Hightower v. State ( 2023 )


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  • NOTICE: This opinion is subject to modification resulting from motions for reconsideration under Supreme Court
    Rule 27, the Court’s reconsideration, and editorial revisions by the Reporter of Decisions. The version of the
    opinion published in the Advance Sheets for the Georgia Reports, designated as the “Final Copy,” will replace any
    prior version on the Court’s website and docket. A bound volume of the Georgia Reports will contain the final and
    official text of the opinion.
    In the Supreme Court of Georgia
    Decided: January 18, 2023
    S22A0870. HIGHTOWER v. THE STATE.
    MCMILLIAN, Justice.
    Michelle Antoinette Hightower was charged with malice
    murder and other crimes in connection with the shooting death of
    Michael McGee on September 5, 2017. Hightower’s trial on these
    charges began in the Superior Court of Fulton County on March 9,
    2020, and four days later, on March 13, after the Chief Judge of the
    Atlanta Judicial Circuit issued an order declaring a judicial
    emergency due to the continued transmission of the COVID-19
    virus, the trial court declared a mistrial in Hightower’s case, over
    defense counsel’s objections. Hightower subsequently filed a plea in
    bar and motion to dismiss the indictment (collectively, the “Plea in
    Bar”), asserting that further prosecution of her case was barred by
    the double jeopardy clauses of the state and federal constitutions
    because there was no manifest necessity to declare a mistrial and
    because the trial court did not exercise its discretion or consider
    reasonable alternatives prior to declaring the mistrial. Following a
    hearing, the trial court denied the Plea in Bar on May 21, 2021, and
    Hightower appeals. 1 Because we conclude that the trial court acted
    within its discretion in determining that there was a manifest
    necessity for a mistrial, we affirm.
    1. Voir dire in Hightower’s trial began on the morning of
    Monday, March 9, 2020, and was completed the next day, on March
    10. The jury was then selected and sworn. The same day, counsel
    gave their opening statements, and the State presented the
    testimony of three witnesses. On Wednesday, March 11, the trial
    court heard argument on several motions, and the State presented
    two additional witnesses. The parties also conducted voir dire of a
    proposed expert witness whom the State wished to call to rebut
    1 Although Hightower originally filed her appeal in 2021, at Hightower’s
    request, the case was remanded to allow for completion of the record, and it
    was re-docketed under the current case number when it returned to this Court.
    The case was orally argued on August 23, 2022.
    2
    Hightower’s defense of battered-person syndrome, and the witness
    was qualified as an expert. The trial court recessed the trial
    proceedings for the next day, Thursday, March 12, to allow the
    State’s expert to interview Hightower and to allow the parties to
    prepare and exchange expert reports on the battered-person
    defense.
    That evening, Christopher S. Brasher, chief judge of both the
    Atlanta Judicial Circuit and the Superior Court of Fulton County,
    sent an email notifying all Fulton County superior and state court
    judges, the Fulton County District Attorney’s office, and the county’s
    Public Defender’s office,2 among others, of his intention to issue an
    order declaring a judicial emergency effective Monday, March 16,
    which would “suspend the calling and empaneling of all jurors and
    the conduct of all jury trials” in Fulton County.
    Chief Judge Brasher sent another email at 8:20 a.m. on Friday,
    March 13, attaching a copy of his order, which was entered about an
    2   Hightower was represented by the Public Defender’s office at trial.
    3
    hour later, at 9:23 a.m. The order, citing OCGA § 38-3-61,3 declared
    a judicial emergency in the Atlanta Judicial Circuit, which “is
    composed of the County of Fulton.” OCGA § 15-6-1 (3). This
    declaration was based on a “serious health emergency” and a
    determination that the emergency “substantially endangers or
    infringes upon the normal functioning of the judicial system as it
    relates to jury service, and any non-essential matters, unless they
    can be conducted via video or teleconferencing.” The order defined
    the nature of the emergency as “the continued transmission of
    Coronavirus/COVID-19 throughout Fulton County and the potential
    infection of those who are required to appear in our courts and
    interact with large groups due to jury service.” The order further
    provided that:
    [T]he undersigned makes this declaration of a
    judicial emergency affecting all courts and clerk’s offices
    in Fulton County as it relates to jury service, including
    3  OCGA § 38-3-61 (a) empowers an “authorized judicial official” to declare
    judicial emergencies, and OCGA § 38-3-60 (1) (B) defines “[a]uthorized judicial
    official” to include “[a] chief judge of a Georgia superior court judicial circuit[.]”
    Chief Judge Brasher signed the Fulton County Order in both his capacities as
    chief judge of the Superior Court of Fulton County and chief judge of the
    Atlanta Judicial Circuit.
    4
    grand jury service and any non-essential matters, unless
    they can be conducted via video or teleconferencing.
    Accordingly, IT IS THE ORDER of the Court that no
    jurors shall report and no jury trials shall be held for a
    period of thirty (30) days from the date of the entry of the
    Order (the “Fulton County Order”).
    The proceedings in Hightower’s case later recommenced at 9:51
    a.m., outside the presence of the jury, and after addressing
    preliminary evidentiary matters, the trial court announced that it
    would be taking judicial notice of the Fulton County Order and that
    it was also anticipating a similar statewide order from then-Chief
    Justice Harold D. Melton of this Court. As a result, the trial court
    said it anticipated that it would be declaring a mistrial in
    Hightower’s case and asked counsel if they wanted to “place
    something on the record.”
    The State had no objections, but Hightower’s counsel objected
    to the mistrial and asked the court to consider less drastic
    alternatives. Defense counsel proposed that the trial continue
    through the weekend with the belief that it could be concluded by
    Sunday “before the judicial emergency has been declared.” In the
    5
    alternative, defense counsel suggested that the trial simply be
    continued until it could be reconvened with the same jury and a new
    trial date set “once the judicial emergency is over.” After the jurors
    returned to the courtroom, the trial court informed them of the
    Fulton County Order declaring a judicial emergency, 4 and
    announced that it was declaring a mistrial based on the judicial
    emergency. The trial court then released the jury from further
    service. 5
    4 The Court explained to the jury that
    [t]he existence of the judicial emergency in Fulton County is
    related to the continued transmission of the coronavirus, COVID-
    19 virus, throughout Fulton County and the potential infection of
    those who are required to appear in our courts and interact with
    large groups due to jury service including grand jury service or
    other large nonessential calendars.
    5 The then-Chief Justice of this Court issued the first in a series of orders
    declaring a statewide judicial emergency the next day, on Saturday, March 14,
    2020. That order provided, in pertinent part:
    [T]rials in any criminal case for which a jury has been empaneled
    and the trial has commenced as of the date of this order shall
    continue to conclusion, unless good cause exists to suspend the
    trial or declare a mistrial. The decision whether to suspend a
    criminal trial or declare a mistrial rests with the judge presiding
    over the case.
    Although this statewide order contradicted the Fulton County Order by
    allowing criminal trials in progress to continue to conclusion, it had not yet
    been issued when the trial court declared the mistrial.
    6
    The following week, on March 19, 2020, the trial court entered
    a written order regarding the grant of the mistrial in Hightower’s
    case, which recited the events surrounding the Fulton County
    Order, and stated:
    By declaring a mistrial in this case, the Court declares
    explicitly that a manifest necessity warranted the
    declaration of the mistrial in this case, specifically the
    existence of a judicial emergency in Fulton County.
    Further, this Court specifically declares that the entry of
    the order of mistrial, in this case, is designed to ensure
    that the ends of justice will be served.
    Hightower filed the Plea in Bar over one year later, on April 7,
    2021. After an evidentiary hearing, the trial court denied the Plea
    in Bar in a written order entered May 21, 2021. That order recited
    that in making the decision to declare a mistrial, the trial court was
    aware that “a judicial emergency was being declared due to the
    [c]oronavirus/COVID-19”; that COVID-19 “was highly contagious
    and could cause severe illness or death to those who contracted it”;
    and that “medical professionals in the media were urging people to
    stay at home to avoid contracting and spreading the virus to others.”
    The order also said that the trial court further “considered the fact
    7
    that the trial was not likely to conclude by the end of the day and
    that the courtroom did not have adequate infrastructure in place to
    prevent the contraction or spread of the virus.” Based on these
    factors, the trial court concluded “that a high degree of necessity
    existed such that a mistrial was warranted.”
    2. Hightower asserts on appeal that her Plea in Bar should
    have been granted because the trial court erred in declaring a
    mistrial sua sponte over her objection without carefully exercising
    sound discretion, without considering less drastic alternatives, and
    without a manifest necessity.
    “The Double Jeopardy Clause of the Fifth Amendment, which
    applies to the states through the Fourteenth Amendment, says ‘[n]o
    person shall be . . . subject for the same offence to be twice put in
    jeopardy of life or limb[.]’” Meadows v. State, 
    303 Ga. 507
    , 510 (2)
    (
    813 SE2d 350
    ) (2018); U. S. Const. Amend. V. See also Ga. Const.
    of 1983, Art. I, Sec. I, Par. XVIII; OCGA § 16-1-8 (a).6 “Jeopardy
    6The double jeopardy clause of the Georgia Constitution provides: “No
    person shall be put in jeopardy of life or liberty more than once for the same
    8
    attaches when the jury has been impaneled and sworn.” Blake v.
    State, 
    304 Ga. 747
    , 749 (2) (
    822 SE2d 207
    ) (2018). But “[e]ven after
    jeopardy has attached, trial courts may declare a mistrial over the
    defendant’s objection, without barring retrial, whenever, in their
    opinion, taking all the circumstances into consideration, there is a
    manifest necessity for doing so.” Rios v. State, 
    311 Ga. 639
    , 643 (2)
    (
    859 SE2d 65
    ) (2021) (citation and punctuation omitted). See also
    offense except when a new trial has been granted after conviction or in case of
    mistrial.” Art. I, Sec. I, Par. XVIII. Georgia also has a statutory prohibition
    against multiple prosecutions for the same conduct. OCGA § 16-1-8 (a)
    provides:
    A prosecution is barred if the accused was formerly
    prosecuted for the same crime based upon the same material facts,
    if such former prosecution:
    (1) Resulted in either a conviction or an acquittal; or
    (2) Was terminated improperly after the jury was impaneled
    and sworn or, in a trial before a court without a jury, after the first
    witness was sworn but before findings were rendered by the trier
    of facts or after a plea of guilty was accepted by the court.
    We note that
    [i]n determining whether a second trial is permitted on the same
    charges following a mistrial, our case law has treated all forms of
    double jeopardy claims, whether under the Constitution of the
    United States, under the Georgia Constitution, or under the
    Georgia Code, in a manner consistent with case law from the
    United States Supreme Court regarding the Fifth Amendment[.]
    Carman v. State, 
    304 Ga. 21
    , 25 (2) (
    815 SE2d 860
    ) (2018). And Hightower does
    not argue that a different analysis should apply under the Georgia
    Constitution.
    9
    U.S. v. Dinitz, 
    424 U.S. 600
    , 606-07 (II) (96 SCt 1075, 47 LE2d 267)
    (1976) (if “a mistrial has been declared without the defendant’s
    request or consent,” “the question whether under the Double
    Jeopardy Clause there can be a new trial . . . depends on whether
    ‘there is a manifest necessity for the (mistrial)’” (citation omitted)).
    The manifest necessity standard requires a “high degree of
    necessity” to grant a mistrial. Laguerre v. State, 
    301 Ga. 122
    , 124
    (
    799 SE2d 736
    ) (2017) (citation and punctuation omitted). See also
    Tubbs v. State, 
    276 Ga. 751
    , 754 (3) (
    583 SE2d 853
    ) (2003)
    (“Manifest necessity can exist for reasons deemed compelling by the
    trial court, especially where the ends of substantial justice cannot
    be attained without discontinuing the trial.” (citation and
    punctuation omitted)). “Whether such necessity exists is to be
    determined by weighing the defendant’s right to have his trial
    completed before the particular tribunal against the interest of the
    public in having fair trials designed to end in just judgments; and
    the decision must take into consideration all the surrounding
    circumstances.” Laguerre, 
    301 Ga. at 124
     (punctuation and citation
    10
    omitted).
    Therefore, in the absence of prosecutorial misconduct, “the
    decision whether to grant a mistrial is reserved to the ‘broad
    discretion’ of the trial judge.” Carman v. State, 
    304 Ga. 21
    , 27 (2) (a)
    (
    815 SE2d 860
    ) (2018) (punctuation omitted and emphasis in
    original), quoting Renico v. Lett, 
    559 U.S. 766
    , 774 (II) (130 SCt 1855,
    176 LE2d 678) (2010). See also Laguerre, 
    301 Ga. at 125
    ; Tubbs, 
    276 Ga. at 754-55
     (3).
    The decisions of this Court and the U.S. Supreme Court
    emphasize that whether the required degree of necessity
    for a mistrial has been shown is a matter best judged by
    the trial court. The propriety of declaring a mistrial in the
    varying and often unique situations arising during the
    course of a criminal trial cannot be determined by the
    application of any mechanical formula.
    Harvey v. State, 
    296 Ga. 823
    , 831-32 (2) (a) (
    770 SE2d 840
    ) (2015)
    (citations and punctuation omitted) (quoting Illinois v. Somerville,
    
    410 U.S. 458
    , 462 (93 SCt 1066, 35 LE2d 425) (1973)). And “great
    deference is accorded to a decision that a mistrial was necessary.”
    Blake, 
    304 Ga. at 750
     (2).
    Although trial courts should “give careful, deliberate, and
    11
    studious consideration to whether the circumstances demand a
    mistrial, with a keen eye toward other, less drastic, alternatives, a
    court’s rejection of other alternatives is a proper exercise of the
    court’s discretion—and not an abuse—if reasonable judges could
    differ about the proper disposition.” Blake, 
    304 Ga. at 749
     (2). See
    also Harvey, 
    296 Ga. at 832
     (2); Tubbs, 
    276 Ga. at 754-55
     (3). A trial
    court “is not required to make explicit findings of manifest necessity
    nor to articulate on the record all the factors which informed the
    deliberate exercise of his discretion,” but the record must at least
    “show that the trial court actually exercised its discretion.” Blake,
    
    304 Ga. at 749
     (2) (punctuation and citation omitted). See also
    Laguerre, 
    301 Ga. at 125
    .
    Hightower argues that the trial court abused its discretion in
    determining that there was a manifest necessity to declare a
    mistrial and in failing to consider less drastic alternatives. She
    asserts that the trial court based its mistrial decision, not on any
    problem with her trial, but rather on the Fulton County Order and
    its underlying concerns for “community safety.” Hightower asserts
    12
    that such concerns are unrelated to any problem that occurred at
    her trial and therefore not appropriate to consider in determining
    whether to grant a mistrial.
    However, in considering the issue of double jeopardy, the
    United States Supreme Court has recognized that considering the
    health of trial participants can be integral to conducting a criminal
    trial. The Court has acknowledged that
    a criminal trial is, even in the best of circumstances, a
    complicated affair to manage. The proceedings are
    dependent in the first instance on the most elementary
    sort of considerations, e.g., the health of the various
    witnesses, parties, attorneys, jurors, etc., all of whom
    must be prepared to arrive at the courthouse at set times.
    United States v. Jorn, 
    400 U.S. 470
    , 479-80 (II) (91 SCt 547, 27 LE2d
    543) (1971). Thus, the Supreme Court concluded that application of
    a mechanical rule barring retrial whenever a jury is discharged
    without a defendant’s consent would be unworkable; rather, “a
    defendant’s valued right to have his trial completed by a particular
    tribunal must in some instances be subordinated to the public’s
    interest in fair trials designed to end in just judgments.” 
    Id.
     at 480
    13
    (II) (citation and punctuation omitted). See also Arizona v.
    Washington, 
    434 U.S. 497
    , 505 (II) (98 SCt 824, 54 LE2d 717) (1978)
    (“Because of the variety of circumstances that may make it
    necessary to discharge a jury before a trial is concluded,” which “do
    not invariably create unfairness to the accused,” a defendant’s
    “valued right to have the trial concluded by a particular tribunal is
    sometimes subordinate to the public interest in affording the
    prosecutor one full and fair opportunity to present his evidence to
    an impartial jury.”).
    Moreover, we do not view the trial court’s decision to declare a
    mistrial in hindsight, but rather from the court’s perspective at the
    time it exercised its discretion. See Harvey v. State, 
    296 Ga. 823
    , 833
    (2) (b) (
    770 SE2d 840
    ) (2015) (“[T]he question before us is not
    whether the trial court exercised its discretion to grant a mistrial
    with care and full deliberation or whether, with the benefit of
    hindsight, we would say that a mistrial was necessary. Our task is
    only to decide whether the trial court abused its broad discretion.”);
    Tankersley v. Stepp, 
    266 Ga. 892
    , 892 (1) (
    471 SE2d 882
    ) (1996) (trial
    14
    court did not abuse its discretion in denying a continuance or
    mistrial where witness “evidenced an inability to respond” to cross-
    examination questions, even though hindsight may have revealed
    that witness had a serious illness during trial).
    At the time the trial court declared a mistrial in this case, the
    COVID-19 pandemic had created an unexpected and unprecedented
    global health crisis, which posed a potential threat to the health of
    the parties, including the defendant, witnesses, jurors, counsel, and
    court personnel required to appear in court and, as the Fulton
    County Order stated, “substantially endanger[ed] or infringe[d]
    upon the normal functioning of the judicial system as it relates to
    jury service.” Hightower’s trial took place early in the pandemic,
    when very little was understood about the nature or spread of the
    COVID-19 virus, understandably prompting caution by public
    officials in addressing the crisis based on the circumstances in the
    surrounding area.     The Fulton County Order declared that an
    emergency existed based on “the continued transmission of
    Coronavirus/COVID-19 throughout Fulton County.”
    15
    The trial court was also aware that health issues already had
    arisen among the participants in Hightower’s trial. On Tuesday,
    March 10, one juror informed the court that she was concerned she
    had “strep” as she had a sore throat that had “progressively gotten
    worse,” and the State informed the trial court that one of its
    witnesses called to report that she had “flu-like” symptoms that
    were “getting worse.”7 These circumstances, demonstrate that,
    contrary to Hightower’s argument, community health concerns
    potentially arising from COVID-19 presented a problem for
    Hightower’s trial. Moreover, the record belies Hightower’s assertion
    that the trial court abused its discretion by not considering less
    drastic alternatives. Before declaring a mistrial, the trial court
    informed the parties of the Fulton County Order and that it was
    7 The juror volunteered to visit an urgent care facility, and the trial court
    accepted her offer, asking the juror to give the court an update on her condition.
    In reviewing the record on appeal, we could find no further mention of the juror
    in the trial transcript. As to the State’s witness, the trial court directed the
    State to inform the witness that she was to honor the subpoena served upon
    her. The State did not call the ailing witness to testify before the mistrial was
    declared on March 13, but the prosecutor represented that day that the State
    believed that it would be able to present the witness’s testimony in court
    although no date was given for the witness’s availability.
    16
    anticipating declaring a mistrial, but it nonetheless solicited
    argument from counsel on the matter. The State raised no objection,
    but the defense objected and was given an opportunity to argue the
    issue. Defense counsel suggested two options: (1) holding the trial
    over the weekend to be completed “before the judicial emergency has
    been declared” on Monday, March 16, and (2) ordering a continuance
    until “the judicial emergency is over” when the trial could be reset
    before the same jury. After hearing and having the opportunity to
    consider the defense’s argument and suggestions, the trial court
    declared the mistrial.
    We conclude that, under the circumstances present in this
    case, rejecting the defendant’s suggested alternatives was within
    the trial court’s discretion. The first alternative proposed a
    procedure that would have violated the Fulton County Order, which
    had already declared a judicial emergency as of March 13 and
    ordered that jurors should not appear for jury service for 30 days
    17
    after that date. 8 And nothing in this proposal would have addressed
    the concerns underlying that order for protecting the trial
    participants’ health. Moreover, implied in this suggestion is an
    acknowledgement by the defense that the trial could not have been
    completed on March 13, and thus it represents an implicit
    concession that proceeding with the trial that day would not have
    resulted in a verdict. 9 The second alternative would have
    necessitated a continuance for an indefinite period of time. In light
    of the uncertainties surrounding the pandemic, no one could predict
    when the judicial emergency would be over, and there was no
    assurance that the same jury would have been available to continue
    the trial at an unknown point in the future. See Carman, 
    304 Ga. at 33
     (2) (b) (affirming denial of plea in bar following mistrial because
    8  Although the statewide order issued on March 14 allowed criminal jury
    trials in progress “to continue to conclusion, unless good cause exists to
    suspend the trial or declare a mistrial,” as previously noted, the trial court did
    not have the benefit of this order in considering alternatives. And, in any event,
    the trial court found a manifest necessity to declare a mistrial, which is “good
    cause.”
    9 At the beginning of Hightower’s trial, counsel estimated that the trial
    would take a week to complete, but the trial had already been recessed for one
    full day to allow the State’s expert to interview Hightower and the parties to
    exchange expert reports on her battered-person defense.
    18
    defense counsel was experiencing severe emotional distress
    following suicide of close family member and it was unclear when
    counsel would be able to return to try the case). See also State v.
    Smith, 
    465 N.J. Super. 515
    , 542 (III) (B) (ii) (244 A3d 296) (App. Div.
    2020)      (affirming   grant    of   mistrial    where     continuance      or
    adjournment for an indefinite period was not feasible given the state
    of the COVID-19 pandemic).
    Accordingly, given the COVID-related judicial emergency and
    30-day prohibition on jury service in Fulton County, and the
    potentially COVID-related health concerns among the trial’s
    participants, we conclude that the trial court did not abuse its
    discretion in declaring a mistrial based on manifest necessity or in
    denying Hightower’s Plea in Bar. 10 See Carman, 
    304 Ga. at 33
     (2) (b)
    (no abuse of discretion in declaring mistrial due to severe emotional
    10 Although the existence of a judicial emergency based on the
    widespread transmission of the COVID-19 virus in Fulton County alone may
    have justified a mistrial and even without a showing that the trial participants
    were actually affected by the virus, we need not definitively decide that
    question in this case because participants in Hightower’s trial were also
    experiencing health concerns potentially related to the COVID-19 pandemic.
    19
    distress of defense counsel who had worked on the death penalty
    case for two years where backup counsel had only been involved for
    two weeks); Laguerre, 
    301 Ga. at 126
     (no abuse of discretion in
    declaring mistrial after the trial court “reasonably decided that the
    jury unit likely could not be preserved in the circumstances”);
    Spearman v. State, 
    278 Ga. 327
    , 329 (1) (
    602 SE2d 568
    ) (2004) (no
    abuse of discretion in declaring mistrial based on prosecution
    witness’s unavailability, which was due solely to an unforeseeable
    accident that occurred the weekend before the trial, where there was
    no evidence that prosecution knew of witness’s unavailability before
    beginning trial).
    Judgment affirmed. All the Justices concur.
    20