides in the District. 28 U.S.C. § 1391(b)(1). The only connection
that the amended complaint establishes to the District Columbia concerns the 2014 guardianship
action against Carter in D.C. probate court. That action was initiated by Shawn Stevens, one of
Carter’s attorneys in the Texas case. Pl. Exh. 4 at 3. Although Stevens is not named as a
defendant in this suit, Carter alleges that Vujasinovic paid Stevens to hire D.C. lawyers and paid
a doctor as part of a scheme to deprive her of her rights through the D.C. guardianship action.
Am. Compl. ¶¶ 19.2, 20.1. 5 Carter also alleges that Judge Parker attempted to improperly
influence the D.C. proceedings to have her declared mentally incompetent. Id. ¶¶ 22–26.
Even accepting these remarkable allegations as true, they certainly do not make up “a
substantial part of the events . . . giving rise to the claim[s]” at issue. 28 U.S.C. § 1391(b)(2).
The gravamen of Plaintiff’s complaint is that the Defendant-Attorneys in the Texas case
fraudulently kept the proceeds of the settlement from her. The D.C. guardianship action was
dismissed without any findings as to Carter’s mental competency. Although the record in the
Texas case was supplemented with materials from the D.C. action, the complaint does not allege
what impact those materials had on the resolution of the Texas case. Therefore, the allegations
concerning the D.C. guardianship action “are not sufficiently material” to Carter’s claims to
support venue in the District. Aguilar v. Michael & Son Servs., Inc., 292 F. Supp. 3d 5, 10
(D.D.C. 2017); see generally Fam v. Bank of Am. NA (USA), 236 F. Supp. 3d 397, 406 (D.D.C.
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The Amended Complaint contains two paragraphs that are numbered 19 and two that
are numbered 20. The citation is to the first paragraph numbered 20 and the second paragraph
numbered 19.
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2017) (holding that D.C. was an improper venue for a suit challenging a foreclosure where the
underlying loan papers were sent from an office in D.C., but the property in question was located
in Virginia and the alleged loan rescission and cancelled foreclosure sales occurred in Virginia).
Finding venue to be improper in D.C., the Court must decide whether to dismiss the case
outright or “if it be in the interest of justice, transfer such case to any district or division in which
it could have been brought.” 28 U.S.C. § 1406(a); see Naartex, 722 F.2d at 789 (“The decision
whether a transfer or a dismissal is in the interest of justice . . . rests within the sound discretion
of the district court.”). To be sure, the Court seriously doubts that some of Carter’s claims
“could properly be heard in any federal court.” Naartex, 722 F.2d at 789. Judge Parker is likely
correct, for example, that judicial immunity precludes subject-matter jurisdiction over Plaintiff’s
§ 1983 claims against her. The gravamen of Carter’s complaint against Judge Parker seems to be
dissatisfaction with her rulings in the Texas case, such as her decision to appoint a receiver. See
Am. Compl. ¶ 3; Pl. Exh. 2; Pl. Opp. 14–15, 17. However, it is well-established that such
judicial actions are protected by absolute immunity. See Sindram v. Suda, 986 F.2d 1459, 1460
(D.C. Cir. 1993) (“Judges enjoy absolute judicial immunity from suits for money damages for all
actions taken in the judge’s judicial capacity, unless these actions are taken in the complete
absence of all jurisdiction.”); Mireles v. Waco, 502 U.S. 9, 11 (1991) (“[J]udicial immunity is
not overcome by allegations of bad faith or malice[.]”). 6 Nor does Plaintiff explain why the
Texas Bar, an agency of the Texas judicial department, Tex. Gov’t Code Ann. § 81.011(a),
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To the extent that Carter alleges that Judge Parker “pierced” her judicial immunity by
attempting to improperly influence the D.C. probate action through an unidentified “third party,”
Am. Compl. ¶ 3, the Court is hard-pressed to see how that “naked assertion” would survive a
Rule 12(b)(6) motion “without further factual enhancement.” Twombly v. Iqbal, 559 U.S. 544,
546, 557 (U.S. 2007).
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would not be entitled to Eleventh Amendment immunity against her claim that it failed to
discipline its members. See Bishop v. State Bar of Texas, 791 F.2d 435, 438 (5th Cir. 1986)
(“[T]he State Bar of Texas is a state agency such that an action for damages is barred by the
eleventh amendment.”); In re State Bar of Texas, 113 S.W.3d 730, 732 (Tex. 2003) (holding that
“the power to regulate the practice of law in the State of Texas” is vested exclusively with the
Texas Supreme Court (citing Tex. Const. art. II, § 1; Tex. Gov’t Code Ann. § 81.011(c))). 7
Despite the Court’s grave reservations about subject-matter jurisdiction over some of
Carter’s claims, the Court will transfer the entire case to the Northern District of Texas for the
sake of keeping her claims (which all relate to the same nucleus of facts) and the core defendants
(some of whom appear not to have been served) together in one court. The Court agrees with
other courts in this jurisdiction that “it would be more efficient and economical” to transfer the
case “rather than force . . . a pro se plaintiff[] to re-file and re-serve h[er] Complaint in another
District” and to pursue appeals in two different districts. Roland v. Branch Banking & Tr. Corp.,
149 F. Supp. 3d 61, 69 (D.D.C. 2015); see also Varma v. Gutierrez, 421 F. Supp. 2d 110, 115
(D.D.C. 2006) (“In this case, to dismiss the action and direct the pro se plaintiff to refile her
complaint in the Eastern District of Virginia would be needlessly duplicative and costly.”); 14D
Wright & Miller, Federal Practice & Procedure § 3827 (3d ed. 2015) (recognizing that “[d]istrict
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Carter’s amended complaint also names as Defendants some 46 individuals “in their
official capacities as Members of the Board of Directors” of the Texas Bar. Am. Compl.
Caption. The complaint contains no individualized allegations against any of these people. In
any case, it is well established that the Eleventh Amendment “may not be evaded by suing state
employees in their official capacity because such an indirect pleading device remains in essence
a claim upon the state treasury.” Green v. State Bar of Texas, 27 F.3d 1083, 1087 (5th Cir.
1994) (dismissing § 1983 claims against individual members of the Texas Bar’s Unauthorized
Practice of Law Committee).
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courts are . . . likely to order transfer rather dismissal than if it would be more efficient or
economical to do so”).
That leaves the question where to transfer the case. It is easily discernible from the face
of the complaint that the case “could have been brought in” the Northern District of Texas. 28
U.S.C. § 1406(a). All Defendants are residents of Texas. Id. § 1391(b)(1). In addition, a
“substantial part” of the events giving rise to Carter’s claims took place in the Northern District
of Texas: The personal injury litigation progressed there for over five years in Texas state court;
the settlement agreement that was reached was executed there; and the proceeds from the
settlement that Plaintiff seeks to recover were initially given to a receiver who resides there. Id.
§ 1391(b)(2). Moreover, the individual Defendants would not be prejudiced by transfer to a
district where or near where they reside and conduct their business or where the vast majority of
the acts giving rise to the suit occurred. See Does 1-144, 285 F. Supp. 3d at 236.
IV. Conclusion
For the foregoing reasons, the Court will transfer the case to the Northern District of
Texas. A separate order follows.
CHRISTOPHER R. COOPER
Date: April 29, 2020 United States District Judge
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