CARMEN LIF v. IN RE: ESTATE OF ISAAC LIF, etc. ( 2021 )


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  •        Third District Court of Appeal
    State of Florida
    Opinion filed July 14, 2021.
    Not final until disposition of timely filed motion for rehearing.
    ________________
    Nos. 3D20-1124, 3D20-1135,
    3D20-1761, and 3D20-1147
    Lower Tribunal Nos. 19-5119, 20-991
    ________________
    Carmen Bey Lif,
    Petitioner / Appellant,
    vs.
    In Re: Estate of Isaac Lif, etc.,
    Respondent / Appellee.
    On Petition for Writ of Certiorari and appeals from the Circuit Court for
    Miami-Dade County, Celeste Hardee Muir, Judge.
    Wicker Smith O'Hara McCoy & Ford, P.A., and Nicholas E. Christin
    and Brandon J. Hechtman, and Jessica L. Gross, for petitioner/appellant.
    Tripp Scott, P.A., and Carolyn B. Brombacher, Christine P. Yates, and
    John M. Mullin (Fort Lauderdale), for respondent/appellee Sara Lif Gilbert;
    Paul M. Cowan & Associates, P.A., and Paul M. Cowan, Anthony M. Diblasi
    and Manuel A. Celaya, for respondent/appellee Carmen Bey Lif, as Personal
    Representative of the Estate of Isaac Lif.
    Before LINDSEY, HENDON, and LOBREE, JJ.
    HENDON, J.
    Carmen Bey Lif (“Carmen,” “Petitioner,” or “Appellant”) files a petition
    for writ of certiorari seeking to quash a July 9, 2020 order appointing an
    administrator ad litem for certain matters connected to the probate estate of
    the deceased, Isaac Lif. She further appeals from two subsequent orders
    dated October 25, 2020, setting forth the scope of the administrator ad
    litem’s authority, and a supplemental order on relinquishment of jurisdiction. 1
    We dismiss the petition for writ of certiorari, because the Petitioner has not
    shown any irreparable harm that cannot be addressed on appeal from a final
    order. We further dismiss the appeals from the October 25, 2020 orders as
    taken from non-appealable non-final orders.
    Carmen is the second wife of the deceased, Isaac Lif (“Isaac”), and
    she is the personal representative of the Estate of Isaac Lif (“Estate”). Sara
    Lif Gilbert (“Sara”) is Isaac’s only child and a beneficiary of the Estate. Upon
    his death in 2019, Isaac left certain trusts, an ownership interest in Cronans
    Management Holdings, LLC,2 and an art collection worth in excess of $30
    1
    Carmen’s petition for certiorari seeking to quash the July 9, 2020 order, and
    her appeals from the two October 2020 orders, 3D20-1761, 3D20-1135, and
    3D-1147, have been consolidated under current case number 3D20-1124.
    2
    Cronans is a holding company that was created by Isaac before he died.
    The proceeds from the sale of his Radiocentro business from the Dominican
    Republic, over $30 million, was deposited into Cronans' bank accounts.
    2
    million. In 2019, Sara raised issues of Carmen’s conflict of interest as
    personal representative, challenging certain inter vivos transfers out of
    Estate trusts on grounds of lack of capacity and undue influence as a result
    of Isaac’s dementia during the last few months of his life, as well as disputes
    regarding percentage of corporate ownership and breach of fiduciary duties.
    In February 2020, Sara filed a petition for appointment of an
    administrator ad litem to address those concerns, and Carmen, as the
    Estate’s personal representative, moved for a more definite statement and a
    declaration that the proceedings were adversary in nature. After a hearing,
    the probate court directed the parties to submit names for an administrator
    ad litem. The parties proposed an agreed order to appoint Luis Barreto to
    act as the administrator ad litem for the Estate. Shortly thereafter, the
    COVID pandemic quarantine went into effect and the probate court did not
    issue that order. After interruptions of court proceedings as a result of the
    implementation of quarantine restrictions, the probate court instead issued
    the July 9, 2020 Order Regarding Administrator Ad Litem. That order
    rejected Carmen’s contention that a petition for appointment of an
    administrator ad litem was adversarial in nature, citing to Rule 5.120 of the
    probate rules.3 The July 9th order additionally provided that the court-
    3
    Rule 5.120(a), Administrator Ad Litem and Guardian Ad Litem, provides:
    3
    appointed administrator ad litem should serve until the issues of undue
    influence, conflict of interest, and property distribution were resolved.
    Carmen, individually and as personal representative, sought to quash the
    order via petition for writ of certiorari. Because the July 9th order was
    preliminary in nature and left open the scope and duties of the administrator
    ad litem, Sara filed a motion to temporarily relinquish jurisdiction. This Court
    relinquished jurisdiction in order for the probate court to more fully articulate
    and clarify the scope of the administrator ad litem’s duties regarding the trust
    complaint, the Estate complaint, and the adversary complaint, i.e., what
    (a) Appointment. When it is necessary that the estate of a
    decedent or a ward be represented in any probate or
    guardianship proceeding and there is no personal representative
    of the estate or guardian of the ward, or the personal
    representative or guardian is or may be interested adversely to
    the estate or ward, or is enforcing the personal representative's
    or guardian's own debt or claim against the estate or ward, or the
    necessity arises otherwise, the court may appoint an
    administrator ad litem or a guardian ad litem, as the case may be,
    without bond or notice for that particular proceeding. . . . The
    administrator ad litem or guardian ad litem shall file an oath to
    discharge all duties faithfully and upon the filing shall be qualified
    to act. No process need be served upon the administrator ad litem
    or guardian ad litem, but such person shall appear and defend as
    directed by the court.
    (Emphasis added).
    4
    areas the administrator ad litem, as fiduciary, will oversee for the personal
    representative.
    At the hearing upon relinquishment, the probate court stated that it
    appointed the administrator ad litem in order to avoid piecemeal litigation as
    between the parties and noted Sara’s allegations of conflict. At the
    conclusion of the hearing, the probate court issued two orders: the October
    25, 2020 Order Setting Forth Scope and Terms of Administrator Ad Litem,
    and the October 25, 2020 Supplemental Order on Relinquishment of
    Jurisdiction. On November 12, 2020, Carmen, individually, appealed from
    the October orders, invoking this Court's jurisdiction based on her claim that
    the orders removed her as a fiduciary, i.e. the personal representative.
    Discussion
    To obtain certiorari relief, the petitioner must establish “(1) a material
    injury in the proceedings that cannot be corrected on appeal (sometimes
    referred to as irreparable harm); and (2) a departure from the essential
    requirements of the law.” Fla. Power & Light Co. v. Cook, 
    277 So. 3d 263
    ,
    264 (Fla. 3d DCA 2019) (quoting Nader v. Fla. Dep't of Highway Safety &
    Motor Vehicles, 
    87 So. 3d 712
    , 721 (Fla. 2012)). The requirement of
    establishing irreparable harm is jurisdictional. Am. Franchise Grp. LLC v.
    Gastone, 46 Fla. L. Weekly D779 (Fla. 3d DCA Apr. 7, 2021); Rodriguez v.
    5
    Miami–Dade Cnty., 
    117 So. 3d 400
    , 404 (Fla. 2013) (stating that “only after
    irreparable harm has been shown can an appellate court then review
    whether the petitioner has also shown a departure from the essential
    requirements of law”).
    In her petition for writ of certiorari, Carmen, as personal representative,
    asserts that the July 9, 2020 order appointing an administrator ad litem was
    in conflict with a prior order, and misinterpreted Florida Probate Rule
    5.120(a) when it declared the proceedings to be non-adversary. She also
    argues that the appointment is too broad and effectively removes her as
    personal representative of the Estate. 4 None of these assertions are borne
    4
    The probate court noted in its subsequent October 25, 2020 order, in part:
    While the Personal Representative is concerned that an order
    that is too broad may effectively remove her, the law specifically
    provides authority for this court to vest the administrator ad litem
    with as much authority as is necessary to safeguard the interests
    of the Estate. See In re Estate of Cordiner, 
    458 So. 2d 418
    , 421
    (Fla. 2nd DCA 1984). Moreover, the Court finds that Personal
    Representative still has an important role to play in the
    administration of this Estate, including (but not limited to)
    Personal Representative’s supervision of the ongoing efforts to
    sell the decedent’s art collection, the largest asset in the Estate.
    She may be personally liable if for some reason sufficient funds
    are not available to pay state and federal estate and inheritance
    taxes, debts and claims against the estate, administration costs,
    family allowances, and specific devises.
    (Emphasis added). Contrary to Appellant’s argument, she was not
    removed as personal representative of the Estate.
    6
    out by the record below, and, more to the point, she fails to set forth any
    material injury to her as personal representative as a result of the July 9,
    2020 order that cannot be corrected on appeal from entry of a final
    appealable order.
    Florida Probate Rule 5.120(a) authorizes appointment of an
    administrator ad litem to represent the estate in a particular probate
    proceeding whenever the personal representative “is or may be interested
    adversely to the estate” or “the necessity arises otherwise.” An administrator
    ad litem may be appointed where the adverse interest of the personal
    representative does not interfere with the administration of the estate as a
    whole and therefore does not warrant the representative's removal. Cont'l
    Nat’l Bank v. Brill, 
    636 So. 2d 782
    , 783–84 (Fla. 3d DCA 1994) (citations
    omitted). “The appointee becomes solely responsible for the performance
    of specific duties authorized by the court, supplanting in that regard the
    authority of the personal representative, who continues to perform all other
    responsibilities involving the administration of the estate.” Woolf v. Reed,
    
    389 So. 2d 1026
    , 1028 (Fla. 3d DCA 1980) (emphasis added). Because the
    allegations against Carmen, individually and as personal representative,
    suggest serious breaches of fiduciary duty and present clear conflict of
    interest between the Estate and her as personal representative, the probate
    7
    court properly appointed an administrator ad litem of the subject estate as to
    all matters in which Carmen has a conflict of interest with the estate, and
    specifically set forth the administrator ad litem’s duties toward the Estate. An
    administrator ad litem is always subject to the supervision of the appointing
    court. If the administrator ad litem should go beyond the scope of his or her
    authority, the appointing court can exercise the necessary restraints. In re
    Est. of Cordiner, 
    458 So. 2d 418
    , 421 (Fla. 2d DCA 1984).
    Carmen argues that her due process rights were violated by the
    probate court’s determination that the proceedings to appoint an
    administrator ad litem were non-adversarial. She asserts that, as personal
    representative, she declared Sara’s petition for appointment of an
    administrator ad litem to be adversarial in nature pursuant to Florida Probate
    Rule 5.025. Although the entire probate case is aptly labeled “adversary,”
    the appointment of an ad litem within that proceeding is not necessarily so,
    pursuant to Rule 5.120. 5 Carmen was afforded ample opportunity to argue
    5
    The Florida Probate Rules govern procedure in probate and guardianship
    proceedings. Fla. Prob. R. 5.010. The Florida Rules of Civil Procedure apply
    in probate proceedings only as provided in the probate rules. Id.; Fla. R. Civ.
    P. 1.010. Rule 5.080 lists specific civil rules, primarily relating to discovery,
    that apply in probate proceedings even absent an adversary proceeding. The
    Rules of Civil Procedure (except for Rule 1.525 governing costs and
    attorneys' fees) apply in any adversary proceeding in probate. Rule
    5.025(d)(2). The court on its own initiative or on motion of any interested
    party may determine any probate proceeding to be adversary or non-
    8
    her objections to the appointment at the relinquishment hearing, and she
    cannot say that her due process rights have been violated.
    Finally, as it appears that the October 25, 2020 Order Setting Forth
    Scope and Terms of Administrator Ad Litem, and the October 25, 2020
    Supplemental Order on Relinquishment of Jurisdiction are non-appealable,
    non-final orders, the appeals are hereby dismissed for lack of jurisdiction.
    Petition for writ of certiorari dismissed; appeals dismissed.
    adversary. See Rules 5.025(b)-(c). Proceedings to remove a personal
    representative or guardian are adversary proceedings unless otherwise
    ordered by the court. See Rule 5.025(a); 2020 Practice under Florida
    Probate Code, Chapter 2 PRACTICE AND PROCEDURE, Robert F. Iseley,
    Jr., Tenth Edition 2020 (emphasis added).
    9
    

Document Info

Docket Number: 20-1124

Filed Date: 7/14/2021

Precedential Status: Precedential

Modified Date: 7/14/2021