Sammy Lee Grimes v. State ( 2022 )

SECOND DIVISION
RICKMAN, C. J.,
MILLER, P. J., and HODGES, J.
NOTICE: Motions for reconsideration must be
physically received in our clerk’s office within ten
days of the date of decision to be deemed timely filed.
https://www.gaappeals.us/rules
June 28, 2022
In the Court of Appeals of Georgia
A22A0076. GRIMES v. THE STATE.
RICKMAN, Chief Judge.
In this probation revocation action, we granted Sammy Grimes’s application
for discretionary appeal in order to review the trial court’s order in which it revoked
two years of his probation. Grimes argues that the revocation was based upon
inadmissible hearsay evidence and violated his due process right to confront his
accusers. Because we conclude that certain hearsay evidence was erroneously
admitted and that the admissible evidence presented at the hearing was insufficient
to support the revocation, we reverse.1
1
We note that jeopardy does not attach to a probation revocation hearing so as to bar
future proceedings based upon the same conduct. See U. S. Const., Art. I, Sec. I, Par.
XVIII; Smith v. State, 171 Ga. App. 279, 282 (319 SE2d 113) (1984) (“[A] probation
revocation hearing is similar to a preliminary hearing, and jeopardy does not attach at a
preliminary hearing.”). Cf. Edvalson v. State, 339 Ga. App. 348, 351 (793 SE2d 545)
A trial court may revoke a probated sentence if “the evidence produced at the
revocation hearing establishes by a preponderance of the evidence the violation or
violations of the conditions of probation alleged.” Caldwell v. State, 327 Ga. App.
471, 472 (758 SE2d 325) (2014) (punctuation omitted) (citing OCGA § 42-8-34.1
(b)). The trial court sits as the trier of fact in revocation proceedings. See Gaddis v.
State, 310 Ga. App. 189, 189-190 (1) (712 SE2d 599) (2011). “This Court will not
interfere with a revocation unless there has been a manifest abuse of discretion on the
part of the trial court.” Caldwell, 327 Ga. App. at 472 (punctuation omitted). Thus,
we will affirm a probation revocation judgment if the record includes “some
competent evidence to show that the defendant violated the terms of his probation in
the specific manner charged.” Id. This Court reviews questions of law, however, de
novo. Id.
The evidence adduced at the probation revocation hearing shows that in 2019,
Grimes pled guilty to aggravated assault, second-degree arson, and second-degree
criminal damage to property, and the trial court imposed a total sentence of one year
in prison, to be followed by 11 years on probation. As relevant here, the conditions
(2016) (“[J]eopardy does not attach, and the constitutional prohibition against double
jeopardy can have no application, until a defendant is put to trial before the trier of facts,
whether the trier be a jury or a judge.”) (citation and punctuation omitted).
2
of his probation prohibited Grimes from: (i) violating any criminal laws; and
(ii) engaging in violent contact with two named victims.
In February 2020, the State petitioned to revoke Grimes’s probation on grounds
that he committed the offenses of aggravated assault and terroristic threats when he
appeared at the house of the two named victims and threatened to kill and/or hurt
them. During the ensuing probation revocation hearing, the victims did not appear
and did not testify. Rather, the State tendered a recording of the 911 call made by one
of the named victims who stated that her “boyfriend,” who she did not identify,2 was
at her home and was threatening to kill everyone in the house. The victim mentioned
that there were several children in the home, and that the perpetrator was high or
drunk and acting “crazy.”
The police officer who responded to the call testified at the hearing. She stated
that in January 2021, she was dispatched to Mitchell’s home following a 911 call and
arrived approximately eight minutes later. Over Grimes’s objections, the officer
further testified that when she arrived at the victim’s home, the victim told her that
2
At some point during the 911 call, the victim did identify Grimes as the perpetrator.
The trial court, however, did not consider this portion of the 911 call during the hearing
because it granted Grimes’s objection and excluded everything on the recording after the
1:13 minute mark on the grounds that it was testimonial hearsay. The State does not
challenge that ruling.
3
Grimes “beat on the garage,” entered her home, brandished a steak knife, and
threatened to kill her and her brother (who was the second named victim with whom
Grimes was to have no violent contact). Grimes was not at the house when the officer
arrived.
Grimes objected to this testimony as hearsay and on the ground that it violated
his due process right to confront the witnesses against him. The trial court overruled
Grimes’s objections upon concluding that the victim’s statements were admissible
under the “present sense impression” exception to the hearsay rule.
This Court granted Grimes’s application for interlocutory appeal in order to
determine whether the hearsay evidence was erroneously admitted and, if so, whether
the evidence against Grimes was insufficient to revoke his probation. After answering
both of these questions in the affirmative, we are constrained to reverse the trial
court’s revocation.
The Confrontation Clause of the Sixth Amendment, made applicable to the
States through the Fourteenth Amendment, guarantees a criminal defendant the right
“to be confronted with the witnesses against him.” Under the Confrontation Clause,
testimonial hearsay is admissible against a criminal defendant only when the witness
is unavailable to testify, and the defendant had a prior opportunity to cross-examine
4
the witness. Crawford v. Washington, 541 U. S. 36, 53 (III) (A), 59 (IV), 68 (V) (C)
(124 SCt 1354, 158 LE2d 177) (2004).
Nevertheless, in a probation revocation hearing, the right to confront adverse
witnesses arises not under the Confrontation Clause, but rather as a matter of due
process, which is less stringent than the confrontation guarantee in a criminal trial.
See Williams v. Lawrence, 273 Ga. 295, 298 (540 SE2d 599) (2001) (“Evidence that
would violate the Sixth Amendment or would be inadmissible hearsay if presented
at a criminal trial may, in proper circumstances, be considered at a parole or probation
revocation hearing without violating the due process right to confrontation.”) (citation
and punctuation omitted). “[T]he minimum requirements of due process include the
right to confront and cross-examine adverse witnesses (unless the hearing officer
specifically finds good cause for not allowing the confrontation).” (Citation and
punctuation omitted; emphasis in original.) Ware v. State, 289 Ga. App. 860, 862
(658 SE2d 441) (2008) (physical precedent only); see Williams, 273 Ga. at 298. To
that end, “[s]ome specific objection or invocation of the due process right of
confrontation [is] necessary in order to trigger consideration of the secondary issue
of whether there was good cause for not allowing the confrontation, which usually
requires examination of both the reasons for the State’s failure to produce the
5
declarant and the reliability of the hearsay evidence.” Williams, 273 Ga. at 298. The
burden of proving that hearsay evidence bears a sufficient indicia of reliability to
withstand due process scrutiny lies with the State. Cf. Miller v. State, 266 Ga. 850,
853 (472 SE2d 74) (1996) (recognizing that the proponent of hearsay evidence in the
face of a Confrontation Clause objection has the burden of proving that it bears
sufficient indicia of reliability to withstand scrutiny).
Here, Grimes invoked through objection his due process right to confront the
witnesses against him. Nevertheless, the trial court did not examine — nor did the
State present — any evidence to explain why the victims did not attend the hearing.
Moreover, the State failed to meet its burden of proving that the hearsay
evidence was reliable. During the hearing, the State asserted, and the trial court
agreed, that the responding officer’s testimony fell within the present sense
impression exception to the general rule excluding hearsay, thus presumably
rendering the testimony reliable.3 See OCGA § 24-8-803 (1); see also Hagen v. State,
169 Ga. App. 259, 259 (2) (312 SE2d 357) (1983) (“The exceptions to the rule
3
The Georgia Rules of Evidence apply in probation revocation hearings. See OCGA
§ 24-1-2 (b).
6
excluding hearsay are exceptions because, for one reason or another, remarks which
fall under that penumbra are deemed reliable.”).
A present sense impression is “[a] statement describing or explaining an event
or condition made while the declarant was perceiving the event or condition or
immediately thereafter.” OCGA § 24-8-803 (1); see Varner v. State, 306 Ga. 726, 731
(2) (b) (ii) (832 SE2d 792) (2019) (“To be admitted under this exception, the
statement must describe or explain an event or condition that is personally witnessed
by the declarant and is essentially contemporaneous to the statement.”) (punctuation
omitted). “The underlying theory of [the present sense impression] exception is that
the substantial contemporaneity of the event and the statement negate the likelihood
of deliberate or conscious misrepresentation.” (Citation and punctuation omitted.)
Owens v. State, 329 Ga. App. 455, 458 (1) (b) (765 SE2d 653) (2014). Indeed, “[t]he
idea of immediacy lies at the heart of the exception, thus, the time requirement
underlying the exception is strict because it is the factor that assures trustworthiness.”
(Emphasis in original; citations and punctuation omitted.) U.S. v. Green, 556 F.3d
151, 155-56 (3d. Cir. 2009).4
4
OCGA § 24-8-803 (1) was enacted in 2011 as part of the new Evidence Code,
much of which was borrowed from the Federal Rules of Evidence. “[W]here the new
Georgia rules mirror their federal counterparts, it is clear that the General Assembly
7
Here, although the victim’s statement to the 911 operator was made while the
victim “was perceiving the event or condition or immediately thereafter,” her later
statement given to the responding officer was not sufficiently contemporaneous with
the event to come within the present sense impression exception to the hearsay rule.5
See United States v. Bates, 960 F.3d 1278, 1291 (II) (C) (11th Cir. 2020) (“While the
statements [appellant] made on the 911 call were made while or immediately after
[he] perceived the event, the later statement to [a federal agent at the scene] is simply
too far removed to be a present sense impression.”) (punctuation omitted); U.S. v.
Manfre, 368 F.3d 832, 840 (II) (B) (8th Cir. 2004) (holding that statement was not a
present sense impression when, “[a]t the very least, there was an intervening walk or
drive” between the event and the time of the statement). Cf. Legree v. State, 344 Ga.
App. 793, 798 (1) (812 SE2d 68) (2018) (holding that the trial court’s admission of
statements by the unavailable victim and her minor child to the responding officer
infringed on appellant’s rights under the Confrontation Clause, but the victim’s
intended for Georgia courts to look to the federal rules and how federal appellate courts
have interpreted those rules for guidance.” (Citation and punctuation omitted.) Jenkins v.
State, 303 Ga. 314, 317 (1) (812 SE2d 238) (2018).
5
The State does not assert, and the record is not sufficient to establish, that the
testimony fell within any other exception to the hearsay rule.
8
statements during the 911 call, made while the incident was ongoing, were present
sense impressions). Compare Owens, 329 Ga. App. at 459 (1) (b) (holding that two
separate statements made to the 911 operator were admissible as present sense
impressions because “[t]he entirety of both calls . . . took place while the victim was
perceiving the danger posed to him by [appellant]”).
Because Grimes specifically invoked his due process right of confrontation,
and because the trial court failed to examine the reasons for the State’s failure to
produce the victims and to ensure the reliability of the hearsay evidence, the
responding officer’s testimony was erroneously admitted. See Ware, 289 Ga. App. at
863; see also United States v. Body, 791 Fed. Appx. 807, 809 (III) (A) (11th Cir.
2019) (holding the district court committed reversible error by relying on hearsay
during appellant’s supervised release revocation hearing because “[t]he government
did not offer any explanation for its failure to present [informing] witnesses . . ., nor
did the court make any determination regarding the reliability of the hearsay evidence
introduced through the detective”); U.S. v. Frazier, 26 F.3d 110, 114 (III) (A) (11th
Cir. 1994).6
6
We note generally that the Federal Rules of Evidence do not apply to federal
revocation proceedings. See Frazier, 26 F3d at 112-113 (III) (A).
9
Further, the competent evidence — which consisted solely of the admitted
portion of the 911 call — failed to identify Grimes as the perpetrator, and was thus
insufficient to establish by a preponderance of the evidence that Grimes violated a
condition of his probation. See Ware, 289 Ga. App. at 863; Hunt v. State, 327 Ga.
App. 692, 693-694 (1) (761 SE2d 99) (2014); see also Henley v. State, 317 Ga. App.
776, 777-778 (1) (a) (732 SE2d 836) (2012) (decided under the former Evidence
Code). Consequently, we are constrained to reverse.
Judgment reversed. Miller, P. J., and Hodges, J., concur.
10