State v. Gibbs ( 2019 )

IN THE SUPERIOR COURT OF THE STATE OF DELAWARE
STATE OF DELAWARE )
)
)
V. ) I.D. No. 1809003017
)
)
NEKI GIBBS, )
)
Defendant. )
OPINION AND ORDER
Submitted: September 4, 2019
Decided: December 9, 2019
Upon Consideration of Defendant’s Motion in Limine,
DENIED.
Daniel McBride, Esquire, Deputy Attorney General, Department of Justice,
Wilmington, Delaware. Attorney for the State.
Patrick J. Collins, Esquire, Collins & Associates, Wilmington, Delaware. Attorney
for the Defendant.
MEDINILLA, J.
I. INTRODUCTION
Defendant Neki Gibbs (“Defendant”) faces charges for Murder First Degree,!
and Criminal Mischief? related to two separate shooting incidents. He files this
Motion in Limine under Superior Court Criminal Rule 16(a)(1)(E) and D.R.E 702
and 703 and challenges the admissibility of the State’s ballistic evidence that seeks
to connect both incidents.3 The Court finds that the State has met its burden in
showing by a preponderance of the evidence that the expert testimony is admissible.
Although Defendant’s Motion in Limine is denied, the Court agrees to place
limitations on the opinions offered by the ballistic evidence expert.
Ul. FACTUAL AND PROCEDURAL HISTORY‘
On January 30, 2018, the Newark Police Department received a complaint for
a shots fired in the area of 100 South Chapel Street (“Newark Incident”)? On
February 5, 2018, the Wilmington Police Department responded to a home at 2230
Lamotte Street in Wilmington, Delaware and discovered the bodies of two victims
| See Indictment, True Bill Filed, State of Delaware v. Neki T. Gibbs, Crim. ID No. 1809003017,
D.I. 1 Sep. 10, 2019).
2 Def.’s Mot. at § 2.
3 Id. at 93.
4 The Court’s recitation is based on Defendant’s Motion in Limine, State of Delaware v. Neki T.
Gibbs, Crim. ID No. 1809003017, D.I. 19 (Aug. 9, 2019) [hereinafter “Def.’s Mot.”]; State’s
Response to Defendant’s Motion in Limine, State of Delaware v. Neki T. Gibbs, Crim. ID No.
1809003017, D.I. 23 (Sep. 4, 2019) [hereinafter “State’s Resp.” ].
> See State’s Resp.
(“Wilmington Incident”). Both died from gunshot wounds.’ Six spent 9 mm shell
casings, three spent projectiles and four live rounds of 9mm ammunitions were
recovered from the scene of the Wilmington Incident. On September 10, 2019,
Defendant was indicted for Murder First Degree as to the Wilmington Incident,’ and
Criminal Mischief as to the Newark Incident.’
On November 24, 2018, the State submitted its initial discovery regarding its
intended ballistic expert.'! On March 18, 2019, the State submitted a letter
indicating that it was going to “call a firearms and tool mark examiner to testify as
an expert[.]”!? In May 2019, the State sent documents related to ballistics found at
both Newark and Wilmington scenes.!? In its discovery, the State included that its
6 Id. at G2.
"Id.
8 Id.
° See Indictment, True Bill Filed, State of Delaware v. Neki T. Gibbs, Crim. ID No. 1809003017,
D.I. 1 (Sep. 10, 2019).
10 Def.’s Mot. at § 2.
'l State’s Resp. at § 4 (“[Pursuant to Rule 702 through 705 of the Delaware Uniform Rules of
Evidence, this letter is to inform you that the State intends to call a Firearm and Tool mark
Examiner to testify as an expert in the area of ballistic and firearm comparison. In summary the
expert will testify that the shell casings recovered . . . in connection with [the Newark and
Wilmington] incident[s] ... were fired from the same weapon. The State will provide the identity
of the expert, and his or her full report upon identification of such expert and the completion and
receipt of the report. A NIBIN match, which notes the conclusion of analysis, has been provided
with this letter[.]’).
12 Id at 95. (The State’s March 18, 2019 submission included “the ballistic reports generated by
firearms and toolmaker examiner [Freese] with the Delaware State Police Forensic Firearms
Services Unit.”).
13 Def.’s Mot. at 4 (The State’s cover letter states that Robert Freese will opine that the casings
from the Newark incident were fired from the same firearm as those from the Wilmington
incident.); Letter from State, State of Delaware v. Neki T. Gibbs, Crim. ID No. 1809003017, D.I.
16 (May 30, 2019).
expert Robert Freese (“Freese”) would offer opinion regarding two “NIBIN hits.”!4
On May 30, 2019, the State received a letter from Defense counsel asking for an
expert report for a comparison of toolmarks from the two different incidents.!° On
June 27, 2019, the State submitted an email indicating that a “NIBIN hit is the same
as the other [expert] reports, just in a different format.”’®
On August 9, 2019, Defendant submitted a Motion in Limine to exclude the
State’s expert evidence, produced by Freese, connecting the Wilmington and
Newark Incidents.!? On September 4, 2019, the State filed its Response in
Opposition to Defendant’s Motion in Limine."®
Wl. STANDARD OF REVIEW
The Court acts as a gatekeeper regarding the admissibility of expert testimony."
The trial judge determines “whether the proponent of the evidence has demonstrated
that scientific conclusions have been generated using sound and reliable
approaches.””° Delaware Rule of Evidence 702 governs the admissibility of expert
M4 Id. at] 5.
'S State’s Resp. at { 7.
'6 Def.’s Mot. at § 9; see State’s Resp. at 7 (The State’s email “explain[ed] that the 42 pages of
documents provided with its expert disclosure already contained such a report.”).
"7 See Def.’s Mot.
18 See State’s Resp.
19 Li y. GEICO Advantage Ins. Co., No. CV N18C-02-160 ALR, 2019 WL 4928614, at *1 (Del.
Super. Ct. Oct. 7, 2019) (citing Sturgis v. Bayside Health Ass'n, 942 A.2d 579, 583 (Del. 2007)).
20 State y. Phillips, No. ID 1210013272, 2015 WL 5168253, at *3 (Del. Super. Ct. Sept. 2, 2015)
(quoting State v. McMullen, 900 A.2d 103, 114 (Del. Super. 2006)).
4
testimony, providing that an expert witness “may testify ..., if (1) the testimony is
based upon sufficient facts or data, (2) the testimony is the product of reliable
principles and methods, and (3) the witness has applied the principles and methods
reliably to the facts of the case.”*! The party introducing expert testimony must
“demonstrate by a preponderance of the evidence that their opinions are reliable.””
In determining “whether an expert has a reliable basis in the knowledge and
experience of the relevant discipline,””’ this Court applies the Daubert standard.
If the Court finds that expert testimony satisfies Rule 702 as interpreted under
Daubert, “cross-examination, presentation of contrary evidence, and careful
instruction on the burden of proof are the traditional and appropriate means of
attacking . . . admissible evidence.””°
“1 Td. (quoting D.R.E. 702).
22 Td. (citing State v. McMullen, 900 A.2d 103, 114 (Del. Super. 2006) (citing Jn re Paoli R.R. Yard
PCB Litigation, 35 F.3d 717, 744 Gd Cir. 1994))).
3 Ti, 2019 WL 4928614, at *1 (citing MG. Bancorporation, Inc. vy. Le Beau, 737 A.2d 513, 521
(Del. 1999) (adopting the Daubert standard as the correct interpretation of Delaware Rule of
Evidence 702)).
24 Under Daubert, the Court considers: “(1) whether the theory or technique has been tested; (2)
whether the theory or technique has been subjected to peer review and publication; (3) whether a
technique has a high-known or potential rate of error and whether standards controlling its
operation exist; and (4) whether the theory or technique enjoys acceptance within a relevant
scientific community.” Jd. (citing Sturgis v. Bayside Health Ass'n, 942 A.2d 579, 584 (Del. 2007)
(citing Daubert v. Merrell Dow Pharm., Inc., 509 U.S. 579, 595 (1993))).
25 Id. (citing Daubert v. Merrell Dow Pharm., Inc., 509 U.S. 579, 596 (1993)).
5
IV. DISCUSSION
Defendant argues that a NIBIN hit is not an expert report within the meaning of
relevant evidentiary rules and has not been peer reviewed nor supplemented with
provision of error rates.” The State maintains that NIBIN hits are “the product of a
27 stemming from a “manual[]
manual examination conducted by the State’s expert,
[comparison] by the expert . . . using the identical methodology as any other
comparison ....”°® The State further emphasizes that such methodology “is the only
method used by the Firearms and Tool Mark examiners at the Delaware State Police
Forensic Firearms Services Unit.””?
In State v. Phillips,*® the Superior Court considered this issue and found the
methodology of the Association of Firearm Toolmark Examiners (“AFTE”)?!
reliable under Daubert.** In making this finding, the Court also discussed the use of
6 Def.’s Mot. at [§ 26-27.
27 State’s Resp. at J 11 (citing Letter from State, State of Delaware v. Neki T. Gibbs, Crim. ID No.
1809003017, D.L 17 (June 26, 2019)).
27 Def.’s Mot. at J 4.
28 Td. (emphasis added).
29 Id. (emphasis added).
39 No. ID 1210013272, 2015 WL 5168253 (Del. Super. Ct. Sept. 2, 2015).
3 Id. at *4 (citing Rodriguez v. State, 30 A.3d 764, 769 (Del. 2011) (The Court indicated that the
conclusions of the AFTE methodology “are a product of an intellectually rigorous application of
knowledge and experience appropriate to the field of expertise.”).
32 Jd. at *5-7 (The court determined that under Daubert (1) “the AFTE firearms and toolmark
identification theory is testable and has been tested[;]”>? (2) “the AFTE theory satisfies the peer
review and publication factor under Daubert[;]”*? (3) “the AFTE theory satisfies the known or
potential rate of error factor under Daubert{;]"? (4) “the AFTE theory satisfies the existence and
maintenance of standards controlling the technique's operation factor under Daubert[:]"** and (5)
“the AFTE methodology is generally accepted among professional examiners as a reliable method
of firearms and toolmark identification... .”).
the NIBIN system and its role in firearm and toolmark examinations.** Furthermore,
in McNally v. State,** our Supreme Court concluded that it could not “find plain error
[in the admission of expert testimony] because [the expert] did explain his principles
and methodology and applied those principles and methods to the facts.”*> Here, the
State proffers that its expert will do the same.
The Court finds that where the State’s expert testimony is based on methodology
previously held reliable under Daubert, the State has demonstrated by a
preponderance of the evidence that the proposed expert testimony is reliable.*®
Following similar considerations under McNally*” and Phillips,** the State will have
the opportunity to introduce evidence that suggests a nexus between both shootings.
Defendant may challenge the evidence through cross-examination.
Although admissible, the State concedes that its expert should not testify to being
33 Id. at *2 (“The NIBIN system is a computer-based imaging system that assigns an algorithm to
each image it sees based on a topographical view. Ballistics evidence is placed inside the system
where it takes a photograph (i.e. digital image). It assigns values to aspects of each image by
looking down at the item and producing a list of possibilities based on what it sees. The NIBIN
system then searches its database for images that the lab has already entered into the system, or
may also be sent out to different regions for comparison to their systems. Based on parameters
entered by the examiner, the system limits and sends back a list of possible matches found, if any.
Those images from the list are then evaluated on the screen to determine what items of evidence
need to be physically examined. From that list, [the expert] conducts physical examination of the
necessary items.”’).
34 980 A.2d 364, 370 (Del. 2009), as amended (Sept. 28, 2009).
35 Td. at 370.
36 See generally id. (finding AFTE methodology to be generally accepted among professional
examiners as a reliable method of firearms and toolmark identification).
37 See generally id.
38 See generally State v. Phillips, No. ID 1210013272, 2015 WL 5168253 (Del. Super. Ct. Sept.
2, 2015).
“100% certain as to his findings.”°? Therefore, limitations are appropriate.
Defendant agrees that the expert should not testify as to the certainty of his findings
but further asks that the expert’s report delete any references to “match or
identification.’“° The State wishes to use the terms “identification” and “match.”*!
At this juncture, the Court is not precluding the expert from using words such as
“match” and “identification.” Both sides are invited to submit supplemental
materials on the issue regarding the use of the term “match” or similar terminology
but, at this stage, no authority is before this Court to support that the terms must be
precluded in the context of ballistic evidence.
Although AFTE methodology “is generally accepted among professional
9942
examiners as a reliable method of firearms and toolmark identification,”’* current
trends in case law*? suggest that courts are limiting the expert testimony in this area.
3° State’s Resp. at § 17.
© Def.’s Mot. at ¥ 32.
41 Id.
2 Phillips, 2015 WL 5168253, at *7.
“3 Recently courts have reexamined the admissibility of firearms analyses and expert testimony on
the subject because of “[c]oncerns about both the lack of a firm scientific basis for evaluating the
reliability of forensics evidence and the subject nature of forensic ballistic comparisons .. . .”
Com. v. Pytou Heang, 458 Mass. 827, 837 (2011) (citing United States v. Willock, 696 F. Supp.
2d 536, 546-547, 555-574 (D. Md. 2010); United States v. Taylor, 663 F. Supp. 2d 1170, 1173-
1180 (D.N.M. 2009); United States v. Glynn, 578 F. Supp. 2d 567, 568-575 (S.D.N.Y.2008);
United States v. Diaz, U.S. Dist. Ct. No. CR 05—00167 WHA, 2007 WL 485967 (N.D. Cal. Feb.
12, 2007); United States v. Natson, 469 F. Supp. 2d 1253, 1259-1262 (M.D. Ga. 2007); United
States v. Monteiro, 407 F. Supp. 2d 351, 354-375 (D. Mass. 2006); United States v. Green, 405 F.
Supp. 2d 104, 106-124 (D. Mass. 2005); Fleming v. State, 194 Md. App. 76, 97-109 (2010);
Commonwealth v. Meeks, SUCR2002-10961, SUCR2003-10575, 2006 WL 2819423 (Sept. 27,
2006)).
Experts have been precluded from testifying: (1) they are “certain” or “100%” sure
of their conclusions that two items match, (2) there is a match to “the exclusion of
all other firearms in the world,” or (3) it is a “practical impossibility” that any other
gun could have fired the recovered materials.* Based on the trend in case law,” the
Court agrees that where “the process by which a firearms examiner declares a
‘match’ remains inherently subjective,”’*° and where the State agrees that the expert
is not to testify with “100%” certainty, the State’s expert testimony will be limited,
accordingly.
The expert is precluded from testifying to being 100% certain as to his findings.
“4 United States v. White, No. 17 CR. 611 (RWS), 2018 WL 4565140, at *3 (S.D.N.Y. Sept. 24,
2018) (denying defendant’s motion to exclude expert testimony, but granting motion to limit
precluding expert from testifying to “any specific degree of certainty as to his conclusion that there
[was] a ballistics match between the firearms seized from [defendant] and those used in the various
shooting incidents.”); Gardner v. United States, 140 A.3d 1172, 1177 (D.C. 2016) (holding that
although admission was harmless error, that expert should not have been permitted to “give an
unqualified opinion, or testify with absolute or 100% certainty, that based on ballistics pattern
comparison matching a fatal shot was fired from one firearm, to the exclusion of all other
firearms[.]’’); United States v. Ashburn, 88 F. Supp. 3d 239, 250 (E.D.N.Y. 2015) (holding that
toolmark and firearms identification was a proper subject of expert testimony, but expert would be
precluded from testifying to being “certain” or “100%” sure of his conclusions of match); United
States v. Willock, 682 F. Supp. 2d 512, 535-36 (D. Md. 2010), aff'd in part sub nom. United States
v. Thomas, 490 F. App’x 514 (4th Cir. 2012) (holding that firearms identification testimony was
admissible, but indicating that expert should not be able to “state his conclusions regarding the
match with any degree of certainty.”); United States v. Taylor, 663 F. Supp. 2d 1170, 1180 (D.N.M.
2009) (holding that expert could testify to/within reasonable degree of certainty, not scientific
certainty and not to “the exclusion, either practical or absolute, of all other guns.”); Com. v. Pytou
Heang, 458 Mass. 827, 837 (2011) (holding forensic ballistics testimony was reliable, but that the
phrase “reasonable scientific certainty” should be avoided).
45 White, 2018 WL 4565140 at *3; Gardner, 140 A.3d at 1177; Ashburn, 88 F. Supp. 3d at 250;
Willock, 682 F. Supp. 2d at 535-36; Taylor, 663 F. Supp. 2d at 1180; Pytou Heang, 458 Mass. at
837.
46 Pytou Heang, 458 Mass. 827 at 837.
oc:
If he testifies to a “match,” the expert may not testify to conclusions that suggest
there is a match to “the exclusion of all other firearms in the world,” or that it is a
“practical impossibility” that any other gun could have fired the recovered materials.
He may not testify within a reasonable degree of “scientific” certainty and may not
state his conclusions regarding a “match” with any degree of certainty.
Vv. CONCLUSION
This Court is satisfied at this stage that the State has met its burden regarding the
reliability of the expert’s methodology concerning its proffered ballistic evidence.
For these reasons, Defendant’s Motion in Limine is DENIED. The expert may
testify with the above limitations. ra
SO ORDERED.
Vivian L. Medirilla
Judge
Prothonotary
10