State v. Harman ( 2022 )

IN THE SUPERIOR COURT OF THE STATE OF DELAWARE
STATE OF DELAWARE )
)
v. )
) ID Nos. 1807008578A/B
NATHANIEL L. HARMAN, )
)
Defendant. )
Date Submitted: October 7, 2022
Date Decided: December 20, 2022
Upon Defendant Nathaniel Harman’s Motion to Withdraw Guilty Plea
DENIED.
ORDER
Samuel B. Kenney, Esquire, Deputy Attorney General, DEPARTMENT OF
JUSTICE, 820 North French Street, Wilmington, Delaware, 19801, Attorney for the
State of Delaware.
Kimberly A. Price, Esquire, COLLINS & PRICE, 8 East 13th Street, Wilmington,
Delaware 19801, Attorney for Defendant Nathaniel Harman.
WHARTON, J.
This 20th day of December 2022, upon consideration of Defendant Nathaniel
Harman’s (“Harman”) pro se Motion to Withdraw Guilty Plea, Harman’s Amended
Motion filed by counsel, the State’s responses, the affidavit of Andrew Meyer,
Esquire, and the record in this case, it appears to the Court that:
1. On September 10, 2018, Harman was indicted in a sixteen-count
indictment.1 He was charged with: Reckless Endangering First Degree (six counts),
Possession of a Firearm During the Commission of a Felony (six counts), Wearing
a Disguise During the Commission of a Felony (one count), Possession, Ownership,
or Control of a Firearm by a Person Prohibited (“PFBPP”) (one count), Possession,
Ownership, or Control of Ammunition by a Person Prohibited (“PABPP”) (one
count), and Carrying a Concealed Deadly Weapon (one count).2 If convicted on all
counts, Harman faced a sentence ranging from 23 to 216 years.3
2. These charges stem from a July 2018 residential shooting.4 While six
members of a family were in the home at the time, nothing in the record indicates
that anyone was physically harmed. There was, however, property damage.5
1
D.I. 3 (Unless indicated otherwise, D.I. numbers are from ID No. 1807008578A).
2
Id..
3
Def.’s Amend. Mot. to Withdraw Guilty Plea, at 17, D.I. 97.
4
Id. at ¶11; State’s Resp. to Def.’s Mot. to Withdraw Guilty Plea, at ⁋ 2, D.I. 80.
5
Affidavit of Probable Cause, App’x to Def.’s Amend. Mot. to Withdraw Guilty
Plea, at A33, D.I. 98.
1
3. New Castle County Police were able to link Harman to the shooting,6
charges were filed, and trial was set for December 3, 2019. Prior to trial, Harman’s
PFBPP and PABPP charges were severed,7 he was allowed to proceed pro se,8 and
he rejected several plea offers9 - the last being the day before trial.10
4. On the day of trial, Andrew Meyer, Esquire, Harman’s attorney prior
to his pro se election and who had been named standby counsel, informed the State
that Harman was signing the December 2nd plea offer.11 That offer, however, was
no longer on-the-table.12 The State’s new offer was the same as the December 2nd
offer - one count of PFBPP, two counts of Reckless Endangering First Degree, with
a nolle prosequi on all remain charges13 - but with open sentencing.14 Harman asked
for, and was granted, time to discuss the plea with loved ones.15
6
The police were, for example, made aware of the distinctive getaway car, a grey
Mazda 3 with a duct-taped sunroof. Through additional investigations, police were
able to link Harman to the Mazda, his girlfriend’s vehicle. Officers then made their
way to a complex where the vehicle had been seen and after pulling Harman over in
that car, police collected a firearm they found by him. A firearm identification and
toolmark examiner determined that Harman’s firearm was used at the residential
shooting. D.I. 80; D.I. 97.
7
D.I. 22.
8
D.I. 39.
9
D.I. 28; D.I. 39; D.I. 45; D.I. 57.
10
D.I. 57; D.I. 80, at ¶14; D.I. 97, at ¶7.
11
D.I. 80, at ¶15.
12
D.I. 80, at ¶15.
13
Tr., at 2:22–3:2, D.I. 78.
14
The December 2nd offer included an agreed-upon recommendation of five years
at Level V, D.I. 80, at ¶14, ¶16; see D.I. 59.
15
D.I. 80, at ¶18; Tr. at 3:2–11, D.I. 78.
2
5. After a brief recess, Harman accepted the final plea offer and executed
a Plea Agreement and Truth-in-Sentencing Guilty Plea Form.16 Before conducting
the guilty plea colloquy, however, the Court confirmed that Harman no longer
wished to proceed pro se and that Mr. Meyer was representing him for the plea.17
6. Mr. Meyer represented to the Court that he discussed the nuances of the
plea and its range of potential consequences with Harman,18 stated that he “believe(s)
Mr. Harman will be entering this plea knowingly, intelligently and voluntarily, and
… present[ed] him to the Court.”19
7. While Harman expressed some confusion during the colloquy,20 the
Court allowed counsel to repeatedly explain what was happening.21 Harman was
also informed again of the minimum mandatory and the maximum penalties he
faced22 as well as the rights he was giving up by pleading guilty.23 During the
16
D.I. 59.
17
Tr., at 6:17–8:3, D.I. 78.
18
Id., at 8:9–9:5, D.I. 78.
19
Id., at 9:3–5, D.I. 78.
20
See D.I. 97, at ¶22–26
21
E.g., after the Court read a charge (to which he was pleading guilty), Harman
stated “[y]eah. That’s what I don’t want to plead to.” But, after discussing with Mr.
Meyer, Harman stated that he understood the charge and pleaded guilty. Tr., at
16:10–17:16, D.I. 78.
E.g., Tr., at 20:15–21:9, D.I. 78 (the Court clarified that it has the power to sentence
him above the recommendations after Harman stated that he did not understand that
power. Mr. Meyer then provided further clarification on sentencing.)
22
Id., at 18:20–19:4, D.I. 78. Meyer discussed these matters with Harman prior to
the colloquy. Tr. at 6:8–16.
23
Id., at 12:14–14:2.
3
colloquy, Harman also denied being threated or coerced into pleading guilty,24 and
stated that he was satisfied with Mr. Meyer’s representation.25 Ultimately, “[the
Court was] satisfied that there [was] a factual basis for [Harman’s] plea and that [his]
plea is knowing, intelligent, and voluntary.”26 The parties requested deferred
sentencing, but not a presentence investigation.27 Sentencing was tentatively set for
January 24, 2020.28
8. After accepting the plea in open court, Harman developed second
thoughts and filed a handwritten pro se Motion to Withdraw Guilty Plea29 and a
follow-up letter re-asserting his desire to withdraw his plea.30 The State filed a
response opposing the request.31 Harman, through new counsel, then filed an
Amended Motion to Withdraw Guilty Plea which included an allegation of
ineffective assistance of counsel against Mr. Meyer.32 The Court ordered Mr. Meyer
to file an affidavit,33 which he did,34 and the State filed a response.35
24
Id., at 12:5–10.
25
Id., at 22:14–19.
26
Id., at 23:4–7.
27
Id., at 23–24.
28
Id., at 27:3–8.
29
D.I. 72.
30
D.I. 75.
31
D.I. 80.
32
D.I. 97.
33
Order to Expand, D.I. 101
34
D.I. 105 (also docketed as D.I. 107.)
35
D.I. 102.
4
9. While a guilty plea may be withdrawn before sentencing, there is no
absolute right to do so. 36 The defendant bears the “substantial” burden of showing
“any fair and just reason” for withdrawal. 37 This decision is purely discretionary.38
10. To determine whether there is a “fair and just” reason for the
withdrawal of a guilty plea, the Court must address the following:
a) Was there a procedural defect in taking the plea;
b) Did the defendant knowingly and voluntarily consent to the plea
agreement;
c) Does the defendant presently have a basis to assert legal innocence;
d) Did the defendant have adequate legal counsel throughout the
proceedings; and
e) Does granting the motion prejudice the State or unduly inconvenience
the Court.39
The Court does not balance these factors.40 Instead, “[c]ertain of the factors,
standing alone, will themselves justify relief.”41
11. Harman argues that his counsel was ineffective and that his plea was
not entered into knowingly, voluntarily, and intelligently.42 He also argues that the
36
Del. Crim. R. 32(d); United States v. Wilson, 429 F.3d 455, 458 (3d Cir. 2005)
(internal citations omitted).
37
Id.; United States v. Jones, 336 F.3d 245, 252 (3d. Cir. 2003).
38
Id. (“the court may permit withdrawal of the plea”) (emphasis added); State v.
Phillips, 2007 WL 3105749 at *1 (Del. Super. Ct. 2007) (quoting Brown v. State,
250 A.2d 503, 504 (Del. 1969)).
39
State v. Friend, 1994 WL 234120, at * 2 (Del. Super. Ct. 1994) (internal citations
omitted); see Scarborough v. State, 938 A.2d 644, 649 (Del. 2007); McNeill v. State,
2002 WL 31477132, at * 1–2 (Del. 2002).
40
Patterson v. State, 684 A.2d 1234, 1239 (Del. 1996).
41
Id.42
D.I. 97, at 16–17.
5
State would not be prejudiced if his motion is granted.43 The State argues that “all
of the … factors weigh against permitting the defendant to withdraw his guilty
plea.”44 The Court address these factors in turn.
12. There were no procedural defects in the plea colloquy. Despite
highlighting that “no” is checked for the question “[a]re you satisfied with your
lawyer’s representation of you, and that your lawyer has fully advised you of your
right?”45 Harman, when questioned directly by the Court, stated that he was satisfied
with Mr. Meyer’s representation and that Mr. Meyer had fully advised him of his
rights.46 Harman admits that there were no defects in the colloquy.47 The Court
agrees and finds that the “numerous protections” afforded to him were honored.48
14. Harman’s plea was entered into knowingly, intelligently, and
voluntarily. In the absence of clear and convincing evidence to the contrary,
Harman remains bound by the answers he provided during his guilty plea colloquy.49
These statements are “presumed to be truthful”50 and pose a “formidable barrier to a
collateral attack on a guilty plea.”51
43
Id.,18–19.
44
D.I. 80, at ¶31.
45
D.I 97, at ¶26; see Truth-in-Sentencing Guilty Plea Form, D.I. 59.
46
Tr., at 22:14-19, D.I. 78.
47
D.I. 97, at 16.
48
Somerville v. State, 703 A.2d 629, 631–32 (Del. 1997).
49
Id., at 632.
50
Id.51
Blackledge v. Allison, 431 U.S. 63, 64 (1977).
6
15. Mr. Meyer stated that he “believe[d] Mr. Harman will be entering this
plea knowingly, intelligently, and voluntarily[.]”52 Harman himself concedes that
“[he] told the Court that he freely and voluntarily decided to plead guilty to the
charges[.]”53 Harman also stated that he understood that by pleading guilty he was
waiving an array of constitutional rights,54 asserted that he was neither threated nor
coerced into pleading guilty55 and that he was satisfied with Mr. Meyer’s
representation.56
16. It also bears repeating that while Harman expressed some confusion
during the colloquy, the Court did not allow Harman’s confusion to stand; it
permitted counsel to re-explain the nuances of the inquiry.57 Having reviewed the
plea colloquy, the Court finds that each of Harman’s contentions were adequately
and appropriately addressed at the time. He is bound by his in-court representations.
So, just as the trial judge did when the plea was entered, this Court finds that Harman
entered his guilty plea knowingly, intelligently, and voluntarily.
17. Harman does not have a basis to establish factual or legal
innocence. Criminal defendants remain presumptively bound by their
52
Tr. at 9:3–4, D.I. 78.
53
D.I. 97, at ¶21.
54
Id.55
Tr., at 12:5–10, D.I. 78.
56
Id.57
Id., passim.
7
representations to the Court.58 So, after pleading guilty, a defendant must present
“some other support” to overcome a guilty plea and to assert innocence.59
18. During his plea colloquy, Harman admitted his guilt as to each
offense.60 In his latest filing, Harman also concedes that he does not have any new
evidence and that “[he] has little or no basis to assert legal innocence.”61 Therefore,
there is no justification to allow him to withdraw his guilty plea on this basis.
19. Harman had effective legal counsel throughout his proceedings. To
prevail on his ineffective assistance of counsel claim, Harman must satisfy the two-
prong standard established by Strickland v. Washington.62 He must show that: (1)
his “counsel’s representation fell below an objective standard of reasonableness;”
and (2) that counsel’s actions were so prejudicial “that there is a reasonable
probability that, but for counsel’s errors, [the defendant] would not have pleaded
guilty and would have insisted on going to trial.’”63 When evaluating counsel’s
performance, “[a] court must indulge a strong presumption that counsel’s conduct
falls within the wide range of reasonable professional assistance.”64
58
Somerville, 703 A.2d at 632.
59
State v. McNeill, 2001 WL 392465, at * 3 (Del. Super. Ct. 2001) (citing Russell v.
State, 734 A.2d 160 (table) (Del. 1999)).
60
Tr., at 17:7–18:19, D.I. 78.
61
D.I. 97, at 17.
62
466 U.S. 668 (1984); see Albury v. State, 551 A.2d 53, 58 (Del. 1988).
63
Hill v. Lockhart, 474 U.S. 52, 59 (1985).
64
Strickland, 466 U.S. at 669 (emphasis added); see also Albury, 551 A.2d at 59.
8
20. In his pro se submission, Harman claimed that Mr. Meyer “coerced
[him] into signing a plea forcing [his] hand” and that Mr. Meyer failed to respond to
his inquiries.65 These blanket assertions are insufficient bases for granting
withdrawal.
21. In direct opposition to Harman’s claims, Mr. Meyer states that he met
with Harman and repeatedly explained the nuances of the plea.66 The trial judge also
gave Harman opportunities to ask his attorney67 and the Court questions.68 Mr.
Meyer was available to meet, but Harman rejected these offers.69
22. In his amended motion, Harman claims that Mr. Meyer told him that a
continuance would not be granted on the day of trial, but that an accepted plea may
be withdrawn and “operate in lieu of a continuance request[.]”70 The State counters
that this “bare assertion” is neither supported by the plea transcript nor by Mr.
Meyer’s affidavit.71
23. Mr. Meyer’s affidavit undermines Harman’s assertions about
problematic communication and that a plea could function as a continuance. In his
65
D.I. 72.
66
D.I. 105.
67
Tr. 22:20–22, D.I. 78.
68
Tr. 23:1–2, D.I. 78.
69
Tr. 22–23, D.I. 78.
70
D.I. 97, at ⁋ 34.
71
D.I. 102; see D.I. 105.
9
affidavit, Mr. Meyer states that he discussed each plea offer with Harman72 and that
“[a]fter … discussing [the December 3rd offer] at length with Counsel and having
an opportunity to confer with his mother and grandmother, Mr. Harman indicated
that he wished to accept the State’s plea offer.”73 Mr. Meyer agrees that he told
Harman that a continuance request made on the day of trial would likely be denied,74
but denies informing Harman that withdrawing a guilty plea was a viable way of
rescheduling the trial, stating, “This would not have been accurate or proper legal
advice.”75
24. Having considered the above arguments, the Court does not find that
Harman satisfied his burden to show that Mr. Meyer’s conduct fell below the “strong
presumption” of “reasonable professional assistance.”76 So, Harman remains bound
by his statements that he was satisfied with his counsel’s performance and that he
was neither forced nor coerced into pleading.77
72
D.I. 105 at, ⁋⁋ 4, 6–9, 11.
73
Id., at ⁋ 9.
74
Id., at ⁋ 10.
75
Id., at ⁋ 11.
76
See Strickland, 466 U.S. at 669; see also Albury, 551 A.2d at 59
77
See Somerville, 703 A.2d at 632. Harman also levied several allegations of
constitutional violations. By voluntarily pleading guilty to the charges against him,
Harman waived any claim to double jeopardy. (Melton v. State, 74 A.3d 654 (Table)
(Del. 2013); Downer v. State, 543 A.2d 309, 312–13 (Del. 1988)). Harman’s other
pro se assertions of constitutional violations are similarly unavailing, providing no
support for those claims. His Amended Motion does nothing more than reiterate
these arguments beliefs without any further support. D.I. 80, at ⁋ 28.
10
25. Granting withdrawal would prejudice the State and unduly
inconvenience the Court. While it is true that “[o]ur Court is in the business of
conducting trials,”78 prejudice need not be considered “when a defendant has failed
to demonstrate that the other factors support a withdrawal of the plea.”79 Harman,
as detailed above, failed to establish a “fair and just” reason to withdraw his guilty
plea. Thus, the Court need not address this factor, but nonetheless, finds that the
State would be prejudiced and resources would be unjustifiably expended if the
motion were granted.
THEREFORE, Defendant Nathaniel Harman’s Motion to Withdraw Guilty
Plea is DENIED. A sentencing date shall be set.
IT IS SO ORDERED.
/s/ Ferris W. Wharton
Ferris W. Wharton, J.
78
State v. Jones, 2020 WL 5530332, at * 4 (Del. Super. Ct., 2020), aff’d, 276 A.3d
1053 (Del. 2022); see D.I. 97, at 18.
79
United States v. Jones, 336 F.3d 245, 255 (3d Cir. 2003) (citing United States v.
Harris, 44 F.3d 1206, 1210 (3d. Cir. 1995)).
11