Daniel Vallejo v. State ( 2021 )

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November 3, 2021
In the Court of Appeals of Georgia
A21A1110. VALLEJO v. THE STATE.
PHIPPS, Senior Appellate Judge.
Daniel Vallejo, who was convicted of child molestation following a jury trial,
appeals from the denial of his motion for new trial. Vallejo contends that the trial
court erred by excluding evidence of a prior allegation of molestation made by the
victim and that his trial counsel was ineffective in several respects. Finding no error,
we affirm Vallejo’s conviction.
Viewed in the light most favorable to the verdict, see Jackson v. Virginia, 443
U. S. 307, 319 (III) (B) (99 SCt 2781, 61 LE2d 560) (1979), the evidence presented
at trial shows that Vallejo moved in with the victim and her mother in August 2013.
The victim, who was 15 years old at the time of the abuse, testified that Vallejo began
having sex with her in October or November of 2013, and that the abuse, which
included vaginal intercourse, continued until October 2014, when she made an outcry
to her school guidance counselor. The counselor contacted the police, and Vallejo
was arrested.
Vallejo was indicted for two counts of aggravated child molestation (for oral
and anal sodomy) and one count of child molestation (for vaginal intercourse). At his
2019 trial, the jury found him guilty of child molestation and not guilty of the
remaining counts. Vallejo filed a motion for new trial, which he amended through
new counsel. The trial court denied Vallejo’s motion (as amended) after a hearing.
This appeal followed.
1. Vallejo first contends that the trial court abused its discretion in excluding
what Vallejo claims was a prior false allegation of child molestation made by the
victim against her father. We disagree.
“In prosecutions for child molestation . . . , Georgia’s Rape Shield Statute
prohibits testimony regarding a complaining witness’s past sexual behavior[, but] it
does not prohibit testimony regarding previous false allegations by the complaining
witness.” State v. Parks, 350 Ga. App. 799, 811 (2) (830 SE2d 284) (2019),
disapproved of on other grounds by State v. Hill, ___ Ga. App. ___ (2) (b) (___ SE2d
2
___), No. A21A1184, 2021 WL 4316022 (2021) (punctuation omitted).1 See also
OCGA § 24-4-412 (a).
Before such evidence can be admitted, however, the trial court must
make a threshold determination outside the presence of the jury that a
reasonable probability of falsity exists. In this context, a reasonable
probability is a probability sufficient to undermine confidence in the
outcome. Defendants have the burden of coming forward with evidence
at the hearing to establish a reasonable probability that the victim had
made a prior false accusation of sexual misconduct.
Williams v. State, 266 Ga. App. 578, 580 (1) (597 SE2d 621) (2004) (citations and
punctuation omitted). See also Parks, 350 Ga. App. at 811-812 (2). “We will not
disturb the trial court’s determination on this threshold issue absent an abuse of
1
In Parks, 350 Ga. App. at 811-812 (2), we relied on Smith v. State, 259 Ga.
135, 137 (1) (377 SE2d 158) (1989), overruled in part on other grounds by State v.
Burns, 306 Ga. 117, 119-124 (2) (829 SE2d 367) (2019), in which the Supreme Court
of Georgia held that Georgia’s Rape Shield Statute, as it then existed under the old
Evidence Code, did not prohibit evidence of prior false allegations made by a victim.
In Smith, the Supreme Court also held that “the evidentiary rule preventing evidence
of specific acts of untruthfulness must yield to the defendant’s [constitutional] right
of confrontation and right to present a full defense.” 259 Ga. at 137 (1). As we
explained in Parks, in Burns, 306 Ga. at 121 (2), the Supreme Court overruled the
constitutional holding in Smith, but held that the “‘evidentiary holding in Smith is
consistent with the decades-old plain language of the Rape Shield Statute and remains
good law in the era of the new Evidence Code.’” 350 Ga. App. at 811 (2) (quoting
Burns, 306 Ga. at 121 (2)).
3
discretion.” Cheek v. State, 265 Ga. App. 15, 17 (2) (593 SE2d 55) (2003). See also
Parks, 350 Ga. App. at 813 (2).
Before trial, Vallejo filed a “Motion to Admit False Allegations of Sexual
Misconduct by the Alleged Victim,” contending that the victim and her mother
previously had falsely accused the victim’s father2 of child molestation. The trial
court held a hearing on the motion, at which Vallejo presented the testimony of a
former sheriff’s office investigator and the victim’s former stepmother. The
investigator testified that, in 2005, when the victim was six years old, her mother
contacted the sheriff’s office to report the victim’s outcry against her father. The
mother reported that the victim told her that the victim’s father “would touch her
vagina on the top of her clothes and he would kiss her when he was doing that and
told her not to tell.” During a forensic interview, the victim disclosed that her father
touched her vagina through her clothing numerous times and kissed her neck and ear.
The victim, unprompted by the interviewer, picked up a doll, pointed to its vaginal
area, and said, “That’s where he touches me.” The victim also indicated that her
mother told her that dolls would be used in the interview. The investigator testified
that the mother telling the victim about the dolls was “odd” and raised a “red flag.”
2
The victim’s father died in 2009.
4
However, she also testified that she believed the victim and her mother. The victim’s
father denied the allegations. Although the State declined to prosecute, the
investigator testified that the district attorney also did not believe that the child was
lying.
The victim’s former stepmother testified that the victim’s father had not known
the victim existed until the victim was around two years old. After a test established
his paternity, the victim’s father legitimated the victim, began paying child support,
and had visitation every other weekend. The former stepmother testified that she
never saw any evidence that the victim’s father had acted inappropriately with the
victim and never noticed the victim was afraid to be home alone with her father. In
fact, according to the former stepmother, in the weeks before the victim’s outcry, the
victim “was getting more comfortable and she wanted to come to our house. And
wanted to stay and stay longer[.]” The former stepmother claimed that the victim
expressed an interest in living with or spending more time with her father and former
stepmother but the victim’s mother told the stepmother “that would never happen[ ].”
The stepmother reported this conversation to the investigator following the victim’s
outcry.
5
After the hearing, the trial court denied Vallejo’s motion, finding that the
evidence presents only “a possibility of falsehood as opposed to a reasonable
probability of falsehood.” In the order denying Vallejo’s motion for new trial, the trial
court again stated that it had considered the evidence presented at the hearing and
found that Vallejo “had not carried his burden of showing a reasonable probability
of falsity.”
Vallejo argues that significant evidence of falsity was presented at the hearing
and that the trial court abused its discretion in finding otherwise. Of course, “[a]n
accused’s assertion that the accusations against him are false does not necessarily
raise a reasonable probability of falsity.” Cheek, 265 Ga. App. at 17 (2). See also
Parks, 350 Ga. App. at 812 (2). And “the fact that an accusation is not prosecuted”
likewise “is insufficient to establish its falsity.” Williams, 266 Ga. App. at 581 (1).
See also Parks, 350 Ga. App. at 812-813 (2). Nevertheless, Vallejo contends that
there was significant additional evidence of falsity presented at the motion hearing.
Relying on dubious inferences drawn from the investigator’s and former stepmother’s
testimony, Vallejo maintains that the evidence shows that the victim’s mother had a
motive to coach the victim into making false allegations against her father and that
the victim was, in fact, coached. However, this argument goes to the credibility of the
6
witnesses’ testimony; indeed, Vallejo has effectively asserted that the trial court
should have credited the stepmother’s testimony over the investigator’s. This
argument presents no ground for reversal. After observing the witnesses’ demeanor
and considering their interests in the case, the trial court found the investigator’s
testimony to be credible and concluded that the stepmother’s testimony “did not
demand a finding of reasonable probability of falsity.” The testimony at the hearing
supports the trial court’s finding that falsity was not established by a reasonable
probability. See Williams, 266 Ga. App. at 580-581 (1) (upholding exclusion of
evidence of alleged prior false statement where the trial court’s ruling was based in
part on the court’s determination of the credibility of the witnesses the court observed
in person before ruling on admissibility). See also Parks, 350 Ga. App. at 812-813
(2). Accordingly, we find no abuse of discretion in the trial court’s exclusion of
evidence of the alleged prior false allegation.
We disagree with the dissent’s assertion that in State v. Burns, 306 Ga. 117,
123 (2) (829 SE2d 367) (2019), the Supreme Court of Georgia rejected the rule
established in Smith v. State, 259 Ga. 135, 137-138 (1) (377 SE2d 158) (1989),
requiring the trial court to make a threshold determination that a reasonable
probability of falsity exists before evidence of prior false allegations can be admitted.
7
In Burns, the victim admitted that her prior allegation was false, 306 Ga. at 118, and
the Supreme Court therefore did not discuss whether the threshold determination
requirement remains good law. See id. at 119-126 (2)-(3).3
3
In addition to overruling the constitutional holding in Smith, the Burns Court
overruled “similar holdings” in a number of cases, all of which applied Smith’s per
se rule of admissibility. Burns, 306 Ga. at 124 (2), overruling Benton v. State, 265 Ga.
648, 649-650 (5) (461 SE2d 202) (1995); Ray v. State, 345 Ga. App. 522, 529 (4)
(812 SE2d 97) (2018); Tyson v. State, 232 Ga. App. 732, 733-734 (2) (503 SE2d 640)
(1998); Peters v. State, 224 Ga. App. 837, 839 (4) (481 SE2d 898) (1997); Hines v.
State, 221 Ga. App. 193, 193-195 (470 SE2d 787) (1996); Humphrey v. State, 207
Ga. App. 472, 475-476 (2) (428 SE2d 362) (1993); Strickland v. State, 205 Ga. App.
473, 473-474 (422 SE2d 312) (1992); Ellison v. State, 198 Ga. App. 75, 75-77 (1)
(400 SE2d 360) (1990); and Shelton v. State, 196 Ga. App. 163, 164 (4) (395 SE2d
618) (1990).
The Burns Court made a key distinction between cases that it overruled and
cases of which it only disapproved. For example, while the Court overruled Benton,
Tyson, and Strickland (each cited by the dissent), it only conditionally disapproved
of Morgan v. State, 337 Ga. App. 29, 31 (1) (785 SE2d 667) (2016) (also cited by the
dissent). 306 Ga. at 124 (2), n. 3. In Benton, the Supreme Court held that, because a
reasonable probability of falsity had been shown, the trial court erred in excluding the
evidence at issue. 265 Ga. at 649-650 (5). In ruling that the evidence should have
been admitted, the Supreme Court necessarily applied the constitutional (per se
admissibility) holding in Smith. The same analysis applies to our decisions in Tyson,
232 Ga. App. at 733-734 (2), and Strickland, 205 Ga. App. at 473-474.
In Morgan, on the other hand, this Court held that the trial court did not abuse
its discretion in excluding evidence under Smith after finding that the prior allegations
were true. 337 Ga. App. at 31 (1). Thus, because we had no occasion to directly apply
the constitutional per se admissibility rule, the Supreme Court in Burns only
disapproved of Morgan “to the extent that [it] cite[d] or rel[ied] on the constitutional
holding in Smith.” 306 Ga. at 124 (2), n. 3. If the reasonable probability of falsity test
had been part of Smith’s constitutional ruling, the Burns Court would have overruled
Morgan (as it did Tyson, Benton, and Strickland), rather than merely disapproving of
8
The dissent’s reliance on our decision in Ray v. State, 356 Ga. App. 266 (841
SE2d 477) (2020) (“Ray III”), also is misplaced. In Ray v. State, 345 Ga. App. 522,
529 (4) (812 SE2d 97) (2018) (“Ray I”), overruled in part by Burns, 306 Ga. at 124
(2), we held that the trial court erred in excluding as irrelevant evidence that the
victim’s aunt had made prior false claims of sexual abuse. We vacated the trial court’s
judgment and remanded the case with the direction that “the trial court must make the
necessary threshold determination regarding falsity.” Id. We further instructed the
trial court that “[i]f a reasonable likelihood of falsity exists, evidence of the
allegations is admissible, and [the defendant] is entitled to a new trial.” Id. As the
dissent notes, at the time of the Burns decision, our decision in Ray I was before the
Supreme Court on a petition for a writ of certiorari. In the order vacating our decision
in Ray I and remanding the case to this Court for reconsideration in light of Burns,
the Supreme Court stated that in Burns, it overruled the holding in Smith “that, as a
it “to the extent that” it cited or relied on Smith’s constitutional holding.
Also worth noting is that the decisions in Smith, 259 Ga. at 137-138 (1), Tyson,
232 Ga. App. at 733-734 (2), and Strickland, 205 Ga. App. at 474, all highlighted that
the reasonable probability of falsity test is designed to protect the victim (rather than
the defendant), which, by its very nature, is evidentiary (rather than constitutional)
in nature. The constitutional holding in Smith, by way of contrast, was designed to
protect the defendant’s constitutional “right of confrontation and right to present a
full defense.” 259 Ga. at 137 (1); accord Burns, 306 Ga. at 121-123 (2).
9
matter of constitutional law, evidence of a victim’s prior false claims of sexual abuse
is per se admissible in a sexual assault case ‘to attack the credibility of the prosecutrix
and as substantive evidence tending to prove that the instant offense did not occur.’”
State v. Ray, No. S18C1201, 2019 Ga. LEXIS 577, at *1 (Aug. 19, 2019) (“Ray II”)
(quoting Smith, 259 Ga. at 137 (1)). The Supreme Court’s decision in Ray II did not
refer to the threshold determination requirement established in Smith. See id.When we reconsidered Ray on remand, we focused on the Supreme Court’s
overruling of the rule rendering prior false allegations of sexual abuse per se
admissible. See Ray III, 356 Ga. App. at 266, 268-270. We described the issue
“identified by our Supreme Court” in Ray II as “whether evidence of the deceased
aunt’s prior false reports,” which the trial court had deemed inadmissible as irrelevant
– without having conducted a determination as to whether there was a reasonable
probability that they were false – “should be admissible under [OCGA § 24-4-403
(“Rule 403”)].”4 Id. at 268. We stated that in our previous opinion, we noted that “it
may well be that testimony showing that the victim’s deceased aunt, who reported the
4
That statute provides: “Relevant evidence may be excluded if its probative
value is substantially outweighed by the danger of unfair prejudice, confusion of the
issues, or misleading the jury or by considerations of undue delay, waste of time, or
needless presentation of cumulative evidence.”
10
crimes at issue, had previously made false claims of sexual abuse would be relevant
to the veracity of the allegations here.” Id. at 268-269 (citation and punctuation
omitted). We vacated the defendant’s conviction and remanded the case with the
direction that the trial court hold a hearing to determine “whether, under Rule 403,
the probative value of evidence as to the victim’s aunt’s prior false accusation is
substantially outweighed by its prejudicial effect.” Id. at 270. We agree with the
dissent that, following Burns, trial courts must determine the admissibility of false-
allegation evidence by applying “the familiar and usual rules of evidence.” See Burns,
306 Ga. at 124 (2). However, this procedure necessarily requires an initial
determination of whether the prior allegations were, in fact, false (or, more precisely,
that there was a reasonable probability that they were false).
As noted previously, in Parks, 350 Ga. App. at 811 (2), we recognized that the
constitutional holding of Smith had been overruled in Burns but that the evidentiary
holding of Smith remains good law. In that context, we applied the threshold
determination test. Id. at 811-812 (2). We believe our analysis was correct in Parks
11
and that the threshold determination requirement remains good law after Burns,
contrary to the dissent’s analysis.5
2. Vallejo contends alternatively that the victim’s prior allegation against her
father was relevant to show the victim’s knowledge of sexual acts and her comfort
level with the process of prosecution. Specifically, prior to trial, Vallejo filed a notice
of intent to introduce evidence of the victim’s “prior sexual assault by her biological
father” for the purpose of “inform[ing] the jury that the alleged victim and her mother
. . . have a ‘fund of a knowledge’ to make allegations – i.e. they have experience
working with police, disclosing alleged abuse, and encouraging a prosecution of the
same.”
After a hearing, the trial court first found the Rape Shield Statute inapplicable
to the evidence at issue, citing Lemacks v. State, 207 Ga. App. 160, 161 (427 SE2d
536) (1993), in support of its ruling. Second, relying on Blackwell v. State, 229 Ga.
App. 452, 454 (2) (494 SE2d 269) (1997), the court observed that “Georgia courts
recognize a ‘long-standing rule barring introduction of evidence of prior unrelated
molestation’” and that one of the few exceptions to this rule occurs “where the
5
Vallejo does not argue that the threshold determination requirement no longer
applies; he simply argues that the trial court erred in determining that there was not
a reasonable probability of falsity.
12
evidence is offered to show other possible causes for the victim’s injuries or
symptoms.” The trial court therefore ruled that if the State offered evidence of the
victim’s injuries or symptoms allegedly caused by sexual abuse, Vallejo could offer
evidence of the alleged prior sexual abuse to explain the injuries. Based on Lemacks
and Blackwell, as well as OCGA §§ 24-4-401 and 24-4-403, the trial court barred the
defense from offering evidence of the prior abuse “simply to explain” the victim’s
“vocabulary or ‘fund of knowledge.’” However, the trial court allowed the defense
to renew its request to offer evidence of the prior abuse if the State “opened the door
to such evidence.”
Vallejo argues that the trial court erred by relying on the “long-standing rule”
referred to in Blackwell because that rule is based on an application of the rules of
evidence as they existed prior to January 1, 2013, well before Vallejo’s trial. Vallejo
also argues that the evidence of the victim’s prior allegation is admissible under the
new Evidence Code. “The trial court’s decision whether to admit or exclude evidence
will not be disturbed on appeal absent an abuse of discretion.” Jones v. State, 305 Ga.
750, 751 (2) (827 SE2d 879) (2019) (citation and punctuation omitted). Pretermitting
13
whether the trial court erred by relying on either Lemacks or Blackwell,6 the court did
not abuse its discretion by excluding the evidence under OCGA §§ 24-4-401, 24-4-
402, and 24-4-403.
Under OCGA § 24-4-401 (“Rule 401”), “relevant evidence” is
“evidence having any tendency to make the existence of any fact that is
of consequence to the determination of the action more probable or less
probable than it would be without the evidence.” Although OCGA §
24-4-402 provides that, generally, “all relevant evidence shall be
admissible,” it also provides that “evidence which is not relevant shall
not be admissible.” And even “relevant evidence may be excluded if its
probative value is substantially outweighed by the danger of unfair
prejudice, confusion of the issues, or misleading the jury or by
considerations of undue delay, waste of time, or needless presentation
of cumulative evidence.” OCGA § 24-4-403.
State v. Stephens, 310 Ga. 57, 59 (1) (849 SE2d 459) (2020) (citations and
punctuation omitted). “A trial court does not abuse its discretion by excluding
irrelevant evidence.” Id. (citation and punctuation omitted).
Vallejo contends that if the victim was previously molested by her father, that
fact would make it more probable that she would be aware of sexual acts. However,
6
Although the trial court cited Blackwell, it also based its decision on the new
Evidence Code.
14
the victim’s description when she was six years old of her father’s acts was very
different from the sexual acts she described at trial. At trial, the victim testified to the
details of various sex acts in which Vallejo forced her to engage, including vaginal,
anal, and oral sex. Contrary to Vallejo’s argument, evidence of the victim’s allegation
made ten years prior to her outcry against Vallejo that her father had touched her
vagina over her clothes would not have helped explain her knowledge of the multiple,
detailed sexual acts that she described at trial. Consequently, the trial court did not
abuse its discretion in excluding the evidence of the victim’s prior allegation of
molestation by her father to establish her knowledge of sexual acts.
Vallejo also contends that the victim’s knowledge of the process of
investigating an allegation of molestation is relevant because it explains how she
could have devised a plan to remove Vallejo from her life by making a false
allegation against him. Vallejo argues that the evidence of the prior allegation would
have undermined the victim’s credibility by explaining how a child could have
fabricated the allegations against him.
Contrary to Vallejo’s argument, evidence that the victim made an allegation of
child molestation against her father at the age of six does not tend to (a) show how
the victim, at the age of sixteen, would have the knowledge necessary to come up
15
with a plan to falsely accuse Vallejo of molesting her or (b) otherwise call into
question her credibility in that regard. Indeed, evidence that the victim had prior
experience with the process of making an allegation of child molestation was wholly
irrelevant to the issue of whether Vallejo committed the acts alleged by the victim and
was thus properly excluded by the trial court. See Jones, 305 Ga. at 753 (2) (c) (trial
court did not abuse its discretion by excluding photograph that did not help determine
whether the defendant or another man committed the crime). Even if the evidence that
the victim had made a prior allegation of child molestation arguably bore some
minimal relevance to Vallejo’s guilt in this case, the trial court acted within its
discretion in concluding that the minor probative value of any such evidence was
“substantially outweighed by the danger of unfair prejudice, confusion of the issues,
or misleading the jury or by considerations of undue delay [or] waste of time,” which
the trial court implicitly did by citing OCGA § 24-4-403 in its analysis. Consequently,
even assuming the dissent is correct that the Rape Shield Statute does not bar the
admission of the prior allegation evidence, the trial court did not err in excluding the
evidence under the applicable evidentiary rules.
3. Vallejo alleges that his trial counsel rendered constitutionally ineffective
assistance in three instances. To prevail on these claims, he must show both that his
16
trial counsel’s performance was deficient and that he suffered prejudice as a result.
See Strickland v. Washington, 466 U. S. 668, 687, 694 (III) (104 SCt 2052, 80 LE2d
674) (1984). If an appellant fails to satisfy either prong of the Strickland test, “it is
not incumbent upon this Court to examine the other prong.” Smith v. State, 296 Ga.
731, 733 (2) (770 SE2d 610) (2015) (citation and punctuation omitted). To establish
deficient performance, an appellant “must overcome the strong presumption that his
. . . counsel’s conduct falls within the broad range of reasonable professional conduct
and show that his counsel performed in an objectively unreasonable way” in light of
all the circumstances and prevailing norms. Id. (citation and punctuation omitted).
To establish prejudice, an appellant must show that “there is a reasonable
probability that, but for counsel’s unprofessional errors, the result of the proceeding
would have been different.” Strickland, 466 U. S. at 694 (III) (B). “In reviewing a
lower court’s determination of a claim of ineffective assistance of counsel, we give
deference to the trial court’s factual findings, which are upheld on appeal unless
clearly erroneous; however, we review the lower court’s legal conclusions de novo.”
Washington v. State, 276 Ga. 655, 658 (3) (581 SE2d 518) (2003) (citation omitted).
After reviewing Vallejo’s claims in accordance with these standards, we conclude
17
that Vallejo has not met his burden of demonstrating that his trial counsel was
ineffective.
(a) Failure to object to the State’s comment on the victim’s knowledge of
sexual acts. During closing argument, the State discussed the victim’s testimony
regarding a specific act of oral sex in which Vallejo forced her to engage, and stated,
“I know they grow up fast but that’s just way too much knowledge for a child.”
Vallejo argues that his trial counsel’s failure to object to this comment and move
either for a mistrial or to reopen the evidence to permit Vallejo to present evidence
of the victim’s relationship with a classmate and of her prior abuse by her father
amounted to deficient performance.
As discussed in Division 2, prior to trial, Vallejo filed a pleading titled, “Notice
of Defendant’s Intent to Introduce Acts of Prior Sexual Behavior.” In addition to
seeking to admit evidence that the victim made a prior allegation of molestation
against her biological father, Vallejo also sought to introduce evidence that DNA
testing of the victim’s bed sheet showed that she had engaged in sexual activity with
another male during the same time period in which she alleged Vallejo molested her.
Vallejo further sought to admit evidence that he confronted the victim about having
sex with a classmate.
18
Finding the Rape Shield Statute applicable, the trial court excluded evidence
of multiple sources of DNA on the bed sheet but ruled that if the State offered
evidence obtained from the bed sheet at trial, Vallejo would be permitted to introduce
evidence of the other DNA found on the bed sheet pursuant to the “source of
evidence” exception to the Rape Shield Statute. The trial court allowed Vallejo to
offer evidence that he and the victim had a conflict concerning her relationship with
another student and that the victim made an outcry after Vallejo threatened to obtain
her text message history, but prohibited Vallejo from offering any evidence of any
sexual or other physical relationship between the victim and another student.
Vallejo contends that if his trial counsel had objected to the State’s argument
regarding the victim’s knowledge of sexual acts, the trial court “should have” either
granted a mistrial or allowed Vallejo to reopen the evidence and present the results
of the scientific testing of the victim’s bed sheet and evidence of the victim’s past
allegations of molestation against her biological father. We do not agree.
In prosecutions for aggravated child molestation and child molestation,
Georgia’s Rape Shield Statute prohibits testimony regarding a complaining witness’s
past sexual behavior, with limited exceptions. OCGA § 24-4-412. Those exceptions
are:
19
(1) Evidence of specific instances of a victim’s or complaining witness’s
sexual behavior, if offered to prove that someone other than the
defendant was the source of semen, injury, or other physical evidence;
(2) Evidence of specific instances of a victim’s or complaining witness’s
sexual behavior with respect to the defendant if it supports an inference
that the accused could have reasonably believed that the complaining
witness consented to the conduct complained of in the prosecution;
(3) Evidence of specific instances of a victim’s or complaining witness’s
sexual behavior with respect to the defendant or another person if
offered by the prosecutor; and
(4) Evidence whose [sic] exclusion would violate the defendant’s
constitutional rights.
OCGA § 24-4-412 (b). Even if the evidence of the scientific testing of the bed sheet
were relevant to the victim’s knowledge of sexual acts, it was inadmissible unless it
fell within one of the limited exceptions in the Rape Shield Statute. See White v.
State, 305 Ga. 111, 118 (2) (823 SE2d 794) (2019) (no relevance exception to Rape
Shield Statute). On appeal, Vallejo has not established that any exception to the Rape
Shield Statute would have applied here if his trial counsel had objected to the
prosecutor’s statement regarding the victim’s sexual knowledge and asked the trial
court to reopen the evidence. Furthermore, as discussed in Division 2, evidence of the
victim’s prior allegation against her father is not relevant to explain her knowledge
20
of the sexual acts that she described at trial. Therefore, that evidence would not have
been admissible even if Vallejo’s trial counsel had objected to the State’s argument
regarding the victim’s sexual knowledge. “The failure to make a meritless motion or
objection does not provide a basis upon which to find ineffective assistance of
counsel.” White v. State, 307 Ga. 882, 889 (3) (c) (838 SE2d 828) (2020) (citation and
punctuation omitted). Vallejo therefore has failed to demonstrate ineffective
assistance on this ground.
Furthermore, Vallejo has not carried his burden of showing that his trial
counsel performed deficiently by failing to move for a mistrial. “Whether to grant a
motion for mistrial is within the trial court’s sound discretion, and the trial court’s
exercise of that discretion will not be disturbed on appeal unless a mistrial is essential
to preserve the defendant’s right to a fair trial.” Hill v. State, 310 Ga. 180, 189 (6)
(850 SE2d 110) (2020) (citation and punctuation omitted). Vallejo has not
demonstrated that the trial court would have granted a motion for a mistrial based on
the State’s passing comment made during closing argument if his trial counsel had
requested one. “Because the trial court would have acted within its discretion in
denying a motion for mistrial, the failure of [Vallejo’s] trial counsel to make a motion
21
that the court was authorized to deny does not establish ineffective assistance by that
counsel.” Id. at 190 (6) (citation and punctuation omitted).
(b) Failure to object to the State’s misstatement of the law of reasonable doubt.
Vallejo next alleges his trial counsel was ineffective for failing to object to the State’s
purported misstatements of law regarding reasonable doubt made during closing
argument. Specifically, Vallejo takes issue with the following:
If you believe the defendant is guilty . . . you’re authorized to convict.
If you believe the defendant is guilty but you wish to have a little more
evidence, you’re still authorized to convict because everything you’ve
heard about this case you heard in this courtroom. So if you believe he’s
guilty, and you wish you had a little more, you still believe he’s guilty.
You’re authorized to convict.
Relying on Debelbot v. State, 308 Ga. 165, 167 (839 SE2d 513) (2020), in which the
Supreme Court held that defense counsel was ineffective for failing to object to a
prosecutor’s “obviously wrong” description of reasonable doubt during closing
argument, Vallejo contends that his trial counsel’s failure to object here constituted
deficient performance. In his estimation, if trial counsel had objected, the trial court
“would have informed the jury that it would instruct [the jury] on the law of
reasonable doubt and that [the jury would be] bound to follow those instructions.”
22
At the motion for new trial hearing, one of Vallejo’s lawyers testified that,
although he also believed the State’s attempt to define proof beyond a reasonable
doubt was misleading, he believed he had sufficiently addressed the issue in his
closing argument. During closing argument, the lawyer told the jury:
At the end of the day the Judge will tell you, at the end of the day if your
minds are wavering, your minds are unsettled or unsatisfied that is a
doubt of the law and you have one duty and that’s a duty to acquit. If
your minds are wavering, unsettled or unsatisfied that is a reasonable
doubt. And that’s a doubt of the law and you have to acquit. I don’t care
what [the prosecutor] says, he’s wrong. The Judge will tell you the law
and that’s what it is.
The record shows that the trial court correctly instructed the jury on the
presumption of innocence, burden of proof, and reasonable doubt. The trial court
further charged the jury that it was bound to follow the court’s instructions.
“[T]he making of objections falls within the realm of trial tactics and strategy
and thus usually provides no basis for reversal of a conviction.” Moon v. State, 288
Ga. 508, 516 (9) (705 SE2d 649) (2011) (citation and punctuation omitted).
Furthermore, the trial court correctly charged the jury on reasonable doubt, and “we
presume that jurors follow the law.” Venturino v. State, 306 Ga. 391, 400 (4) (830
SE2d 110) (2019). Thus, any error in the State’s characterization of reasonable doubt
23
was cured by the trial court’s instructions to the jury. See Draughn v. State, 311 Ga.
378, 383 (2) (b) (858 SE2d 8) (2021) (where the jury charge explained presumption
of innocence, burden of proof, and reasonable doubt accurately and at length, any
error in the State’s characterization of reasonable doubt was cured). “Assuming
without deciding that [Vallejo’s] trial counsel was deficient for not objecting to the
prosecutor’s statements about reasonable doubt, [Vallejo] has failed to show a
reasonable probability that the result of his trial would have been different but for
those statements.” Id. (footnote omitted). Consequently, Vallejo has failed to establish
prejudice, and this claim of ineffective assistance fails.
(c) Failure to challenge “partial match” evidence. At trial, a Georgia Bureau
of Investigation forensic biologist testified that DNA on a white towel7 found in the
victim’s bathroom matched Vallejo’s DNA. DNA from another individual was
identified on the same towel. The forensic biologist testified that for:
[t]he second individual I only obtained three markers at three different
locations. So just to put that into reference we tested for 16 locations and
were able to only obtain information at three locations. So that means
7
The victim testified that the night before she reported Vallejo’s abuse to her
school guidance counselor, Vallejo had sex with her, cleaned himself off with a white
towel, and left the towel on the floor of her bathroom. A white towel from the
victim’s bathroom was taken into evidence by law enforcement.
24
that that person was only contributing a very, very small amount of
DNA to the sample. But the information that was there at those three
locations matched back to the profile of [the victim].
Vallejo alleges that his trial counsel performed deficiently by failing to move to
exclude any mention of a “partial match” between the second DNA profile on the
towel and the victim’s known DNA profile. Vallejo argues that his trial counsel
should have moved to exclude this “partial match” evidence, which he characterizes
as “misleading and scientifically invalid,” pursuant to OCGA § 24-4-403, or
challenged its scientific reliability pursuant to Harper v. State, 249 Ga. 519, 525 (1)
(292 SE2d 389) (1982). Our review of the record shows that trial counsel employed
a different strategy to challenge this evidence.
At the motion for new trial hearing, all three of Vallejo’s trial attorneys
testified that they found the “partial match” evidence misleading. However, trial
counsel also testified that they did not consider a Harper challenge an appropriate
means by which to contest the evidence. Instead, counsel challenged this evidence by
aggressively and thoroughly cross-examining the GBI forensic biologist, calling a
defense expert to rebut the testimony of the forensic biologist, and attacking the
credibility of the “partial match” testimony in closing argument. On cross-
25
examination, Vallejo’s trial counsel elicited testimony from the GBI forensic biologist
that she could not say to a reasonable degree of scientific certainty that the victim’s
DNA was on the towel. In fact, she testified that she would disagree with any
argument made by the State “that this towel in fact identifies [the victim’s] DNA.
Vallejo’s expert agreed. During closing argument, Vallejo’s trial counsel highlighted
the misleading nature of the testimony, noting that “it took . . . cross-examination of
that witness . . . to actually bring forth to you, well, when I say match, I don’t really
mean match, I don’t know [whose DNA] that is.” We cannot say this strategy was
unreasonable.
“A defendant who contends a strategic decision constitutes deficient
performance must show that no competent attorney, under similar circumstances,
would have made it.” Davis v. State, 306 Ga. 140, 148 (3) (g) (829 SE2d 321) (2019)
(citation and punctuation omitted). “Counsel’s reasonableness is evaluated in
conjunction with the attendant circumstances of the challenged conduct and judged
from counsel’s perspective at the time with every effort made to eliminate the
distorting effects of hindsight.” Id. at 143-144 (3) (citation and punctuation omitted).
“Thus, deficiency cannot be demonstrated by merely arguing that there is another, or
even a better, way for counsel to have performed.” Id. at 144. Vallejo’s trial counsel
26
pursued multiple avenues by which to challenge the “partial match” testimony: cross-
examination, testimony by Vallejo’s expert, and closing argument. Vallejo’s claim
that his trial counsel should have challenged this evidence through other means is
merely an argument that there was another, or better, way for counsel to have
performed. Consequently, Vallejo has not demonstrated that his trial counsel
performed deficiently, and this claim of ineffective assistance also fails.
4. Finally, Vallejo argues that the cumulative effect of errors by the trial court
and trial counsel warrants a new trial. “Although we may now consider whether the
cumulative effect of errors requires a new trial, where . . . there are not multiple
errors, there can be no cumulative error.” Williams v. State, 358 Ga. App. 152, 157
(c) (853 SE2d 383) (2021). The only potential error that we have either found or
pretermitted was trial counsel’s failure to object to the prosecutor’s statements
regarding reasonable doubt during closing argument. Because we have found only
27
one potential error at trial on the grounds asserted by Vallejo, Vallejo’s claim of
cumulative error fails. See id.Judgment affirmed. Dillard, P.J., and Mercier, Reese, Brown, and Hodges, JJ.,
concur. Gobeil, J., concurs fully and specially. Pipkin, J., concurs fully in Divisions
3 and 4, and concurs specially in Divisions 1 and 2. Doyle, P.J., concurs fully in
Divisions 3 and 4, and joins in judgment only with Judge Pipkin in Divisions 1 and
2. Pinson, J., concurs in Divisions 2, 3, and 4, and concurs in judgment only in
Division 1. Rickman, C.J., Barnes, P.J., Miller, P.J., and Markle, J., concur in
Divisions 2, 3, and 4, and dissent without opinion in Division 1. McFadden, P.J.,
dissents.
28
In the Court of Appeals of Georgia
A21A1110. VALLEJO v. THE STATE.
GOBEIL, Judge, concurring fully and specially.
I concur fully in the majority’s opinion. The dissent asserts that in State v.
Burns, 306 Ga. 117, 123-124 (2) (829 SE2d 367) (2019), our Supreme Court rejected
the rule established in Smith v. State, 259 Ga. 135 (377 SE2d 158) (1989), requiring
a trial court to make an initial determination that a reasonable probability of falsity
exists before evidence of a victim’s prior false allegations can be admitted. Like the
majority, I disagree. I write separately to share additional thoughts in this area post-
Burns.
The Burns Court characterized the constitutional holding in Smith as “a per se
rule of admissibility for evidence of prior false allegations where falsity has been
established, notwithstanding other rules of evidence.” Burns, 306 Ga. at 121 (2)
(emphasis supplied). The Burns Court went on to overrule the constitutional holding
in Smith, while clarifying that “the evidentiary holding[1] of Smith has survived the
enactment of Georgia’s new Evidence Code.” Id. at 120-124 (2). While not explicit
in Burns, the reasonable probability of falsity test cannot be considered part of the
constitutional holding in Smith, as suggested by the dissent, for the simple reason that
a court has to make a determination of falsity “before falsity has been established,”
which is an evidentiary issue. Id. at 121 (2). Importantly, the Burns Court did not
need to reach the issue of whether the defendant in that case had shown a reasonable
probability of falsity because the victim admitted that a prior allegation of sexual
abuse was “made up,” and the trial court recognized that the victim’s “attempted rape
statement was false.” 306 Ga. at 118, 125 (3). With the falsity of the prior allegations
already established in Burns, the Court explained “there is no constitutional
1
Post-Burns, the exact scope of the evidentiary holding in Smith remains
unclear, but at a minimum it states that evidence of a false allegation is not barred by
the Rape Shield Statute. Burns, 306 Ga. at 118-119 (1); Smith, 259 Ga. at 137-138(1).
2
impediment to applying OCGA § 24-4-403” in determining whether the evidence
“may be excluded if its probative value is substantially outweighed by the danger of
unfair prejudice, confusion of the issues, or misleading the jury or by considerations
of undue delay, waste of time, or needless presentation of cumulative evidence.” Id.
at 125-126 (3) & n. 4 (quoting OCGA § 24-4-403). By contrast, in the instant case,
as was the case in State v. Parks, the trial court made an initial determination that the
defendant had failed to meet his burden “to establish a reasonable probability of
falsity” with respect to the victim’s prior allegations of abuse, and thus, deemed this
evidence inadmissible. 350 Ga. App. 799, 812-813 (2) (830 SE2d 284) (2019).
Because the Burns Court did not reach the reasonable probability of falsity test, this
standard remains intact. For this same reason, I believe that our holding in Division
2 of Parks remains viable post-Burns.
What remains unclear post-Burns is whether the reasonable probability of
falsity test is a threshold issue, and only after falsity has been established can the trial
court employ “any number of familiar and unquestionably constitutional evidentiary
rules [including OCGA § 24-4-403] that authorizes the exclusion of relevant
evidence.” Burns, 306 Ga. at 125-126 (3) (citation and punctuation omitted). On the
other hand, the determination of falsity could be viewed as part of the analysis
3
regarding the admissibility of prior allegations through the application of “the
familiar and usual rules of evidence” including an assessment of relevancy under
OCGA § 24-4-401, as well as the balancing test required by OCGA § 24-4-403. Id.
at 124 (2).2 Post-Burns, this remains an open question and one that we need not
answer here.
While I appreciate (and share) the dissent’s apparent concern with
“judge-made” law, the dissent’s approach risks committing the same ill it reproaches.
As an intermediate appellate court, we are limited to applying existing law. We are
not authorized to apply the law as anyone thinks it should be, nor as anyone may
believe the Supreme Court in the future may declare it to be. Perhaps the Supreme
Court in Burns intended to overrule the reasonable probability of falsity test set forth
in Smith and perhaps it explicitly will do so in the future. But, it did not say so in
Burns and we are limited to what it said. In my view, the dissent takes a leap we are
not positioned to take in grafting its assumption into the Supreme Court’s ruling.3
2
In either scenario, the trial court is required to make a determination of
whether a reasonable probability exists that the prior allegations were, in fact, false,
before determining whether the evidence is admissible based on the application of the
OCGA § 24-4-403 balancing test.
3
The dissent characterizes the Burns decision as overruling or disapproving of
several of our decisions for the simple reason that these cases applied the reasonable
4
probability of falsity test. However, a plain reading of these cases shows that the
Supreme Court overruled or disapproved of these holdings “to the extent that they
cite or rely on the constitutional holding in Smith.” Burns, 306 Ga. at 124 (2) & n. 3.
As stated above, Burns described the constitutional holding in Smith as “a per se rule
of admissibility for evidence of prior false allegations where falsity has been
established, notwithstanding other rules of evidence.” Id. at 121 (2). See, e.g., Benton
v. State, 265 Ga. 648, 649-650 (5) (461 SE2d 202) (1995) (trial court erred in ruling
false-allegation evidence inadmissible where defendant had made an offer of proof
that established a reasonable probability of falsity; “[s]ince the threshold
determination was satisfied under Smith, . . . it was error to withhold such evidence
from the jury”) (emphasis supplied); Tyson v. State, 232 Ga. App. 732, 733-734 (2)
(503 SE2d 640) (1998) (where victim admitted to making up or exaggerating
allegations of abuse, “[w]e agree[d] with defendant that evidence concerning these
false allegations of molestation should have been admitted”) (emphasis supplied).
5
In the Court of Appeals of Georgia
A21A1110. VALLEJO v. THE STATE.
PIPKIN, Judge, concurring in part and concurring specially in part.
I fully concur with Divisions 3 and 4 of the majority opinion, but I concur
specially with respect to Divisions 1 and 2 because I conclude that any possible error
related to the trial court’s exclusion of the victim’s alleged prior false outcry was
harmless.
What Vallejo did to the victim – countless times and over the course of years
– was horrific. While the victim was a minor at the time of the abuse, she was 20
years old at the time of trial, and she recounted in extensive and graphic detail the
nearly innumerable instances of sexual abuse in this case. For example, the victim
testified Vallejo would insist on anal sex when she was menstruating. She testified
that Vallejo would “prepare” her for anal sex and explained that he would “lick his
hand and then he would take his spit that he had licked off of his hand and he would
rub it on his penis and he would also rub it on [her] butt.” The victim testified that she
asked Vallejo to stop because of the pain, but that he continued and that he would
ejaculate in her anus.
The truth can be found in the testimony of one, and to counter this compelling
testimony, Vallejo sought to tell the jury that the victim – when she was only six years
old – had once accused her father of sexual abuse, but that her father denied the
allegation and the incident was not prosecuted. After a lengthy and appropriate
hearing, the trial court excluded the evidence from trial, concluding that there was
insufficient evidence of falsity. The majority opinion, special concurrence, and
dissent expend great energy and ink grappling with the legal soundness of the trial
court’s decision and the application of the recent decision State v. Burns, 306 Ga. 117(829 SE2d 367) (2019). To be sure, the ultimate import of Burns and the standard by
which a trial court evaluates the admissibility of an alleged prior outcry are certainly
unclear, but what is clear is that the answers to those questions do not matter here.
Instead, we should use the appropriate legal lens and reasonable inferences regarding
human behavior to reach the inescapable conclusion that the evidence about which
2
Vallejo complains is inconsequential in this case and is therefore controlled by the
touchstone of appellate review: where there is no harm, there is no reversible error.1
Here, the jury heard testimony that Vallejo was seen cuddling the victim on
multiple occasions, that he was seen holding her hand on another occasion, and that
he purchased lingerie for the victim. The State also adduced a “selfie” in which
Vallejo and the victim are described as cuddling. But the evidence does not stop
there; if a picture is worth a thousand words, then forensic evidence speaks volumes.
Based on the victim’s statement to police, law enforcement collected a discarded
towel from the victim’s bathroom2 – which she did not share with anyone – that
1
The trial court concluded – albeit with an arguably outdated standard – that
Vallejo had failed to present evidence establishing with any level of certainty that the
prior allegation was, in fact, false. The trial court was authorized to conclude that the
evidence presented by Vallejo establishes nothing more than a mere possibility that
the prior allegation was false. Indeed, notwithstanding the father’s denial and the lack
of prosecution, there was also ample and unequivocal testimony at the pretrial hearing
that law enforcement believed the victim and did not find her untruthful. Thus,
whatever nomenclature the trial court may have used in reaching its ruling, it is clear
that the trial court did not believe that Vallejo had established falsity. Without falsity,
the prior outcry – which occurred 14 years prior to trial – is simply irrelevant and
inadmissible as is forged by the guidance of OCGA §§ 24-4-403 and 412. The trial
court’s ruling is entitled to substantial deference. See Patterson v. State, 350 Ga. App.
540, 544 (2) (829 SE2d 796) (2019).
2
The jury learned that the various family members all had different colored
towels and that there was no reason why a white towel – which would have been used
3
Vallejo was alleged to have used to clean himself after an instance of sexual contact.3
The jury learned that sperm and seminal fluid were found on the towel and that DNA
recovered from the towel matched Vallejo and was a partial match for the victim.
In short, the evidence against Vallejo was not merely sufficient, it was
compelling, and it was significant; Vallejo repeatedly exploited and violated the
victim. While Vallejo argues that the prior-outcry evidence colors the victim’s
testimony and raises questions about her truthfulness – which would solely be in the
province of the trial court or fact finder – this argument is unconvincing. Although
the jury would have learned that the victim made a prior outcry for which there was
no prosecution, it is reasonable to assume that the jury would likely also have learned
that individuals involved in the investigation found the then-six-year-old victim to be
credible.
by Vallejo or the victim’s mother – would have been in the victim’s bathroom, which
held the victim’s teal-colored towels.
3
Vallejo argues that, “[e]ven if the towel is viewed as evidence of sex, it could
not have constituted [evidence of] child molestation because [the victim] was sixteen
years of age at the time” the towel was allegedly used. Even if the towel is not direct
evidence of his guilt of the charged offenses, it certainly corroborates the victim’s
testimony of on-going sexual contact, particularly in light of his defense that he had
no sexual contact with the victim.
4
In the end, while State v. Burns eviscerated long-standing – and well-
understood – precedent without providing clear guidance for future cases involving
allegedly false outcry evidence, this is not the case for this Court to mull over the
legal complexities of that decision or to delve into a jurisprudential quagmire; indeed,
Vallejo’s focus on the uncertainty wrought by Burns is nothing more than a deflection
from the substantial evidence of his guilt and an attempt to lure this Court into
wrestling with a greased pig, which is not only exhausting but unproductive. In my
mind and experience, our disagreements in this case are purely academic because,
given the strength of the evidence of Vallejo’s guilt and the marginal benefit of the
alleged false outcry evidence, it is highly probable that any error here did not
contribute to the verdict. See Walker v. State, 360 Ga. App. 211, 216 (3) (860 SE2d
868) (2021).
For these reasons, I concur fully with Divisions 3 and 4 but concur specially
with respect to Divisions 1 and 2.
5
In the Court of Appeals of Georgia
A21A1110. VALLEJO v. THE STATE.
MCFADDEN, Presiding Judge, dissenting.
I respectfully dissent. I disagree with Divisions 1 and 2, which concern the trial
court’s treatment of Vallejo’s requests to present evidence related to the victim’s
allegation that she was molested by her biological father when she was five years old.
Vallejo has argued for the admission of evidence of this incident for two different
purposes: to show that both the victim and her mother made a prior, false allegation;
and, even if the prior allegation was true, to show the victim’s “previous knowledge
of sexual acts and abuse, and to show her comfort level with the process of
prosecution.”
The trial court ruled the evidence inadmissible to show a false allegation
because Vallejo did not make a threshold showing of a reasonable probability of
falsity. But as detailed below, our Supreme Court subsequently rejected this extra-
statutory threshold procedure in State v. Burns, 306 Ga. 117 (829 SE2d 367) (2019).
Under Burns a trial court must determine the admissibility of false allegation
evidence under the “familiar and usual rules of evidence,” id. at 124 (2) — in
particular OCGA § 24-4-403, which authorizes exclusion of relevant evidence due
to prejudice, confusion, or waste of time.
So I would vacate Vallejo’s conviction and remand the case for the trial court
to decide the admissibility of evidence of this incident for the purpose of showing a
false allegation under Rule 403 and any other applicable rule of evidence. That is
what we did in another post-Burns case, Ray v. State, 356 Ga. App. 266 (841 SE2d
477) (2020). And because the trial court must reconsider the admissibility of evidence
of this incident to show a false allegation, I would also direct the trial court to
reconsider its admissibility to support inferences drawn from the victim’s knowledge
about molestation proceedings.
2
1. Admissibility of the false-allegation evidence.
The trial court excluded the false-allegation evidence after determining that
Vallejo had not shown a reasonable probability of the allegation’s falsity. This
determination followed our Supreme Court’s decision in Smith v. State, 259 Ga. 135,
137-138 (1) (377 SE2d 158) (1989), in which the Court held that, “before [false-
allegation] evidence can be admitted, the trial court must make a threshold
determination outside the presence of the jury that a reasonable probability of falsity
exists.” Id. at 137-138 (1) (citation and punctuation omitted).
The Smith Court devised this rule in response to an argument by the state that
false-allegation evidence “relate[d] to the victim’s character, which [could] only be
attacked by evidence of the victim’s general reputation for veracity [and] that any
specific instances of untruthfulness are prohibited.” Smith, 259 Ga. at 137 (1).
Concerned that excluding false-allegation evidence on that ground would conflict
with “the defendant’s right of confrontation and right to present a full defense[,]” id.,the Smith Court adopted an approach used in other states that had addressed such
constitutional considerations. See, e. g., Clinebell v. Commonwealth, 368 SE2d 263,
265-266 (Va. 1988) (holding that, “[a]t least in the context of prosecutions of sexual
offenses, evidentiary constraints must sometimes yield to a defendant’s right of cross-
3
examination” and concluding that, in such cases, evidence of prior false accusations
may be admitted using the threshold determination that would be adopted by Smith).
In adopting that procedure, the Smith Court established a rule under which
false-allegation evidence — although barred by other applicable rules of evidence —
was nevertheless admissible to accommodate a defendant’s constitutional rights, so
long as there was a reasonable probability of the allegation’s falsity. Smith, 259 Ga.
at 137 (1). If there was a reasonable probability of the allegation’s falsity, then the
evidence was admissible per se, to avoid encroaching on the defendant’s
constitutional rights. See id.But the Evidence Code of 2013 abrogated Smith’s judge-made rule. There is
no statutory basis in Georgia for that procedure. And “the new Evidence Code, which
took effect on January 1, 2013, precludes courts from promulgating or perpetuating
judge-made exclusionary rules of evidence[.]” State v. Orr, 305 Ga. 729 (827 SE2d
892) (2019).
In Burns, a decision issued shortly after the trial court made the evidentiary
ruling in this case, our Supreme Court rejected Smith’s judge-made rule as “wrongly
decided.” Burns, 306 Ga. at 123 (2). In that decision, the Court characterized Smith’s
threshold procedure as “a per se rule of admissibility for evidence of false allegations
4
where falsity has been established, notwithstanding other rules of evidence,” and the
Court observed that Smith had “seemingly relie[d] on the Sixth and Fourteenth
Amendments” to create that rule. Id. at 121 (2). The Burns Court determined that
those “constitutional provisions demand no such rule,” id., and, applying principles
of stare decisis, concluded that this “constitutional holding” in Smith should be
overruled and that trial courts instead should decide the admissibility of false-
allegation evidence by “applying the familiar and usual rules of evidence, which trial
courts routinely do every day.” Id. at 124 (2).
It is true, as Judge Gobeil’s concurring opinion points out, that Burns did not
involve an initial determination by a trial court that the defendant had failed to meet
the burden of establishing a reasonable probability of falsity. But the Burns Court
overruled or disapproved numerous Georgia appellate court decisions applying
Smith’s threshold “reasonable probability of falsity” procedure, see Burns, 306 Ga.
at 124-125 (2) & n. 3, and many of those overruled or disapproved decisions did
involve such initial trial court determinations. See, e. g., Benton v. State, 265 Ga. 648,
649-650 (5) (461 SE2d 202) (1995) (holding that the trial court erred in ruling false-
allegation evidence was inadmissible because the defendant made an offer of proof
that established a reasonable probability of its falsity), overruled by Burns, 306 Ga.
5
at 124 (2) (holding that Benton contained a similar constitutional holding to Smith);
Morgan v. State, 337 Ga. App. 29, 31 (1) (785 SE2d 667) (2016) (holding trial court
did not err in excluding evidence about victim’s purportedly false prior allegation
after determining that the facts alleged by the victim were true), disapproved by
Burns, 306 Ga. at 124 (2) n. 3 (suggesting that Morgan cited or relied on Smith’s
constitutional holding); Tyson v. State, 232 Ga. App. 732, 733-734 (2) (503 SE2d
640) (1998) (holding that the trial court erred in “apparently conclud[ing] that . . .
there was no ‘reasonable probability’ that the [prior molestation] allegations were
false”), overruled by Burns, 306 Ga. at 124 (2) (holding that Tyson contained a
similar constitutional holding to Smith); Strickland v. State, 205 Ga. App. 473, 474
(422 SE2d 312) (1992) (holding that the trial court erred in determining that there
was no reasonable probability that prior allegations of child molestation were false
and therefore excluding evidence of them), overruled by Burns, 306 Ga. at 124 (2)
(holding that Strickland contained a similar constitutional holding to Smith).
One of the decisions that Burns expressly overruled was this court’s decision
in Ray v. State, 345 Ga. App. 522 (812 SE2d 97) (2018), in which we had vacated and
remanded a trial court’s ruling on the admissibility of evidence of a prior false
allegation made by the victim’s aunt on the ground that the trial court had not made
6
the necessary “reasonable probability of falsity” determination. See Burns, 306 Ga.
at 124 (2). At the time of the Burns decision, our decision in Ray was before the
Supreme Court on a petition for writ of certiorari, and the Supreme Court issued an
order vacating our decision and remanding Ray to this court for reconsideration in
light of Burns. State v. Ray, 2019 Ga. LEXIS 577 (Case No. S18C1201, decided Aug.
19, 2019).
When we reconsidered Ray on remand, we did not again hold that the trial
court must determine the admissibility of the false-allegation evidence using the
“reasonable probability of falsity” procedure. We determined that Burns had
abrogated Smith’s per se rule of admissibility for evidence of prior false allegations,
on which we had relied in our earlier ruling. Instead we “address[ed] the issue
identified by our Supreme Court: whether evidence of the deceased aunt’s prior false
reports, previously deemed inadmissible without a determination of a ‘reasonable
probability’ of their falsity, should be admissible under Rule 403.” Ray v. State, 356
Ga. App. 266, 268 (841 SE2d 477) (2020).
In addressing that issue, we stated in Ray that “it may well be that testimony
showing that the victim’s deceased aunt, who reported the crimes at issue, had
previously made false claims of sexual abuse would be relevant to the veracity of the
7
allegations here.” Ray, 356 Ga. App. at 268-269 (citation and punctuation omitted).
But we held that the ultimate question of admissibility under Rule 403 was for the
trial court in the first instance. Id. at 269-270. So we vacated the defendant’s
conviction in Ray and remanded the case with direction that the trial court determine
whether, under Rule 403, the probative value of evidence as to the
victim’s aunt’s prior false accusation is substantially outweighed by its
prejudicial effect. If the trial court concludes that OCGA § 24-4-403
would have barred this jury from learning about the victim’s aunt’s false
statement, . . . it should enter an order making findings to that effect and
reinstating Ray’s conviction. If, on the other hand, the trial court finds
. . . that the evidence of the victim’s aunt’s false statement was
improperly excluded, it should consider whether Ray was prejudiced by
[this] error[ ] and order further proceedings accordingly.
Ray, 356 Ga. App. at 270 (citations omitted).
We should do the same thing in this case. The evidence that both the victim and
her mother had made prior false allegations about the victim’s molestation is clearly
relevant to the veracity of the allegations in this case. See OCGA § 24-4-401. The
trial court, however, did not apply Rule 403’s balancing test, or any other rule of
evidence, to determine whether that relevant evidence was admissible.
8
In his special concurrence, Judge Pipkin argues that this error was harmless,
pointing in large part to the compelling nature of the victim’s outcry, seen in her trial
testimony and forensic interview. But the jury could conclude from the excluded
evidence that the victim and her mother were not credible witnesses. If the jury did
not believe the victim, then her outcry would not be compelling. And apart from her
outcry, the evidence of Vallejo’s guilt was not overwhelming. So the trial court’s
error in excluding the prior false allegations evidence without applying Rule 403’s
balancing test was not harmless.
Contrary to the majority, the Rule 403 procedure does not “necessarily
require[] an initial determination of whether the prior allegations were, in fact
false[.]” On the contrary, our Supreme Court has
repeatedly explained [that] Rule 403 is an extraordinary remedy, which
should be used only sparingly, and the balance should be struck in favor
of admissibility. Thus, in reviewing issues under Rule 403, we look at
the evidence in a light most favorable to its admission, maximizing its
probative value and minimizing its undue prejudicial impact.
Carston v. State, 310 Ga. 797, 803 (3) (b) (854 SE2d 684) (2021) (citation omitted).
Certainly, in assessing the probative value of false-allegation evidence as part of the
Rule 403 balancing test, a trial court may consider the “strength of its logical
9
connection to the fact for which it is offered.” Olds v. State, 299 Ga. 65, 75 (2) (786
SE2d 633) (2016). But that is not the same thing as conducting a threshold factual
determination of the reasonable probability that the allegation was false. This can be
seen in the majority’s review of the trial court’s reasonable probability determination,
which rests heavily on the trial court’s factual finding. Smith’s threshold procedure
simply cannot be fit into the Rule 403 analysis now required by Burns, and so to
apply the law established by Burns we must no longer employ Smith’s threshold
reasonable probability determination.
In reaching this conclusion, I note that the majority opinion cites two cases
applying Smith’s threshold procedure that predate Burns but were not expressly
overruled or disapproved by that decision. See Williams v. State, 266 Ga. App. 578,
580-581 (1) (597 SE2d 621) (2004); Cheek v. State, 265 Ga. App. 15, 17 (2) (593
SE2d 55) (2003). In addition, a case decided shortly after Burns also has applied the
threshold procedure, apparently concluding, as the majority concludes today, that the
threshold procedure was part of the “evidentiary holding” in Smith that was upheld
in Burns, rather than part of the “constitutional holding” in Smith that Burns
overruled. See State v. Parks, 350 Ga. App. 799, 811-813 (2) (830 SE2d 284) (2019).
But what Burns describes as the “evidentiary holding” — and what Burns upholds —
10
is simply Smith’s conclusion that evidence of a false allegation is not barred by the
rape shield statute. See Burns, 306 Ga. at 120-121 (2). The Burns Court discusses
Smith’s threshold procedure in connection with that decision’s “constitutional
holding,” not its “evidentiary holding.” See id. at 121 (2). That threshold procedure
was integral to the constitutional holding: it was a judicially created compromise
between evidentiary constraints designed to protect the victim and the defendant’s
constitutional “right of confrontation and right to present a full defense.” Smith, 259
Ga. at 137 (1). Accord Burns, 306 Ga. at 119 (1). So the conclusion in Parks that the
threshold procedure survived Burns is incorrect. That case, along with Williams,
supra, and Cheek, supra, are inconsistent with our Supreme Court’s opinion in Burns,
and they should be overruled.
2. Admissibility to show the victim’s knowledge.
The trial court ruled separately on Vallejo’s argument that the evidence of the
victim’s prior allegation should be admitted to show her knowledge of molestation
claims and the process of prosecuting such claims. At the time of that ruling, Vallejo
had asserted that the victim’s prior allegation probably was true. (His attorneys later
obtained evidence to the contrary.) The trial court held that Georgia’s rape shield
11
statute, OCGA § 24-4-412, did not bar the evidence but nevertheless ruled the
evidence inadmissible for the purposes proposed by Vallejo.
The trial court should also reconsider this ruling on remand.
The trial court correctly held that, even if the prior allegation was true, the rape
shield statute does not apply. By its terms, that statute only concerns evidence of the
victim’s “past sexual behavior.” OCGA § 24-4-412 (a). Evidence that an adult
perpetrated acts of sexual abuse upon a five-year-old child is not evidence that the
child engaged in “sexual behavior.” See Lemacks v. State, 207 Ga. App. 160, 161
(427 SE2d 536) (1993) (“Contrary to the [s]tate’s argument, ‘behavior’ is not
synonymous with ‘experience.’”); Raines v. State, 191 Ga. App. 743, 745 (2) (382
SE2d 738) (1989) (“Obviously, a prior rape committed against the victim has nothing
whatsoever to do with her past sexual behavior.”) (emphasis in original). See also
Berry v. Smith, 210 Ga. App. 789 (1) (437 SE2d 630) (1993) (clarifying that the rule
expressed in Raines, supra, pertains to forcible rape), overruled in part on other
ground by Burns, 306 Ga. at 124 (2).4 But see Stevens v. State, 356 Ga. App. 847,
4
We may consider these cases even though they were decided under a prior
version of the rape shield statute, because the provision applying the statute to
evidence of “past sexual behavior” was not changed in the enactment of our new
Evidence Code in 2013 and Georgia’s rape shield statute differs in substance from its
federal counterpart. See generally State v. Almanza, 304 Ga. 553, 557 (2) (820 SE2d
12
852-853 (3) (847 SE2d 649) (2020) (affirming under rape shield statute trial court’s
ruling that defense could not cross-examine victim about her allegations that she had
been molested by other people, without analysis of whether past molestation
constituted “sexual behavior” on part of victim).
But the trial court erroneously relied on case law predating the current
Evidence Code, in particular our opinion in Blackwell v. State, 229 Ga. App. 452,
453-454 (2) (494 SE2d 269) (1997). In Blackwell we reiterated a “long-standing rule
barring introduction of evidence of prior unrelated molestation.” Id. That rule is no
longer standing. Rules governing relevance under our former Evidence Code were
displaced by our new Evidence Code. See State v. Almanza, 304 Ga. 553, 556-557 (2)
(820 SE2d 1) (2018), overruled in part on other grounds by Smith v. State, 309 Ga.
240, 247-248 (2) (b) (845 SE2d 598) (2020).
Because the rape shield statute does not preclude the evidence and the rules
governing relevance under our former Evidence Code have been supplanted, the
1) (2018) (“If there is no materially identical Federal Rule of Evidence and a
provision of the old Evidence Code was retained in the [2013] Code, our case law
interpreting that former provision applies.”), overruled in part on other grounds by
Smith v. State, 309 Ga. 240, 247-248 (2) (b) (845 SE2d 598) (2020).
13
general rules set forth in OCGA § 24-4-401 through 24-4-403 govern its
admissibility.
Under OCGA § 24-4-401, “‘relevant evidence’ means evidence having any
tendency to make the existence of any fact that is of consequence to the determination
of the action more probable or less probable than it would be without the evidence.”
This broad definition of relevance encompasses the inferences that Vallejo argues
should be drawn from the evidence of the victim’s past molestation allegation.
The case cited by the majority for the proposition that the victim’s prior
experience with a molestation investigation was not relevant, Jones v. State, 305 Ga.
750 (827 SE2d 879) (2019), is inapposite; in that case, the Court held that a
photograph of two persons standing on a beach, which “established, at most, that [the
two] were acquainted, a fact that was not in dispute[, . . .] did not help determine
whether [one of the persons in the photograph] or [the defendant] committed the
murders with [the other person in the photograph].” Id. at 753 (2) (c). And, as noted
above, cases restricting the relevance of this type of evidence that were decided under
our former Evidence Code, such as Blackwell v. State, supra, and Chastain v. State,
180 Ga. App. 312 (2) (349 SE2d 6) (1986), are no longer good law.
14
Under OCGA § 24-4-402, absent a constitutional or statutory exception, “[a]ll
relevant evidence shall be admissible[.]”
And under OCGA § 42-4-403, “[r]elevant evidence may be excluded if its
probative value is substantially outweighed by the danger of unfair prejudice,
confusion of the issues, or misleading the jury or by considerations of undue delay,
waste of time, or needless presentation of cumulative evidence.”
I recognize that the trial court did perform a Rule 403 analysis of Vallejo’s
argument that evidence of the victim’s prior allegation should be admitted to show
her knowledge of molestation claims and the process of prosecuting such claims. But
he did so in conjunction with his application of the formerly long-standing rule set
out in Blackwell.
As noted above, there is no room in Rule 403 for exclusion of relevant
evidence on the basis that the trial court finds the evidence, or the inferences a party
would draw from it, to be unpersuasive. See Carston v. State, 310 Ga. at 803 (3) (b).
So I question whether it was within the trial court’s discretion to rule the prior
allegation evidence inadmissible in this case.
Nevertheless, as discussed above, to the extent the evidence is of a false
allegation the trial court has not yet engaged in the necessary analysis of that
15
evidence’s admissibility under Rule 403. See Ray, 356 Ga. App. at 269 (2)
(application of Rule 403 to determine admissibility of relevant evidence is a matter
for the trial court in the first instance). And his determination about whether evidence
of this incident is admissible to show a false allegation may have an impact upon the
related question of whether evidence of that incident is admissible to support
inferences drawn from the victim’s knowledge about molestation proceedings.
So on remand, the trial court should be instructed to reconsider the
admissibility of evidence of that incident for the purpose of showing such knowledge.
16