Joshua Holcombe v. City of Naples/Johns Eastern Company, Inc. ( 2021 )


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  •           FIRST DISTRICT COURT OF APPEAL
    STATE OF FLORIDA
    _____________________________
    No. 1D20-565
    _____________________________
    JOSHUA HOLCOMBE,
    Appellant,
    v.
    CITY OF NAPLES/JOHNS EASTERN
    COMPANY, INC.,
    Appellees.
    _____________________________
    On appeal from an order of the Judge of Compensation Claims.
    Jack A. Weiss, Judge.
    Date of Accident: August 6, 2018.
    September 15, 2021
    M.K. THOMAS, J.
    In this workers’ compensation case, Joshua Holcombe
    (Claimant) appeals an order denying compensability of his
    hypertension. He argues that the Judge of Compensation Claims
    (JCC) erred by finding evidence of hypertension in the pre-
    employment physical examination that he underwent upon
    entering service as a law enforcement officer, so as to preclude his
    reliance on the presumption of occupational causation provided by
    section 112.18, Florida Statutes (2018). For the foregoing reasons
    and under the specific facts presented, we affirm.
    I. Facts
    As a teenager, Claimant underwent a liver transplant,
    requiring him to take anti-rejection medications for fifteen years
    or until 2003. A side effect of the medications, which the parties
    agree he experienced, was secondary hypertension. 1 The parties
    further stipulated that the secondary hypertension resolved when
    Claimant stopped taking the anti-rejection drugs. Several years
    after a cessation of the medications, the City of Naples (Employer)
    hired Claimant as a law enforcement officer. He underwent a pre-
    employment physical examination (PEP) 2 upon entering service in
    2007. As part of the PEP, Claimant was required to complete a
    self-report medical history questionnaire. He responded “yes” to a
    question regarding any history of high blood pressure. As part of
    the physical, the examiner reviewed a note from Claimant’s
    primary care physician advising that his hypertension had
    returned to normal upon cessation of the medications.
    Several years into his service, Claimant was diagnosed with
    essential hypertension, also known as primary hypertension. 3 To
    1 Secondary hypertension is “arterial hypertension produced
    by a known cause, e.g., hyperthyroidism, a kidney disease, etc., in
    contrast to primary hypertension that is of unknown cause.”
    Stedman’s Medical Dictionary, STEDMANS 426460 (2014).
    2  The term “pre-employment physical” is useful shorthand
    even though this physical exam need not strictly be “pre-
    employment”; “the characterization of the examination as ‘pre-
    employment’ is mere dicta.” City of Tarpon Springs v. Vaporis, 
    953 So. 2d 597
    , 598–99 (Fla. 1st DCA 2007) (holding that examination
    begun ten days before claimant began working and completed
    fifteen days after he began working satisfied section 112.18); see
    also City of Homestead v. Foust, 
    242 So. 3d 1169
    , 1171–72 (Fla. 1st
    DCA 2018) (holding that twenty-one months before hiring date
    was not “upon entering into” service); Cumbie v. City of Milton, 
    496 So. 2d 923
    , 924 (Fla. 1st DCA 1986) (holding that “nearly two
    years” after hiring date was not “upon entering into” service).
    3  Essential hypertension is “hypertension without known
    cause”; its synonyms are “idiopathic hypertension” and “primary
    2
    obtain workers’ compensation benefits, he asserted entitlement to
    the presumption in section 112.18 that hypertension is
    occupationally caused. The Employer/Carrier (E/C) denied
    compensability of the claim arguing that the presumption did not
    apply as the PEP contained evidence of hypertension. Claimant
    filed a Petition for Benefits requesting compensability of “arterial
    and cardiovascular hypertension.” 4 Ultimately, the JCC denied
    compensability after concluding that the examination contained
    evidence of hypertension, precluding Claimant’s reliance on the
    presumption.
    Medical Evidence
    Both parties obtained experts via independent medical
    examinations (IME), pursuant to section 440.13(5), Florida
    Statutes. Claimant’s IME, Dr. Pianko, opined that Claimant did
    not develop his current hypertensive condition, “essential
    hypertension,” until 2015 and that the PEP did not reveal evidence
    of the essential hypertension condition. In summary, Dr. Pianko
    opined that the hypertension for which Claimant seeks
    compensability is “a different type of disease than the secondary
    hypertension that he had back in 1988.” On cross-examination, Dr.
    Pianko agreed that essential and secondary hypertension are both
    “forms of hypertension.”
    The E/C’s IME, Dr. Perloff, testified that the PEP (inclusive of
    the pre-employment medical questionnaire) did not document
    evidence of essential hypertension but did reveal secondary
    hypertension. Although he believed the two to be “different”
    conditions, he also agreed that both are forms of hypertension.
    hypertension.” Stedman’s      Medical   Dictionary,   STEDMANS
    426280 (2014).
    4  Appellant claimed his hypertension was “arterial or
    cardiovascular” as required. See Williams v. City of Orlando, 
    89 So. 3d 302
    , 303 (Fla. 1st DCA 2012) (confirming this Court’s ruling
    that to be compensable, hypertension must be “arterial or
    cardiovascular). Essential hypertension may be compensable so
    long as it “arterial or cardiovascular.” See 
    id.
    3
    Stipulations and Argument
    Prior to the merits hearing, the parties entered multiple
    stipulations. These included:
    2. The only condition currently at issue is essential
    hypertension.
    ....
    7. The [PEP] contains evidence of secondary hypertension
    in the form of references to a resolved secondary
    hypertension condition resulting from autoimmune
    medications the claimant took for approximately one year
    following his liver transplant when he was 16 years of
    age, but not essential hypertension.
    ....
    10. Essential hypertension is not the same as secondary
    hypertension.
    11. The sole issue for determination by the JCC is
    whether evidence of secondary hypertension as explained
    in paragraph number [7] above on the [PEP] prevents
    application of Section 112.18, F.S. to essential
    hypertension.
    Claimant argued: 1) the evidence of secondary hypertension
    on the PEP does not preclude reliance on the presumption of
    section 112.18 because the statute’s prerequisite that the PEP not
    contain evidence of “any such condition” clearly means the
    condition for which Claimant seeks compensability; 2) the medical
    testimony establishes that essential and secondary hypertension
    are different conditions; and 3) his PEP contained no evidence of
    hypertension, because the self-reported medical history was not a
    diagnosis and not part of the physical examination. In essence, he
    argued a claimant must be suffering from and be diagnosed with
    the subject condition at the time of the physical examination for
    4
    the presumption to be extinguished. Thus, a prior medical history
    does not constitute “evidence” and is not a meaningful component.
    The E/C defended the claims arguing that the sole issue for
    determination was whether evidence of secondary hypertension on
    the PEP precludes reliance on the presumption of section 112.18
    for an essential hypertension claim. It asserted that the plain
    language of section 112.18 and the testimony of both medical
    experts that “secondary” and “essential” hypertension are both
    “hypertension,” foreclosed Claimant’s enjoyment of the
    presumption.
    The JCC denied compensability of Claimant’s essential
    hypertension, accepting the opinions of both IMEs that
    “hypertension is hypertension.” The JCC concluded that, because
    the PEP contained evidence of hypertension, Claimant’s reliance
    on section 112.18 was precluded. Of importance, the JCC relied
    upon the parties’ stipulation that “the PEP contains evidence of
    secondary hypertension in the form of references to a resolved
    secondary hypertension condition resulting from autoimmune
    medications Claimant took . . . following his liver transplant when
    he was 16 years of age, but not essential hypertension.”
    Claimant moved for rehearing arguing that he had not
    stipulated, and the doctors did not testify, that the PEP contains
    evidence of essential hypertension—only that it documents
    evidence of secondary hypertension. He argued that the doctors’
    opinions were medical but not legal opinions and that, because his
    secondary hypertension could not be compensable under section
    112.18, its past existence could not preclude the presumption of
    section 112.18 regarding essential hypertension.
    The JCC denied rehearing and detailed that the denial of
    compensability was based on his acceptance of the parties’
    stipulation that the PEP contained evidence of secondary
    hypertension combined with the doctors’ opinions that secondary
    and essential hypertension are both “hypertension.” He explained
    as follows:
    What I was asked to decide was whether evidence of
    secondary hypertension on the PEP precludes the
    5
    presumption of essential hypertension. To answer that
    question, I accepted the testimony of both IMEs that
    secondary and essential hypertension is hypertension. As
    such, I concluded that Claimant’s agreement the PEP
    contained evidence of secondary hypertension meant,
    when construed with the facts before me, that he agreed
    the PEP contained evidence of hypertension. This was not
    rewriting the stipulation; I simply provided the plain
    meaning of the stipulation in light of the facts before me.
    And to the extent the Court believes I have not accepted
    the parties’ stipulation, this was done consistent with the
    principle that a JCC is not required to accept the parties’
    stipulation where the same is not supported by competent
    evidence.
    II. Analysis
    Because the JCC’s ruling is based on the interpretation of a
    statute and a stipulation, we review the issue de novo. See, e.g.,
    City of Tavares v. Harper, 
    230 So. 3d 918
    , 920 (Fla. 1st DCA 2017)
    (interpreting de novo section 112.18’s phrase “any evidence”); Klatt
    v. Wal-Mart Stores, Inc., 
    913 So. 2d 79
    , 80 (Fla. 1st DCA 2005)
    (reviewing JCC’s interpretation of joint stipulation de novo).
    On appeal, Claimant argues that evidence of secondary
    hypertension on the PEP, a different type of hypertension than
    essential, does not preclude the presumption’s application here. To
    answer this question, we first look to the plain language of the
    statute establishing the presumption at issue. “[W]hen the
    language of the statute is clear and unambiguous and conveys a
    clear and definitive meaning, there is no occasion for resorting to
    the rules of statutory construction; the statute must be given its
    plain and obvious meaning.” Holly v. Auld, 
    450 So. 2d 217
    , 219
    (Fla. 1984) (quoting A.R. Douglass, Inc. v. McRainey, 
    137 So. 157
    ,
    159 (Fla. 1931)). Courts are “without power to construe an
    unambiguous statute in a way which would extend, modify, or
    limit, its express terms or its reasonable and obvious implications.
    To do so would be an abrogation of legislative power.” McLaughlin
    v. State, 
    721 So. 2d 1170
    , 1172 (Fla. 1998) (quoting Holly, 
    450 So. 2d at 219
    ).
    6
    Section 112.18(1)(a), Florida Statutes           (2018),   which
    establishes the presumption at issue, provides:
    Any condition or impairment of health of any Florida . . .
    law enforcement officer . . . caused by tuberculosis, heart
    disease, or hypertension resulting in total or partial
    disability or death shall be presumed to have been
    accidental and to have been suffered in the line of duty
    unless the contrary be shown by competent evidence.
    However, any such . . . law enforcement officer must have
    successfully passed a physical examination upon entering
    into any such service . . . which examination failed to
    reveal any evidence of any such condition.
    The companion statute to section 112.18 is section 943.13,
    Florida Statutes (2018). It establishes law enforcement officers’
    minimum qualifications for employment, and states:
    In order to be eligible for the presumption set forth in s.
    112.18 while employed with an employing agency, a law
    enforcement officer . . . must have successfully passed the
    physical examination required by this subsection upon
    entering into service as a law enforcement officer . . . with
    the employing agency, which examination must have
    failed to reveal any evidence of tuberculosis, heart
    disease, or hypertension.
    § 943.13(6), Fla. Stat. (2018).
    We find that the question of whether evidence of secondary
    hypertension on a PEP precludes a claimant’s use of the
    presumption of section 112.18 for essential hypertension, is
    answered by a straightforward application of the plain and
    unambiguous language of the relevant statutes. Neither section
    112.18(1) nor section 943.13(6) incorporate any qualifying or
    restricting language for the terms “tuberculosis, heart disease, or
    hypertension”; instead, the statutes require “any evidence of the
    conditions of “tuberculosis, heart disease, or hypertension” without
    qualification. §§ 112.18(1)(a), 943.13(6), Fla. Stat. (2018). The
    Legislature chose to use broad terms and we will not second guess
    their selection. Thus, we find that under the plain language of the
    7
    statute, evidence of secondary hypertension on a PEP may
    preclude a claimant’s use of the presumption of section 112.18 for
    essential hypertension.
    Claimant argues that Harper compels a finding of
    compensability. However, Claimant misconstrues our decision.
    The narrow holding of Harper announced that, “the single reported
    elevated blood pressure reading at the [PEP] did not constitute
    evidence of the condition of hypertension.” Harper, 
    230 So. 3d at 919
    . There, medical experts opined “that an isolated elevated blood
    pressure reading could be caused by hypertension, but also by a
    number of other conditions unrelated to hypertension, including
    what is commonly referred to as ‘white coat’ syndrome.” 
    Id. at 920
    .
    For a definitive diagnosis of hypertension, the medical experts in
    that case opined that two or three abnormal readings within a
    certain period of time are required. 
    Id.
     The majority declined to
    accept the Employer/Carrier’s proposed interpretation of section
    112.18 that “any evidence” of a condition precludes the
    presumption—as such an application would permit any possible
    symptoms of a condition, without a diagnosis of the condition, to
    preclude the presumption provided by section 112.18. 
    Id. at 921
    .
    We held as follows:
    This additional language means that the factually
    specific nature of the presumption requires evidence
    specific to the facts of the claims and in the context of the
    unique medical history of the claimant—not simply “any
    evidence” as it may apply to the population at large.
    
    Id.
    Here, the parties stipulated that the PEP documented
    evidence of secondary hypertension.
    This Court’s precedent indicates affirmance is required. In
    Miami-Dade Cnty. v. Davis, 
    26 So. 3d 13
    , 15 (Fla. 1st DCA 2009),
    before going to work for the employer, the claimant had a history
    of undergoing open heart surgery. The PEP noted his history of
    heart disease but found him fit for duty. 
    Id.
     He subsequently
    experienced an acute coronary episode while off duty and surfing.
    
    Id.
     This Court determined that because the claimant’s PEP
    8
    indicated he had a history of heart disease before entering
    employment with the employer, the presumption did not apply. 
    Id. at 17
    . In reaching this conclusion, this Court did not identify as an
    issue the fact that manifestation of the claimant’s heart disease
    while surfing (acute coronary episode) was not an identical
    condition that led to his need for open heart surgery before
    employment with that employer. 
    Id.
     In ruling the presumption did
    not apply, this Court necessarily concluded that both constituted
    “heart disease.” 
    Id.
    Likewise, in Talpesh v. Village of Royal Palm Beach, 
    994 So. 2d 353
    , 354–55 (Fla. 1st DCA 2008), this Court applied the plain
    and unambiguous terms of the statute in awarding the
    presumption to the claimant, finding “the pre-employment
    physical did not reveal evidence of heart disease.” In reversing the
    JCC’s denial of the presumption, this Court found that the
    claimant’s PEP documented a history of high blood pressure but
    not coronary artery disease. 
    Id.
    Here, unlike Talpesh, it is undisputed that Claimant was
    diagnosed with hypertension prior to entering service with the
    Employer, and his PEP revealed evidence of that hypertension.
    Both medical experts agreed that there was evidence of secondary
    hypertension on the PEP and that essential and secondary
    hypertension are both forms of hypertension. Furthermore,
    Claimant stipulated that the PEP contained evidence of secondary
    hypertension.
    Claimant also asserts that the stipulation that the PEP
    contained evidence of secondary hypertension referred to evidence
    of a mere self-reported reference to a condition and was not an
    agreement as to the weight that reference should be provided or
    an agreement as to whether the condition actually existed.
    However, this argument lacks merit as Claimant joined the E/C
    here in stipulating that the sole issue for the JCC was whether
    evidence of secondary hypertension on the PEP prevents
    application of the presumption to essential hypertension.
    Regarding Claimant’s arguments that: 1) the evidence of
    hypertension was insufficient because it was hearsay answers to a
    questionnaire rather than evidence revealed by a physical
    9
    examination; and 2) that the Employer failed to present competent
    substantial evidence of existing hypertension discovered during
    the PEP. Again, these arguments are contrary to the very
    stipulations Claimant entered into prior to the merits hearing.
    Specifically, Claimant stipulated that “the pre-employment
    physical contains evidence of secondary hypertension in the form
    of references to a resolved secondary hypertension condition
    resulting from autoimmune medications that claimant took . . .
    following his liver transplant.” “As a general rule, ‘[a] stipulation
    properly entered into and relating to a matter upon which it is
    appropriate to stipulate is binding upon the parties and upon the
    Court.’” Turner v. Miami-Dade Cnty. Sch. Bd., 
    941 So. 2d 508
    , 509
    (Fla. 1st DCA 2006) (quoting Gunn Plumbing, Inc. v. Dania Bank,
    
    252 So. 2d 1
    , 4 (Fla. 1971)).
    III. Conclusion
    Finding that evidence of secondary hypertension on
    Claimant’s PEP precludes his use of the presumption of section
    112.18 for essential hypertension, we affirm the final order on
    appeal.
    AFFIRMED.
    ROWE, CJ., and B.L. THOMAS, J., concur.
    _____________________________
    Not final until disposition of any timely and
    authorized motion under Fla. R. App. P. 9.330 or
    9.331.
    _____________________________
    Jason L. Fox, Oliver & Fox, P.A., Tampa, for Appellant.
    George A. Helm, III and George W. Boring, III, Public Entity Legal
    Solutions, Lake Mary, for Appellees.
    10