Marcus Jamal Graham v. State of Florida ( 2016 )

Supreme Court of Florida
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No. SC15-1416
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MARCUS JAMAL GRAHAM,
Petitioner,
vs.
STATE OF FLORIDA,
Respondent.
[September 1, 2016]
QUINCE, J.
This case is before the Court for review of the decision of the First District
Court of Appeal in Graham v. State, 170 So. 3d 141 (Fla. 1st DCA 2015). The
district court certified that its decision is in direct conflict with the decisions of the
Fourth District Court of Appeal in Webb v. State, 104 So. 3d 1153 (Fla. 4th DCA
2012), and Cupas v. State, 109 So. 3d 1174 (Fla. 4th DCA 2013), on a question of
law. We have jurisdiction. See art. V, § 3(b)(4), Fla. Const. For the reasons that
follow, we approve the First District in the instant case and disapprove the
decisions of the Fourth District.
FACTS
Petitioner, Marcus Jamal Graham, was convicted of two counts of lewd or
lascivious molestation1 for (1) touching the victim’s breasts and (2) touching the
victim’s buttocks. Graham, 170 So. 3d at 142. Petitioner appealed to the First
District Court of Appeal, arguing that his convictions violate double jeopardy and
the trial court erred in restricting cross-examination of the victim and her mother.
Id.
On appeal, the First District denied both claims and affirmed the trial court’s
convictions and sentences. Id. Regarding the trial court’s restriction of cross-
examination, the First District found that “even if the prior incidents of sexual
abuse of the victim and the mother were marginally relevant, the probative value of
the testimony would be substantially outweighed by the prejudice it would likely
cause.” Id. at 144. In denying Petitioner’s double jeopardy claim, the First District
1. See § 800.04(5)(c)2, Fla. Stat. (2013), which states, “An offender 18
years of age or older who commits lewd or lascivious molestation against a victim
12 years of age or older but less than 16 years of age commits a felony of the
second degree.” Section 800.04(5)(a) defines lewd or lascivious molestation as
“intentionally touch[ing] in a lewd or lascivious manner the breasts, genitals,
genital area, or buttocks, or the clothing covering them, of a person less than 16
years of age, or forc[ing] or entic[ing] a person under 16 years of age to so touch
the perpetrator.”
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relied on this Court’s decision in State v. Meshell, 2 So. 3d 132 (Fla. 2009), and
held that:
Because the Florida sexual battery statutes and lewd or
lascivious battery statutes may be violated in multiple, alternative
ways, convictions for “sexual acts of a separate character and type
requiring different elements of proof” do not violate double jeopardy
because the acts are “distinct criminal acts that the Florida Legislature
has decided warrant multiple punishments.”
Id. at 143. Recognizing that this holding conflicted with other holdings from the
Fourth District, the First District then certified conflict with Cupas, 109 So. 3d
1174 and Webb, 104 So. 3d 1153. Id.
ANALYSIS
Petitioner now appeals to this Court, arguing that his convictions violated
double jeopardy and that the trial court erred in restricting defense’s cross-
examination of the victim and her mother. We will address each issue in turn.
Double Jeopardy
The first issue before this Court is whether double jeopardy prohibits dual
convictions under the same statute where the acts upon which the charges are
based occur within a single criminal episode. Double jeopardy claims based on
undisputed facts present questions of law and are subject to de novo review. State
v. Drawdy, 136 So. 3d 1209, 1213 (Fla. 2014).
This Court addressed a similar issue in Meshell, where a defendant was
convicted of two counts of lewd or lascivious battery, in violation of section
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800.04(4), for two acts that occurred during the course of a single criminal episode:
(1) penetrating the victim’s vagina and (2) penetrating the victim’s mouth. In
finding that the convictions did not violate double jeopardy, this Court recognized
that “in cases of sexual battery, Florida courts have focused on whether the acts
forming the basis of the charges are ‘distinct.’ ” 2 So. 3d at 134. This Court then
held that “distinct” acts are “sexual acts of a separate character and type requiring
different elements of proof, such as those proscribed in the sexual battery statute.”
Id. at 135. Therefore, the defendant’s convictions under the lewd or lascivious
battery statute did not violate double jeopardy because “the sex acts proscribed in
section 800.04(4) (oral, anal, or vaginal penetration) are of a separate character and
type requiring different elements of proof and are, therefore, distinct criminal
acts.” Id. at 136.
In the instant case, Petitioner was convicted of two counts of lewd or
lascivious molestation for touching the victim’s breasts and touching the
victim’s buttocks during the course of a single criminal episode. Graham,
170 So. 3d at 142. The First District found that, under Meshell, the acts
proscribed by the lewd or lascivious molestation statute are distinct criminal
acts that warrant multiple punishments. Id. at 143. Therefore, Petitioner’s
convictions under the lewd or lascivious molestation statute did not violate
double jeopardy because the charges at issue “were predicated on two
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distinct acts: touching of the victim’s breasts, or the clothing covering them,
and touching of the victim’s buttocks, or the clothing covering them.” Id.
In Webb, one of the conflict cases, the defendant was convicted of two
counts of lewd or lascivious molestation for the act of touching the victim’s breasts
and the act of touching the victim’s genital area over her jeans. 104 So. 3d at
1154. The Fourth District held that the dual convictions violated double jeopardy
and explained its rationale as follows:
Webb was convicted of the same offense twice; therefore, the
elements of these two convictions are the same. Our analysis then
turns on whether the two convictions for lewd or lascivious
molestation were part of the same criminal episode. If they occurred
in the same episode, then Webb “may be convicted of only one
offense for each episode.”
Id. at 1155 (emphasis added) (citation omitted). The district court then
found that the acts of touching occurred within a ten-minute time span and
determined that this period was “insufficient to constitute separate criminal
episodes.” Id. While the court recognized that “in sexual battery cases,
multiple acts within a single criminal episode can constitute separate
crimes,” it declined “to analyze whether each touching constituted a distinct
act” under Meshell because the defendant was charged with lewd or
lascivious molestation, not battery. Id.
In Cupas, the other conflict case, the defendant was charged with
three counts of lewd or lascivious molestation for touching the victim’s
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breasts, touching the victim’s genitals, and forcing the victim to touch the
defendant’s genitals. 109 So. 3d at 1174. Relying on its decision in Webb,
the court held that the defendant could not be convicted twice under the lewd
or lascivious molestation statute for touching the victim’s breasts and genital
area in the same criminal episode. However, the court held that the third
count, which involved the defendant forcing the victim to touch his penis,
did not violate double jeopardy because it was “a distinct act requiring a
different element of proof.” Id. Finding that forcing a victim to touch the
defendant was a distinct act requiring a different element of proof, the
Fourth District agreed with the First District’s decision in Sanders v. State,
101 So. 3d 373 (Fla. 1st DCA 2012). In Sanders, the First District held that
a defendant could “violate [the lewd or lascivious molestation] statute in two
separate and distinct ways: (1) by touching the victim in the proscribed
manner, or (2) by forcing or enticing the victim to touch the person in the
proscribed manner.” 101 So. 3d at 375.
In the instant case, Webb, and Cupas, the defendants were each charged with
violating the lewd or lascivious molestation statute multiple times during the
course of a single criminal episode. While the First District in the instant case
found that each act proscribed by the statute represents a “distinct” act for
determining whether double jeopardy has been violated, the Fourth District in
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Webb and Cupas refused to apply this Court’s holding in Meshell to the lewd or
lascivious molestation statute. Instead, the Fourth District determined that the acts
occurred in the same criminal episode and, therefore, found that the dual
convictions violated double jeopardy because the elements of proof under the
statute are identical for each act.
To resolve the conflict, we must first look to the seminal case regarding
double jeopardy, Blockburger v. United States, 284 U.S. 299 (1932). In
Blockburger, the defendant was charged with violating two provisions of the
Harrison Narcotic Act during a sale of morphine hydrochloride to a single
purchaser. Id. at 300-01. While the defendant was charged with five counts, the
jury returned a verdict on the second, third, and fifth counts only. Id. “The second
count charged a sale on a specified day of ten grains of the drug not in or from the
original [p]ackage.” Id. at 301. The third count charged a second sale, made on
the following day, of “eight grains of the drug not in or from the original
[p]ackage.” Id. The fifth count related to the second sale, and charged that in
addition to the sale not being made “in or from the original package, the sale had
not been made in pursuance of a written order of the purchaser as required by
statute.” Id.
The defendant argued that these convictions violated double jeopardy for
two reasons. First, he argued, “upon the facts, the two sales charged in the second
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and third counts as having been made to the same person constitute a single
offense.” Id. Second, he argued that the charges stemming from the third and fifth
counts both arose from the second sale and because this second sale constituted but
one act, only one statutory punishment could be applied. Id. Therefore, the Court
was presented with two issues: (1) whether a defendant could be charged more
than once under the same statute for multiple acts within a single criminal episode
and (2) whether a defendant could be charged under more than one statute for a
single act that occurred within a single criminal episode.
To resolve the first issue, the Court employed a “distinct act” analysis, and
held that “[t]he sales charged in the second and third counts, although made to the
same person, [are] distinct and separate sales made at different times.” Id.
Although the second sale was initiated shortly after the defendant delivered the
drug involved in the first sale, the Court held that “the payment for the additional
drug, however closely following, was the initiation of a separate and distinct sale
completed by its delivery.” Id. The Court clarified its reasoning as follows:
“[W]hen the impulse is single, but one indictment lies, no matter how
long the action may continue. If successive impulses are separately
given, even though all unite in swelling a common stream of action,
separate indictments lie.” Wharton’s Criminal Law (11th Ed.) § 34.
Or, as stated in note 3 to that section, “The test is whether the
individual acts are prohibited, or the course of action which they
constitute. If the former, then each act is punishable separately. If the
latter, there can be but one penalty.”
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Id. at 302. Thus, the defendant being charged under the same statute twice did not
result in a double jeopardy violation because each sale represented a distinct act
that warranted separate punishments under the statute.
To resolve the second issue, where the defendant was charged under two
statutes for the single sale charged in the second count, the Court used a “different
elements” analysis, where it examined the statutes to determine “whether each
provision requires proof of an additional fact which the other does not.” Id. at 304.
Here, the Court set forth the test that would later be codified in section
775.021(4)(a), Florida Statutes:
A single act may be an offense against two statutes; and if each statute
requires proof of an additional fact which the other does not, an
acquittal or conviction under either statute does not exempt the
defendant from prosecution and punishment under the other.
Id. Applying this test to the statutes at issue, the Court found that while both
statutes sought to punish the same act or sale conducted by the defendant, each
statute required an element of proof that the other did not, thereby allowing
charges under each statute without a violation of double jeopardy. Id.
In Meshell, the defendant brought forth the same claim as the first claim
brought by the defendant in Blockburger: that because he violated the same statute
multiple times within a single criminal episode, he could only be charged once
under the statute. Meshell had violated the lewd or lascivious molestation statute
twice: First, when he penetrated the victim’s vagina, and second, when he
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penetrated the victim’s mouth. Under the Blockburger “distinct acts” analysis,
each act was distinct because each act indicated a different impulse to violate the
statute. Therefore, multiple punishments under the same statute would not violate
double jeopardy. However, this Court held that the two acts were “distinct”
because they were “sexual acts of a separate character and type requiring different
elements of proof, such as those proscribed in the sexual battery statute.” Meshell,
2 So. 3d at 135 (emphasis added). By including the “different elements” language
in its analysis of “distinct acts,” it appears this Court may have conflated the two
tests set forth in Blockburger.
Consequently, the district courts seem confused as to how to apply
Meshell’s holding, which combines aspects from both tests set forth in
Blockburger. In Webb, the Fourth District held that because the acts were charged
under the same statute, there could be no finding of different elements. 104 So. 3d
at 1155. Accordingly, the court held that since the acts occurred in the same
episode, “Webb may be convicted of only one offense for each episode.” Id. In
finding that because there were no different elements, the defendant could only be
convicted once under the statute, the Fourth District failed to apply either Meshell
or the “distinct acts” test in Blockburger and instead applied the “different
elements” test. While the Fourth District correctly recognized that the elements of
proof were identical because the defendant was convicted twice under a single
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statute, the court refused to acknowledge that under Blockburger, a defendant can
also commit a number of sequential acts within a single criminal episode, and each
distinct act may be punished under the same statute. Thus, the Fourth District
incorrectly held that Webb’s convictions for two acts of touching the victim
violated double jeopardy.
Similarly, the Fourth District incorrectly held that one of the defendant’s
convictions in Cupas violated double jeopardy. There, the defendant was
convicted three times under the lewd or lascivious molestation statute for three
acts: (1) touching the victim’s breasts, (2) touching the victim’s genitals, and (3)
for forcing the victim to touch the defendant’s penis. The Fourth District applied
the “different elements” test to find that because the first two acts of touching were
punished under the same statute, they could not be punished separately since there
were no different elements to compare. This ignores the “distinct acts” test set
forth in Blockburger and instead applies the “different elements” test.
However, the Fourth District held that the third count, which involved the
defendant forcing the victim to touch his penis, did not violate double jeopardy
because the statute could be violated in two ways: (1) touching the victim or (2)
forcing the victim to touch the defendant. By looking to the statutory language at
issue to find that the statute proscribed different types of touching requiring
different elements of proof, the Fourth District incorporated aspects of the
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“different elements” test set forth in Blockburger. However, that test applies
where a defendant is convicted under more than one statute for a single act.
Because the defendant was convicted under a single statute for three distinct acts of
touching, the “different elements” test should not have been applied in the case.
Instead, because the multiple acts were being punished under the same statute, the
Fourth District should have used the “distinct acts” test. Under a “distinct acts”
analysis, all three touches were distinct acts that occurred in a single criminal
episode and, therefore, three separate punishments could be applied under the lewd
or lascivious molestation statute. Consequently, the Fourth District incorrectly
held that one of the defendant’s convictions could not stand without violating
double jeopardy.
The First District in the instant case correctly found that the defendant
violated the lewd or lascivious molestation statute twice in one episode for the
distinct acts of touching the victim’s breasts and then touching the victim’s
buttocks. The evidence presented at trial demonstrated that on the night of
September 14, the victim awoke to the sensation of someone touching her on her
back and saw that it was Petitioner rubbing her under her shirt. The victim turned
over and Petitioner started touching the victim’s breasts under her shirt. The
victim turned over once more, and felt Petitioner touching her buttocks. Based on
the victim’s testimony, these touches were each individual acts, committed
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sequentially. Under a “distinct acts” analysis, it is clear that punishment was
warranted for each individual touch. Similar to Blockburger–in which the Court
held that “the payment for the additional drug, however closely following, was the
initiation of a separate and distinct sale completed by its delivery”–in this case, a
new act began each time one touch ended and another was initiated, no matter how
closely each one followed the other. See, e.g., Blockburger, 284 U.S. at 303
(explaining that in Ebeling v. Morgan, 237 U.S. 625 (1915), “it was the intention
of the lawmakers to protect each and every mail bag from felonious injury and
mutilation. Whenever any one mail bag is thus torn, cut, or injured, the offense is
complete. Although the transaction of cutting the mail bags was in a sense
continuous, the complete statutory offense was committed every time a mail bag
was cut in the manner described, with the intent charged. The offense as to each
separate bag was complete when that bag was cut, irrespective of any attack upon,
or mutilation of, any other bag.”). Consequently, the First District correctly held
that double jeopardy was not violated for the defendant’s two convictions under
the lewd or lascivious molestation statute.
Despite reaching the correct result, the First District–like the Fourth
District–also appeared to improperly utilize aspects of the “different elements” test
by looking at the statutory language to determine whether the defendant could be
convicted twice under the same statute. In holding that convictions for “sexual
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acts of a separate character and type requiring different elements of proof” do not
violate double jeopardy, the First District employed a “different elements”
analysis. Instead, the First District’s analysis only needed to focus on whether
each act that violated the statute was distinct. In applying the “distinct acts” test,
the conclusion would have been the same: that the defendant’s dual convictions
under the lewd or lascivious molestation statute did not violate double jeopardy.
Therefore, although the First District did not clearly apply the “distinct acts”
test set forth in Blockburger, it did correctly uphold the defendant’s convictions
and sentences. Conversely, the Fourth District incorrectly held in both Webb and
Cupas that a defendant could not be charged more than once under the same statute
for multiple acts during the course of a single criminal episode. Thus, we approve
the First District’s decision in this case and disapprove the decisions of the Fourth
District in Webb and Cupas. Resolving the conflict in this way clarifies that
Blockburger ultimately provides courts with two tests to apply: (1) where the
defendant is convicted multiple times under the same statute for acts that occurred
during the course of a single criminal episode, a “distinct acts” test is used, but (2)
where a defendant is convicted under multiple statutes for one act, the “different
elements” test applies.
Cross Examination of the Victim and Mother
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Next, Petitioner argues that the trial court erred in restricting defense
counsel’s cross-examination of the victim and her mother. Trial court decisions
relating to the admission of evidence are reviewed for an abuse of discretion. San
Martin v. State, 717 So. 2d 462, 470-71 (Fla. 1998). A court abuses its discretion
when the decision is “arbitrary, fanciful, or unreasonable.” Johnson v. State, 40
So. 3d 883, 886 (Fla. 4th DCA 2010). “If reasonable men could differ as to the
propriety of the action taken by the court, then the action is not unreasonable and
there can be no finding of an abuse of discretion.” Canakaris v. Canakaris, 382 So.
2d 1197, 1203 (Fla. 1980).
Here, Petitioner claims that the trial court erred by not allowing defense
counsel to (1) ask the victim about the outcome of a prior incident where she was
molested by a third party, and (2) ask the victim’s mother about her own history of
sexual abuse. According to Petitioner, the defense’s theory of the case was that the
prior incident in Mississippi, as well as the mother’s history of sexual abuse, made
the victim predisposed to interpret touches in a sexual manner. As a result, the
victim misinterpreted Petitioner’s actions when Petitioner touched the victim’s
breasts and buttocks.
The trial court did not abuse its discretion in making these rulings. “In cases
tried by a jury, a court shall conduct proceedings, to the maximum extent
practicable, in such a manner as to prevent inadmissible evidence from being
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suggested to the jury by any means.” § 90.104(2), Fla. Stat. (2014). In the pretrial
hearing, defense counsel failed to proffer any of the testimony it wished to elicit
from the victim and her mother. Consequently, the trial court granted the State’s
motion in limine to restrict defense counsel’s line of questioning and later stopped
defense counsel from inquiring further during trial. Petitioner fails to demonstrate
how the trial court unreasonably restricted his ability to confront adverse
witnesses, or how the testimony would have been relevant. Even if the trial court
erred in excluding the evidence, any such error was harmless because there is no
reasonable probability of a different result with the admission of that evidence.
See State v. DiGuilio, 491 So. 2d 1129, 1139 (Fla. 1986). Therefore, the trial court
did not err in restricting defense counsel’s cross-examination of the victim and her
mother.
CONCLUSION
For the reasons stated above, we approve the decision of the First District
and disapprove the decisions of the Fourth District to the extent that they conflict
with this analysis. We therefore affirm Graham’s convictions and sentences.
It is so ordered.
LABARGA, C.J., and PARIENTE, LEWIS, CANADY, and PERRY, JJ., concur.
POLSTON, J., concurs in result.
NOT FINAL UNTIL TIME EXPIRES TO FILE REHEARING MOTION, AND
IF FILED, DETERMINED.
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Application for Review of the Decision of the District Court of Appeal - Certified
Direct Conflict of Decisions
First District - Case No. 1D14-2474
(Duval County)
Nancy Ann Daniels, Public Defender, and David Alan Henson, Assistant Public
Defender, Second Judicial Circuit, Tallahassee, Florida,
for Petitioner
Pamela Jo Bondi, Attorney General, Trisha Meggs Pate, Bureau Chief, and Donna
Antoinette Gerace, Assistant Attorney General, Tallahassee, Florida,
for Respondent
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