Thompson v. State ( 2015 )

IN THE SUPREME COURT OF THE STATE OF DELAWARE
THEODORE THOMPSON, §
§ No. 47, 2015
Defendant Below, §
Appellant, §
§ Court Below: Superior Court
§ of the State of Delaware
v. § in and for Sussex County
§
STATE OF DELAWARE § Cr. ID No. 1407001729
§
Plaintiff Below, §
Appellee. §
Submitted: December 9, 2015
Decided: December 14, 2015
Before HOLLAND, VAUGHN, and SEITZ, Justices.
ORDER
This 14th day of December, 2015, it appears to the Court that:
(1) A Superior Court jury convicted Theodore Thompson of child abuse
second degree and endangering the welfare of a child for smacking his eight-month
old daughter in the face. He appeals on two grounds. First, Thompson argues that
because the State used the same set of facts to convict him of both crimes, his
sentences should merge. Second, he argues that because the State provided no
testimony from a medical expert about whether the child experienced physical
injury, and the child is an infant unable to testify about whether she felt pain, he
should have been acquitted. Because Thompson’s arguments are without merit, we
affirm.
(2) On the evening of July 2, 2014, Mary Anemone went to the store.
She left her eight-month old daughter with her mother and her live-in boyfriend,
Theodore Thompson. Anemone’s mother stayed in her bedroom while Thompson
stayed in Anemone’s bedroom with the infant. Anemone’s mother heard the baby
crying and screaming. Anemone also heard the baby screaming from the garage
when she returned from the store approximately twenty minutes later. Thompson
left the house five minutes after Anemone arrived.
(3) After turning on the light in her bedroom, Anemone discovered that
her daughter had a large red mark on her face in the shape of a handprint. The
handprint was not there before she left for the store. Anemone called family
members and the police. Corporal Eric Glasco arrived at Anemone’s home about
twenty minutes after she called the police. Corporal Glasco also noticed the
handprint on the baby’s face. The police arrested Thompson a few hours later.
(4) At trial, Thompson acknowledged the mark on the baby’s face, but
said that the baby fell inside the crib and had been crying loudly. He also said he
did not believe the child suffered physical injury. At the conclusion of the State’s
case, the defense moved for a judgment of acquittal on the ground that the State
did not prove the child suffered physical injury because no medical professional
2
was called to explain how the marks were caused or whether the marks on the
child’s face were evidence of physical injury. The Superior Court denied the
motion. Thompson then moved for judgment of acquittal on the endangering the
welfare of a child charge, arguing that it merged into the child abuse charge. The
court denied Thompson’s motion because the crimes contained distinct elements.
(5) The jury convicted Thompson of child abuse second degree and
endangering the welfare of the child. The trial judge sentenced him to two years at
Level V with no probation to follow and one year at Level V, suspended after
thirty days for eleven months Level III probation.
(6) Thompson makes two arguments on appeal. First, Thompson argues
that his sentences for endangering the welfare of a child and child abuse second
degree violate the constitutional prohibition against double jeopardy because he
was punished under two statutes for committing a single act. He argues that
because the injury was caused by the same defendant, affected the same victim,
and occurred on the same day, his sentences should merge. The State submits that
the crimes contained distinct elements and thus should not merge. We review
claims of constitutional violations de novo.1
(7) The Fifth Amendment to the United States Constitution and Article I,
§ VIII of the Delaware Constitution prohibit the imposition of more than one
1
Panuski v. State, 41 A.3d 416, 419 (Del. 2012).
3
punishment for the same offense. 2 This includes protection from multiple charges
under separate statutes that require proof of the same factual elements. 3
“Generally, multiple punishments are not imposed for two offenses arising out of
the same occurrence unless each offense requires proof of a fact which the other
does not.”4 If it is clear the legislature intended to impose more than one penalty
for acts constituting multiple crimes, the guarantee against double jeopardy does
not prohibit multiple punishments against a convicted person. 5 Thus, the inquiry is
one of statutory construction and whether the legislature intended to impose
multiple punishments for the same conduct, 6 not simply whether the same actors
are involved in the same incident.
(8) In seeking to ascertain legislative intent, we look to 11 Del. C. § 206.7
According to 11 Del. C. § 206, a defendant may be convicted of more than one
offense involving the same conduct so long as one offense is not a lesser-included
offense of the other.8 In order “to be an included offense, all the elements of the
2
Johnson v. State, 5 A.3d 617, 620 (Del. 2010).
3
Spencer v. State, 868 A.2d 821, 822 (Del. 2005).
4
Poteat v. State, 840 A.2d 599, 603 (Del. 2003) (internal citation omitted).
5
Johnson, 5 A.3d at 620.
6
Nance v. State, 903 A.2d 283, 286 (Del. 2006).
7
Poteat, 840 A.2d at 604.
8
An offense is a lesser included if:
(1) It is established by the proof of the same or less than all the facts required to
establish the commission of the offense charged; or
(2) It consists of an attempt to commit the offense charged or to commit an
offense otherwise included therein; or
4
lesser offense must be contained in the greater offense—the greater containing
certain elements not contained in the lesser.” 9
(9) Here, child abuse second degree and endangering the welfare of a
child each require proof of a fact that the other does not. To convict Thompson of
second degree child abuse, the State had to prove that he (a) intentionally or
recklessly; (b) caused physical injury; (c) to a child under the age of three. 10 To
convict him of endangering the welfare of a child, the State had to prove: (a) he
was a parent, guardian, or other person who has assumed responsibility for the care
of the child; (b) who intentionally, knowingly, or recklessly; (c) acted in a manner
likely to be injurious to the physical, mental or moral welfare; (d) of a child under
the age of 18.11
(10) A plain reading of the statutes shows that the crimes are distinct. The
crime of endangering the welfare of a child requires the State to prove that a person
with responsibility for the child acted in a way likely to cause physical, mental, or
moral injury to the child. The crime of child abuse second degree requires the
State to prove that the child was under age three and that there was physical injury.
(3) It involves the same result but differs from the offense charged only in the
respect that a less serious injury or risk of injury to the same person, property or
public interest or a lesser kind of culpability suffices to establish its commission.
11 Del. C. § 206(b).
9
State v. Matthews, 295 A.2d 745, 747 (Del. Super. 1972), aff’d, 310 A.2d 645 (Del. 1973).
10
11 Del. C. § 1103A.
11
11 Del. C. § 1102.
5
The presence of distinct elements in each offense means that neither can include all
of the elements of the other.
(11) Thompson ignores this framework and relies on Stroik v. State12 to
support his contention that because the defendant, victim, and harm are the same,
his multiple convictions cannot stand. In Stroik, two defendants argued their
convictions for conspiracy to commit racketeering should merge with their
convictions for racketeering.13 This Court declined to apply the merger doctrine,
and noted that “[m]erger of sentences is appropriate in cases where the victims of
the two crimes for which the defendant is being sentenced are the same, and the
harms occasioned by the two crimes are the same.” 14 In Stroik, there were two
separate crimes and resulting harms—racketeering and a conspiracy. 15 Thus, in
Stroik, the crimes were distinct and the merger doctrine did not apply.
(12) Likewise, here, the crimes are distinct, and the harms they seek to
remedy are distinct. Stroik does not change the rule that “[w]hen the same conduct
of a defendant may establish the commission of more than [one] offense, the
defendant may be prosecuted for each offense.” 16 Nor does Stroik change the fact
that an analysis under 11 Del. C. § 206 is the correct one. Endangering the welfare
of a child targets parents who act in a manner likely to harm children in their care.
12
671 A.2d 1335, 1344 (Del. 1996).
13
Id.14
Id.15
Id. at 1343-44.
16
11 Del. C. § 206(a).
6
In contrast, second degree child abuse targets any individuals who actually cause
physical injury to very young children. Because the crimes are distinct, and Stroik
is inapposite, Thompson’s argument is without merit.
(13) Thompson next argues that under the child abuse statute, the State
must prove that Thompson caused physical injury to the child, which means “any
impairment of physical condition or pain.” 17 According to Thompson, the State’s
failure to submit medical testimony to prove the infant was injured or how the
injury was caused should have led to his acquittal, because an infant cannot testify
about pain. The State asserts in response that there was sufficient lay witness
testimony and photographic evidence to prove physical injury from a slap to an
infant’s face. The scope of our review for claims of insufficient evidence is
“whether any rational trier of fact, viewing the evidence in the light most favorable
to the State, could find [the] defendant guilty beyond a reasonable doubt.” 18
(14) Though it may have been better for the State to present medical
evidence that the child suffered physical injury, this Court held in Williamson v.
State that the victim need not seek medical treatment to establish physical injury. 19
In Williamson, the victim’s testimony about his injuries was sufficient to prove
physical injury. Thompson argues that under Williamson, if a victim is unable to
17
11 Del. C. § 1100(5).
18
Williamson v. State, 113 A.3d 155, 158 (Del. 2015) (quoting Monroe v. State, 652 A.2d 560,
563 (Del. 1995)).
19
Williamson, 113 A.3d at 159.
7
testify about his injuries, then medical testimony is necessary. But our holding in
Williamson did not require any particular type of evidence to prove physical
injury. 20 An infant victim cannot possibly testify about its pain, and thus a rule
requiring victim testimony in all cases would set a higher burden for the State to
prove injury in the case of infant21 victims than is imposed upon adult victims.
Rather, in the case of infant victims, physical injury can be proven by sufficient
circumstantial evidence. 22
(15) In this case, the State presented ample circumstantial evidence. After
being left alone with Thompson, the child had a red mark in the distinct shape of a
handprint on her face. It was large, lasted several days, and extended all the way to
the infant’s hairline. Anemone, Anemone’s mother, Corporal Glasco, and even
Thompson testified that the mark resembled a handprint. A photograph showed
that the mark took at least five days to go away. Anemone and her mother also
testified that although the baby could be fussy at times, she was screaming in a
manner they had never heard before. Moreover, the baby did not have the mark on
her face before Anemone left for the store. Although Anemone’s mother was
home at the time of the incident, the baby was solely in Thompson’s care. Finally,
20
Id.
21
This would include any victim who is unable to testify about pain such as a mute person, an
unconscious person, and the like.
22
See Parisi v. State, 2015 WL 7068343, at *3 (Del. Nov. 12, 2015) (“Though his conviction
relies almost entirely on circumstantial evidence, ‘Delaware law allows the State to convict an
individual solely on circumstantial evidence. We treat circumstantial evidence the same as
testimonial evidence, and draw inferences from that evidence.’”) (quoting Vincent v. State, 996
A.2d 777, 779 (Del. 2010)).
8
the only explanation that Thompson provided regarding the cause of the mark was
that the infant fell inside of the crib.
(16) Viewing this evidence in the light most favorable to the State, a jury
could have concluded beyond a reasonable doubt that Thompson committed child
abuse. Because the Superior Court committed no legal error and the State
presented sufficient evidence so that a rational fact finder could find Thompson
guilty beyond a reasonable doubt, we affirm.
NOW, THEREFORE, IT IS HEREBY ORDERED that the judgment of the
Superior Court is AFFIRMED.
BY THE COURT:
/s/ Collins J. Seitz, Jr.
Justice
9