Lum v. State ( 2018 )

IN THE SUPREME COURT OF THE STATE OF DELAWARE
MALCOLM LUM, §
§ No. 424, 2017
Defendant Below, §
Appellant, §
§ Court Below: Superior Court
v. § of the State of Delaware
§
STATE OF DELAWARE, § Cr. ID. No. 1611005481
§
Plaintiff Below, §
Appellee. §
§
Submitted: August 22, 2018
Decided: August 22, 2018
Before STRINE, Chief Justice; SEITZ and TRAYNOR, Justices.
ORDER
On November 8, 2016, Probation Officer Joseph Scioli and Wilmington
Police Detective Matthew Rosaio, his Operation Safe Streets partner,1 were
patrolling Wilmington’s Center City area when they observed Malcolm Lum and
Dale Lolly walking in a circuitous route, seeming to avoid their patrol car with a
“nervous demeanor” and “constantly checking [the car’s] whereabouts,” saw Lum
exhibit the “canting” behavior of an armed gunman by appearing to secure a gun in
1
Operation Safe Streets is a “crime reduction initiative that teams police with state probation and
parole officers” to “conduct unannounced curfew checks on probationers, surveil high crime areas,
initiate investigations of probation violators and their associates, and follow-up on tips provided
by informants.” OPERATION SAFE STREETS/GOVERNOR’S TASK FORCE, ANNUAL REPORT 1 (2006),
https://cjc.delaware.gov/wp-content/uploads/sites/61/2017/06/05_OSS_GTF_Annual_Report-
min.pdf.
his waistband,2 and exited their patrol car to detain and search the two men.3 While
Detective Rosaio detained Lolly, Probation Officer Scioli detained Lum. Scioli then
conducted a pat-down search of Lum and found a loaded 10-millimeter handgun in
his waistband.4 The officers confirmed through DELJIS that Lum had previously
been convicted of first degree Attempted Robbery, making him a person prohibited
from possessing firearms or ammunition, and processed Lum’s arrest.5
At his later trial, Lum was convicted of Carrying a Concealed Deadly
Weapon, Possession of a Firearm By A Person Prohibited, and Possession of
Ammunition By A Person Prohibited. On appeal, he makes no argument that he was
unjustly convicted in the sense of being innocent of those crimes. Rather, his only
argument is that the weapon seized from him should have been suppressed as
evidence. Only one of Lum’s arguments in support of that contention was properly
raised below. That issue involves whether the officers had a reasonable articulable
suspicion to justify stopping him. But evidence in the record, including the fact that
Lum was acting suspiciously in a high crime area and appeared to be armed and
avoiding the officers’ patrol car, supports the Superior Court’s finding that the
2
“Canting” behavior, according to the arresting officer, is “when a subject either instinctively or
nervously . . . adjust[s] [a] firearm in the[ir] waistband, [and] the[ir] arm goe[s] up and hold[s] [it]
tight against the body. . . . It’s almost like a 90-degree motion you make with your arm.”
Suppression Hearing Tr. (June 30, 2017) at 26:4‒10. The officer also said that, through his training
and experience, he believed this movement to be a “weapons check.” Id. at 11:20‒12:2.
3
Preliminary Hearing Tr. (Nov. 18, 2016), at 4:13-15, 5:6‒10, 9:3‒10.
4
Id. at 10:1‒3.
5
Detective Rosaio’s Affidavit (Nov. 8, 2016), at 4.
2
officers had a reasonable suspicion to stop Lum. On appeal, Lum has surfaced two
additional arguments that he did not present below. These cannot be the basis for
reversal unless they involve plain error.6 Plain error is just that, an error so obvious
and fundamental that it would be unjust not to take into account on appeal.7 Neither
of Lum’s arguments rise to that level.
First, Lum argues that, because Lolly was also searched even though he did
not exhibit “canting” behavior, this means the police would have searched Lum even
absent the evidence in the record of him canting. This is not plain error of any kind.
Testimony in the record supports the finding that Lum engaged in canting indicative
of firearms possession.8 The fact that someone else did not does not support an
argument that Lum’s arrest was unjust. As important, Lum and his companion were
6
Sup. Ct. R. 8 (“Only questions fairly presented to the trial court may be presented for review;
provided, however, that when the interests of justice so require, the Court may consider and
determine any question not so presented.”); Small v. State, 51 A.3d 452, 456 (Del. 2012) (“We
review errors which were not raised at the trial level for plain error.”).
7
See Wainwright v. State, 504 A.2d 1096, 1100 (Del. 1986) (“[T]he doctrine of plain error is
limited to material defects which are apparent on the face of the record; which are basic, serious
and fundamental in their character, and which clearly deprive an accused of a substantial right, or
which clearly show manifest injustice.”) (emphasis added); McGonigle v. State, 568 A.2d 1072
(Del. 1989) (This Court “will not disturb findings of fact by a trial judge or by a jury, if they are
supported by competent evidence in the record, especially if they relate to the credibility of a
witness”).
8
Suppression Hearing Tr. (June 30, 2017) at 11:20‒23; 12:1‒2 (when the officers circled a block
to observe Lum and Lolly from their patrol car, they saw Lum do “a stutter step, kind of stop[] in
his tracks,” and exhibit canting behavior by raising his right arm to the right portion of his body
and “doing what [Detective Rosaio said he] kn[e]w through [his] training and experience to be a
weapons check”); Id. at 13:1‒6 (when the officers exited the vehicle to stop the two men, they saw
Lum with his “right arm pinned against his side while his left hand [wa]s flowing more naturally
with his gait, again, showing what [Detective Rosaio said he] kn[e]w through [his] training and
experience to be a characteristic of an armed gunman”).
3
traveling together, and the officers may have reasonably deemed it unsafe to
themselves not to stop both Lum and Lolly, when there was a rational basis to
assume that if one of them was armed, so was the other. Suffice it to say that Lum
did not raise this argument below, and thus the State was unable to provide any of
the many plausible answers to the question of why Lolly was stopped despite the
fact that he did not exhibit canting behavior. Most importantly, no obvious error of
any kind was made by the Superior Court in failing to raise this issue itself.
Lum’s second new argument on appeal is that he was not a probationer under
Scioli’s supervision and that, as a probation officer and not a police officer, Scioli
was not legally authorized to seize him. But, again, we fail to perceive plain error.
Lum makes this argument in a cursory section of his brief. And Lum slights
language in Title 11, § 4321 of the Delaware Criminal Code that probation officers
“shall exercise the same powers as constables under the laws of this State . . . while
in the performance of the lawful duties of their employment,”9 and the fact that
§ 2705 of that Code affords constables with the same powers as police officers,10
and specifically acknowledges that constables may make “a custodial detention,”
“an arrest,” and a “search of a person or place.”11 Lum makes no argument that
9
11 Del. C. § 4321(d).
10
Id. § 2705(2) (“The constable shall . . . [e]xercise the same powers as peace officers and law-
enforcement officers, in order to protect life and property, while in the performance of the lawful
duties of the employment.”); Id. § 222(15) (defining law-enforcement officer to include police
officers).
11
Id. § 2705(3).
4
Probation Officer Scioli, who was patrolling Wilmington’s Center City
neighborhood as a part of Operation Safe Streets, was not performing the lawful
duties of his employment at the time he, acting in concert and under supervision by
a detective from the Wilmington Police, acted to secure Lum while Detective Rosaio
secured Lolly. It was not plain error for the Superior Court to itself fail to question
Lum’s authority to act in circumstances that are hardly novel, given the long-
standing nature of the Operation Safe Streets program.12
Furthermore, we perceive no fundamental injustice in Lum facing prosecution
for a crime of which he was indisputably guilty as a substantive matter based on his
untimely raised statutory argument. There is a reason that issues are supposed to be
raised at the correct time, so that a full record can be properly made. We decline to
pronounce on an issue of statutory law that was not properly raised when no
fundamental injustice was done, and when there is no way to find that the trial judge
committed plain error here without ignoring the very nature of what the word “plain”
means.
12
OPERATION SAFE STREETS/GOVERNOR’S TASK FORCE, ANNUAL REPORT 1 (2006),
https://cjc.delaware.gov/wp-content/uploads/sites/61/2017/06/05_OSS_GTF_Annual_Report-
min.pdf (“Operation Safe Streets (OSS) was originally conceived as a strategy to halt the increase
in firearm related violence in Wilmington that occurred in 1996.”).
5
NOW, THEREFORE, IT IS ORDERED that the judgment of the Superior
Court dated June 30, 2017 is hereby AFFIRMED.
BY THE COURT:
/s/ Leo E. Strine, Jr.
Chief Justice
6