Roberts v. Roth ( 2022 )

UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
____________________________________
)
CAPT. TRAVIS ROBERTS, )
)
Plaintiff, )
)
v. ) Civil Action No. 21-1797 (ABJ)
)
HON JOHN P. ROTH, )
in his official capacity as Acting )
Secretary of the United States )
Air Force, et al., )
)
Defendants. )
____________________________________)
MEMORANDUM OPINION
Captain Travis Roberts filed the complaint in this case on July 6, 2021, asserting that:
This action is to (1) restrain Defendants from discharging Captain Roberts
in violation of his right to the free exercise of religion, as described in the
Constitution and in the Religious Freedom Restoration Act of 1993
(“RFRA”), 42 U.S.C. § 2000bb et seq, and (2) require Defendants to afford
Captain Roberts a religious-based immunizations waiver, enabling him to
train as an RPA pilot and continue to serve his nation.
Compl. [Dkt. # 1] ¶ 9.
On the day he filed the complaint, plaintiff filed a motion seeking immediate injunctive
relief. See Pl.’s Appl. for TRO and Mot. for Preliminary Injunction [Dkt. # 2] (“PI Mot.”).
Plaintiff withdrew the portion of the motion asking for a temporary restraining order on July 9,
2021, see Notice of Withdrawal of Pl.’s Appl. for TRO [Dkt. # 4], and on July 19, 2021, the Court
consolidated consideration of the motion for preliminary injunction with the merits pursuant to
Federal Rule of Civil Procedure 65(a)(2). Min. Order (July 19, 2021). On that date, the Court
issued another minute order observing that “the complaint alleges that the Withdrawal of Federal
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Recognition Board has been convened, but as the parties emphasized in the federal defendants’
Consent Motion for Extension of Time [Dkt. # 10], the final decision with respect to plaintiff's
military discharge is still pending.” Since this raised a question as to whether there was a ripe
controversy to review, the Court ordered plaintiff “to show cause . . . why the matter should not
be dismissed for lack of subject matter jurisdiction.” Min. Order (July 19, 2021). Plaintiff
responded on July 30, 2021. See Pl.’s Resp. to Order to Show Cause [Dkt. # 27].
Since that time, the federal defendants filed a motion for summary judgment for lack of
jurisdiction and other grounds, see Federal Defs.’ Mot. for Summ. J. and Opp. to PI Mot. [Dkt. #
29] (“Fed. Mot.”), the state defendant filed a motion for summary judgment, see State Def.’s Mot.
for Summ. J. [Dkt. # 31] (“State Mot.”), and plaintiff opposed the motions and filed one of his
own. See Pl.’s Combined Opp. to Fed. Mot. (Joined by the State Def.), Cross-Mot. for Summ. J.,
and Reply in Further Supp. of PI Mot. [Dkt. # 34] (“Pl.’s Mot.”). The motions are fully briefed.
See Federal Defs.’ Reply in Supp. of Fed. Mot. and Opp. to Pl.’s Mot. [Dkt. # 41] (“Fed Reply”);
State Def.’s Reply in Supp. of State Mot. and Opp. to Pl.’s Mot. [Dkt. # 43] (“State Reply”); Pl.’s
Reply in Further Supp. of Pl.’s Mot. [Dkt. # 45] (“Pl.’s Reply”).
Under Federal Rule of Civil Procedure 12(h)(3), “[i]f the court determines at any time that
it lacks subject-matter jurisdiction, the court must dismiss the action.” For the following reasons,
the Court finds that it cannot reach the merits of this case, as plaintiff’s complaint is not ripe, and
the case must be dismissed.
BACKGROUND
Captain Travis Roberts is a member of the 188th wing of the Arkansas Air National Guard.
Compl. ¶ 1. He has served in that capacity since March 2018. Compl. ¶ 27. He states that “in
2017, after the death of his father and birth of his first child, Captain Roberts reflected on his faith
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and determined that immunizations and the proper exercise of his faith were incompatible.”
Compl. ¶ 29.
On December 2, 2018, plaintiff “request[ed] an exemption from immunization policies.” 1
Fed. Mot. at 4. He states that he has “a religious practice of avoiding the injection of certain
chemicals and compounds into the human body, especially into the bloodstream.” Pl.’s Mot. at 4.
“Additionally, Plaintiff’s religion condemns the use of human fetal cell lines in the development
of vaccines.” Id. Plaintiff objected to receiving the tetanus-diphtheria and influenza vaccines. Id.
at 3; Fed. Mot. at 4.
Plaintiff’s objection led to a lengthy administrative review. See Fed. Mot. at 5 (“Plaintiff’s
request was reviewed by several layers of his command.”).
• February 3, 2019: “Lt. Col. William Hayes, Senior Flight Surgeon, 188th Medical Group,
submitted a memo in response to Plaintiff’s request for an immunization waiver.” Id. He
“concluded that inadequate immunized servicemembers would pose a potential health risk
to the operational mission and would not be deployable, and recommended against granting
an immunization waiver to Captain Roberts.” Id. (internal quotation marks omitted).
• March 11, 2019: “Lt. Col. Jenny Johnson, Staff Judge Advocate, 188th Wing, submitted
a legal review memo concluding that the recommendations to deny the immunization
exemption request were appropriate and legally sufficient.” Id.
• March 14, 2019: “Col. Jeremiah S. Gentry, Commander, 188th Operations Group,
submitted a memo recommending denial of the request.” Id. at 5–6. On that same date,
“Col. Robert Kinney, Commander, 188th Wing, submitted a memo recommending denial
of the request.” Id. at 6. And on that same date, “Lt. Col. Patric D. Coggin, Commander,
188th Operations Support Squadron, submitted a memo recommending denial.” 2 Id. at 7.
1 “Plaintiff generally takes no issue with the factual statements contained in Federal
Defendants’ Motion and Opposition.” Pl.’s Mot. at 3.
2 “Captain Roberts’ request was reviewed by others, including Col. Paul Jara, Director of
Staff, Arkansas Air National Guard, Col. Steven E. Coney, Staff Judge Advocate, Arkansas Air
National Guard, Brig. Gen, Marc A. Sicard, Arkansas Air National Guard Commander. All of
those officers also recommended denying the request.” Fed. Mot. at 6 (citations omitted).
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• May 8, 2019: “Maj. Gen. Mark H. Berry, the Adjutant General and Commanding General
of the Arkansas National Guard, disapproved Plaintiff’s request for an immunization
exemption.” Id. “Plaintiff’s request then was sent to the National Guard Bureau’s Air
National Guard Readiness Center for further review and processing.” Id.
• December 2, 2019: “Lt. Col. Ashley Williams, Chief, Public Health & Prevention Branch,
Air National Guard Readiness Center (ANGRC), submitted a memo recommending that
the ANGRC Commander deny the request.” Id.
• January 7, 2020: “the ANGRC Commander denied the exemption request.” Id.
After plaintiff’s exemption request was denied, “[h]e was ordered to receive the required
immunizations during an appointment set for that same day. Plaintiff showed up to the
appointment, but continued to refuse the required shots.” Fed. Mot. at 7–8 (citations omitted). He
instead filed an appeal with the Air Force Surgeon General on March 16, 2020. Id. at 8. This
prompted another lengthy review process.
• April 20, 2020: “Col. Coggin, 188th Operations Group, submitted a memo to the 188th
Wing Commander recommending denial of Plaintiff’s appeal for exemption from
vaccinations.” Id.
• May 13, 2020: “Lt. Col. Ashley Williams, Chief, Public Health & Prevention Branch,
ANGRC, submitted a memo seeking the Air Force Surgeon General’s final approval or
denial.” Id. She recommended that the Air Force Surgeon General deny the request. Id.
at 9.
• June 16, 2020: “Maj. Gen. Steven A. Schaick, Chief of Chaplains for the Air Force, sent
an email recommending to deny the immunization waiver request.” Id.
• On an unspecified date between June 16 and August 2, “[t]he Air Force Surgeon General
denied Plaintiff’s appeal.” Id.
• August 2, 2020: “Col. Coggin, 188th Operations Group Commander, notified Plaintiff in
writing that his request for an exemption was denied and ordered him to comply with all
Air Force requirements for immunizations immediately.” Id.
Plaintiff “confirmed receipt” of the order, but “informed his superior officer that he did not
intend to comply,” and, as a result, Col. Coggin issued a letter of reprimand. Fed. Mot. at 9; see
also Pl.’s Mot. at 5–6 (“Colonel Coggin issued Plaintiff a Letter of Reprimand for disobeying a
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lawful order – that is, to obtain the immunizations required for medical clearance.”). Plaintiff
responded to the letter on September 15, 2020. Fed. Mot. at 9.
The Arkansas Air National Guard then convened a Withdrawal of Federal Recognition
Board (“WOFR Board”), which again initiated a multi-layered review. Fed. Mot. at 9; Pl.’s Mot.
at 7.
• May 1, 2021: The WOFR Board is first convened. Fed. Mot. at 9. “After hearing evidence
from both the government and respondent,” “[t]he Board recommended that Captain
Roberts be honorably discharged.” Id. at 10.
• August 2, 2021: “Col. Leon Dodroe, Commander, 188th Wing, recommended approval of
the withdrawal of his federal recognition and discharge from the Arkansas Air National
Guard.” Id.
• August 7, 2021: “Brig. Gen. James R. Rowlett, Chief of Staff AR ANG, recommended
withdrawing Plaintiff’s federal recognition.” Id.
• August 11, 2021: “Maj. Gen. Kendall W. Penn, The Adjutant General (TAG) reviewed
the WOFR proceedings and approved the request to withdraw Capt. Roberts’ federal
recognition.” Id.
The defendants maintain, though, that the process is far from over. In support of their
motion for summary judgment and opposition to the motion for an interim injunction, the federal
defendants submitted a declaration from Lora M. Wakefield, “Deputy Chief for the Air National
Guard (ANG) Force Management Division in the Manpower, Personnel, Recruiting, and Services
(A1) Directorate at the Air National Guard Readiness Center (ANGRC), which is a part of the
National Guard Bureau (NGB).” See Decl. of Mrs. Lora M. Wakefield, Ex. 1 to Fed. Mot. [Dkt.
# 29-2] (“Wakefield Decl.”) ¶ 1.
The declaration details the discharge process for someone in plaintiff’s position and asserts
that “[t]he Air Force has not yet made a final determination on Captain Roberts’s discharge.” Id.
¶ 4. In particular, the declarant explains that the WOFR Board only makes recommendations, and
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that the Secretary of the Air Force Personnel Council (“SAFPC”) makes the decisions regarding
discharge. Fed. Mot. at 13; see also Wakefield Decl. ¶ 9 (the SAFPC “holds the final authority in
ANG officer cases”). Moreover, the declaration explains that, even if plaintiff were to be
discharged by the SAFPC, “he then has the opportunity to apply to the Air Force Board for the
Correction of Military Records, which has broad authority to provide relief.” Fed. Mot. at 10,
citing Wakefield Decl. ¶¶ 18–19.
STANDARD OF REVIEW
Federal courts are courts of limited jurisdiction and possess “only that power authorized
by Constitution and statute.” Kokkonen v. Guardian Life Ins. Co. of Am., 511 U.S. 375, 377
(1994). Article III of the United States Constitution provides that federal courts may hear only
justiciable cases or controversies. U.S. Const. Art. III, § 2. In every federal case, the threshold
question is whether the court has the judicial power to hear the suit. Warth v. Seldin, 422 U.S.
490, 498 (1975). This Court is “forbidden—as a court of limited jurisdiction—from acting beyond
[its] authority, and ‘no action of the parties can confer subject-matter jurisdiction upon a federal
court.’” NetworkIP, LLC v. FCC, 548 F.3d 116, 120 (D.C. Cir. 2008), quoting Akinseye v. District
of Columbia, 339 F.3d 970, 971 (D.C. Cir. 2003).
“The ripeness doctrine generally deals with when a federal court can or should decide a
case. Part of the doctrine is subsumed into the Article III requirement of standing, which requires
a petitioner to allege inter alia an injury-in-fact that is imminent or certainly impending.” Am.
Petroleum Inst. v. EPA, 683 F.3d 382, 386 (D.C. Cir. 2012) (internal quotation marks omitted);
see also Nat’l Treasury Emps. Union v. United States, 101 F.3d 1423, 1427 (D.C. Cir. 1996)
(ripeness “shares the constitutional requirement of standing that an injury in fact be certainly
impending.”).
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“Even if a case is ‘constitutionally ripe,’ though, there may also be ‘prudential reasons for
refusing to exercise jurisdiction.” Am. Petroleum Inst., 683 F.3d at 386, quoting Nat’l Park
Hospitality Ass’n v. Dep’t of Interior, 538 U.S. 803, 808 (2003). “In the context of agency decision
making, letting the administrative process run its course before binding parties to a judicial
decision prevents courts from ‘entangling themselves in abstract disagreements over
administrative policies, and protects the agencies from judicial interference’ in an ongoing
decision-making process.” Id., quoting Abbott Labs. v. Gardner, 387 U.S. 136, 148 (1967)
(ellipses and brackets omitted).
In considering the prudential ripeness doctrine, “courts must consider ‘(1) whether delayed
review would cause hardship to the plaintiffs; (2) whether judicial intervention would
inappropriately interfere with further administrative action; and (3) whether the courts would
benefit from further factual development of the issues presented.’” Wyoming Outdoor Council v.
U.S. Forest Serv., 165 F.3d 43, 48–49 (D.C. Cir. 1999), quoting Ohio Forestry Ass’n, Inc. v. Sierra
Club, 523 U.S. 726, 733 (1998). “The ‘primary focus’ of the prudential aspect of the ripeness
doctrine is to balance ‘the petitioner’s interest in prompt consideration of allegedly unlawful
agency action against the agency’s interest in crystallizing its policy before that policy is subjected
to judicial review and the court’s interests in avoiding unnecessary adjudication and in deciding
issues in a concrete setting.’” Id., quoting Eagle–Picher Indus. v. EPA, 759 F.2d 905, 915 (D.C.
Cir. 1985).
ANALYSIS
Plaintiff’s claim is not constitutionally ripe because his alleged injury is not certainly
impending. While plaintiff argues that his discharge is likely, he has not been discharged at this
point. See Wakefield Decl. ¶¶ 17, 15 (“Captain Roberts has not yet been discharged” because the
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Secretary of the Air Force Personnel Council “reviews the case and makes a final determination”
“on whether to approve or disapprove the recommendation to discharge the officer.”). As
defendants explain, Fed. Mot. at 12–15, the WOFR Board has made a recommendation regarding
plaintiff’s discharge, but a recommendation – as the word implies – is not the same as a final
decision. See also Toms v. Off. of the Architect of the Capitol, 650 F. Supp. 2d 11, 27 (D.D.C.
2009) (“it is not the Hearing Officer that makes the final decision as to an AOC employee’s
termination, but the Architect of the Capitol himself; the Hearing Officer merely recommends a
course of action . . . which Architect of the Capitol considers when making his final decision.”).
This means that plaintiff’s alleged injury is theoretical, rather than certain and impending.
Other district courts have similarly concluded that military discharge complaints are not
ripe at the commencement of discharge proceedings; they are ripe only after a plaintiff has been
discharged. See, e.g., Vaughan v. Kentucky Army Nat. Guard, No. 3:12-35, 2013 WL 211075, at
*6 (E.D. Ky. Jan. 18, 2013) (“Nor has Vaughan’s federal recognition been finally withdrawn. A
claim is not justiciable where it hinges on hypothetical future events.”); Diraffael v. California
Mil. Dep’t, No. 10-7240, 2011 WL 13274364, at *3 (C.D. Cal. Mar. 21, 2011) (“the
commencement of discharge proceedings” is not sufficient injury when “those discharge
proceedings are still underway and to date no final determination has been reached”). Since the
court lacks subject matter jurisdiction to consider the complaint, it must be dismissed.
Moreover, even if one could conceive of some constitutional basis to hear this case, the
Court would decline to do so for prudential reasons. The Air Force should be afforded an
opportunity to formulate and explain its decision, and until it does so, the case is not fit for judicial
review. See Am. Petroleum Inst., 683 F.3d at 387 (“declining jurisdiction over a dispute while
there is still time for the challenging party to convince the agency to alter a tentative position
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provides the agency an opportunity to correct its own mistakes and to apply its expertise,
potentially eliminating the need for (and costs of) judicial review”) (internal quotation marks and
citation omitted). “Put simply, the doctrine of prudential ripeness ensures that Article III courts
make decisions only when they have to, and then, only once.” Id. Taking up plaintiff’s claims
now would defeat the purpose of the ripeness doctrine: to “protect the agencies from judicial
interference until an administrative decision has been formalized.” Gardner, 387 U.S. at 148. 3
These concerns have particular force in the military context, where considerable deference is due.
See, e.g., Goldman v. Weinberger, 475 U.S. 503, 507 (1986) (“courts must give great deference to
the professional judgment of military authorities”); Orloff v. Willoughby, 345 U.S. 83, 93 (1953)
(“judges are not given the task of running the” military; [o]rderly government requires that the
judiciary be as scrupulous not to interfere with legitimate [military] matters as the [military] must
be scrupulous not to intervene in judicial matters”).
Plaintiff does not dispute defendants’ representations regarding the discharge process, or
that the WOFR Board has made a non-binding recommendation of discharge that may be either
accepted or rejected by the decision-maker. See Pl.’s Mot. at 8 (“Plaintiff is in no position – and
has had no opportunity through discovery – to challenge those statements and must accept their
accuracy, at least for purposes of responding to the instant motion.”); see also id. at 2 (“Whether
discharge, here or in any case, must ineluctably follow the WOFR Board’s recommendation is no
matter.”). He suggests instead that the federal defendants should “simply inquire as to the status
3 While plaintiff is understandably frustrated by the pace of proceedings, the hardship to him
is mostly theoretical at this point since he has not been actually discharged, so the Court cannot
say that “hardship caused by [] deferral” would be so “immediate and significant” to “overcome
the finality and fitness problems inherent in attempts to review tentative positions.” Am. Petroleum
Inst., 683 F.3d at 389.
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of Plaintiff’s discharge – or, at minimum, request the Court to stay this case until such a certificate
can be issued.” Pl.’s Mot. at 8. But the Court cannot, and will not, order defendants to speed up
or circumvent established administrative processes in order to establish its jurisdiction to hear the
case. Until defendants issue the administrative decision, they cannot state with finality what the
outcome will be, and until the Court has jurisdiction, it has no authority to issue a stay.
Plaintiff also contends that “all Record evidence suggest that Plaintiff will be discharged
upon final processing.” Pl.’s Mot. at 8. He explains why he believes it is unlikely that the SAFPC
would overturn “the WOFR Board recommendation endorsed by the three high ranking officials.”
Id. at 8–9. But this Court is in no position to make predictions as to what other entities might
conclude. See Shaw v. Austin, 539 F. Supp. 3d 169, 183 (D.D.C. 2021) (plaintiff argued that “his
separation through a Board of Inquiry is a foregone conclusion,” but as long as the administrative
process is pending, “the Court cannot so easily dismiss the possibility that he will have a fair
opportunity to make his case to” the agency, so the “discharge is neither as imminent nor as certain
as he suggests”). 4
Nothing plaintiff has argued changes the fact that he has yet to be discharged and the case
is not ripe. Therefore, the Court does not have jurisdiction to hear the case.
CONCLUSION
The Court acknowledges that plaintiff has an understandable desire to obtain a clear
resolution of the current impasse as quickly as possible. But federal courts are courts of limited
jurisdiction, and this Court simply does not have the power to review plaintiff’s case because the
4 Because the Court concludes that it does not have jurisdiction to hear this case, it will not
reach defendants’ other, related arguments, such as that plaintiff failed to exhaust administrative
remedies.
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controversy is not ripe. Under Federal Rule of Civil Procedure 12(h)(3), then, the case must
DISMISSED.
A separate order will issue.
AMY BERMAN JACKSON
United States District Judge
DATE: March 21, 2022
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