Kent v. Dover Ophthalmology Asc., LLC ( 2018 )

IN THE SUPERIOR COURT OF THE STATE OF DELAWARE
MATTHEW KENT and RENEE KENT, :
ID No. K16C-04-022 NEP
Plaintiffs, : In and for Kent County
THE DOVER OPHTHALMOLOGY
ASC., LLC d/b/a BLUE HEN SURGERY :
CENTER; REBECCA A WEBER
SWEET, R.N.; and JACQUELINE A.
TILLER, R.N., BSN-BC, MSN.
Defendants.
Submitted: January l9, 2018
Decided: March 2, 2018
MEMORANDUM OPINION
I. Introduction
Before the Court are motions in limine filed by Plaintiffs Matthew Kent (hereinafter
“Mr. Kent”) and Renee Kent (hereinafter “Ms. Kent” and “Plaintiffs” collectively) and
by Defendants Dover Ophthalmology ASC., LLC d/b/a Blue Hen Surgery Center
(hereinafter “BHSC”), Rebecca A. Weber Sweet, R.N. (hereinafcer “Nurse Sweet”), and
Jacqueline A. Tiller, R.N. (hereinafter “Nurse Tiller” and “Defendants,” collectively).
This opinion sets forth the Court’s decision on the motions.
Plaintiffs are suing Defendants in medical negligence for injuries allegedly suffered
by Mr. Kent as a result of an upper endoscopy procedure at BHSC on June 26, 2014. In
their complaint, Plaintiffs allege that prior to the procedure, Nurse Sweet made several
unsuccessful attempts to insert an I.V. into Mr. Kent’s right hand. Mr. Kent complained
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of pain. Nurse Tiller then took the I.V. needle from Nurse Sweet and inserted the same
needle into Mr. Kent’s right forearm. Mr. Kent again complained of a cold and burning
pain, but the catheter was not removed, and his complaints were not addressed He
received anesthesia, and approximately 90 minutes later, the procedure was finished and
the catheter removed. Defendants deny that the same needle was inserted into Mr. Kent’s
forearm, and they deny that Mr. Kent complained of pain. Mr. Kent argues that, as a result
of the Defendants’ negligent actions regarding the insertion of the I.V. catheter, he
contracted Chronic Regional Pain Syndrome (hereinafter “CRPS”), which caused him to
suffer various damages, including the loss of his employment with the Delaware Capitol
Police. Over three years later, after the filing of the instant suit, an employee of BHSC,
Nurse Seaman, made certain additions to Mr. Kent’s medical chart prior to her deposition
regarding Mr. Kent’s treatment.
Currently before the Court are the following motions in limine: (l) Defendants’
motion to preclude the causation opinions of Enrique Aradillas-Lopez, M.D.; (2)
Plaintiffs’ motion to exclude certain opinions of Daniel M. Feinberg, M.D.; (3)
Defendants’ motion to preclude standard of care opinions of Elizabeth Nottingham, R.N.;
(4) Defendants’ motion to strike expert disclosure and preclude the expert testimony of
Michelle Smeltzer, MSN; and (5) Defendants’ motion to exclude vouching evidence
There are two additional matters that Defendants raised in the pretrial stipulation which,
although submitted past the deadline for motions in limine, the Court agreed to consider
and determine These are (6) Defendants’ motion to preclude evidence of Nurse Seaman’s
additions to Mr. Kent’s medical chart; and (7) Defendants’ motion to preclude cumulative
lifestyle testimony concerning Plaintiffs’ damages
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II. Discussion
A. Defendants’ Motion to Preclude Causation Opinions of Enrique Aradillas-
Lopez
Defendants argue that two of Dr. Aradillas’s opinions should be excluded pursuant
to Daubert v. Merrell Dow Pharmaceuticals, Inc.,l because the opinions are unreliable
and not based in science or on sufficient facts and data. Defendants object first to Dr.
Aradillas’s “prolonged contact theory,” which asserts that Mr. Kent’s CRPS was caused
by the needle’s striking his radial nerve and the I.V. cannula’s remaining in contact with
the nerve for an extended time, continuously traumatizing the nerve. Defendants next
object to Dr. Aradillas’s “dulled needle theory,” which asserts that multiple attempts to
insert the needle into Mr. Kent’s skin caused the needle to be dulled and contributed to
the injury. Defendants argue that there is no specific scientific basis for either opinion,
and that the opinions should not be offered into evidence.
Plaintiffs, as the proponents of Dr. Aradillas’s testimony, bear the “burden of
establishing the relevance [and] reliability [of the testimony] . . . by a preponderance of
the evidence.”2 In their response to the Daubert motion, Plaintiffs identify the sources for
the opinions. In support of his prolonged contact causation theory, Plaintiffs refer to three
studies previously referenced by Dr. Aradillas: (l) Effects of Graded Mechanical
Compression of Rabbit Sciatic Nerve on Nerve Blood Flow and Electrophysiological
Properties; (2) Transient Conduction Block Following Acute Peripheral Nerve lschemia;
and (3) Evaluation and Management of Peripheral Nerve Injury.3 ln the first study, nerve
injury resulted after clamping the nerves of rabbits for 10 to 20 minutes. In the second,
1 509 U.S. 579 (1993).
2 State v. McMullen, 900 A.2d 103, 114 (Del. Super. 2006).
3 Disclosure of Plaintiffs’ Expert Witness Enrique Aradillas-Lopez, M.D. in Opposition to Defendants’
Motion to Exclude Causation Opinions at 23-25.
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restricting blood flow to the nerves of rats produced nerve injury in a 10- to 20-minute
time span. The third study generally addresses the kinds and causes of nerve injury_
noting penetrating injury and crush as potential causes. ln addition, Plaintiffs cite to Dr.
Aradillas’s extensive history of treating CRPS patients as a source for his opinion. In Dr.
Aradillas’s deposition, he affirmed that he has encountered more than two dozen cases of
CRPS caused by IV placement, but that among those, there were no “cases of CRPS
caused by an IV stick where the IV was removed immediately,” nor has he heard of any
such case’s being reported in scientific literature.4
In support of the needle dulling theory, Plaintiffs point to a document produced by
Becton Dickinson, the manufacturer of the needle and IV catheter device used in this case,
which warns that the needle can be dulled and damaged “afcer just one injection_and it
may become worse each time you reuse . . . . A reused needle doesn’t inject as easily or
cleanly as a new one . . . .” Dr. Aradillas personally examined Mr. Kent, and reviewed his
medical records as well as certain medical literature, prior to offering his opinion in this
case.
Consistent with Daubert, Delaware Courts use the following factors to determine
the admissibility of scientific or technical expert testimony: “( 1) the witness is qualified
as an expert by knowledge, skill, experience, training or education; (2) the evidence is
relevant; (3) the expert's opinion is based upon information reasonably relied upon by
experts in the particular field; (4) the expert testimony will assist the trier of fact to
understand the evidence or to determine a fact in issue; and (5) the expert testimony will
not create unfair prejudice or confuse or mislead the jury.”5
However, given the unique context of clinical medicine, rigid application of the
above factors is inappropriate, and this Court has previously held that a “‘soundly
4 Aradillas Depo. 49.
5 TOlSOn V. Sl‘al``e, 900 A.2d 639, 645 (Del. 2006); ESkin v. Card€n, 842 A.2d 1222, 1227 (Del. 2004).
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performed’ differential diagnosis alone satisfies the Daabert requirements for reliability
in the context of clinical medicine.”6 The Fourth Circuit provides a useful definition of a
differential diagnosis: “[d]ifferential diagnosis, or differential etiology, is a standard
scientific technique of identifying the cause of a medical problem by eliminating the likely
causes until the most probable one is isolated.”7 A proper differential diagnosis typically
involves “conduct[ing] a physical examination, tak[ing] a medical history, review[ing]
clinical tests, including laboratory tests, and exclud[ing] obvious (but not all) alternative
causes.”8
As an initial matter, there is no dispute as to Dr. Aradillas’s qualifications, the
relevance of the intended testimony, and whether it would assist the trier of fact or would
result in unfair prejudice The instant dispute concerns whether the two opinions are based
upon information reasonably relied upon by experts in the field.
Defendants’ chief argument is that Dr. Aradillas has failed to rule out the possibility
that Mr. Kent’s CRPS was caused by the IV needle’s initial piercing of the nerve rather
than by prolonged contact with the IV cannula. Plaintiffs respond that Dr. Aradillas’s
personal experience treating CRPS patients is a reliable basis to rule out the possibility
that the initial piercing of the nerve caused Mr. Kent’s CRPS.
As indicated above, this Court’s inquiry is limited, as Dr. Aradillas’s opinion is
given in the clinical medicine context of his diagnosis of Mr. Kent. This Court need only
determine whether the differential diagnosis was soundly conducted. The record indicates
that Dr. Aradillas performed a physical examination of Mr. Kent,9 took his medical
6 State v. Salasky, 2013 WL 5487363, at *26 (Del. Super. Sept. 26, 2013); McMullen, 900 A.2d at 118.
7 Westberry v. Gislavea' Gummi AB, 178 F.3d 257, 262 (4th Cir. 1999).
8 McMullen, 900 A.2d at 117.
9 Aradillas Depo. 79.
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history,10 reviewed clinical tests, including an ultrasound performed by Dr. Johannes
Roedl,ll and excluded obvious alternative causes, such as the initial needle strike12
The Court finds Plaintiffs’ argument convincing that Dr. Aradillas may rely on his
experience treating CRPS patients to rule out such an alternative cause While it appears
that there is no Delaware case law directly on this point, the Supreme Court of Wyoming
has held, for reasons this Court finds persuasive, that a physician’s experience treating
“numerous patients with” CRPS is a reliable basis on which to base a differential
diagnosis determining the type of trauma that produced a particular patient’s CRPS.13
The Court next turns to Dr. Aradillas’s dulled needle theory, During his deposition,
Dr. Aradillas stated that when a needle is used a second time “you’re going to have to use
a lot more strength to push it in and that of itself is going to be more painful and you’ll
have less control of how you stick it into the patient.” When questioned on the basis for
that opinion, Dr. Aradillas answered, “lt was something that l was taught during my pain
fellowship.” Plaintiffs’ counsel also produced, as a basis for the opinion, warnings issued
by the manufacturer of the needles, Becton Dickinson, which advises that “[a] reused
needle doesn’t inject as easily or cleanly as a new one and can cause pain, bleeding, and
10 Aradillas Depo. 72-76.
11 Aradillas Depo. 35. Defendant expressed skepticism at oral argument that an ultrasound is an
appropriate method for identifying a nerve injury, despite not raising this as a basis for the preclusion
of Dr. Aradillas’s opinions in Defendants’ written motion. While Plaintiffs have not provided literature
forming the basis of Dr. Aradillas’s opinion that an ultrasound is appropriate, they were not put on
notice to do so. The Court finds the argument to be improperly raised and does not consider it here
12 Aradillas Depo. 41_46 (explaining his prolonged contact theory, and explaining why brief contact
will not cause CRPS).
13 Easum v. Miller, 92 P.3d 794, 804 (Wyo. 2004). ln Easum, a doctor used his personal experience
treating CRPS patients to determine that a patient had received CRPS from an electrical shock. This
diagnosis was considered valid even in the absence of supportive literature Note that the Easum
opinion refers to CRPS by an older term, Reflex Sympathetic Dystrophy, or RSD. See
https://www.webmd.com/brain/reflex-sympathetic-dystrophy-syndrome (“Reflex sympathetic
dystrophy syndrome (RSDS), also known as complex regional pain syndrome, is a rare disorder of the
sympathetic nervous system that is characterized by chronic, severe pain.”) (emphasis added).
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bruising.”14 In essence, Dr. Aradillas’s inference is that because CRPS is caused by
“trauma that must be perceived as painful for that particular patient,”15 the painful
injection of a reused needle into Mr. Kent’s forearm contributed to Mr. Kent’s
development of CRPS. As indicated above, because this opinion is part of Dr. Aradillas’s
soundly conducted differential diagnosis, it is reliable Further, the Court considers Dr.
Aradillas’s training and the warning issued by Becton Dickinson to be reliable bases upon
which to form his opinion,
Despite the above, Defendants have repeatedly argued that Dr. Aradillas’s opinion
constitutes an ipse dixit, in which Dr. Aradillas invokes his status as an expert as the sole
basis for his opinion, without explaining his methodology. Defendants argue that Dr.
Aradillas’s opinion is analogous to an expert opinion analyzed in this Court’s Jones v.
Astrazeneca decision.16 In that case, the expert “declined to walk through her methods,
and instead repeatedly intoned that she had reviewed all of the information she was
supplied, applied her training and experience, and ‘put it all together.’ She specifically
denied employing a ‘differential diagnosis’ methodology and declined to characterize her
approach beyond her abstruse ‘put it all together’ explanation.”17 The Astrazeneca Court
found that the expert had failed to articulate a reliable methodology for her causation
opinion.18
In contrast, Dr. Aradillas has pointed to a variety of supportive literature, has
explained his reasoning in detail through depositions, reports, and disclosures, and has
employed a differential diagnosis. The Court concludes that Dr. Aradillas has sufficiently
explained his methodology.
14 Emphasis added.
15 Aradillas Depo. 34.
16 2010 wL1267114(De1. super. Mar. 31, 2010).
17 Id. at *l().
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Therefore, the Court finds that Dr. Aradillas’s opinions are reliable and comply
with the standards set forth in the Daubert line of cases. Defendants’ motion to preclude
Dr. Aradillas’s opinions is accordingly denied.
B. Plaintiffs’ Motion to Exclude Testimony of Daniel M. Feinberg, M.D.
Plaintiffs contend that Daniel M. Feinberg, M.D. (hereinafcer “Dr. Feinberg”),
must be precluded from offering certain opinions, as they are not reliable and are unduly
prejudicial In particular, Plaintiffs object to Dr. Feinberg’s potential opinion testimony
that (l) CRPS is a known risk of the initial insertion, rather than prolonged placement, of
an IV catheter placed in accordance with the standard of care, and (2) Mr. Kent’s CRPS
was in fact caused by a non-negligent initial insertion of an IV catheter. Plaintiffs argue
that Dr. Feinberg has offered no support for the truth or reliability of these propositions
Defendants have stated in their written response to Plaintiffs’ motion that “[i]t is
Dr. Feinberg’s opinion that Mr. Kent’s CRPS was caused by the initial insertion the [sic]
of the IV needle (which no one is claiming was inserted in a negligent matter) and was
unrelated to the amount of time that the IV catheter remained in Mr. Kent’s arm.”19
Defendants also contend that “Dr. Feinberg’s opinions are well supported.”20 In Dr.
Feinberg’s evaluation report of his examination oer. Kent, he states that “[t]he literature
cites cases in which patients develop RSD21 after minor trauma, including needle sticks
and IV placement.”
However, at oral argument, Defendants were asked what specific literature Dr.
Feinberg intended to rely on, and defense counsel later responded in writing that Dr.
Feinberg will not be “relying on specific literature,” but instead “will rely on his general
19 Defendants’ Response at 3.
20 Id.21See supra note 12. Reflex Sympathetic Dystrophy or RSD is an older term for CRPS.
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knowledge of the medical literature on venipuncture-caused CRPS.”22 Additionally,
Defendants appear to retreat from their earlier representation that Dr. Feinberg will opine
that Mr. Kent’s CRPS was caused by the initial insertion of the IV catheter. Rather,
Defendants intend to elicit testimony from Dr. Feinberg that will “make the point at [sic]
the published medical literature includes no evidence linking prolonged compression of
a nerve in the context of venipuncture with CRPS.”23
The Court here applies the Daubert standard explained above, with the distinction
that Dr. Feinberg did not perform a differential diagnosis in reaching his causation
opinion.24 As indicated previously, “[c]ausation of injury must be supported by more than
the word of [the expert].”25 The Court will not take experts at their word that the literature
says what they claim it says, but requires opinions to be supported by scientific bases.
Here, the Court finds that because Dr. Feinberg did not perform a differential
diagnosis and does not rely on any specific literature to support his opinions, they are not
reliable Therefore, any attempt by Dr. Feinberg to offer a medical expert opinion that
Mr. Kent’s CRPS was caused by the initial needle stick, or that CRPS is a known risk of
the proper insertion of an IV catheter, will not be permitted Defendants have not
produced any reliable bases for these opinions_proposing to rely merely on Dr.
Feinberg’s “general knowledge of the medical literature” without citation to any specific
studies. The Court will not permit Dr. Feinberg to offer an ipse dixit as to what the
literature does or does not say. However, insofar as Dr. Feinberg intends merely to point
22 Defendants’ Supplemental Briefing at 2.
23 Ia'.
24 In their response to Plaintiffs motion to exclude certain opinions of Dr. Feinberg, Defendants do not
contend that Dr. Feinberg performed a differential diagnosis. In addition, Dr. Feinberg’s September 26,
2017 evaluation of Mr. Kent does not clearly identify a cause of Mr. Kent’s CRPS, but rather critiques
Dr. Aradillas’s methodology.
25 Jones v. Astrazeneca, 2010 WL 1267114 at *9 (Del. Super. Mar. 31, 2010).
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out how certain studies cited by Dr. Aradillas do not support Dr. Aradillas’s theories, and
identify logical inconsistencies in his reasoning, he is free to do so.
C. Defendants’ Motion to Preclude Standard of Care Opinions of Elizabeth
Nottingham, R.N.
Defendants contend that the opinions of Elizabeth Nottingham, R.N. (hereinafcer
“Nurse Nottingham”) are inadmissible because they are irrelevant and unduly prejudicial
The expected opinion testimony to which Defendants object is as follows: “it was
a breach of the standard of care for medical documentation for Nurse Seaman to make
late entries to Mr. Kent’s Blue Hen Surgery patient record more than three years after his
June 26, 2014 endoscopy procedure.”26 Defendants argue that this testimony is irrelevant
because it cannot support a claim for medical negligence, specifically contending that
there is no causal link between the deviation from the applicable standard of care and the
alleged injury.27
Plaintiffs reply that testimony demonstrating that any chart alterations constituted
a breach of the standard of care is directly relevant because “the accuracy of the chart is
in question, the credibility of the defense experts for relying upon the written chart is in
question, and the credibility of the other defense witnesses is in question.”28
The Court disagrees Whether Plaintiffs should be able to impeach defense
witnesses with evidence of the chart’s alteration is not at issue29 The question is whether
testimony on the standard of care for medical documentation is relevant to Plaintiffs’ case-
in-chief. The Court finds that this testimony does nothing to establish Plaintiffs’
26 Plaintiffs’ Rebuttal Expert Witness Disclosure for Elizabeth Nottingham, RN, at 1.
27 See 18 Del. C. § 6853(e) (liability based upon expert testimony as to deviation from standard of care
and as to causation of personal injury).
28 Plaintiffs’ Opposition to Defendants’ Motion in Limine to Preclude Standard of Care Opinions of
Elizabeth Nottingham, RN, at 5.
29 That issue is addressed in infra section II.F.
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entitlement to damages Assuming arguendo that the chart alteration did constitute a
breach of the standard of care, such a breach has no causal relationship with Mr. Kent’s
injuries
The only potential uses this Court can foresee, regarding an opinion that Nurse
Seaman breached a standard of care when she altered the medical charts, are improper.
The Court considers it likely that this evidence might be used to suggest that Nurse
Seaman’s breach of the standard of care in medical documentation speaks to the character
of BHSC’s agents generally, and that other of its agents breached a standard of care
regarding Mr. Kent’s treatment This of course would be prohibited.?’0 Plaintiffs’ failure
to articulate a proper use of the evidence, in addition to the evidence’s apparent risk of
prejudice, leads the Court to find that Nurse Nottingham’s proposed testimony is
impermissible and that the evidence should be excluded from the case-in-chief.31
D. Defendants’ Motion to Strike Expert Disclosure and Preclude Expert
Testimony of Michelle Smeltzer, MSN
Defendants argue that Michelle Smeltzer, MSN (hereinafter “Nurse Smeltzer”)
should be precluded from testifying for the following reasons: (l) Nurse Smeltzer was
untimely identified; (2) Nurse Smeltzer’s testimony is cumulative; and (3) Nurse
Smeltzer’s testimony is in part irrelevant.
Pursuant to Plaintiffs’ disclosure, Nurse Smeltzer is anticipated to provide rebuttal
testimony concerning alleged breaches of the standards of care regarding reusing a needle
and leaving an IV catheter in Mr. Kent’s arm despite his complaints of pain, Additionally,
Nurse Smeltzer is expected to testify that it was a breach of the standard of care for Nurse
Seaman to make entries to Mr. Kent’s patient record more than three years after his
311 D.R.E. 404(a).
31 D.R.E. 402, 403.
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procedure as well as for BHSC and Nurse Tiller to fail to document Mr. Kent’s follow
up call to the BHSC to report post-procedure pain and other symptoms
The Court shall first examine whether Nurse Smeltzer’s identification was
untimely. Plaintiffs’ expert disclosure was set for June 30, 2017, and Plaintiffs’ rebuttal
expert deadline was November 15, 2017. Nurse Smeltzer was identified on November 15,
in compliance with the rebuttal expert deadline However, Defendants complain that the
scope of her proposed testimony goes beyond the scope of rebuttal, and is intended for
use in Plaintiffs’ case-in-chief. Defendants’ motion characterizes the designation of Nurse
Smeltzer as a “vexatious litigation tactic” that is “sanctionable under Superior Court Civ.
R. ll.” In support of these serious allegations of misconduct, Defendants rely on several
cases distinguishable from the case at hand, cases that are either concerned with the
presentation of rebuttal evidence at trial,32 or are from other jurisdictions33 Defendants
have presented no authority to convince the Court that Nurse Smeltzer’s identification
was improper.
Defendants further argue that Nurse Smeltzer’s anticipated testimony is
cumulative, as Nurse Smeltzer is expected to testify regarding many of the same areas on
which other of Plaintiffs’ experts, such as Nurse Nottingham, are expected to testify.
Specifically, cumulative testimony is anticipated regarding the alleged breaches of care
32 Not only are they not controlling in this case, but the cases cited are not particularly favorable to
Defendants’ argument. See Herhal v. State, 283 A.2d 482, 485 (Del. 1971) (“it is entirely proper for
the affirmative side to give evidence in rebuttal in reply to the evidence of the other side of the case
And we further held that if as an incidental this rebuttal evidence tends to corroborate and strengthen
the case in chief``, that of itself is not error. T he matter is always to be left to the discretion of the trial
court.”) (emphasis added); In re Oxbow Carbon LLC Unitholder Litig., 2017 WL 3207155 at *l (Del.
Ch. July 28, 2017) (“The fact that rebuttal evidence also tends to corroborate the party's affirmative
case does not require its exclusion.”).
33 United States v. 9.345 Acres of Lana', More or Less, Situated in Iberville Par., Louisiana, 248 F.
Supp. 3d 772, 776 (M.D. La. 2017).
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(l) that the IV catheter was left in Mr. Kent’s arm for too long despite his complaints, and
(2) that the same needle was inserted into Mr. Kent’s arm multiple times
Curiously, Plaintiffs’ written response does not answer the arguments that this
testimony is cumulative Plaintiffs have other experts, including Dr. Aradillas and Nurse
Nottingham, who are expected to testify as to these breaches As Nurse Smeltzer would
be the third expert to offer this standard of care opinion, and the second nurse, it appears
likely that the evidence would indeed be cumulative
The Supreme Court of Delaware has instructed that “[w]hile a trial judge may limit
a party's presentation of evidence on the ground that it is cumulative, such authority
should be exercised sparingly so as not to deprive a litigant of the right to manage the
presentation of her evidence.”34 Even so, Plaintiffs did not utilize the opportunity in their
written response to articulate any way in which Nurse Smeltzer’s apparently cumulative
testimony would be distinct from the opinions of Dr. Aradillas and Nurse Nottingham, At
the hearing, Plaintiffs’ counsel additionally represented that there were no significant
differences between Nurse Smeltzer’s and Nurse Nottingham’s testimony regarding
phlebotomy standards of care. Despite the frank admission that these witnesses’
testimonies are largely identical, the Court gives deference to the Plaintiffs’ right to elect
how to present their evidence_at this stage For example, Plaintiffs may choose to
present Nurse Smeltzer’s opinions on these matters rather than those of Dr. Aradillas or
Nurse Nottingham, a choice that an order forbidding such opinions from Nurse Smeltzer
would preclude Therefore, the Court shall reserve decision on whether any testimony
elicited is impermissibly cumulative, and admonishes Plaintiffs to be aware of such a
possibility in preparing their case
Finally, the Court’s ruling regarding allegedly irrelevant standard of care testimony
with regard to medical documentation is guided by its ruling on Nurse Nottingham’s
34 Green v. Alfred A.I. duPont Inst. of Nemours Found., 759 A.2d 1060, 1065 (Del. 2000).
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intended testimony. The Court will not allow standard of care testimony on those subjects
to be elicited in Plaintiffs’ case-in-chief, as Plaintiffs have failed to articulate a relevant
use for the evidence
E. Defendants’ Motion to Exclude Vouching Evidence
Defendants assert that “Plaintiffs intend at trial to parade before the jury a line of
Mr. Kent’s friends and co-workers to vouch for his credibility, although he has not been
accused of being a dishonest person.” Defendants object to the intended testimony, as
Delaware Rule of Evidence 608 permits vouching for a witness’s character for
truthfulness “only after the character of the witness for truthfulness has been attacked.”
While Defendants disagree with Mr. Kent’s version of the events at issue in this case,
they contend that they have not portrayed and will not portray him as a dishonest person.
ln response Plaintiffs assert that they intend to elicit testimony concerning Mr.
Kent’s character for truthfulness because it is relevant to damages Plaintiffs contend that
“issues of fact exist whether Mr. Kent was likely to have been promoted within the next
five years and whether he was at risk for unemployment,” and Plaintiffs consider honesty
and integrity to be “imperative trait[s] in police wor .”
While Mr. Kent’s character for truthfulness may be relevant to Plaintiffs’ case
concerning damages,35 the Court finds that any probative value is substantially
outweighed by the potential for unfair prejudice, and the testimony will not be permitted
under Delaware Rule of Evidence 403. The probative value of the evidence is minimal,
as the Court finds that there are various other more adroit methods of showing Mr. Kent’s
likelihood of promotion or termination, such as testimony concerning his past work
performance With regard to prejudice, the Court is concerned that the elicitation of such
33 D.R.E. 402. Such character may render his likelihood of promotion or termination more or less
probable
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testimony may allow Plaintiffs to bolster unfairly Mr. Kent’s credibility as a witness,
circumventing the restrictions of Delaware Rule of Evidence 608.
The Court notes that it is possible that defense counsel or one of the defense
witnesses may yet opine or suggest that Mr. Kent is not trustworthy. Should the Court
determine that such an attack on Mr. Kent’s character has occurred, the Court may allow
rebuttal testimony to refute the attack.
F. Defendants’ Motion to Preclude Evidence of Nurse Seaman’s Alteration of
Mr. Kent’s Medical Chart
At oral argument, the Court indicated that it viewed as “extreme” Defendants’
assertion that Plaintiffs should be precluded from offering any evidence of Nurse
Seaman’s post-procedure alterations to Mr. Kent’s medical records.36 Upon further
consideration of this issue, however, the Court finds that Plaintiffs should be precluded
from offering any such evidence in their case in chief, since the probative value of such
evidence, if any, is substantially outweighed by the danger of unfair prejudice, confusion
of the issues, or misleading the jury.
The probative value of these alterations is minimal because they do not go to the
alleged breaches of the standards of care at issue in this case As discussed previously,
any alleged breach of the standard of care in connection with Nurse Seaman’s alteration
of the records bears no causal relation to Mr. Kent’s injuries
In two decisions from other jurisdictions cited by Defendants (and previously cited
by Plaintiffs in connection with another motion), evidence of post-procedure alteration of
records was allowed because such evidence went directly to the alleged standard-of-care
36 As noted previously, prior to her deposition, Nurse Seaman made certain additions to the “Post-
Procedure” record regarding Mr. Kent.
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breaches in those cases In Schwochow v. Clzung,37 evidence that the defendant had
altered a medical record by adding the words “no fever” was found to be “relevant to the
ultimate issue of the adequacy of care” provided by the defendant, where the patient had
died of undiagnosed meningitis after being treated by the defendant Similarly, in
Rosenblit v. Zimmerman,38 evidence that the defendant chiropractor had destroyed
medical records was found to be relevant to whether the defendant had breached the
standard of care, where the destroyed records showed that the plaintiffs condition was
declining during her treatment by the defendant, while the defendant claimed that he had
continued to treat the plaintiff because she was improving ln this case, by contrast, Nurse
Seaman’s additions have nothing to do with the central issue in this case: whether
standard-of-care breaches by Defendants resulted in injury to Mr. Kent.
Plaintiffs argue that Nurse Seaman’s additions to the records are probative because
they demonstrate Defendants’ efforts to cover up previous failures to complete the record.
However, Defendants concede that they failed to complete Mr. Kent’s post-procedure
chart_specifically, that they failed to indicate Mr. Kent’s “Post-Procedure Sedation
Score” for the time of discharge Thus, presentation of evidence suggesting an attempted
“cover-up” threatens only to confuse or mislead the jury about this issue In addition, such
evidence could cause unfair prejudice to Defendants by, e.g., encouraging the jury to
“punish” Defendants for Nurse Seaman’s late additions to the medical records
Delaware Rule of Evidence 404(b) provides that evidence of wrongful acts other
than those at issue in a case may not be admitted to prove that a defendant acted “in
conformity therewith,” but may be offered as proof of “motive, opportunity, intent,
preparation, plan, knowledge, identity, or absence of mistake or accident.” The Court can
31 102 ohio App. 3d 348 (1995).
38 766 A.2d 749 n\I.J. 2001).
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conceive of no purpose the evidence of the chart’s alteration would serve other than as
proof of Blue Hen’s_and its employees’_propensity for altering the medical records of
patients.39
Evidence of Nurse Seaman’s additions does nothing to demonstrate a motive to
avoid malpractice or professional misconduct charges, as by the time the alterations were
made, the instant suit was already initiated, and Defendants’ motive to avoid liability is
self-evident. Use of the evidence to show a motive, as indicated previously, to “cover up”
Defendants’ existing liability, would require that the jury conclude that Nurse Seaman
was not aware that the document in question had already been provided to Plaintiffs_a
suggestion that fails to fit with Plaintiffs’ apparent theory, expressed at oral argument,
that Nurses Seaman and Tiller colluded to alter the records, since Nurse Tiller, as a
defendant in the action, was presumably aware of the prior course of discovery; secondly,
such a theory ignores the fact that the information added by Nurse Seaman does not
address Mr. Kent’s complaints of pain or the absence of such complaints Similarly, there
appears to be no question or dispute concerning BHSC’s ability or opportunity to alter
records stored in its own facilities
While Plaintiffs claim that the evidence’s probative value is great, as it tends to
demonstrate the inaccuracy of the records generally, Plaintiffs explained at the hearing
that they have other opportunities to show that there are omissions in Defendants’
recordkeeping with regards to this case. Any additional probative value of Nurse
Seaman’s alteration of the medical chart in establishing any of the elements listed in Rule
404(b) is minimal, and is substantially outweighed by the prejudicial effect of otherwise
irrelevant proof that a Blue Hen employee altered patient records For these reasons,
evidence of Nurse Seaman’s alteration of the records shall be precluded from Plaintiffs’
39 E.I. DuPont de Nemours & Co. v. Pressman, 679 A.2d 436 (Del. 1996) (evidence properly excluded
when it would be used to show a company’s propensity to commit other similar bad acts).
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case-in-chief.40 At trial, should Plaintiffs seek to cross-examine one of the defense
witnesses by reference to Nurse Seaman’s additions to Mr. Kent’s medical chart, the
Court expects to be notified of such intention first, outside the presence of the jury.
G. Defendants’ Motion to Preclude Cumulative Lifestyle Testimony Concerning
Plaintiffs’ Damages
The Court’s decision here is guided by its ruling supra concerning the admission
of cumulative or duplicative testimony. lt appears that if Plaintiffs attempted to elicit all
testimony indicated in their discovery disclosure, much of it would be duplicative The
Court will not allow repetitive elicitation of testimony from lifestyle witnesses concerning
damages However, the Court reserves the decision to preclude such testimony until a
later time, and fully expects that Plaintiffs will make efforts to select the testimony that
best represents their case and will not waste the time of the Court, opposing counsel, and
the jury.
III. Conclusion
WHEREFORE, for the foregoing reasons,
Defendants’ motion to preclude the causation opinions of Enrique Aradillas-Lopez,
M.D., is DENIED;
Plaintiffs’ motion to exclude certain testimony of Daniel M. Feinberg, M.D., is
GRANTED;
40 See United States v. Mermelstein, 487 F. Supp. 2d 242, 262-63 (E.D.N.Y. 2007) (excluding
evidence of unrelated alteration of medical chart where court considered most likely use of the
evidence would be “as proof of [defendant’s] propensity for altering the medical records of his
patients.”).
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Defendants’ motion to preclude rebuttal standard of care opinions of Elizabeth
Nottingham, R.N., is GRANTED;
Defendants’ motion to strike expert disclosure and preclude the expert testimony
of Michelle Smeltzer, MSN, is DENIED in part and GRANTED in part as previously
indicated, with the Court’s reserving decision concerning any rebuttal testimony until the
close of Defendants case;
Defendants’ motion to exclude vouching evidence is GRANTED in part, and
DENIED insofar as the Court reserves decision concerning any rebuttal testimony until
the close of Defendants’ case;
Defendants’ motion to preclude evidence of Nurse Seaman’s alteration of the
medical chart is GRANTED; and
Defendants’ motion to preclude cumulative lifestyle testimony concerning
Plaintiffs’ damages is DENIED without prejudice
IT IS SO ORDERED.
/s/ Noel Eason Primos
NEP/sz
Via File & ServeXpress
oc. Prothonotary
cc. Counsel of Record
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