GEOVANI JOHNSON v. STATE OF FLORIDA ( 2018 )

DISTRICT COURT OF APPEAL OF THE STATE OF FLORIDA
FOURTH DISTRICT
GEOVANI JOHNSON,
Appellant,
v.
STATE OF FLORIDA,
Appellee.
Nos. 4D15-4452, 4D15-4519 and 4D15-4539
[August 22, 2018]
Consolidated appeal from the Circuit Court for the Seventeenth Judicial
Circuit, Broward County; Kathleen McHugh, Judge; L.T. Case Nos. 13-
011816CF10A, 13-012248CF10A and 14-013212CF10A.
Antony P. Ryan, Regional Counsel, and Richard G. Bartmon, Assistant
Regional Counsel, Office of Criminal Conflict and Civil Regional Counsel,
Fourth District, West Palm Beach, for appellant.
Pamela Jo Bondi, Attorney General, Tallahassee, and Kimberly T.
Acuña, Assistant Attorney General, West Palm Beach, for appellee.
CONNER, J.
Geovani Johnson (“Defendant”) appeals his convictions and sentences
from three cases. We consolidated the appeals. Defendant contends the
trial court erred by: (1) failing to conduct a proper Melbourne 1 analysis to
a peremptory challenge by the State; and (2) violating Defendant’s Sixth
Amendment confrontation right by allowing the State to introduce a 911
call. We affirm on the Sixth Amendment issue without discussion. But
because we agree the trial court did not comply with Melbourne, we reverse
Defendant’s convictions and sentences and remand for a new trial. The
ultimate question we answer in this case is whether the Melbourne
procedure is always a three-step process, or a three-step process if
requested. We determine that the Melbourne procedure is indeed always
1 Melbourne v. State, 679 So. 2d 759 (Fla. 1996)
a three-step process.
Background
Defendant was charged with three counts of robbery with a firearm and
one count of possession of a firearm by a convicted felon. The case
proceeded to a jury trial.
During jury selection, the State exercised a peremptory challenge on
Juror No. 10, an African-American male. At Defendant’s request, the trial
court asked the state for a race-neutral reason for the strike. The State
responded:
The State does have a race-neutral reason. [Juror No. 10]
indicated that he would prefer CSI evidence.[ 2] Additionally,
the Defense has stricken two black females in their first round
of strikes. They’ve also stricken black individuals for cause.
And this is --
Cutting off the State, the trial court stated: “All right. Okay. I find that
to be [a] race-neutral reason. I’m going to uphold State’s use of a
peremptory on [Juror No. 10].” Defendant did not make any further
objection or argument at that time. However, at the conclusion of the jury
selection process, when asked if each side accepted the panel of jurors,
the defense advised the panel was not acceptable, in part because the trial
court “denied my Melbourne vs. State objection to the State striking [Juror
No. 10].”
The jury found Defendant guilty of three counts of robbery with a
weapon, lesser-included offenses, and not guilty of possession of a firearm
by a convicted felon. The court entered judgment and sentenced
Defendant to concurrent prison terms for the three robberies. Defendant
gave notice of appeal.
Appellate Analysis
We review a trial court’s decision to uphold or deny a peremptory
challenge for abuse of discretion. Truehill v. State, 211 So. 3d 930, 942
(Fla. 2017). As a reviewing court, we must presume that peremptory
challenges are exercised in a nondiscriminatory manner. Poole v. State,
151 So. 3d 402, 409 (Fla. 2014).
2 “CSI” refers to the television show Crime Scene Investigation.
2
“Under Florida law, a party’s use of peremptory challenges is limited
only by the rule that the challenges may not be used to exclude members
of a ‘distinctive group.’” San Martin v. State, 705 So. 2d 1337, 1343 (Fla.
1997).
[T]o strike the appropriate balance between a party’s right to
exercise peremptory challenges and the attempt to eliminate
invidious discrimination in juror selection, [our supreme
court] in Melbourne enunciated a three-step procedure to be
followed when a party objects to the exercise of a peremptory
challenge on the ground that it was made on [an improper]
discriminatory basis.[[3]]
Hayes v. State, 94 So. 3d 452, 460-61 (Fla. 2012) (emphasis added). Based
on the United States Supreme Court’s holdings in Batson v. Kentucky, 476
U.S. 79 (1986) and Purkett v. Elem, 514 U.S. 765 (1995), and Neil-Slappy 4
case law, the procedure was stated as consisting of three steps:
Step 1: Objection and Prima Facie Case
A party objecting to the other side’s use of a peremptory
challenge on racial grounds must: a) make a timely objection
on that basis; b) show that the venireperson is a member of a
distinct protected group; and c) request that the court ask the
striking party its reason for the strike.
Step 2: Race-Neutral Explanation
The court must then ask the proponent of the strike to explain
the reason for the strike. At this point, the burden of
production shifts to the proponent of the strike to come
forward with a race-neutral explanation.
Step 3: Determination of Genuineness
If the explanation is facially race-neutral and the court
believes that, given all the circumstances surrounding the
strike, the explanation is not a pretext, the strike will be
3 In Melbourne, the Court stated that State v. Neil, 457 So. 2d 481 (Fla. 1984) was
“[a] seminal Florida case . . . wherein this Court set out a procedure for dealing
with racially-motivated peremptory challenges.” Melbourne, 679 So. 2d at 763
(emphasis added).
4State v. Neil, 457 So. 2d 481 (Fla. 1984); State v. Slappy, 522 So. 2d 18 (Fla.
1988).
3
sustained. The court’s focus here is not on the
reasonableness of the explanation but rather its genuineness.
See Melbourne, 679 So. 2d at 763-64; Hayes, 94 So. 3d at 461. In
interpreting the true scope of the Melbourne procedure, we will rely on case
law generated by Batson and Purkett and its progeny, especially two
decisions from the United States Supreme Court.
Step 3 of the Melbourne (Batson) Procedure
Defendant’s appeal focuses on Step 3 of the Melbourne procedure.
Relying on Hayes, Defendant contends the record does not support a
conclusion that the trial court properly conducted Step 3. Specifically,
Defendant argues the trial court did not review, analyze, or conduct any
“judicial assessment” of the reasons given by the State for striking Juror
No. 10; instead, the trial court summarily ratified the peremptory
challenge. Additionally, Defendant argues the “cold record” is “devoid of
any indication” that the trial court “considered or weighed any relevant
circumstances in deciding whether the State’s strike was discriminatory.”
The State responds, arguing a lack of preservation because Defendant
failed to raise an issue of noncompliance with Melbourne below. As to the
merits of Defendant’s arguments, the State also relies on Hayes,
contending that when a defendant objects to the State’s exercise of a
peremptory challenge, and the trial court upholds the strike, the defendant
carries the burden of persuasion that the State’s strike was exercised in a
discriminatory manner. The State contends the record shows the trial
court complied with Step 3. Relying on Lidiano v. State, 967 So. 2d 972,
975 (Fla. 3d DCA 2007), the State argues that “[t]he trial court is not
required to orally perform its genuineness analysis or to articulate the
basis for its ruling.” Moreover, the State contends that because it pointed
out, in providing its race-neutral reason for striking Juror No. 10, that the
defense had stricken two black females in the defense’s first round of
strikes, after the State had twice accepted the jury panel including those
jurors, the record reflects that the trial court was aware of and considered
the circumstances relevant to determining if a strike was improperly
discriminatory and implicitly found there was no pretext in the strike.
Spencer v. State
Melbourne was decided in 1996. Twenty-two years later, courts still
struggle with its proper application. Over the years, the case law has
focused increasingly on Step 3 of the Melbourne procedure. The
unresolved troublesome aspects of what Step 3 means and what it involves
is perhaps best demonstrated by our supreme court’s most recent opinion
4
on the subject, Spencer v. State, 238 So. 3d 708 (Fla. 2018). The Spencer
opinion reveals a divided court on the issue of the preservation
requirements for a Melbourne noncompliance claim. Ultimately, all of the
justices agreed with the Second District that Spencer’s conviction should
not be reversed for noncompliance with Melbourne. Id. at 716. In a
plurality opinion, three justices agreed the Melbourne noncompliance
claim was preserved. Id. at 718. Two justices concurred in result, with
an opinion disagreeing that the claim was preserved, suggesting that the
court recede from language in Hayes, and readopt the court’s prior
preservation reasoning in Floyd v. State, 569 So. 2d 1225 (Fla. 1990). Id.
at 719-20 (Lawson, J., concurring in result). Two justices concurred in
result without an opinion. Id. at 718.
In Spencer, the supreme court considered a certified question from the
Second District. Id. at 711. On direct appeal, the Second District upheld
Spencer’s conviction, determining that his claim that the trial court did
not comply with Step 3 of Melbourne was not preserved. Spencer v. State,
196 So. 3d 400, 401 (Fla. 2d DCA 2016). As to one prospective juror,
Spencer never asserted the State’s reason for the strike was a pretext. Id.
at 410. As to the other prospective juror, Spencer did not object to the
manner in which the trial court conducted the Melbourne procedure. Id.
The Second District opined that the trial court was not required to perform
a full genuineness analysis on the record every time a party initiates a
Melbourne challenge, and if the opponent of the strike wants the trial court
to determine the genuineness of the reason proffered for the strike, the
opponent “must expressly make a claim of pretext and at least attempt to
proffer the circumstances that support its claim.” Id. at 401. After
conducting an extensive analysis of the law regarding Step 3, the Second
District wrote: “It is true that the trial courts must make the three
decisions required by Melbourne if requested, but the parties are not
entitled to sit back and have the court go through this process for them.”
Id. at 409 (bold emphasis added).
The Second District certified a three-part question of great public
importance:
During a Melbourne hearing, when a trial court finds that the
proponent’s reason for a peremptory challenge is facially
neutral, is it the burden of the opponent (1) to claim the
reason is a pretext, (2) to place into the record the
circumstances supporting its position, and (3) to object if the
trial court’s ruling does not contain adequate findings on the
issue of genuineness?
5
Id. at 411.
The plurality opinion of the supreme court began its analysis with the
observation that, “[t]he real issue presented here is whether our decision
in Melbourne requires a trial court to strictly adhere to the procedure as
outlined in Melbourne and its progeny.” Spencer, 238 So. 3d at 711.
Rejecting the elevation of form over substance, the plurality agreed with
the Second District that strict adherence to the Melbourne procedure is not
required. Id. The plurality sought “to clarify that preservation of an issue
under Batson v. Kentucky, 476 U.S. 79, 106 S. Ct. 1712, 90 L. Ed. 2d 69
(1986), does not require anything more than what we have previously
articulated,” citing Melbourne and Joiner v. State, 618 So. 2d 174, 176 (Fla.
1993). Id.
After discussing a progression of case law from 1984 to 2004, 5 the
plurality then discussed some of the pronouncements in the Court’s 2012
Hayes opinion. Id. at 712-15. Critical to its position, the plurality relied
on two statements in Hayes:
[W]here the record is completely devoid of any indication that
the trial court considered circumstances relevant to whether
a strike was exercised for a discriminatory purpose, the
reviewing court, which is confined to the cold record before it,
cannot assume that a genuineness inquiry was actually
conducted in order to defer to the trial court.
and
We emphasize that under the final step, the step at issue in
this case, if the proponent’s reason for the challenge is race-,
ethnicity-, or gender-neutral, then the trial court should
inquire of the opponent of the strike.
Id. at 715 (quoting Hayes, 94 So. 3d at 463, 467). Immediately thereafter,
the plurality said:
Spencer argues that this Court should answer the certified
question in the negative because the third step of Melbourne,
like Batson, is a decisional step where the trial judge evaluates
the parties’ persuasiveness after considering all relevant
5In chronological order, the cases discussed were: Neil; Batson; Slappy; Floyd;
Joiner; Purkett; Melbourne; Rodriguez v. State, 753 So. 2d 29 (Fla. 2000); and
Dorsey v. State, 868 So. 2d 1192 (Fla. 2003).
6
circumstances. Spencer argues that the preservation occurs
in step one that can only be waived as articulated in Joiner v.
State, 618 So. 2d 174, 176 (Fla. 1993), by failing to renew
objections before the jury is empaneled. Alternatively, the
State argues that because the opponent of a peremptory strike
bears the burden of persuasion, that burden should include
expressly stating a claim of pretext and presenting facts and
argument to support such a claim. We agree with both
arguments.
Id. (emphasis added) (footnote omitted). In rejecting the Second District’s
opinion regarding preservation, the plurality said:
Although the Second District acknowledges that “[i]t is
unquestionably the better practice for the trial court, having
made a determination of neutrality under step 2 of the
Melbourne analysis, to ask the opponent whether he or she
wishes to challenge the genuineness of the proponent’s
reason,” it nevertheless holds that there is “no reason to
reverse a judgment and sentence following an entire trial
when the trial court omits this step without objection from
anyone.” Spencer, 196 So. 3d at 407. We disagree with this
statement because it is contradictory to the plain language of
Hayes. Hayes, 94 So. 3d at 461 (“Compliance with each step
[of Melbourne] is not discretionary, and the proper remedy
when the trial court fails to abide by its duty under the
Melbourne procedure is to reverse and remand for a new
trial.”).
While we were not “abandoning requirements for full
preservation in Hayes,” Spencer, 196 So. 3d at 408, Hayes
provides that the trial court has a duty to perform the correct
legal analysis independent of trial counsel’s duty. Hayes, 94
So. 3d at 465 (“Since the reason defense counsel offered was
facially gender neutral, the trial court was then required to
engage in step three—the genuineness analysis.”); see also
Batson, 476 U.S. at 98, 106 S. Ct. 1712 (after the prosecution
articulates a neutral explanation “[t]he trial court then will
have the duty to determine if the defendant has established
purposeful discrimination.”); Slappy, 522 So. 2d at 22 (“[A]
judge cannot merely accept the reasons proffered at face
value, but must evaluate those reasons as he or she would
weigh any disputed fact.”). Here, the trial judge performed his
duty when he requested a response from defense counsel
7
immediately after the State provided its purported race-neutral
reason and before the trial court ruled on the genuineness of
the reason.
Id. at 716 (alterations in original) (emphases added). Upon that reasoning,
the plurality concluded the trial court complied with the Melbourne
procedure and affirmed the Second District’s conclusion there was no
reversible error. Id. at 718.
While concurring with the result, the concurring opinion viewed some
of the principles discussed in Hayes and relied upon by the plurality as
dicta. Id. at 718-20, 724 (Lawson, J., concurring in result). Rejecting the
dicta, the concurring opinion relied on principles discussed in Floyd,
which requires the opposing counsel to challenge the proffered race-
neutral explanation to preserve the issue. Id. at 718. The concurring
opinion felt it was time to resolve the seeming conflict between Floyd and
Hayes, and asserted the Court should recede from the dicta in Hayes. Id.
at 720.
Although the concurring opinion did not expressly adopt the “if
requested” language of the Second District in Spencer, the concurring
opinion appears to have asserted that approach. The concurring opinion
stated three reasons for agreeing with the Second District. Id. In stating
the second reason, the concurring opinion wrote:
Second, contrary to the assertion in Hayes, the trial judge
does not need to “undertake an on-the-record genuineness
inquiry” in the absence of any challenge to the race-neutral
reason to allow for “meaningful appellate review.” As
explained in Melbourne, if the opponent of the strike does not
make a record from which the trial court’s decision can be
challenged on appeal as “clearly erroneous,” the trial judge’s
ruling “will be affirmed.”
Id. at 721 (emphases added) (citation omitted).
Post-Spencer Analysis
Until a majority opinion by our supreme court says otherwise, in this
District, we contend there arguably is no conflict between Hayes and
Floyd. We further hold that the Melbourne procedure is indeed a three-
step process, and the intent of our supreme court, in adopting the
procedure, was to require that all the steps be followed. We reject the
notion that the three-steps are required only “if requested.”
8
Our premise is that the three-step procedure stated in Melbourne is
analogous to the procedures used by the judiciary to address claims of
discovery violations during a criminal trial and assertions of the
defendant’s incompetence to proceed in criminal prosecutions.
When a claim is made during a criminal trial that there has been a
discovery violation, the trial court must engage in a process of analysis,
regardless of whether the proponent of the objection requests a
Richardson 6 hearing. Jones v. State, 32 So. 3d 706, 710-11 (Fla. 4th DCA
2010) (determining that the Richardson hearing requirement applies to a
possible discovery violation, even if the defendant does not request a
Richardson hearing). Likewise, if a defendant in a criminal prosecution
makes an initial showing of incompetence to proceed, the trial court must
take certain steps before proceeding, regardless of whether the defendant
pursues the matter or not. Dougherty v. State, 149 So. 3d 672, 677-78
(Fla. 2014) (determining that once a trial court has reasonable grounds to
believe the defendant is incompetent and orders an examination, failure
to make an independent determination regarding a defendant’s
competency to stand trial is reversible error); Dortch v. State, 242 So. 3d
431, 433 (Fla. 4th DCA 2018) (determining that once a trial court has
reasonable grounds to believe the defendant is incompetent and orders an
examination, failure to hold a hearing constitutes fundamental error which
can be addressed for the first time on appeal). The rationale for imposing
such duties on the trial court is to assure the integrity and rudimentary
fairness of the proceedings (prohibiting trial by ambush or criminally
punishing someone who is incompetent).
In our view, elements of the Melbourne procedure impose a duty on trial
courts, separate and apart from the duties of the advocates, for similar
reasons. That is to say, Melbourne imposes some procedural requirements
as a duty on trial courts that do not require objections at each step to
preserve the matter for appellate review; however, with regards to factual
accuracy of assertions by the proponent of a peremptory strike, the
standard preservation requirements apply.
We conclude that at a minimum, Melbourne imposes a duty on trial
courts at Step 3 to request a response to the proffered explanation from
the opponent of a peremptory challenge once Step 2 has been completed.
We continue to adhere to our prior case law that “the Melbourne procedure
does not require the trial court to recite a perfect script or incant specific
words in order to properly comply with its analysis under [S]tep [3].” Denis
6 Richardson v. State, 246 So. 2d 771 (Fla. 1971).
9
v. State, 137 So. 3d 583, 586 (Fla. 4th DCA 2014) (citing Hayes, 94 So. 3d
at 463). We continue to agree with the plurality opinion in Spencer that:
[W]here the record is completely devoid of any indication that
the trial court considered circumstances relevant to whether
a strike was exercised for a discriminatory purpose, the
reviewing court, which is confined to the cold record before it,
cannot assume that a genuineness inquiry was actually
conducted in order to defer to the trial court.
Spencer, 238 So. 3d at 715 (quoting Hayes, 94 So. 3d at 463); see also R.J.
Reynolds Tobacco Co. v. Enochs, 226 So. 3d 872, 874 (Fla. 4th DCA 2017)
(same); West v. State, 168 So. 3d 1282, 1285 (Fla. 4th DCA 2015) (same);
Denis, 137 So. 3d at 586 (same); Burgess v. State, 117 So. 3d 889, 891
(Fla. 4th DCA 2013) (same); King v. State, 106 So. 3d 966, 968 (Fla. 4th
DCA 2013) (same); Victor v. State, 126 So. 3d 1171, 1172 (Fla. 4th DCA
2012) (same); Cook v. State, 104 So. 3d 1187, 1190 (Fla. 4th DCA 2012)
(same). 7 Also relying on Hayes, we have said that “[c]ompliance with each
step [of the Melbourne procedure] is not discretionary, and the proper
remedy when the trial court fails to abide by its duty under the Melbourne
procedure is to reverse and remand for a new trial.” King, 106 So. 3d at
968 (quoting Hayes, 94 So. 3d at 461); see also Welch v. State, 992 So. 2d
206, 212 (Fla. 2008) (determining a failure to follow Melbourne procedure
constitutes reversible error).
As mentioned, however, we also continue to adhere to our prior case
law that the opponent of a peremptory challenge who contests the factual
assertions on which the strike is based must comply with the usual
requirements for preservation. See Hoskins v. State, 965 So. 2d 1, 9 (Fla.
2007) (stating that the defendant’s failure to question the facts on which
the strike was based waived the issue for review); Denis, 137 So. 3d at 585;
Doe v. State, 980 So. 2d 1102, 1104 (Fla. 4th DCA 2008) (affirming the
trial court’s decision to sustain the peremptory strike because “[d]efense
counsel did not challenge the facts on which the strikes were based and
thus failed to preserve this issue for appellate review”).
Like the plurality opinion in Spencer, we disagree with the Second
District’s premise that “[i]t is true that the trial courts must make the three
7 The dissent points out that these cases do not involve “a situation in which
counsel for the defendant failed to challenge the race-neutral reason.” However,
the cases are cited as support for the quote and not to specifically negate the
premise that Melbourne requires three steps only if the opponent of the strike
continually makes specific objections about the procedure.
10
decisions required by Melbourne if requested. . . .” Spencer, 196 So. 3d
at 409 (bold emphasis added). In our view, such a premise suggests, at
best, that only the first two steps of the Melbourne procedure are
mandatory. 8 Such a premise ignores that Step 3, in our view, is the
penultimate decision and raison d’etre for the analysis. Without Step 3,
the protection against an improper discriminatory peremptory challenge is
lost.
The primary problem with the assertion that the Melbourne procedure
does not always have to be a three-step process is that it ignores what we
deem to be key language in United States Supreme Court case law, starting
with Purkett. The discussion of the facts in Purkett does not make it clear
what response, if any, Purkett made when the state proffered its race-
neutral reasons for the preemptory strikes against two black men. What
is clear is that the Supreme Court said:
If a race-neutral explanation is tendered, the trial court must
then decide (step three) whether the opponent of the strike has
proved purposeful racial discrimination.
Purkett, 514 U.S. at 767 (emphasis added). Additionally, the Court wrote:
“The Court of Appeals erred by combining Batson’s second and third steps
into one. . . .” Id. at 768. Such language indicates that each of the three
steps are independently vital and significant.
Perhaps the strongest argument to be made that the Melbourne
procedure is a three-step process that does not require the preservation
requirements asserted by the Second District, the concurring opinion in
Spencer, and the dissent in this case, comes from a review of United States
Supreme Court case law subsequent to Purkett. Two opinions are
pertinent to our analysis: Johnson v. California, 545 U.S. 162 (2005); and
Foster v. Chatman, 136 S. Ct. 1737 (2016). From a review of those two
cases, it does not appear that the Supreme Court requires a specific
preservation argument to be made to prevail on a Batson challenge;
instead, the challenge can be upheld years later, based on the appellate
record.
In Johnson, although the Court addressed Step 1 of the Batson
analysis, it is persuasive here. Johnson was convicted of second degree
murder by a California jury. Johnson, 545 U.S. at 164. At trial, he
asserted a race-based challenge to the state’s preemptory strikes of black
8 However, the Second District’s opinion could also be read to mean that
compliance with Step 2 is not mandatory unless requested.
11
prospective jurors. Id. at 165. The trial court did not ask the prosecutor
to explain the rationale for his strikes; instead, the trial court simply found
that Johnson had failed to establish a prima facie case of discrimination
under the governing state precedence. Id. The Supreme Court began its
analysis by pointing out that in Batson, the Court remanded the case for
further proceedings because the trial court failed to demand an
explanation from the prosecutor for the preemptory challenge. Id. at 169-
70. The Court then wrote:
[I]n describing the burden-shifting framework, we assumed in
Batson that the trial judge would have the benefit of all
relevant circumstances, including the prosecutor’s
explanation, before deciding whether it was more likely than
not that the challenge was improperly motivated.
Id. at 170. After referencing the Batson requirement that the opponent of
the strike carries the burden of persuasion, the Court then wrote:
[E]ven if the State produces only a frivolous or utterly
nonsensical justification for its strike, the case does not end—
it merely proceeds to step three. The first two Batson steps
govern the production of evidence that allows the trial court
to determine the persuasiveness of the defendant’s
constitutional claim.
Id. at 171 (footnote omitted) (internal citation omitted). The Court then
opined:
The three-step process thus simultaneously serves the public
purposes Batson is designed to vindicate and encourages
“prompt rulings on objections to peremptory challenges
without substantial disruption of the jury selection process.”
Id. at 172-73 (quoting Hernandez v. New York, 500 U.S. 352, 358-59
(1991)). Although it is not clear from the opinion that preservation was
raised as an issue in the case, what is clear is that the Supreme Court
envisioned the first two steps of the Batson procedure as the steps
involving the production of evidence in order for the trial court to conduct
a proper analysis in the third step. It seems implicit in the Supreme
Court’s reasoning that if a specific preservation objection is required, then
it would have addressed the issue of Johnson’s failure to object and secure
a ruling as to Step 2, and conclude the Batson challenge was properly
denied by the trial court.
12
In Foster, the Supreme Court granted certiorari review of a Georgia
death penalty conviction and sentence. Foster, 136 S. Ct. at 1743. There,
the state exercised nine of its ten allotted peremptory strikes, removing
four black prospective jurors. Id. Foster immediately lodged a Batson
objection, which was rejected by the trial court. Id. After the judgment
and sentence was upheld by the Georgia Supreme Court, Foster sought
habeas relief in state court. Id. During the state court habeas
proceedings, Foster obtained a series of documents from the prosecution
files, clearly suggesting the prosecutor’s office used race in evaluating
which prospective black jurors would be subject to a preemptory strike.
Id. at 1744-45. The state court denied habeas relief based on res judicata.
Id. at 1745.
Because both sides conceded that Steps 1 and 2 of Batson had been
met, the Supreme Court addressed only Step 3. Id. at 1747. Foster
focused his Batson claim on two prospective jurors, for whom the state
proffered multiple reasons during trial for the strike as to both. Id. at
1748. As to one of the stricken prospective jurors, for whom the state
offered eleven reasons for the strike, the Court noted that the trial court
accepted the state’s justifications, concluding that “‘[i]n the totality of
circumstances,’ there was ‘no discriminatory intent, and that there existed
reasonably clear, specific, and legitimate reasons’ for the strike.” Id. at
1748-49 (alteration in original). However, based on the Court’s
independent examination of the record, it concluded that much of the
reasoning provided by the state “ha[d] no grounding in fact.” Id. at 1749.
As to the second prospective juror, for whom the state proffered eight
reasons for the strike, the Court noted that the state’s reasons for the
strike were inconsistent before the trial court, focusing its argument on
only one concern, and the state’s justification for the strike shifted over
time in the post-trial proceedings. Id. at 1751-52. The Court also observed
that many of the state’s justifications “come undone when subjected to
scrutiny.” Id. at 1753. Additionally, as to both stricken prospective jurors,
the Court noted that many of the proffered reasons applied to white
prospective jurors, for whom the state did not exercise a strike. Id. at
1750. Thus, the Supreme Court reversed the conviction and remanded
the case for further proceedings. Id. at 1755.
What is instructive about Foster is that the Supreme Court determined
there was a Batson violation on proffered reasons for a preemptory strike
that “[came] undone” after an extensive review of the record. If objections
were made discussing any details regarding the proffered explanations, it
is likely the Court would have discussed the objections or alluded to them.
Because there is no discussion of such points, it appears the United States
13
Supreme Court does not impose a specific objection in order to conduct an
appellate review of the trial court’s compliance with Batson.
The Dissent’s Analysis
The dissent cites ten cases in support of its contention that Melbourne
does not always require three steps, but does require a specific objection
to preserve a claim of pretext. However, four of the cases were decided
before Purkett. 9 Prior to Purkett, the contention that Batson requires three
steps was only approved by the plurality opinion in Hernandez.
Additionally, in Hernandez, the Court said “[o]nce a prosecutor has offered
a race-neutral explanation for peremptory challenges and the trial court
has ruled on the ultimate question of intentional discrimination, the
preliminary issue of whether the defendant had made a prima facie
showing of intentional discrimination becomes moot.” Hernandez, 500
U.S. at 359. As discussed below, that language was erroneously
interpreted to mean that once a trial court rules on a Batson objection,
9The four cases are: United States v. Arce, 997 F.2d 1123 (5th Cir. 1993); Hopson
v. Fredericksen, 961 F.2d 1374 (8th Cir. 1992); United States v. Bennett, 928 F.2d
1548 (11th Cir. 1991); and United States v. Rudas, 905 F.2d 38 (2d Cir. 1990).
Arce is not helpful to the analysis because it relies on Rudas, which is discussed
below. 997 F.2d at 1127.
Hopson is not helpful to the analysis because the issue was the failure of the
judge to articulate the reason for overruling the Batson objection. 961 F.2d at
1377-78. Neither the United States Supreme Court nor the Florida Supreme
Court has ever imposed such a requirement.
In Bennett, the Fifth Circuit held that “the government’s articulated reasons are
not pretextual as a matter of law. Opportunity to rebut the government’s reasons
would therefore have been to no avail. Consequently, we need not address
Bennett’s secondary argument [that the trial court failed to allow Bennett to rebut
the explanation] at this juncture.” Bennett, 928 F.2d at 1550 n.1. Clearly, the
theory of waiver approved by the Fifth Circuit is questionable, given its conclusion
that articulated reasons are not pretextual as a matter of law.
The problem with Rudas is that the Second Circuit asserted that “[o]nce the
Government has offered reasons for its peremptory challenges, defense counsel
must expressly indicate an intention to pursue the Batson claim,” with no citation
of authority. 905 F.2d at 41.
14
even without determining if the proffered reasons are genuine, the prima
facie showing of intentional discrimination becomes moot.
The case which appears to be the strongest support for the dissent’s
position is Davis v. Baltimore Gas & Electric Company, 160 F.3d 1023 (4th
Cir. 1998), in which the Fourth Circuit said: “The court has no obligation
to guide the movant, step-by-step, through the requirements of his own
objection.” Id. at 1028. However, Davis does not mention Purkett at all,
and instead, misapplied Hernandez, which also predated Purkett. Id. at
1026-27.
Immediately after stating the quote from Hernandez discussed above,
the Fourth Circuit said:
Fourth Circuit law endorses the Supreme Court’s holding in
Hernandez. Prior to the Court’s pronouncement in
Hernandez, the Fourth Circuit held that when racially neutral
reasons are proffered, it is unnecessary to determine whether
a prima facie case was actually demonstrated. So, since
Defendant volunteered racially neutral reasons for its strikes,
the prima facie determination is moot.
Davis, 160 F.3d at 1027 (internal citations omitted). In other words, the
Fourth Circuit completely ignored Step 3 discussed in Hernandez (which
Purkett amplified further) to conclude that a racially neutral proffered
explanation ends the Batson inquiry.
The remainder of the cases cited by the dissent are also unpersuasive,
because in those cases, either the trial court gave the opponent of the
strike the opportunity to respond, 10 or at least, there is not enough
information to determine whether the trial court did, 11 or the cases do not
rely on Purkett and rely on pre-Purkett cases. 12
The dissent voices a legitimate concern that “the goal has become the
process.” Justice O’Connor may have expressed the fear best when she
observed that by “constitutionalizing jury selection procedures . . . jury
selection—once a sideshow—will become the main event.” J.E.B. v.
Alabama ex rel. T.B., 511 U.S. 127, 147 (1994) (O’Connor, J., concurring).
10 United States v. Vann, 776 F.3d 746 (10th Cir. 2015); State v. Washington, 288
S.W.3d 312 (Mo. Ct. App. 2009); Adair v. State, 336 S.W.3d 680 (Tex. Crim. App.
2010).
11 Wright v. Harris Cty., 536 F.3d 436 (5th Cir. 2008); People v. Alvarado, 759
N.Y.S.2d 659 (N.Y. App. Div. 2003).
12 Wright, 536 F.3d at 436; United States v. Jackson, 347 F.3d 598 (6th Cir. 2003).
15
Nonetheless, it must be remembered that the procedure espoused by
Batson by a majority of the Supreme Court and adopted in Melbourne “was
designed ‘to serve multiple ends,’ only one of which was to protect individual
defendants from discrimination in the selection of jurors.” Georgia v.
McCollum, 505 U.S. 42, 48 (1992) (emphasis added) (quoting Powers v.
Ohio, 499 U.S. 400, 406 (1991)). As can be seen from the Supreme Court’s
application of Batson, much more is involved than a concern about Equal
Protection under the Constitution. Batson not only preserves Equal
Protection, but also Due Process, and the Sixth Amendment right to a trial
by a fair jury.
In Powers, the Supreme Court addressed the issue of whether Batson
applied when a white defendant sought to challenge the state’s use of
peremptory challenges to exclude black potential jurors. 499 U.S. at 403.
In the first paragraph of the opinion, the Court said:
In the many times we have confronted the issue since those
cases [referring to three cases construing the Civil Rights Act
of 1875], we have not questioned the premise that racial
discrimination in the qualification or selection of jurors offends
the dignity of persons and the integrity of the courts.
Id. at 402 (emphases added). The majority in Powers went on the say:
“Jury service preserves the democratic element of the law, as it guards the
rights of the parties and ensures continued acceptance of the laws by all
of the people.” Id. at 407. The majority concluded that “Batson recognized
that a prosecutor’s discriminatory use of peremptory challenges harms the
excluded jurors and the community at large.” Id. at 406 (emphases added).
The notion that Batson was intended to avoid “offend[ing] . . . the integrity
of the courts” and “harm” to “the community at large” was grounded upon
the following statement in Batson:
The petit jury has occupied a central position in our system of
justice by safeguarding a person accused of crime against the
arbitrary exercise of power by prosecutor or judge.
Batson, 476 U.S. at 86 (citing Duncan v. Louisiana, 391 U.S. 145, 156
(1968)), and in a footnote, where the Court said:
In Duncan v. Louisiana . . . the Court concluded that the right
to trial by jury in criminal cases was such a fundamental
feature of the American system of justice that it was protected
against state action by the Due Process Clause of the
Fourteenth Amendment. The Court emphasized that a
defendant’s right to be tried by a jury of his peers is designed
16
“to prevent oppression by the Government.” For a jury to
perform its intended function as a check on official power, it
must be a body drawn from the community. By compromising
the representative quality of the jury, discriminatory selection
procedures make “juries ready weapons for officials to oppress
those accused individuals who by chance are numbered
among unpopular or inarticulate minorities.”
Id. at 156 n.8 (internal citations omitted).
In McCollum, the Supreme Court addressed the issue of whether the
Constitution prohibits a criminal defendant from engaging in purposeful
racial discrimination in the exercise of peremptory challenges. 505 U.S.
at 44. There, three white defendants were charged with aggravated assault
and simple battery against two black victims. Id. In holding that the
Constitution prohibits criminal defendants from using race for a
peremptory challenge, the Supreme Court again relied on the premise that
Batson was designed to serve “multiple ends,” including protecting the
“integrity of the courts.” Id. at 48. As part of the rationale for its holding,
the Court said:
“[B]e it at the hands of the State or the defense,” if a court
allows jurors to be excluded because of group bias, “[it] is [a]
willing participant in a scheme that could only undermine the
very foundation of our system of justice—our citizens’
confidence in it. Just as public confidence in criminal justice
is undermined by a conviction in a trial where racial
discrimination has occurred in jury selection, so is public
confidence undermined where a defendant, assisted by
racially discriminatory peremptory strikes, obtains an
acquittal.
Id. at 49-50 (alterations in original) (internal citation omitted).
Finally, we disagree with the dissent’s contention, agreeing with the
Second District and the concurring opinion in Spencer, that Hayes and
the plurality opinion in Spencer cast the trial judge as an advocate by
imposing a duty to ask the opponent of a peremptory strike to respond to
the proffered explanation for the strike. Although a trial court judge must
be impartial, “[t]his fundamental precept does not foreclose a trial judge
from asking questions to ascertain the truth or to clarify issues.” Gerali v.
State, 50 So. 3d 727, 729 (Fla. 5th DCA 2010). It is not uncommon for
trial court or appellate judges to ask questions of an advocate to test the
strength of an argument. Judges are trained in the skills of neutrality,
17
and we are confident that trial courts can engage in conducting a factual
determination without becoming advocates, if questioning is needed to
make a factual determination of pretext.
The “multiple ends” the Batson-Melbourne procedure was designed to
achieve should not be thwarted by the preservation requirements the
dissent seeks to impose. It is reasonable and appropriate to impose some
duty on the trial court to accomplish the “multiple ends.”
Applying the Melbourne Procedure to This Case
In the instant case, we conclude the cold record is devoid of any
indication that the trial court considered circumstances relevant to
whether the peremptory challenge was exercised for a discriminatory
purpose. Unlike Spencer, it is clear that the trial court did not request a
response by Defendant to the explanation proffered by the State for the
peremptory challenge. Instead, the trial court cut off the State while it was
proffering its explanation for the strike and justification for its
genuineness, and brought the analysis to an end with the statement, “All
right. Okay. I find that to be race-neutral reason. I’m going to uphold
State’s use of a peremptory on [Juror No. 10].” On the record presented,
we simply cannot assume that a genuineness inquiry was actually
conducted in order to defer to the trial court. See Landis v. State, 143 So.
3d 974, 978 (Fla. 4th DCA 2014) (“If the record lacks any indication that
the trial court considered the totality of the circumstances relevant to
whether a strike was exercised for a discriminatory purpose, the reviewing
court, which is confined to the cold record before it, cannot assume that a
genuineness inquiry was actually conducted and give deference to the trial
court.”).
The State asks us to infer that the trial court complied with Step 3
because it pointed out to the trial court, in providing its race-neutral
reason for striking Juror No. 10, that the defense had stricken two black
females in the defense’s first round of strikes, after the State had twice
accepted the jury panel with those jurors. The State contends that the
record reflects the trial court was aware of and considered the
circumstances relevant to determining if the strike was improperly
discriminatory and implicitly found there was no pretext in the strike. We
decline the invitation because the trial court cut off the State before it
could point out that it had twice accepted the jury panel with those jurors
when it exercised two peremptory challenges. We are satisfied that once
the trial court decided the explanation was race neutral, it determined no
further analysis was needed. In other words, the trial court prematurely
curtailed the procedure.
18
Because the trial court failed to comply with the duty imposed by Step
3 of the Melbourne procedure, we reverse the conviction and sentence, and
remand the case for a new trial.
Reversed and remand for further proceedings.
WARNER, J., concurs.
KUNTZ, J., dissents with opinion.
KUNTZ, J., dissenting.
After the State used a peremptory challenge on Juror No. 10, counsel
for the Defendant stated, “Your Honor, may I -- For the record, my client
is a member of the African American class and we want-, pursuant to
Melbourne vs. State, the State to offer a race neutral reason for” the strike.
The State responded, stating that Juror No. 10 “indicated he would prefer
‘CSI evidence.’ Additionally, the Defense has stricken two black females
in the first round of strikes. They’ve also stricken black individuals for
cause.” Both the Defendant and defense counsel remained quiet before
and after the court stated, “All right. Okay. I find that to be a race-neutral
reason. I’m going to uphold the State’s use of a peremptory on [Juror No.
10].”
The State’s stated reason was true. During voir dire, when asked
whether he could convict a defendant without DNA evidence, Juror No. 10
stated, “[I]t depends on the case.” While his answer was more nuanced
than a simple preference for DNA evidence, the Defendant did not
challenge the reason offered by the State. I would conclude the
Defendant’s silence in response to the State’s facially sound reason for
striking Juror No. 10 constituted a waiver of the challenge. I would affirm
the conviction and respectfully dissent.
The ultimate issue here is whether a party must raise an issue to the
trial court; or, alternatively, whether a party can sit silently and require
the trial court to advocate on his or her behalf. The issue relates to the
multi-step process for challenging the use of a peremptory challenge.
In 1986, the United States Supreme Court examined “the evidentiary
burden placed on a criminal defendant who claims that he has been denied
equal protection through the State’s use of peremptory challenges to
exclude members of his race from the petit jury.” Batson v. Kentucky, 476
U.S. 79, 82 (1986). Batson and its progeny have established a three-part
test to determine whether a party grounded its use of a peremptory strike
in a racially discriminatory manner. “First, the defendant must make out
19
a prima facie case ‘by showing that the totality of the relevant facts gives
rise to an inference of discriminatory purpose.’” Johnson v. California, 545
U.S. 162, 168 (2005) (quoting Batson, 476 U.S. at 93-94). Second, if the
defendant makes a prima facie case, “the ‘burden shifts to the State to
explain adequately the racial exclusion’ by offering permissible race-
neutral justifications for the strikes.” Id. (quoting Batson, 476 U.S. at 94).
Third, “[i]f a race-neutral explanation is tendered, the trial court must then
decide . . . whether the opponent of the strike has proved purposeful racial
discrimination.” Purkett v. Elem, 514 U.S. 765, 767 (1995).
Even before Batson, our state supreme court had established a
procedure aimed at preventing racially motivated peremptory challenges.
See, e.g., State v. Neil, 457 So. 2d 481 (Fla. 1984), later clarified in State v.
Johans, 613 So. 2d 1319 (Fla. 1993) and State v. Slappy, 522 So. 2d 18
(Fla. 1988). Because of difficulty applying those decisions, and because of
Batson and Purkett, the court resolved to address the issue again in
Melbourne v. State, 679 So. 2d 759 (Fla. 1996), explaining each step of the
three-step process:
A party objecting to the other side’s use of a peremptory
challenge on racial grounds must: a) make a timely objection
on that basis, b) show that the venireperson is a member of a
distinct racial group, and c) request that the court ask the
striking party its reason for the strike. If these initial
requirements are met (step 1), the court must ask the
proponent of the strike to explain the reason for the strike.
At this point, the burden of production shifts to the proponent
of the strike to come forward with a race-neutral explanation
(step 2). If the explanation is facially race-neutral and the
court believes that, given all the circumstances surrounding
the strike, the explanation is not a pretext, the strike will be
sustained (step 3). The court’s focus in step 3 is not on the
reasonableness of the explanation but rather its genuineness.
Throughout this process, the burden of persuasion never
leaves the opponent of the strike to prove purposeful racial
discrimination.
Id. at 764 (footnote omitted).
In my opinion, and based on the foregoing case law, a party challenging
the use of the other’s peremptory strike must object during the Batson-
Melbourne analysis at each of the three steps to preserve the objection.
The majority disagrees.
20
In support of its contrary conclusion, the majority discusses our
supreme court’s plurality opinion in Spencer v. State, 238 So. 3d 708 (Fla.
2018). In Spencer, the defendant raised a Melbourne challenge to the
state’s use of a peremptory strike. Id. at 716. The court asked the state
to provide a nondiscriminatory basis for the strike to which the state
complied. Id. At that time, the court informed counsel for the defendant
that “you may respond” and counsel stated, “I have no response.” Id.
While all seven justices agreed that the defendant’s conviction should
be affirmed, no rationale garnered the support of a majority of justices.
Three justices signed the plurality opinion authored by Justice Quince;
two concurred in result without a written opinion; and two concurred with
an opinion. The plurality held the defendant waived his challenge to the
strike when he failed to respond to the court’s invitation. Id. at 717
(“Because the burden of persuasion was on defense counsel, as the
opponent of the strike, and defense counsel did not respond, the trial court
properly overruled the objections.”). Generally, the plurality relied on
Hayes v. State, 94 So. 3d 452, 460–61 (Fla. 2012), stating that “[w]hile we
were not abandoning requirements for full preservation in Hayes, Hayes
provides that the trial court has a duty to perform the correct legal analysis
independent of trial counsel’s duty.” Spencer, 238 So. 3d at 716 (internal
quotation omitted).
Justice Lawson wrote the concurring opinion, joined by Justice
Canady, and explained that long before Hayes, the court addressed the
issue in Floyd v. State, 569 So. 2d 1225 (Fla. 1990). Spencer, 238 So. 3d
at 718-19 (Lawson, J., concurring). In Floyd, the court held that “[o]nce
the state has proffered a facially race-neutral reason, a defendant must
place the court on notice that he or she contests the factual existence of
the reason.” Id. (quoting Floyd, 569 So. 2d at 1229). Justice Lawson
explained that the contrary language in Hayes, issued twenty-two years
after Floyd, is mere dicta. Id. at 720–21 (“[T]here is no practical way for
the opponent of the strike to meet his or her burden of persuasion without
challenging the facially race-neutral reason as a pretext.”). In other words,
when a defendant remains silent after step 2, he cannot meet his burden
of persuasion in challenging step 3.
The majority here agrees with the Spencer plurality and states that “in
this District we contend there arguably is no conflict between Hayes and
Floyd.” Slip Op. 8. The majority states that “Melbourne imposes some
procedural requirements as a duty on trial courts that do not require
objections at each step to preserve the matter for appellate review;
however, with regards to factual accuracy of assertions by the proponent
21
of a peremptory strike, the standard preservation requirements apply.”
Slip Op. 9 (emphasis removed). Thus, the majority “conclude[s] that at a
minimum, Melbourne imposes a duty on trial courts at Step 3 to request a
response to the proffered explanation from the opponent of a peremptory
challenge once Step 2 has been completed.” Slip Op. 9.
The majority cites several cases from this Court in support of its
conclusion. See R.J. Reynolds Tobacco Co. v. Enochs, 226 So. 3d 872, 874
(Fla. 4th DCA 2017); West v. State, 168 So. 3d 1282, 1285 (Fla. 4th DCA
2015); Denis v. State, 137 So. 3d 583, 586 (Fla. 4th DCA 2014); Burgess
v. State, 117 So. 3d 889, 891 (Fla. 4th DCA 2013); King v. State, 106 So.
3d 966, 968 (Fla. 4th DCA 2013); Victor v. State, 126 So. 3d 1171, 1172
(Fla. 4th DCA 2012); Cook v. State, 104 So. 3d 1187, 1190 (Fla. 4th DCA
2012). But none of these cases involved a situation in which counsel for
the defendant failed to challenge the race-neutral reason.
In Denis, we explained that “after the state proffered its race-neutral
reason for the strike—that the juror had fallen asleep during voir dire—
defense counsel contested the factual basis of the state’s reason by
informing the court that defense counsel did not see the juror fall asleep
and asking the court to address whether it witnessed this behavior.” 137
So. 3d at 585. Similarly, in West, after the state responded that its race-
neutral reason for using the peremptory strike was that the juror was
unemployed, counsel for the defendant objected. 168 So. 3d at 1283. The
defendant’s counsel stated that “[s]he said she’s a housekeeper for a
retirement home. Her husband was the one that was unemployed—no,
I’m sorry, her kids are unemployed, but she’s a housekeeper for a
retirement home.” Id.
In King, another cited case, we explained that “the State sought to
exercise peremptory strikes as to three African–American jurors. On each
occasion, the defense objected and sought a race-neutral reason. And, on
each occasion, the defense took issue with the reasons offered by the
prosecutor in support of the strike.” 106 So. 3d at 968. The defendant
also objected to the state’s race-neutral reason in Victor, where we stated
that in response to the state’s proffered reason “[d]efense counsel noted
that the State had not moved to strike other members on the panel who
were also arrested.” 126 So. 3d at 1173. The same occurred in Cook.
After the state provided as a race neutral reason that the juror was
“hesitant in answering” and “seemed distracted,” counsel for the defendant
immediately objected, stating “I don’t think his being slow to answer
questions would have anything to do with his qualification to be a juror on
the case.” Cook, 104 So. 3d at 1188.
22
On its face, Burgess presents a closer case. But there we specifically
noted that the “defendant also pointed out the state’s pattern of
challenging black jurors.” Burgess, 117 So. 3d at 891. The opinion also
states that the defendant “alleged purposeful discrimination.” Id. A review
of the transcript of the hearing at issue, available from the St. Lucie
County Clerk of Court, shows the defendant’s objection to the state’s
proffered race-neutral reason was specific. The defendant’s attorney
stated that “the State is striking every African-American female so far. So
I do think that that should be taken a look at when – when the State is
saying that the reason for the strike is simply because these are in the
profession of being a nurse.” Counsel for the defendant specifically
asserted that, “the court ought to be concerned with what the true
motivations are.”
These cases do not support reversal here. Unlike the cases discussed
above, the Defendant here did not object to the State’s proffered race-
neutral reason. Instead, he remained silent. I find similarity between the
facts here and R.J. Reynolds—another case cited by the majority. Two
peremptory challenges were at issue there, though the colloquy about the
first is relevant here:
[PLAINTIFF]: He’s a white male. I don’t understand what –
[COURT]: Everybody is a protected class under the case law.
[PLAINTIFF]: Okay. Well, he’s a smoker, and that’s why I’m
striking him, he’s a smoker.
[COURT]: All right. That’s a gender-and-race-neutral reason. I
will overrule defense objection.
R.J. Reynolds, 226 So. 3d at 873. I see little difference between the
colloquy in R.J. Reynolds and the colloquy here. Yet we affirmed the
court’s decision in R.J. Reynolds, and allowed the strike based on the
“overall record.” Id. at 874.
All but one of the cases relied on by the majority are distinguishable;
and, as for R.J. Reynolds, that case supports affirmance here. Yet the
majority cites them and then imposes a new obligation on our trial judges
to act as an advocate. Doing so does not serve the purpose of eradicating
racial discrimination from the jury selection process. Instead, it eliminates
the possibility that a party might accept the race-neutral reason proffered
by the other party.
23
Justice Marshall’s concurring opinion in Batson offered a prophetic
prediction: “Merely allowing defendants the opportunity to challenge the
racially discriminatory use of peremptory challenges in individual cases
will not end the illegitimate use of the peremptory challenge.” 476 U.S. at
105 (Marshall, J., concurring). He recognized that when a defendant
established a prima facie case, “trial courts face the difficult burden of
assessing prosecutors’ motives” and that burden is one trial courts are “ill-
equipped” to handle. Id. at 105-06.
Twenty years later, Justice Breyer concluded that “history has proved
Justice Marshall right.” Rice v. Collins, 546 U.S. 333, 342–43 (2006)
(Breyer, J., concurring). And Justice Marshall is not alone. Justice
O’Connor has commented that “[i]n further constitutionalizing jury
selection procedures, the Court increases the number of cases in which
jury selection—once a sideshow—will become part of the main event.”
J.E.B. v. Alabama ex rel. T.B., 511 U.S. 127, 147 (1994) (O’Connor, J.,
concurring). My colleague, Judge Klingensmith, has opined that the
“ensuing progression of the current case law has resulted in the death of
the peremptory challenge by a thousand cuts.” Jones v. State, 229 So. 3d
834, 837 (Fla. 4th DCA 2017) (Klingensmith, J., concurring).
The decision of the majority is yet another cut—one that further
separates the procedure carried out in the trial courts from the purpose
explicitly stated in Batson and Melbourne. In this district, we will now
presume that the defendant rejects the state’s stated nondiscriminatory
basis for the strike. The Melbourne inquiry moves further from the goal of
eliminating discrimination. Instead, the goal has become the process; the
sideshow becoming part of the main event. Consistent with the concurring
opinion of Justice Lawson in Spencer, we should require a party to raise
an objection at every step of the Batson-Melbourne test.
This would also track many other jurisdictions that have addressed this
issue. The Tenth Circuit has “refuse[d] to transform [the defendant’s]
inadequate effort to respond to the government into an error by the district
court.” United States v. Vann, 776 F.3d 746, 755 (10th Cir. 2015)
(“Logically construed, the best way to interpret this series of events is that
[the defendant] failed to carry his burden of persuasion to demonstrate to
the district court that the prosecutor’s use of a peremptory strike
amounted to purposeful discrimination.”).
Similarly, the Fifth Circuit has held that a party “waived his Batson
claim, however, by failing to rebut the county’s reasons for striking Juror
Number Eight at the time he raised his claim.” Wright v. Harris Cty., 536
F.3d 436, 438 (5th Cir. 2008); see also United States v. Arce, 997 F.2d
24
1123, 1126–27 (5th Cir. 1993) (“Because this reason was not facially race-
related and the defense did not dispute that explanation, the district court
had no need to rule on its validity.”).
The same is true in the Fourth Circuit, which has held “that Plaintiff
waived his Batson challenge by failing to pursue his objection once
Defendant offered a legitimate, nondiscriminatory explanation.” Davis v.
Balt. Gas & Elec. Co., 160 F.3d 1023, 1028 (4th Cir. 1998). The Second
Circuit reached the same result. United States v. Rudas, 905 F.2d 38, 41
(2d Cir. 1990) (“Once the Government has offered reasons for its
peremptory challenges, defense counsel must expressly indicate an
intention to pursue the Batson claim. Here defense counsel did nothing.”).
In the Sixth Circuit, “[i]f a defendant fails to rebut a race-neutral
explanation at the time it was made, the district court’s ruling on the
objection is reviewed for plain error, and the movant in this setting is in
no position to register a procedural complaint that the district court failed
to give a specific reason on the record for accepting the government’s race-
neutral explanation. A movant’s failure to argue pretext may even
constitute waiver of his initial Batson objection.” United States v. Jackson,
347 F.3d 598, 605 (6th Cir. 2003) (internal citation omitted).
The Eighth Circuit has also addressed the specific issue presented here.
Hopson v. Fredericksen, 961 F.2d 1374, 1377–78 (8th Cir. 1992). That
court held that the failure of counsel “to follow up on his Batson objection
could have been reasonably construed by the trial judge as an agreement
that the expressed reasons were racially neutral.” Id.; see also United
States v. Bennett, 928 F.2d 1548, 1550 n.1 (11th Cir. 1991) (“In the instant
case, however, the defendant’s attorney did not allege that the
government’s explanation was pretextual at the time the government made
its explanation for the strikes.”), superseded by statute on other grounds
as stated in United States v. Smith, 127 F.3d 1388, 1389–90 (11th Cir.
1997).
A few states follow suit. See Adair v. State, 336 S.W.3d 680, 689–90
(Tex. Crim. App. 2010) (determining a defendant failed to meet his burden
when he did not try to rebut the race-neutral reason provided by the
prosecutor); People v. Alvarado, 759 N.Y.S.2d 659, 660 (N.Y. App. Div.
2003) (“With regard to the other three panelists at issue, by failing, at step
three of the Batson application, to raise any arguments as to why the
prosecutor’s facially race-neutral explanations for his peremptory
challenges were pretextual, defendant failed to preserve his present
claims.”); State v. Washington, 288 S.W.3d 312, 317 (Mo. Ct. App. 2009)
(quoting State v. Taylor, 944 S.W.2d 925, 934 (Mo. 1997)) (“A defendant’s
25
failure to challenge the State’s race-neutral explanation in any way waives
any future complaint that the State’s reasons were racially motivated, and
leaves nothing for this Court to review.”).
These courts concluded as they did for the same reason courts require
preservation in any other instance. A trial court should not pursue
arguments on behalf of a party. Instead, a party must present an
argument to the court and, when presented, the court must determine the
issue. There is no reason to blur this established line between the role of
the court and those who appear before it.
The majority notes that four of these opinions predate the Supreme
Court’s decision in Purkett, and also states that the defendant’s response
to the state’s race-neutral reason is unclear in Purkett. But we do know
the defendant’s response. On remand from the Supreme Court, the Eighth
Circuit explained that defense counsel sought to question the prospective
jurors in response to the state’s assertion. Elem v. Purkett, 64 F.3d 1195,
1199 (8th Cir. 1995). In any event, the courts that issued those four
opinions consider the opinions to be good law. See, e.g., United States v.
Sanders, 470 F. App’x 380 (5th Cir. 2012) (“By failing to dispute the
Government's explanations, Sanders appeared to acquiesce in them.”);
United States v. Whitfield, 314 F. App’x 554, 556 (4th Cir. 2008) (“The
failure to argue pretext after the challenged strike has been explained
constitutes a waiver of the initial Batson objection.”); see also Lee v.
Comm’r, Ala. Dep’t of Corr., 726 F.3d 1172, 1230 (11th Cir. 2013) (Tjoflat,
J., concurring) (citing Davis, 160 F.3d at 1027; Hopson, 961 F.2d at 1377;
Rudas, 905 F.2d at 41) (“Three of our sister circuits have answered this
question. If, after the State has come forth with non-discriminatory
reasons for exercising the peremptory challenges at issue the defendant
stands silent, the defendant waives his Batson objection; he may not
resurrect it on appeal.”).
Here, the Defendant asked that the State “offer a race-neutral reason
for” the strike. In response, the State came forward with a neutral
explanation for striking the juror. The Defendant did not challenge that
reason. “[W]hen the state asserts a fact as existing in the record, the trial
court cannot be faulted for assuming it is so when defense counsel is silent
and the assertion remains unchallenged. Once the state has proffered a
facially race-neutral reason, a defendant must place the court on notice
that he or she contests the factual existence of the reason.” Floyd, 569
So. 2d at 1229. That is what occurred here, and Floyd should control our
disposition.
I would affirm the Defendant’s conviction.
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* * *
Not final until disposition of timely filed motion for rehearing.
27