State v. Sims , 296 Ga. 465 ( 2015 )

In the Supreme Court of Georgia
Decided: February 2, 2015
S14A1657. THE STATE v. SIMS.
BENHAM, Justice.
The State appeals the trial court’s decision to grant appellee Steve A.
Sims, Jr.’s motion for new trial in regard to his convictions and sentences for
felony murder and possession of a firearm during the commission of a felony.1
For reasons set forth below, we affirm.
1. The evidence viewed in a light most favorable to the jury’s verdict
shows that several eyewitnesses saw appellee shoot Shawn Hancock after
1
The crimes occurred on March 10, 2012. On March 29, 2012, a Stephens County grand jury
returned a true bill of indictment charging appellee with malice murder, felony murder, aggravated
assault, possession of firearm by a convicted felon, and possession of a firearm during the
commission of a felony. Appellee was tried before a jury from September 24, 2012, to September
28, 2012, and the jury acquitted appellee of malice murder and aggravated assault, but found him
guilty on the remaining charges. The jury also found appellee guilty of voluntary manslaughter as
a lesser included offense of malice murder, but that count was vacated as a matter of law. On
October 25, 2012, the trial court sentenced appellee to a life sentence for felony murder and five
years to be served consecutively for possession of a firearm during the commission of a felony. The
count of possession of a firearm by a convicted felon merged into the felony murder conviction.
Appellee moved for a new trial on October 5, 2012, and amended his motion on November 11, 2013.
The trial court heard the motion on November 13, 2013, and granted the motion on May 16, 2014.
The State filed a timely appeal on June 13, 2014, and the case was docketed to the September 2014
Term of this Court. The case was orally argued on October 7, 2014.
Hancock had interjected himself into an argument Sims was having with his ex-
girlfriend K.M. K.M. testified that Hancock was like her brother. A week
before the shooting outside the home of appellee’s grandmother,2 appellee and
Hancock had also gotten into an argument regarding appellee’s relationship with
K.M., but no physical altercation occurred and Hancock left after appellee’s
grandmother threatened to call police. On the night of the shooting, K.M. was
driving in her car with Hancock, her mother, and two friends when she spotted
appellee in his car with a woman. K.M. followed appellee to his residence.
K.M. parked in the street and got out of her vehicle to confront appellee and the
two argued. During the argument, K.M. slapped appellee. Hancock, who had
been watching the argument from the car, got out of the vehicle and tried to
encourage K.M. to leave. The situation became heated and Hancock and
appellee began to shove and push each other. K.M.’s mother testified she saw
appellee and Hancock “swinging” at each other, but could not say whether any
blows landed. The evidence showed Hancock was taller and three times heavier
than appellee. All eyewitnesses testified Hancock was unarmed during the
2
Appellee lived at his grandmother’s house with his father and grandmother.
2
altercation.3 Witnesses said appellee went into his grandmother's residence,
came back outside with a gun in his hand and shot Hancock several times. The
medical examiner testified that Hancock had at least four gunshot wounds, but
was unable to say exactly how many bullets caused the wounds. Eyewitnesses
testified they heard two to three gunshots. The medical examiner stated there
was no stippling or gun residue on Hancock’s clothing or on his body,
indicating the shots were not made at close range. The medical examiner
concluded that Hancock died from a gunshot wound to the chest piercing his
heart and lung.
An agent with the Georgia Bureau of Investigation (GBI) interviewed
appellee for an hour shortly after his arrest. The agent testified he did not notice
any injury to appellee’s face at the time of the interview. The State played an
audio recording of appellee’s interview with the GBI agent. During that
interview, appellee initially denied having a gun or shooting the victim. When
confronted with the knowledge that the agent had spoken with his father at the
scene, appellee admitted to shooting the victim. Appellee told the agent
3
Although authorities retrieved a pocketknife from Hancock’s pocket before his body was
sent for autopsy, there was no evidence that Hancock pulled out the knife or threatened anyone with
the knife during the altercation with appellee.
3
Hancock hit him no more than three times in the face. He said the first blow
was weak, that the second blow made him “dizzy,” and he was not sure about
whether there was a third blow. After the second blow, he said he did not
believe he could “beat” Hancock and he did not want to be “laying on the
ground” in front of his grandmother and his grandmother having to “pick [him]
up.” When asked where he “ha[d]” the gun used to shoot Hancock, appellee
said it was under his grandmother’s couch.4 Appellee never denied going inside
the house to get the gun after Hancock hit him.
During the interview with the GBI agent, appellee was unaware that
Hancock was deceased. At trial, witnesses testified that once Hancock was shot,
he was able to sit down in K.M.’s car. At that point, all of K.M.’s passengers
4
The audio recording and transcript of appellee’s interview with the GBI agent shows in
relevant part:
[Appellee]: When he hit me, the second blow kinda got me a little dizzy and I don’t
know if he hit me a third time after the second one and I felt like I stumbled.
[GBI Agent]: Um-hum.
[Appellee]: That’s when I pulled the gun out on him.
...
[GBI Agent]: Where did you have the gun at?
[Appellee]: Where did I have the gun at?
[GBI Agent]: Yeah.
[Appellee]: Uhhh, [i]t was under my grandmother’s couch[.]
[GBI Agent]: Okay. So after [Hancock] hit you, you went in and pulled it out from
under the couch? Did grandma know that you had the gun in her house? She didn’t
did she?
[Appellee]: Mmm-mmm [negative].
4
got back into the vehicle and drove off to take Hancock to the hospital. K.M.,
pulled over a few blocks away, however, and called 911 because Hancock had
stopped breathing. Appellee told the GBI agent that after the shooting he
dropped the gun and thought about fleeing, but that he ultimately went inside the
house, where police arrested him. When the GBI agent interviewed appellee’s
father at the scene, he denied having any knowledge about a gun or the
whereabouts of such a gun. When authorities confronted appellee’s father a
second time, however, he led them to a cousin’s house where he had taken the
gun minutes after the shooting.
The evidence adduced at trial and summarized above was sufficient to
authorize a rational trier of fact to find appellee guilty beyond a reasonable
doubt of the crimes for which he was convicted. Jackson v. Virginia, 443 U.S.
307 (99 SCt 2781, 61 LE2d 560) (1979).
2. The State contends the trial court erred when it granted appellee’s
motion for new trial on the ground that trial counsel rendered ineffective
assistance when he failed to object to comments made by the State during
opening argument referencing appellee’s pre-arrest silence and failure to come
5
forward to police after the shooting. The relevant comments made by the
prosecutor during his opening statement were as follows:
• “The evidence will also be that Steve Sims never called the
police at any time, never called 911, nor did anybody
associated with him, not to get help for Mr. Hancock or to
report what had just happened. He never called police.”
• “You will hear that after the shooting, Mr. Sims didn’t call
911 or the police.... You will also hear that when the police
came in Mr. Sims’ grandmother’s house to come find out
what’s going on, he doesn’t say, let me tell you what’s
happened. He doesn’t say, I did what I had to do. He said,
what’s this all about. A man’s shot. There’s a man dead.
There’s a family member gone. And he says, what’s this all
about?”
• "The evidence will be that Steve Sims went inside, got the
gun, and came back out, that he wasn't supposed to possess,
and killed Shawn Hancock. Steve Sims never called the
police to get help for Shawn Hancock or to tell what
happened. He attempted to avoid responsibility by
pretending as if he hadn't shot anybody and he wasn't really
sure what happened. And, again, that's important, because
we're going to be arguing to you that if Mr. Sims wants to
claim self-defense, then you just lay it out. You just tell it.
You tell what happened. There's no reason that you have to
be untruthful, that you can't be candid."
6
The trial court, citing to several of this Court’s precedents including Mallory v.
State, 261 Ga. 625 (409 SE2d 839) (1991),5 implicitly found that when the
prosecutor made the above-referenced comments, he violated the “bright-line
rule in Georgia” that “the State may not comment on either a Defendant’s
silence prior to arrest or failure to come forward voluntarily.” Sanders v. State,
290 Ga. 637 (4) (723 SE2d 436) (2012). The trial court determined that trial
counsel was deficient, pursuant to Strickland v. Washington, 466 U.S. 668 (III)
(104 SCt 2052, 80 LE2d 674) (1984), for failing to object to the comments and
that appellee was prejudiced therefore.
In order to prevail on a claim of ineffective assistance of counsel,
appellant
must show counsel's performance was deficient and that the
deficient performance prejudiced him to the point that a reasonable
probability exists that, but for counsel's errors, the outcome of the
trial would have been different. A strong presumption exists that
counsel's conduct falls within the broad range of professional
conduct.
(Citation and punctuation omitted.) Pruitt v. State, 282 Ga. 30, 34 (4) (644
SE2d 837 (2007). Whether a trial attorney renders constitutionally ineffective
5
Mallory has been overruled on grounds unrelated to this case. See Clark v. State, 271 Ga.
6 (515 SE2d 155) (5) (1999).
7
assistance is a mixed question of law and fact. Hulett v. State, 296 Ga. 49 (5)
(766 SE2d 1) (2014). When reviewing a trial court’s decision to grant a motion
for new trial based on ineffective assistance of counsel, we defer to the trial
court’s findings of fact unless clearly erroneous, but owe no such deference to
its conclusions of law which we apply independently to the facts. Id.; State v.
Worsley, 293 Ga. 315, 324 (745 SE2d 617) (3) (2013).6
a. The State contends the trial court erred because the comments at issue
did not violate Mallory, supra, or its progeny, and so there was no valid basis for
trial counsel to object or be found deficient in his performance. We disagree.
Since Mallory was decided in 1991, this Court has unequivocally held:
It is a bright-line rule in Georgia that the State may not comment on
either a defendant's silence prior to arrest or failure to come forward
voluntarily. [Cits.] Finding such comments to be far more
prejudicial than probative, this Court has determined that they are
not to be permitted even in situations in which the defendant has not
received Miranda warnings or takes the stand in his own defense.
[Cit.]
Sanders v. State, 290 Ga. 637 (4) (723 SE2d 436) (2012). The fact that appellee
never invoked his right to silence upon being arrested and subject to
6
The State’s citation to State v. James, 292 Ga. 440 (738 SE2d 601) (2013) is inapplicable
because that case only involved review of a question of law, not a mixed question of law and fact
such as a claim for ineffective assistance of counsel.
8
interrogation does not necessarily vitiate this rule.7 Mallory focuses on
commentary on a defendant’s conduct between the time of the crime and prior
to arrest. The cases cited by the State to argue that Mallory does not apply are
distinguishable inasmuch as they concern commentary or questioning by the
State exploring inconsistencies in a defendant’s pre-trial statements to
authorities. See, e.g., Rush v. State, 294 Ga. 388 (2) (a) (754 SE2d 63) (2014);
Johnson v. State, 292 Ga. 785 (3) (741 SE2d 627) (2013); Gilyard v. State, 288
Ga. 800 (2) (708 SE2d 329) (2011); Stringer v. State, 285 Ga. 842 (4) (684
SE2d 590) (2009); McMichen v. State, 265 Ga. 598 (11) (a) (458 SE2d 833)
(1995). The comments at issue here are not limited to noting inconsistencies in
appellee’s pre-trial statements to authorities. Rather the comments expressly
emphasize that appellee failed to call police after he shot Hancock and prior to
being arrested. This violated the bright-line rule of Mallory. See Wilson v.
State, 295 Ga. 84 (3) (757 SE2d 825) (2014).
7
To the extent Rogers v. State, 290 Ga. 401 (721 SE2d 864) (2012); Gilyard v. State, 288 Ga.
800 (708 SE2d 329) (2011); Stringer v. State, 285 Ga. 842 (684 SE2d 590) (2009); or any other
opinion by the appellate courts of this state may be interpreted to hold that Mallory never applies
when a defendant has not invoked his right to remain silent, such interpretation is disapproved.
9
At the motion for new trial hearing, trial counsel testified his failure to
object to the prosecutor’s improper opening comments was an oversight
unrelated to any trial strategy. The trial court was correct in determining that
trial counsel rendered deficient performance when he failed to object to such
improper comments. Thomas v. State, 284 Ga. 647 (3) (a) (670 SE2d 421)
(2008) (“Because the prosecutor's conduct violated Mallory v. State, supra,
counsel's performance was deficient to the extent he did not object.”); Lampley
v. State, 284 Ga. 37 (2) (b) (663 SE2d 184) (2008).8
b. In support of its finding of prejudice, the trial court stated:
Here, the District Attorney’s comments during opening statements
encouraged the jury to view [appellee’s] comments and actions as
indications of his guilt. [Appellee’s] defense relied on the premise
that he acted in self defense and was justified in his actions.
Evidence presented at trial showed that the victim, who was 6 [feet]
5 [inches] tall and weighed 357 pounds, was much larger than
[appellee]. The incident occurred outside [appellee’s]
grandmother’s home where he lived. [Appellee’s] father and
grandmother were in the house. Evidence was also introduced that
8
We note that, while the prosecutor’s comments regarding appellee’s failure to contact police
after shooting the victim and prior to arrest were improper, any commentary or questioning by the
State concerning appellee’s failure to contact police prior to shooting the victim, is not barred by
Mallory and its progeny. Therefore, the prosecutor’s comments during his closing argument to the
effect that appellee, after the physical altercation with Hancock, twice walked past a phone in his
grandmother’s house when retrieving the gun used during the shooting and did not use the phone or
take any other action to contact police about Hancock or K.M. and her other companions being on
his grandmother’s property in the middle of the night, were not improper.
10
the two had an altercation prior to the night of the shooting and that
the victim had been told not to return to the property. Additionally,
there was evidence that the victim punched [appellee] several times
before the victim was shot. There was conflicting evidence whether
[appellee] acted in self-defense; and the District Attorney’s
comments during opening statements, insinuating [appellee’s] pre-
arrest silence and failure to come forward indicated he did not act
in self-defense, possibly influenced the verdict. [Cit.] Ultimately,
the District Attorney’s comments may have encouraged the jury to
view [appellee’s] silence and actions as indications of his guilt,
prejudiced the defense, and created a reasonable probability that the
outcome of the trial could have been different.
This analysis is sound. Appellee’s sole defense was justification. The
prosecutor’s repeated improper comments at the very beginning of the trial left
the jury with the initial impression that appellee could be found guilty based on
his failure to contact police after the shooting. Such an inference of guilt is what
our ruling in Mallory was designed to prevent. See Collins v. State, 289 Ga.
666, 668 (715 SE2d 136) (2011). It is not unreasonable to surmise that such an
initial impression of guilt likely tainted the entire trial. Also, upon reviewing
the record, we agree with the trial court’s assessment that the evidence presented
on the self-defense issue was somewhat conflicting9 such that the jury may have
9
Witnesses differed as to whether there was a second altercation after appellee came back out
with the gun or whether appellee simply came out with the gun and fired. There was also conflicting
evidence as to whether appellee was injured during his altercation with Hancock.
11
been influenced to appellee’s detriment by the prosecutor’s improper comments.
Accordingly, we will not disturb the trial court’s finding of prejudice in this
case.
3. Finally, we note that Mallory was decided not on constitutional
grounds but rather based on former OCGA § 24-3-36. See Mallory, supra, 261
Ga. at 630. When this case is retried, the new Evidence Code will apply. We
express no opinion about the continuing validity of Mallory under the new
Evidence Code. See Romer v. State, 293 Ga. 339, 342–343 & n. 4 (745 SE2d
637) (2013).
Judgment affirmed. All the Justices concur.
12