Williams v. State ( 2020 )

IN THE SUPREME COURT OF THE STATE OF DELAWARE
ANTHONY S. WILLIAMS, §
§ No. 97, 2019
Defendant Below, §
Appellant, § Court Below—Superior Court
§ of the State of Delaware
v. §
§ Cr. ID No. 1804003122
STATE OF DELAWARE, §
§
Plaintiff Below, §
Appellee. §
Submitted: October 28, 2019
Decided: January 22, 2020
Before SEITZ, Chief Justice; VALIHURA and VAUGHN, Justices.
ORDER
After consideration of the appellant’s Supreme Court Rule 26(c) brief, the
State’s response, and the record on appeal, it appears to the Court that:
(1) On December 17, 2018, after a four-day trial, a Superior Court jury
found the appellant, Anthony S. Williams, guilty of one count of Rape in the Fourth
Degree and not guilty of one count of Rape in the Fourth Degree. The Superior
Court sentenced Williams to fifteen years of Level V incarceration suspended after
two years for Level III probation. This is Williams’s direct appeal.
(2) Williams waived his right to counsel and represented himself at trial
with standby counsel. The testimony at trial established the following. On April 6,
2018, the Dover Police Department was notified that a sixteen-year-old runaway,
Lorraine Wilson,1 had returned home to her grandmother and reported that she had
engaged in consensual sexual intercourse with Williams, who was in his 40s. A
police officer picked up Wilson to take her to Kent General Hospital for an
examination by a Sexual Assault Nurse Examiner (“SANE”). On the way to the
hospital, Wilson spotted and pointed out Williams’ car, a gold Chevy SUV Equinox,
outside Interfaith Mission Housing. A check of the SUV’s registration confirmed
that Williams was the owner.
(3) As part of the SANE examination, the nurse took multiple swabs of
Wilson’s body. Wilson told police officers at the hospital that she met Williams in
the summer of 2017. They communicated through texts and telephone calls.
Williams would take Wilson to and from school. Wilson said she had sex twice with
Williams in his car the previous day (April 5th).
(4) While Wilson was at the hospital, police officers approached the gold
SUV. Williams was in the SUV. The police arrested Williams.
(5) After the police re-interviewed Wilson at the Dover police station on
April 10th, they obtained search warrants for Williams’s DNA and SUV. The police
took a swab of the inside of Williams’s cheek for his DNA. During the search of the
SUV, the police collected three cell phones. They obtained a search warrant for the
phones. One phone had no data, one phone had no relevant data, and one phone
1
The Court has assigned a pseudonym under Supreme Court Rule 7(d).
2
could not be accessed because it was password protected. On October 24, 2018,
Williams met with police at the courthouse, provided the password for the cell
phone, and was present while his texts with Wilson, which included texts on April
5th, were reviewed.
(6) Wilson testified that she met Williams in 2017. He would give her rides
and food. After Wilson ran away from home at the end of March 2018, she stayed
with Williams for several days. Wilson testified that they slept in his car while it
was parked at the Delmarva Blood Bank and that they had consensual sex three or
four times. At trial, Wilson did not recall the exact dates she was with Williams. A
DNA analyst employed by the Division of Forensic Services testified that DNA
extracted from Wilson’s vaginal swabs matched the DNA profile obtained from the
swab of the inside of Williams’s cheek. The Superior Court denied Williams’
motion for a judgment of acquittal at the close of the State’s case.
(7) An investigator testified for the defense that surveillance video did not
show Williams’s car at the Delmarva Blood Bank. A police officer had previously
testified that the Delmarva Blood Bank did not have any surveillance video. On
cross-examination, the defense investigator testified that Williams told him that he
had parked outside of the Delmarva Blood Bank in the days before his arrest to use
the free WiFi and charge his phone.
3
(8) Williams testified that he gave many people rides, including Wilson.
Sometimes he let Wilson sleep in his car. According to Williams, Wilson texted him
for a ride on April 5, 2018, but he told her that he could not pick her up. Wilson
texted Williams again for a ride the next day, but he was on his way to Philadelphia.
Later that day he picked her up and took her home. Williams testified that the phone
with the texts showing he was not with Wilson were destroyed. He denied raping
Wilson. He confirmed that he was born in 1970.
(9) During deliberations, the jury asked if the two counts of fourth degree
rape represented the number of times intercourse occurred or the number of days on
which intercourse occurred. The Superior Court informed the jury that the two
counts represented the two separate alleged acts that allegedly occurred on or about
the 4th or 5th of April. The jury found Williams guilty of the first count, but not
guilty of the second count of fourth degree rape. At sentencing Williams asked for
appointment of counsel.
(10) On appeal, Williams’ appellate counsel (“Counsel”) filed a brief and a
motion to withdraw under Supreme Court Rule 26(c). Counsel asserts that, based
upon a complete and careful examination of the record, there are no arguably
appealable issues. Counsel informed Williams of the provisions of Rule 26(c) and
provided Williams with a copy of the motion to withdraw and the accompanying
brief.
4
(11) Counsel also informed Williams of his right to identify any points he
wished this Court to consider on appeal. Williams has raised points for this Court’s
consideration. The State has responded to the Rule 26(c) brief and has moved to
affirm the Superior Court’s judgment.
(12) When reviewing a motion to withdraw and an accompanying brief
under Rule 26(c), this Court must: (i) be satisfied that defense counsel has made a
conscientious examination of the record and the law for arguable claims; and (ii)
conduct its own review of the record and determine whether the appeal is so totally
devoid of at least arguably appealable issues that it can be decided without an
adversary presentation. 2 Williams’s arguments on appeal may be summarized as
follows: (i) double jeopardy and insufficient evidence; (ii) violation of his right to a
speedy trial; (iii) prosecutorial misconduct; (iv) the State withheld and destroyed
evidence; (v) no chain of custody was established for his DNA evidence; (vi)
judicial misconduct; and (vii) ineffective assistance of counsel. The Court does not
consider ineffective assistance of counsel claims on direct appeal and does not do so
here.3
(13) Williams’s double jeopardy and insufficient evidence claims are
without merit. “The Double Jeopardy Clauses of the United States and Delaware
2
Penson v. Ohio, 488 U.S. 75, 83 (1988); Leacock v. State, 690 A.2d 926, 927-28 (Del. 1996).
3
Desmond v. State, 654 A.2d 821, 829 (Del. 1994).
5
Constitutions protect a criminal defendant against multiple punishments or
successive prosecutions for the same offense.” 4 Williams was convicted of, and
sentenced for, one count of fourth degree rape. There is no double jeopardy violation
here.
(14) Williams next claims that the jury’s acquittal of him for one count of
fourth degree rape means the evidence was insufficient for the jury to find him guilty
of the other count of fourth degree rape. He is incorrect. In determining the
sufficiency of the evidence, the Court examines “whether any rational trier of fact,
reviewing the evidence in the light most favorable to the State, could find the
defendant guilty beyond a reasonable doubt.” 5 To convict Williams of fourth degree
rape, the State was required to prove that Williams intentionally engaged in sexual
intercourse with someone under the age of eighteen and that Williams was thirty
years or older. 6
(15) The evidence presented at trial, which included Wilson’s testimony,
Williams’s testimony, and DNA analysis, was sufficient to convict Williams of
fourth degree rape. It appears that the jury concluded that the evidence supported
one count of fourth degree rape, but not more. Even if the guilty and not guilty
4
Sullins v. State, 930 A.2d 911, 915 (Del. 2007) (emphasis added). See also U.S. Const. amend
V; Del Const. art. I, § 8.
5
Robertson v. State, 596 A.2d 1345, 1355 (Del. 1991).
6
11 Del. C. § 770(a)(2).
6
verdicts are viewed as inconsistent, the Court may uphold the fourth degree rape
conviction under the rule of jury lenity because there was sufficient evidence to
justify that conviction. 7
(16) Williams next contends that his right to a speedy trial was violated
because the Superior Court granted three continuances of the trial date over
Williams’s objections. To determine if the defendant's right to a speedy trial has
been violated, we use the four-factor balancing test adopted by the U.S. Supreme
Court in Barker v. Wingo.8 The four factors are the length of the delay, the reason
for the delay, the defendant’s assertion of his right, and the prejudice to the
defendant.9 The factors are related and no one factor is conclusive. 10
(17) A defendant’s right to a speedy trial “attaches as soon as the defendant
is accused of a crime through arrest or indictment whichever occurs first.” 11 Unless
the length of delay is determined to be “presumptively prejudicial” the court does
not consider the additional factors.12 This Court has found that if the delay between
arrest or indictment and trial approaches one year, then the Court will consider the
additional three factors. 13
7
Tilden v. State, 513 A.2d 1302, 1306-07 (Del. 1986).
8
407 U.S. 514 (1972). See also Johnson v. State, 305 A.2d 622, 623 (Del. 1973) (adopting Barker
test).
9
Barker, 407 U.S. at 530.
10
Middlebrook v. State, 802 A.2d 268, 273 (Del. 2002) (citing Barker, 407 U.S. at 533)).
11
Id.12
Barker, 407 U.S. at 530.
13
Cooper v. State, 2011 WL 6039613, at *7 (Del. Dec. 5, 2011).
7
(18) Williams was arrested on April 6, 2018 and indicted on July 2, 2018.
His trial was originally scheduled to start on October 29, 2018 and ultimately began
on December 12, 2018. Although this case was not complex, it did involve DNA
collection, testing, and analysis. A period of approximately eight months between
arrest and trial is not presumptively prejudicial here.
(19) Williams next argues that the prosecutor engaged in misconduct by
referring to hearsay that was not admitted into evidence during her opening
statement and falsely stating that a sample of Williams’s sperm matched sperm
found in Wilson’s body. Williams did not raise this claim below so we review for
plain error.14 When reviewing a prosecutorial misconduct claim for plain error, we
first review the record de novo to determine whether misconduct occurred. 15 If we
determine that no misconduct occurred, our analysis ends. If we find misconduct,
then the error must be “so clearly prejudicial to substantial rights as to jeopardize the
fairness and integrity of the trial process.”16
(20) Williams does not identify the hearsay that the prosecutor wrongly
referred to in her opening statement. The prosecutor’s opening statement is
consistent with the evidence that was presented at trial. As to Williams’s contention
that the prosecutor falsely stated a sperm sample was taken from him and matched
14
Supr. Ct. R. 8.
15
Abbatiello v. State, 2017 WL 3725063, at *2 (Del. Aug. 29, 2017).
16
Id.8
sperm found in Wilson’s body, he mischaracterizes the prosecutor’s statement. The
prosecutor accurately stated that an oral swab was taken from Williams and that it
matched the DNA of the sperm on the vaginal swabs taken from Wilson.
(21) Williams next contends that the State withheld or destroyed
exculpatory evidence of Wilson’s criminal activities, texts on Wilson’s phone and
his phone, and results of each DNA test. We construe this as a claim that the State
violated Superior Court Criminal Rule 16 or Brady v. Maryland.17 Under Rule 16,
the State must, upon the request of the defendant, make available for inspection or
copying “books, papers, documents, photographs, tangible objects, buildings or
places, or copies or portions thereof, which are within the possession, custody or
control of the state, and which are material to the preparation of the defendant’s
defense or are intended for use by the state as evidence in chief at the trial, or were
obtained from or belong to the defendant.” 18 A Brady violation occurs when a
prosecutor fails to disclose favorable evidence that is material to either the guilt or
punishment of the defendant.19 To demonstrate a Brady violation, the defendant
must establish three elements: (i) the evidence is favorable to the accused because it
is either exculpatory or impeaching; (ii) the State suppressed that evidence; and (iii)
17
373 U.S. 83 (1963).
18
Super. Ct. R. 16(a)(1)(C).
19
373 U.S. at 87.
9
the suppression prejudiced the defendant. 20 Williams has not established a violation
of Rule 16 or Brady.
(22) He does not describe Wilson’s alleged criminal activities or how those
activities would be impeaching or exculpate him of fourth degree rape. As to the
texts on Wilson’s phone, the State explained at the hearing on Williams’s motion to
compel Wilson’s phone records that it did not have Wilson’s phone or phone records.
Wilson was supposed to provide the phone to the State, but could not locate it. Rule
16 and Brady only apply to evidence in the State’s possession, custody, or control.21
(23) As to the texts on Williams’s phone, the police could not initially access
those texts because the phone was password protected. There were also difficulties
charging the phone because it was older, lacked a charger, and the charging port was
not functioning at the time of Williams’s arrest. Williams instructed the police on
how to charge the phone by removing the battery and putting it into another of his
phones with a functioning port to charge. On October 24, 2018, Williams met with
the police at the courthouse, provided the password for the phone, and was present
while his texts with Wilson were reviewed. A police officer later tried to recharge
the phone as Williams had instructed so he could take photographs of the texts, but
20
Goode v. State, 136 A.3d 303, 312-13 (Del. 2016) (citing Strickler v. Greene, 527 U.S. 263,
281-82 (1999)).
21
Schaffer v. State, 2018 WL 1747793, at *3 (Del. Apr. 10, 2018) (recognizing that Brady and
Rule 16 only apply to evidence within the State’s possession or control) (citations omitted).
10
the phone would no longer charge. The prosecutor informed Williams and the
Superior Court at the beginning of trial that the phone would no longer charge, even
following Williams’s previous instructions, and could not be turned on.
(24) When Williams asked how he would introduce the texts on the phone
into evidence, the prosecutor offered him the audio recording of his October 24,
2018 interview with the police because the recording included descriptions and dates
of the text messages. The Superior Court informed Williams that he could make an
application to introduce the recording into evidence, but he never did so. The
Superior Court also informed Williams that he could ask any of the witnesses about
the text messages.
(25) Under these circumstances, we find no Brady violation here. Even
assuming the texts were exculpatory as Williams claims, the State did not withhold
the texts on the phone, which already had a non-operational port and could not be
charged by conventional methods at the time of his arrest, from Williams. When
Williams’s method of charging the phone no longer worked, the State offered
Williams the October 2018 audio recording as a way for him to introduce the content
of the texts into evidence. He chose not to do this and cannot now complain that the
State withheld exculpatory evidence from him.
(26) We also find no merit to Williams’s claim that the Superior Court erred
in denying his motion for a missing evidence or Lolly instruction based on the non-
11
functional phone. Such an instruction “tells the jury, in a case where the State has
failed to collect or preserve evidence which is material to the defense, to assume that
the missing evidence would have tended to prove the defendant not guilty.” 22 We
review the denial of a request for a Lolly instruction de novo.23
(27) To determine if a Lolly instruction is appropriate, the court considers
whether: (i) the requested material is subject to disclosure under Rule 16 or Brady;
(ii) the State had a duty to preserve the materials; and (iii) the State breached its duty
and what consequences should flow from that breach.24 If it is determined that the
State breached its duty, then the court will determine the consequences of the breach
by considering: (i) the degree or negligence or bad faith involved; (ii) the importance
of the missing evidence and the reliability of secondary or substitute evidence that
remains available; and (iii) the sufficiency of the other evidence produced at trial.25
(28) The Superior Court assumed the texts on Williams’s phone were
subject to disclosure under Rule 16 and that the State had a duty to preserve the texts,
but found that the State had not breached its duty. The Superior Court further found
22
Baynum v. State, 133 A.3d 963, 967 (Del. 2016) (internal quotations omitted). See also Deberry
v. State, 457 A.2d 744, 754 (Del. 1983) (holding that the State, including its police agencies, is
obligated to preserve evidence that is material to a defendant's guilt or innocence and that, when
the State fails in this duty, the defendant is entitled to an inference that the evidence would be
exculpatory); Lolly v. State, 611 A.2d 956, 960 (Del. 1992) (extending Deberry to a claim
involving a police failure to gather evidence).
23
McNair v. State, 990 A.2d 398, 403 (Del. 2010).
24
Baynum, 133 A.3d at 968.
25
Id. at 968.
12
that there was no evidence of negligence or bad faith by the State, Williams failed
to show that the texts were central to his defense that he did not have sex with Wilson
on April 5, 2018, and there was substantial evidence—the DNA results—to support
a possible conviction of Williams. We find no error in the Superior Court’s
application of the law or factual findings.
(29) As to Williams’s contention that the State failed to produce all of the
results of his DNA tests, it is unclear what he is referring to or how it would be
exculpatory. The State produced the DNA analyst’s report and all of the related
documentation, including different test results, to Williams.
(30) Williams next contends that the State failed to establish a chain of
custody for his DNA evidence. Williams did not object to the admission of the DNA
analyst’s report or his DNA sample in the proceedings below, but he did challenge
the chain of custody for his DNA evidence at the conclusion of the State’s case as
part of his motion for a judgment of acquittal. This claim is without merit.
(31) Under Delaware Rule of Evidence 901(a), “[t]he requirement of
authentication or identification as a condition precedent to admissibility is satisfied
by evidence sufficient to support a finding that the matter in question is what its
proponent claims.” The State may authenticate evidence either by having a witness
identify the item as that which was actually involved in the crime or by establishing
a chain of custody for the item to ensure the identity and integrity of the evidence by
13
tracing its whereabouts.26 In this case, the State presented the testimony of the police
officer who collected, packaged, and logged Williams’s DNA sample, the police
officer who transported the sample to the Division of Forensic Sciences, and the
DNA analyst who opened the package and tested the sample. Williams contends
that the original collection swab was missing from the package received by the
Division of Forensic Sciences, but the DNA analyst testified that the contents of the
package she received conformed with proper protocol. The record reflects that a
sufficient chain of custody was established from the time Williams’s DNA sample
was taken until the time the sample was tested.
(32) Finally, Williams’s claims of judicial bias and misconduct are without
merit. These claims are based on Williams’s disagreement with the rulings of the
Superior Court judge. The fact that a judge has ruled adversely to a party does not
establish that the judge was biased.27 Williams has not identified anything in the
record to support his claim that the Superior Court judge was biased against him or
engaged in judicial misconduct.
(33) This Court has reviewed the record carefully and has concluded that
Williams’s appeal is wholly without merit and devoid of any arguably appealable
issue. We also are satisfied that Counsel has made a conscientious effort to examine
26
Guinn v. State, 841 A.2d 1239, 1241 (Del. 2004).
27
In re Wittrock, 649 A.2d 1053, 1054 (Del. 1994).
14
the record and the law and has properly determined that Williams could not raise a
meritorious claim in this appeal.
NOW, THEREFORE, IT IS ORDERED that the judgment of the Superior
Court is AFFIRMED. The motion to withdraw is moot.
BY THE COURT:
/s/ James T. Vaughn, Jr.
Justice
15