People of Guam v. Jefta Moses , 2022 Guam 17 ( 2022 )

IN THE SUPREME COURT OF GUAM
PEOPLE OF GUAM,
Plaintiff-Appellee,
v.
JEFTA MOSES,
Defendant-Appellant.
Supreme Court Case No.: CRA21-005
Superior Court Case No.: CF0410-18
OPINION
Cite as: 2022 Guam 17Appeal from the Superior Court of Guam
Argued and submitted on March 21, 2022
Via Zoom video conference
Appearing for Defendant-Appellant: Appearing for Plaintiff-Appellee:
Terry E. Timblin, Esq. Jeremiah B. Luther, Esq.
Law Office of Terry E. Timblin, PC Assistant Attorney General
Ada’s Capitol Plaza Bldg. Office of the Attorney General
120 Father Duenas Ave., Ste. 105B Prosecution Division
Hagåtña, GU 96910 590 S. Marine Corps Dr., Ste. 801
Tamuning, GU 96913
People v. Moses, 2022 Guam 17, Opinion Page 2 of 29
BEFORE: F. PHILIP CARBULLIDO, Chief Justice; ROBERT J. TORRES, Associate Justice;
and KATHERINE A. MARAMAN, Associate Justice.
TORRES, J.:
[1] Defendant-Appellant Jefta Moses appeals a final judgment of conviction sentencing him
on two counts of First Degree Criminal Sexual Conduct (“CSC”) and two counts of Second Degree
CSC. Moses claims the trial court erred in denying his motion for judgment of acquittal on the
First Degree CSC charges because, he says, there was insufficient evidence of this charge. Moses
asks the court to reduce his First Degree CSC convictions to Third Degree CSC and remand the
case for resentencing. Alternatively, Moses argues the trial court erred in denying his motion for
a new trial based on allegations of prosecutorial misconduct, and he should be re-tried. We affirm
the judgment of conviction.
I. FACTUAL AND PROCEDURAL BACKGROUND
A. Alleged Sexual Assault
[2] In June 2018, J.W. resided in the NCS neighborhood of Dededo and worked at a restaurant
in Tumon. J.W. testified she had an arrangement with her “Nina” to pay her Nina’s monthly car
payments in exchange for J.W.’s use of the vehicle. J.W. was scheduled to work an evening shift
on the date of the incident. When J.W. arrived at work, her Nina met her in the parking lot and
demanded both the vehicle and the car payment. J.W. complied and removed her bag from the
car. J.W. was upset because she no longer had a vehicle, so she punched the walls in the back of
the restaurant; she experienced cuts and swelling on her hands. After her shift ended, J.W. failed
to reach anyone at her household to pick her up from work. Her cell phone battery died, and she
decided to walk home.
People v. Moses, 2022 Guam 17, Opinion Page 3 of 29
[3] J.W. testified that it was “almost 11:00 [p.m.] when [she] got to GRMC”1 and Okkodo
High School soon thereafter. Transcript (“Tr.”) at 107, 109 (Jury Trial, Nov. 21, 2019). She
testified that a man, whom she identified at trial as Moses, came from behind her and asked for a
lighter for his cigarette. J.W. testified that she gave Moses her lit cigarette, but he followed her
and asked her several questions such as where she was going and where she lived. J.W. responded
but pleaded with Moses to not do anything to her because she was trying to go home to her children.
[4] J.W. testified that after they passed a telephone pole in a dark area, Moses dragged her into
the jungle and slammed her on the ground. J.W testified that she yelled for help, but Moses
covered her mouth with his hands and told her to be quiet. He then told her she could leave after
she had sex with him. J.W. testified that Moses sexually assaulted her two times. She testified
that Moses vaginally assaulted her with his penis in the jungle. J.W. testified that Moses tried to
remove her pants, but J.W. removed them herself because she thought Moses might kill her after
he sexually assaulted her, and then no one would find her remains. J.W. testified that she looked
up at the sky and thought she would never see her family or kids again and prayed to God for a
way out of the situation. J.W. explained that during the first intercourse, Moses asked her if she
eats, and she said that she does not; she interpreted this to mean whether she would perform oral
sex. On cross-examination, J.W. was asked whether Moses may have been referring to something
else. She responded: “What? Like eating the vagina or like jacking off kind of thing because
when he said eating I just like that he was talking about like me going on him, like sucking his
dick.” Transcript (“Tr.”) at 37 (Jury Trial, Nov. 22, 2019).
[5] J.W. testified that after the first intercourse, she stood up to leave, but Moses demanded to
have sex one more time and pushed her to the ground. She said she landed on rocks and sticks,
1
The witness seems to be referring to the Guam Regional Medical City.
People v. Moses, 2022 Guam 17, Opinion Page 4 of 29
which caused scratches and pain on her backside. J.W. compared it to the feeling of a rock being
thrown to her back and said it caused “a shocking pain.” Tr. at 121 (Jury Trial, Nov. 21, 2019).
She also received a cut on her right knee and a scratch on top of her breasts from trees. J.W.
claimed that Moses lay on the ground, grabbed her arm, and pulled her on top of him.
[6] J.W. explained that she got on top of Moses because she feared Moses would kill her if she
did not comply. According to J.W., Moses made her go up and down and reengaged the sexual
intercourse with her when she tried to get off him; she testified that she begged him to let her go.
J.W. testified that Moses ejaculated in her during both intercourses. On direct examination, J.W.
testified that Moses took between $200 and $300 from her bag after the second sexual assault. She
testified that Moses let her go after he stole the money from her bag. On cross-examination, J.W.
clarified that she reported to the police that Moses stole only $120 from her bag.
[7] J.W. said that she ran out to the road and flagged down a driver, later identified as Chris,
after the assault. J.W. told Chris she had been raped and asked him to drive her home; Chris
complied. Just after her arrival at home, J.W. told her partner she had been raped.
B. Expert Witness Testimony
[8] At around 1:00 a.m. the next day, J.W. went to the Guam Regional Medical City
(“GRMC”) emergency room. Officer Kim from the Guam Police Department (“GPD”) was
dispatched to GRMC to investigate the alleged sexual assault. He testified that he observed J.W.
crying in a fetal position and described her as distraught. Officer Kim requested J.W. to come to
the precinct after she left the hospital, and he tried to contact Healing Hearts Crisis Center. Maria
Teresa Aguon, a program manager at Healing Hearts Crisis Center, explained that Healing Hearts
People v. Moses, 2022 Guam 17, Opinion Page 5 of 29
provides services to victims of sexual assault and abuse and called it “Guam’s rape crisis center.”2
Tr. at 75-76 (Jury Trial, Nov. 21, 2019).
[9] AnnParo Rios, a psychiatric nurse at Healing Hearts, was certified as an expert in sexual
assault examination; Rios treated J.W. at Healing Hearts. As part of the examination, Rios
completed a report called the “Healing Hearts Medical Examination Form” which covers the
patient’s pre- and post-assault health history, and chronicles details about the sexual assault. See
Tr. at 137-38 (Jury Trial, Nov. 22, 2019). In terms of pre-assault health history, J.W. reported
injuries on her knuckles. Rios testified that J.W. did not explain the injuries on her hand other
than that it occurred that week.
[10] For the post-sexual-assault history, J.W. reported pain on her left breast, mid- and lower
back, and knees. Rios examined J.W. for injuries and found bruising and pinpoint abrasions on
her knees as well as scratch marks on her breast and thigh. Rios explained that pinpoint abrasions
referred to small abrasions about the size of the dot from a pen, and J.W. was not prescribed any
medication for the abrasions. J.W. told Rios that on a scale out of ten, ten being the worst, she
experienced six out of ten mid-back pain during the assault. She rated her lower back pain as ten
out of ten. Rios also evaluated J.W. for genital findings, which Rios described as things such as
cuts, tearing, or bruising in the genital area; Rios testified there were no genital findings. Rios
explained that based on her professional experience, a lack of genital findings is normal. Several
factors affect the likelihood of genital findings, such as the victim’s age, whether the victim has
had children, whether the assault was painful, and whether ejaculation occurred.
//
//
2
GPD’s protocol is that when the police are notified of a sexual assault that occurred within the previous 72
hours, they refer the victim to Healing Hearts to collect physical evidence. See id. at 34.
People v. Moses, 2022 Guam 17, Opinion Page 6 of 29
C. Mental and Emotional Impact of the Assault
[11] J.W. and her partner testified about the psychological and emotional effect of the alleged
sexual assault on J.W. For instance, the prosecutor and J.W. had the following exchange:
Q: Okay. How has this incident affected you?
A: It changed me.
Q: How would you say?
A: I’m more blunt and . . . to the point where like I don’t really care
what anyone says.
....
Q: Do you ever get flashbacks of the incident?
A: Yes.
Q: How often?
A: For example, like when I – I used to watch like Law and Order and
stuff and there’s parts where they have -- they show like the rape and I’ll like just
have -- all I have to do is just hear it and that’s when it just like happens, and I have
to just like excuse myself.
Tr. at 138 (Jury Trial, Nov. 21, 2019).
[12] J.W.’s partner testified that when Chris dropped J.W. off on the night of the assault, J.W.
was crying and was screaming that someone had raped her. He observed J.W. at the hospital and
testified, “She was . . . scared . . . . She’s like crying, just like the same woman I first saw when
she came to the house, the same woman when she was at the hospital.” Tr. at 115 (Jury Trial, Nov.
22, 2019). He had never seen J.W. like this before. The prosecutor elicited the following testimony
from J.W.’s partner:
Q: Okay. Now if you know, based on your personal observation, like
how has this incident affected [J.W.]?
....
People v. Moses, 2022 Guam 17, Opinion Page 7 of 29
A: She’s not the same. She doesn’t like really look at me the same
anymore. We don’t really like communicate together as we did once before. . . .
[S]he does her own things. I don’t really have too much part in her life no more. .
. . [L]ike sometimes she leaves me out of a lot of things, but I’m just there for my
kids because she’s not -- she doesn’t really like how we -- she doesn’t really treat
me like how she used to do no more.
Id. at 116-17.
D. Procedural History
[13] Moses’s original indictment included two counts of First Degree CSC (As a First Degree
Felony), five counts of Second Degree CSC (As a First Degree Felony), Kidnapping (As a Second
Degree Felony), five counts of Fourth Degree CSC (As a Misdemeanor), and Theft (As a
Misdemeanor). After Plaintiff-Appellee People of Guam (“People”) rested its case, Moses moved
for a judgment of acquittal on the First and Second Degree CSC charges and the Kidnapping
charge. Moses argued the First Degree CSC charges should be dismissed because no reasonable
juror could find evidence of sufficient bodily injury or mental anguish.
[14] The People dismissed the Kidnapping charge, one of the Second Degree CSC charges, and
one of the Fourth Degree CSC charges. The People amended the indictment and ultimately
charged Moses with two counts of First Degree CSC (As a First Degree Felony), four counts of
Second Degree CSC (As a First Degree Felony), four counts of Fourth Degree CSC (As a
Misdemeanor), and Theft (As a Misdemeanor).
[15] The jury returned guilty verdicts on all counts except for the theft charge, and Moses moved
for a new trial. Moses alleged the People engaged in prosecutorial misconduct by directly and
indirectly commenting on Moses’s refusal to testify, by appealing to juror sympathy through
inflammatory language, and by improperly emphasizing Moses’s race. The trial court denied the
motion. Moses timely appealed.
People v. Moses, 2022 Guam 17, Opinion Page 8 of 29
II. JURISDICTION
[16] This court has jurisdiction to hear appeals from a final judgment of the Superior Court. 48
U.S.C.A. § 1424-1(a)(2) (Westlaw current through Pub. L. 117-248 (2022)); 7 GCA §§ 3107(b),
3108(a) (2005); 8 GCA §§ 130.10, 130.15(a) (2005).
III. STANDARD OF REVIEW
[17] “Where a defendant raised the issue of sufficiency of the evidence by a motion for
judgment of acquittal, we review the trial court’s denial of the motion de novo.” People v. Song,
2012 Guam 21 ¶ 26. “In determining whether there exists sufficient evidence to sustain a
defendant’s conviction, we review the evidence presented at trial in the light most favorable to the
People and determine whether any rational trier of fact could have found the essential elements of
the crime beyond a reasonable doubt.” Id. “This is a ‘highly deferential standard of review.’” Id.(quoting People v. Tenorio, 2007 Guam 19 ¶ 9). “A verdict of guilty removes the presumption of
innocence to which a defendant had formerly been entitled and replaces it with a presumption of
guilt.” People v. George, 2012 Guam 22 ¶ 50 (per curiam) (citations omitted).
[18] In terms of prosecutorial misconduct claims alleging a constitutional violation, we have
already made the standard of review clear:
“An alleged violation of the Fifth Amendment is reviewed de novo.” A
conviction should be affirmed if the reviewing court concludes that, on the whole
record, a constitutional error was harmless beyond a reasonable doubt. It is the
reviewing court’s duty to consider the trial record as a whole and to ignore errors
that are harmless, including most constitutional violations.
If no objections to jury instructions are made at the time of trial, the
standard of review is plain error. “Plain error is highly prejudicial error.” Thus,
“[w]e will not reverse unless (1) there was an error; (2) the error is clear or obvious
under current law; (3) the error affected substantial rights; and (4) reversal is
necessary to prevent a miscarriage of justice or to maintain the integrity of the
judicial process.”
People v. Cruz, 2016 Guam 15 ¶¶ 16-17 (alteration in original) (citations omitted).
People v. Moses, 2022 Guam 17, Opinion Page 9 of 29
[19] To prove an error affected his substantial rights, the defendant has the burden of showing
there is “‘a reasonable probability’ that but for the claimed error the result of the proceeding would
have been different.” People v. Lessard, 2019 Guam 10 ¶ 16 (quoting People v. Taisacan, 2018
Guam 23 ¶ 37). We have also described this requirement as a showing by the defendant that “upon
a review of the entire record, ‘the probability of a different result is “sufficient to undermine
confidence in the outcome” of the proceeding.’” Id. (quoting People v. Quitugua, 2009 Guam 10¶ 36). A miscarriage of justice occurs “when the court, after an examination of the entire cause,
including the evidence, is of the opinion that it is reasonably probable that a result more favorable
to the appealing party would have been reached in the absence of the error.” People v. Reyes, 2020
Guam 33 ¶ 25 (quoting People v. Moses, 2007 Guam 5 ¶ 36) (internal quotation marks omitted).
[20] “The trial court’s denial of a defendant’s motion for a new trial is reviewed for an abuse of
discretion.” People v. Leslie, 2011 Guam 23 ¶ 12 (quoting People v. Flores, 2009 Guam 22 ¶ 9).
“[A]n abuse of discretion occurs when this court has a ‘definite and firm conviction the trial court,
after weighing relevant factors, committed clear error of judgment in its conclusion.’” People v.
Camacho, 2016 Guam 37 ¶ 49 (quoting Leslie, 2011 Guam 23 ¶ 16).
IV. ANALYSIS
[21] Moses argues there was sufficient evidence of only Third Degree CSC and asks this court
to vacate his First Degree CSC convictions and order him to be resentenced under the Third Degree
CSC statute. See Appellant’s Br. at 14, 29 (Aug. 30, 2021). Alternatively, Moses asks that we
vacate all his convictions and order a new trial because the prosecutor committed prosecutorial
misconduct. Id. at 14-15, 29.
//
//
People v. Moses, 2022 Guam 17, Opinion Page 10 of 29
A. The Superior Court Did Not Err in Denying Moses’s Motion for Judgment of Acquittal
1. Moses and the People offer different interpretations of the term “bodily injury”
in Guam’s First Degree CSC statute
[22] Under 9 GCA § 25.15(a)(6), First Degree CSC applies to conduct whereby “the actor
causes personal injury to the victim and force or coercion is used to accomplish sexual
penetration.” 9 GCA § 25.15(a)(6) (2005). Personal injury is defined as “bodily injury,
disfigurement, mental anguish, chronic pain, pregnancy, disease or loss or impairment of a sexual
or reproductive organ.” 9 GCA § 25.10(a)(7) (2005).3 Third Degree CSC includes sexual
penetration in which any of the follow circumstances exists: it involves a person who is at least 14
years old and younger than 16 years old; force or coercion was used to accomplish the sexual
penetration; or instances when the “actor knows or has reason to know that the victim is mentally
defective,4 mentally incapacitated or physically helpless.” 9 GCA § 25.25(a)(1)-(3) (2005). As
relevant here, then, the distinction between First and Third Degree CSC comes down to whether
the actor caused personal injury to the victim in the course of the sexual penetration.
[23] Moses argues the prosecution presented insufficient evidence to prove J.W. suffered bodily
injury. See Appellant’s Br. at 16. He notes that under 9 GCA § 16.10(b), which is part of Guam’s
criminal homicide statute, bodily injury is defined as “physical pain, illness, unconsciousness or
any impairment of physical condition,” and this definition has been incorporated into Title 9,
Chapter 19, which criminalizes assault, reckless endangerment, and terrorizing offenses.
Appellant’s Br. at 16. Moses argues that because the Legislature declined to incorporate the
definition of bodily injury in 9 GCA § 16.10(b) to the sexual offenses statute, and under the
3
Because of recent amendments to the statute, the definition of “personal injury” is now found in 9 GCA §
25.10(a)(8) rather than in subsection (a)(7). See 9 GCA § 25.10(a)(8) (as amended by Guam Pub. L. 36-101:2 (June
15, 2022)).
4
The Third Degree CSC statute was recently amended to change the term “mentally defective” to “mentally
impaired.” See 9 GCA § 25.25(a)(3) (as amended by P.L. 36:101:5 (June 15, 2022)).
People v. Moses, 2022 Guam 17, Opinion Page 11 of 29
principle of ejusdem generis, the prosecution had to prove injuries substantially greater than the
ones in this case. Id. at 16-18. Moses recalls the evidence of J.W.’s physical injuries included
scratches, bruising, and reported back pain. Id. at 17. Moses contends the prosecution was
required to show proof of injuries that rose to “the level of disfigurement, chronic pain, pregnancy,
disease, or loss or impairment of a sexual or [re]productive organ” but failed to do so. Id.
[24] The People’s argument relates to the statutory history and interpretation of 9 GCA Chapters
16 and 25, which deal with homicides and sexual offenses, respectively. See Appellee’s Br. at 15-
16 (Oct. 27, 2021). The People note that Guam Public Law 13-185 (Sept. 2, 1976) created several
sections of the Guam Criminal Code, including Chapter 16, which defined “bodily injury” and
“serious bodily injury.” Appellee’s Br. at 15. The definition of bodily injury and serious bodily
injury from Public Law 13-185, they say, has not been amended since the law’s passage. Id.Building on this argument, the People note that Chapter 25 as enacted in Public Law 13-185“references ‘serious bodily injury,’ relates that definition to § 16.10 and makes no mention of
‘bodily injury’ or ‘personal injury’ regarding sexual offenses.” Id. The People suggest that Public
Law 15-060 (Aug. 31, 1979) amended several portions of the Guam Criminal Code, including
Chapter 25, and included the term “bodily injury” in its definition for “personal injury.” Id. The
People ask the court to find that because the 15th Guam Legislature was aware of section
16.10(b)’s definition of “bodily injury” when it amended Chapter 25, “there was clear legislative
intent to incorporate § 16.10(b)’s definition of bodily injury into Chapter 25’s definition of
personal injury.” See id. at 16. The People also argue Moses’s interpretation of bodily injury
would require the court to interpret 9 GCA § 25.25 (a)(2), which creates a second-degree felony
for the use of force or coercion to commit sexual penetration, as having “an inherent, unenumerated
requirement for personal injury.” Id. at 19.
People v. Moses, 2022 Guam 17, Opinion Page 12 of 29
[25] We have no need to adjudicate this dispute today. As explained below, we find the People
provided sufficient evidence for a reasonable jury to find J.W. suffered from mental anguish.
Accordingly, we reserve the question of how to interpret the precise definition of “bodily injury”
as contemplated by 9 GCA § 25.10(a)(7) for a future case. See Hemlani v. Hemlani, 2015 Guam
16 ¶ 33 (“As a general appellate principle, a court will not address issues unnecessary to the
resolution of the case before it.”).
2. The evidence was sufficient to prove J.W. suffered mental anguish
[26] Moving to the mental anguish argument, we start by noting Guam’s CSC statutes were
patterned on those from Michigan, and we have treated Michigan court decisions about this topic
as persuasive authority. People v. Ehlert, 2019 Guam 3 ¶ 20. In People v. Asevedo, 551 N.W.2d
478, 481 (Mich. Ct. App. 1996) (per curiam), the Michigan Court of Appeals explained that bodily
injury, mental anguish, and the other listed examples in the statute are different methods of finding
personal injury. The prosecution must prove only one of the listed examples in the statute to prove
personal injury. Id.[27] Moses argues that “being upset, crying, sobbing, hysterical and feeling anger or
humiliation . . . would be expected to be present in just about any case of Third Degree Criminal
Sexual Conduct.” Appellant’s Br. at 17. To elevate a charge from Third Degree to First Degree
CSC, Moses argues the statute requires more stringent evidence of mental anguish. See id. at 17-
18. He implies mental anguish was not proven because J.W. was not prescribed psychiatric
medication, did not seek other psychiatric treatment, or leave her job as a response to the assault.
Id.[28] The parties offer different interpretations of People v. Petrella, 380 N.W.2d 11 (Mich.
1985), a consolidated decision and a key Michigan case about proving mental anguish under the
People v. Moses, 2022 Guam 17, Opinion Page 13 of 29
First Degree CSC statute. See Appellee’s Br. at 17; Appellant’s Reply Br. at 3-5 9 (Nov. 3, 2021).
The People argue the testimony from J.W., her partner, and the investigating officers who observed
J.W. following the alleged assault is sufficient to prove mental anguish. See Appellee's Br. at 17-
18. Moses highlights that the Petrella court came to different conclusions regarding sufficient
proof of mental anguish in the two consolidated actions and urges that Petrella made “clear that a
defendant has the right to appellate review of the mental anguish issue on a case by case basis.”
See Reply Br. at 3-5.
[29] Neither Michigan’s nor Guam’s legislature has defined “mental anguish.” In Petrella, the
Michigan Supreme Court defined mental anguish as “extreme or excruciating pain, distress, or
suffering of the mind.” 380 N.W.2d at 27. A prior Michigan Court of Appeals case had “reasoned
that the Legislature must have intended that ‘mental anguish’ mean something more than the
emotional distress experienced by the ‘average’ rape victim,” because any victim of forcible sexual
assault was presumed to suffer some mental anguish. See id. at 28. The Michigan Supreme Court
rejected this interpretation, because “while virtually all rape victims may in fact suffer mental
anguish, the prosecution is limited by the availability of probative, admissible, and credible
evidence of such anguish” to distinguish First from Third Degree CSC. Id. (footnote omitted).
The court said each sexual assault case must be decided on its own facts, but it provided a non-
exhaustive list of factors that can support a finding of mental anguish; no single factor is
dispositive. Id. at 28, 33. The factors include:
(1) Testimony that the victim was upset, crying, sobbing, or hysterical during or
after the assault.
(2) The need by the victim for psychiatric or psychological care or treatment.
(3) Some interference with the victim's ability to conduct a normal life, such as
absence from the workplace.
People v. Moses, 2022 Guam 17, Opinion Page 14 of 29
(4) Fear for the victim's life or safety, or that of those near to her.
(5) Feelings of anger and humiliation by the victim.
(6) Evidence that the victim was prescribed some sort of medication to treat her
anxiety, insomnia, or other symptoms.
(7) Evidence that the emotional or psychological effects of the assault were long-
lasting.
(8) A lingering fear, anxiety, or apprehension about being in vulnerable situations
in which the victim may be subject to another attack.
(9) The fact that the assailant was the victim’s natural father.
Id. at 33.
[30] The Petrella court applied these factors to the facts in the consolidated cases ofPetrella
and People v. Simpson. In Petrella, the victim testified that she was fearful during the assault,
very upset afterwards, and cried after the assault. Id. She also testified that she missed three days
of work immediately following the incident, and it caused her to periodically miss work. Id. at 34.
She also suffered from insomnia and never again stayed in the apartment where she was raped. Id.The victim’s friend testified that she was hysterical after the assault, and that the victim was not
one to cry easily. Id. at 33-34. Based on this testimony, the court held a rational juror could find
beyond a reasonable doubt that the prosecution proved mental anguish. Id. at 34.
[31] In Simpson, the victim alleged her natural father sexually assaulted her. Id. She “testified
that she was upset, screaming, and crying after the incident” and, on cross-examination, that she
had probably cried during the incident. Id. She continued to cry and be upset when she returned
home after the assault. Id. The lower courts inferred that the victim’s emotional distress was
aggravated because the defendant was her natural father. Id. The Michigan Supreme Court
reversed in Simpson because there was no testimony or other evidence to support this proposition.
Id. at 35.
People v. Moses, 2022 Guam 17, Opinion Page 15 of 29
[32] The jury instructions in the instant case defined mental anguish as “extreme or excruciating
pain, distress, or suffering of the mind” and then referenced the factors as identified in Petrella.
See Record on Appeal (“RA”), tab 71 at 57 (Jury Instrs., Nov. 26, 2019).
[33] This case is more akin to Petrella than Simpson. J.W. testified that she cried during the
assault and feared Moses would kill her if she resisted his efforts. Chris and J.W.’s partner also
testified that J.W. was crying and screaming after the incident. Officer Kim testified that he saw
J.W. in the fetal position at GRMC and that she “appeared to be distraught.” Tr. at 30-33 (Jury
Trial, Nov. 21, 2019). Although there was no testimony about J.W. undergoing psychiatric therapy
or receiving medication for anxiety or insomnia, this is not a dispositive factor. J.W. testified that
she gets flashbacks of the assault, and J.W.’s partner testified that the assault harmed their
relationship. A rational jury could find this testimony reflects the first, third, and seventh factors
identified in Petrella as supporting a finding of mental anguish. The extensive testimony here
contrasts with the unsupported inference the lower courts made in Simpson.
[34] Petrella is persuasive authority for proving mental anguish under First Degree CSC, and
the trial court acted appropriately in using the Petrella factors in the jury instructions. During
appellate oral arguments, Moses’s counsel emphasized there must be a clear distinction between
First Degree and Third Degree CSC—namely, sufficient proof of personal injury—otherwise,
prosecutors would have unfettered discretion to charge sexual crimes as First Degree. See Oral
Arg. at 10:10:46-10:11:45 (Mar. 21, 2022). Moses’s counsel also expressed concern that a
prosecutor could simply check the boxes of one or more factors in Petrella to prove mental
anguish. See id. at 10:27:08-10:27:30; 10:29:40-10:30:08. These concerns are valid. Like the
court in Petrella, we emphasize that “each case must be decided on its own facts, and that no single
factor,” including psychological treatment or psychiatric medication, “should be seen as necessary
People v. Moses, 2022 Guam 17, Opinion Page 16 of 29
to a finding of mental anguish.” Petrella, 380 N.W.2d at 33. There was more than sufficient
evidence that J.W. suffered mental anguish and, by definition, personal injury under 9 GCA §
25.10(a)(7).
B. The Superior Court Did Not Err in Denying Moses’s Motion for a New Trial
[35] Moses argues the prosecutor committed prosecutorial misconduct. He claims the
prosecutor improperly commented on his right to remain silent and not present evidence and
appealed to juror sympathy by using allegedly inflammatory language to describe the sexual
assault, among other allegedly improper statements. See Appellant’s Br. at 20-26. In his written
brief, Moses also argued the prosecutor committed misconduct by referring to his race at trial, see
Appellant’s Br. at 26-29, but, at appellate oral arguments, Moses’s counsel withdrew this
argument. Oral Arg. at 11:13:37-11:14:12. Thus, we will address only the remaining allegations
of prosecutorial misconduct.
[36] Moses compares this case to People v. Cruz, 2016 Guam 15. Appellant’s Br. at 20-23. In
Cruz, the prosecutor said that the People’s evidence was uncontroverted, that there was no
contradictory testimony, and that the evidence has not been rebutted. 2016 Guam 15 ¶¶ 23-24.
We reversed Cruz’s conviction and found that the prosecutor’s statements violated Cruz’s Fifth
Amendment right against self-incrimination because they were extensive, and deferred curative
instructions did not fully address the inference of guilt stressed to the jury. See id. ¶¶ 24, 25, 38.
Moses asserts that like in Cruz, the prosecutor argued the evidence was uncontroverted.
Appellant’s Br. at 21-22.
[37] Moses argues the following statement from the prosecutor during their rebuttal constituted
improper burdenshifting:
[T]here is absolutely no evidence in this trial that shows that. No evidence at all,
okay? So the -- their version of events is completely unsupported by the evidence,
People v. Moses, 2022 Guam 17, Opinion Page 17 of 29
and do you remember what is part of the evidence? I asked [J.W.], “Did Mr.
Morrison talk to you?”
“No.” So what we have here is just not, like, some kind of, like, theory
that’s, like, out of nowhere. The theory that I am presenting to you is exactly what
she said.
Tr. at 41 (Extract: Closing Args., Nov. 25, 2019); see also Appellant’s Br. at 20-22.
[38] Moses immediately moved for a mistrial after this statement, but the trial court instead
issued a curative instruction about the People’s burden of proof. The court reminded the jury that
the People have the burden of proof and not to focus on whatever the People said the defense
attorney did or failed to do. Moses argues the prosecutor then gave a “mixed message” that the
People’s version of the evidence was the only one before the jury, but that the People still had the
burden of proof. Appellant’s Br. at 22. Moses is referring to the following statement, which was
made after the trial court’s curative instruction: “So, ladies and gentlemen of the jury, so the
version of the evidence as presented by the Government is the only version that needs to get
(indiscernible 3:22:48), and that’s because the People do have the only burden. Defense has no
burden. It’s all on the People.” Id. at 43. According to Moses, these statements were problematic
because he was the only person who could present contrary evidence because the CSC charges
came down to whether the sex was consensual. Appellant’s Br. at 22-23. He also argues the trial
court’s curative instruction did not remedy the People’s indirect comment on his failure to testify
or present evidence. Id. at 23.
[39] The People argue Moses has taken the attorney’s statements out of context, and the
prosecutor’s statements during her rebuttal were appropriate because some of the defense
counsel’s statements were not supported in the record. See Appellee’s Br. at 20-27. This, the
People argue, is unlike the prosecutor’s misconduct in Cruz. Id. at 26. They claim the prosecutor’s
comments were directed at the defense counsel’s arguments rather than insinuating that Moses
People v. Moses, 2022 Guam 17, Opinion Page 18 of 29
should have testified. Id. at 26-27 (citing United States v. Bagley, 772 F.2d 482, 495 (9th Cir.
1985)).
[40] In Griffin v. California, the U.S. Supreme Court held that the Fifth Amendment “forbids
either comment by the prosecution on the accused’s silence or instructions by the court that such
silence is evidence of guilt.” 380 U.S. 609, 615 (1965). In a subsequent case involving an appeal
based on the Griffin holding, the Supreme Court explained that the prosecutor’s statements must
be taken in context, and prosecutors may give a “fair response to a claim made by defendant or his
counsel.” United States v. Robinson, 485 U.S. 25, 32-33 (1988). Additionally, a defendant’s
silence does not create a blanket protection from the prosecutor attacking the defendant’s theory
of the case. See United States v. Hasting, 461 U.S. 499, 515 (1983) (Stevens, J., concurring) (“But
I do not believe the protective shield of the Fifth Amendment should be converted into a sword
that cuts back on the area of legitimate comment by the prosecutor on the weaknesses in the
defense case.”); see also Cook v. Schriro, 538 F.3d 1000, 1020 (9th Cir. 2008) (“Prosecutors may
comment on the failure of the defense to produce evidence to support an affirmative defense so
long as it does not directly comment on the defendant’s failure to testify.”).
[41] As the objection Moses raises here alleges a constitutional violation, we review the trial
court’s actions de novo. Cruz, 2016 Guam 15 ¶ 16. A “Griffin error is not a per se error requiring
automatic reversal.” Id. ¶ 21 (citing Hasting, 461 U.S. at 508). “Instead, ‘a conviction should be
affirmed if the reviewing court concludes that, on the whole record, the error was harmless beyond
a reasonable doubt.” Id. (quoting Hasting, 461 U.S. at 499). In the context of the current case, we
must determine whether “absent the prosecutor’s allusion to the failure of the defense to proffer
evidence to rebut the [victim’s] testimony, it is clear beyond a reasonable doubt that the jury would
have returned a guilty verdict.” Id. ¶ 22 (quoting Hasting, 461 U.S. at 501, 510-11). We consider
People v. Moses, 2022 Guam 17, Opinion Page 19 of 29
three factors to determine whether this type of error is harmless: “(1) the extent of the comments
made; (2) whether an inference of guilt from silence was stressed to the jury; (3) the extent of other
evidence suggesting the defendant’s guilt.” Id. (quoting People v. Muritok, 2003 Guam 21 ¶ 24).
[42] This case is distinguishable from Cruz. In Cruz, we explained that a prosecutor’s indirect
comments about a defendant’s failure to testify can violate the defendant’s Fifth Amendment right
not to testify if the comments refer to the People’s evidence as “‘uncontradicted,’ ‘undenied,’
‘unrebutted,’ or ‘undisputed,’ when ‘the only person who could have contradicted, denied, rebutted
or disputed the government’s evidence was the defendant himself.’” Id. ¶ 19 (quoting United
States v. Cotnam, 88 F.3d 487, 497 (7th Cir. 1996)). We also explained this right is violated only
when “1) it was the prosecutor’s manifest intention to refer to the defendant’s silence, or 2) the
remark was of such a character that the jury would ‘naturally and necessarily’ take it to be a
comment on the defendant’s silence.” Id. (quoting Cotnam, 88 F.3d at 497); see also Bagley, 772
F.2d at 494 (noting the same test).
[43] During his closing argument in Cruz, the prosecutor said the victim gave “uncontroverted
testimony” and that “there [was] no contradictory testimony that this happened.” Cruz, 2016
Guam 15 ¶ 23 (alteration in original) (citation omitted). The prosecutor also said the elements of
Second Degree CSC were proved and “uncontroverted.” Id. (citation omitted). The prosecutor
also claimed there was no evidence of any motivation for the victim to lie about the offense and
argued the jury could draw an “implication” from Cruz’s decision not to testify or offer
contradictory testimony. Id. ¶¶ 23-24.
[44] To properly contextualize the section of the prosecutor’s statement that Moses provided in
his brief, we must consider the statements the prosecutor made which prompted Moses’s motion
for a mistrial:
People v. Moses, 2022 Guam 17, Opinion Page 20 of 29
Mr. Morrison, for his whole closing argument rattled off all these questions and
said, “No,” “No,” “No.”
Well, the thing is that’s not evidence, because he never actually asked her
all of those questions, and when Mr. Morrison recites what the version of fact that
happened that night, there is absolutely no evidence in this trial that shows that.
No evidence at all, okay? So the -- their version of events is completely
unsupported by the evidence, and do you remember what is part of the evidence? I
asked [J.W.], “Did Mr. Morrison talk to you?”
“No.” So what we have here is just not, like, some kind of . . . theory that’s
. . . out of nowhere. The theory that I am presenting to you is exactly what she said.
Tr. at 41 (Extract: Closing Args., Nov. 25, 2019).
[45] Following the trial court’s curative instruction, the prosecutor then stated: “So, ladies and
gentlemen of the jury, so the version of the evidence as presented by the Government is the only
version that needs to get (indiscernible 3:22:48), and that’s because the People do have the only
burden. Defense has no burden. It’s all on the People.” Id. at 41-43.
[46] When viewed in context, we do not find the prosecutor’s statements to be inappropriate.
The prosecutor’s statements that triggered Moses’s motion for a new trial were the prosecution’s
response to defense counsel’s characterization of J.W.’s testimony. During closing argument,
defense counsel summarized J.W.’s testimony by asking several questions and responding “no” to
each of them. See Tr. at 28-29 (Extract: Mots. & Closings, Nov. 25, 2019). During a sidebar with
the judge, the prosecutor explained that the line about whether Mr. Morrison spoke to J.W. was a
reference to her redirect examination of J.W. The prosecutor’s explanation is supported by the
record. During defense counsel’s cross-examination of J.W., he asked J.W. how many times she
had been to the Attorney General’s office before trial. See Tr. at 60 (Jury Trial, Nov. 22, 2019).
The first question that the prosecutor asked J.W. on redirect examination was: “Mr. Morrison asked
if you’ve talked to me before and come to my office, right? . . . Has Mr. Morrison ever tried to
talk to you?” Id. at 61.
People v. Moses, 2022 Guam 17, Opinion Page 21 of 29
[47] The disputed statements from the prosecutor’s rebuttal seem more like an attack against
defense counsel’s characterization of J.W.’s testimony rather than a manifest intention to reference
Moses’s failure to testify. And the trial court immediately issued a curative instruction, which
should have blunted the potential effect of any statement from the People that could be interpreted
as improper burden-shifting. Moses argues the prosecutor’s statement after the curative instruction
gave a mixed message about the prosecution’s burden of proof. Appellant’s Br. at 22. Upon
examining these statements in context and in light of the relevant caselaw, we do not agree with
this interpretation. The prosecutor did not improperly stress Moses’s failure to testify and present
evidence at trial and therefore did not violate Moses’s Fifth Amendment rights.
C. The Prosecutor Did Not Commit Prosecutorial Misconduct by Using Vernacular Terms,
and Moses’s Substantial Rights Were Not Affected by any Golden Rule Violation
[48] Moses’s remaining arguments stem from the prosecutor’s alleged use of improper
vernacular and an alleged “golden rule” violation.
[49] Moses argues that under People v. Roby, 2017 Guam 7, the prosecutor improperly appealed
to juror sympathy by using emotionally charged vernacular terms such as “rape” to describe the
alleged assault, and Mosese contends that “the warnings from Roby were completely ignored”
here. Appellant’s Br. at 23-24. The People used the term “rape” throughout the trial, most
extensively during closing argument. See, e.g., Tr. at 19, 26 (Jury Trial, Nov. 21, 2019); Tr. at 63,
113 (Jury Trial, Nov. 22, 2019); Tr. at 6-8, 45-47 (Extract: Mots. & Closings, Nov. 25, 2019).
Moses argues the prosecutor’s summation, during opening statement and closing argument, of
J.W.’s testimony referencing oral sex was improper. Appellant’s Br. at 24. For instance, during
closing argument, the prosecutor referred to J.W.’s testimony and said, “But before that he asks,
‘Do you eat?’ Which she took to mean, do I suck dick, right?” Tr. at 5 (Extract: Mots. & Closings,
Nov. 25, 2019).
People v. Moses, 2022 Guam 17, Opinion Page 22 of 29
[50] Moses argues the prosecutor engaged in further misconduct by making an improper
argument in which the prosecutor told the jurors they had to decide whether J.W. deserved to be
raped. Appellant’s Br. at 25. Moses also argues the prosecutor used the pronoun “you” to ask the
jurors to put themselves in the victim’s position. Id. at 25-26. Moses is referring to these parts of
the prosecutor’s closing argument:
[J.W.] even told you, look this was all about the walk home, and she said she does—
she does—sometimes she blames herself for walking home. But did she deserve
this? That’s up to you to decide. And if the criminal justice system has taught you
anything in this case, if you come forward and you report that you’ve been raped,
your whole life becomes (indiscernible: 2:57:32), whether you put the kids to sleep
at a certain bedtime, or you’re talking to your mom, whether you used a phone
charger, whether you should have hailed a taxi home. All of that is put before 12
random strangers to question whether you have the character to claim that you were
falsely raped.
Tr. at 26 (Extract: Closing Args., Nov. 25, 2019).
[51] The People argue that the prosecutor’s potentially inflammatory language was proper under
People v. Evaristo, 1999 Guam 22, because the language was introduced via testimony. See
Appellee’s Br. at 27-28. Similarly, the People claim the prosecution’s summation of J.W.’s
reference to oral sex was an accurate summary of her testimony about the assault. Id. at 28. Thus,
the People argue, these statements would relate to consent and were not calculated to inflame the
passions of the jury. Id. The People claim the use of the word “you” and the prosecution’s
statements about the criminal justice system were not improper. See id. at 28-31. And the People
say the question of whether J.W. deserved to be raped was meant to prevent jury nullification
caused by the implicit bias that leads sexual assault victims to be blamed for putting themselves in
dangerous situations. See id. at 28, 31-32.
//
//
People v. Moses, 2022 Guam 17, Opinion Page 23 of 29
1. Since Moses did not contemporaneously object to the prosecution’s statements,
our review is for plain error
[52] The parties dispute whether Moses’s argument about the prosecution appealing to juror
sympathy is subject to harmless error or plain error review. The People say this issue is subject to
plain error review because Moses did not contemporaneously object to the alleged inappropriate
comments. See Appellee’s Br. at 27; Oral Arg. at 10:55:54-10:58:49. Moses contends the issue
was not “waived” because he objected with his Motion for a New Trial. See Reply Br. at 6-7.
[53] To preserve a claim of prosecutorial misconduct for harmless error review, the defendant
must object to the disputed conduct; the prosecutor’s conduct is reviewed for plain error if the
defendant did not object. See Moses, 2007 Guam 5 ¶¶ 7-8 (“Any comment objected to by defense
counsel is subject to a harmless error standard, and will not be reversed unless it is more likely
than not that the comment affected the jury’s verdict. . . . Where defense counsel does not object
to the conduct, then the standard of review is plain error.” (citations omitted)).
[54] In federal cases in which the defendant asserted the same argument that Moses advances—
that filing a motion for a new trial serves as a contemporaneous objection—courts have rejected
this argument and reviewed the claims of prosecutorial misconduct for plain error. See, e.g.,
United States v. Canty, 37 F.4th 775, 790 (1st Cir. 2022). The purpose of the contemporaneous-
objection rule is for the trial court to be able to timely rectify potential mistakes and avoid having
to order a new trial. United States v. Propst, 959 F.3d 298, 303 (7th Cir. 2020); United States v.
Murphy, 768 F.2d 1518, 1540 (7th Cir. 1985). Alleging prosecutorial misconduct for the first time
in a motion for a new trial prevents the trial court from resolving a potential error that might have
influenced the jury’s verdict. In line with these federal cases, we review the remaining issues for
plain error. Neither party disputes that the trial court’s denial of Moses’s motion for a new trial
should be reviewed for an abuse of discretion.
People v. Moses, 2022 Guam 17, Opinion Page 24 of 29
2. The prosecutor’s use of vernacular terms to describe the alleged assault did not
amount to plain error
[55] The Evaristo and Roby decisions provide the framework to evaluate Moses’s arguments
about the “golden rule” and use of inflammatory language.
[56] In Evaristo, the defendant was convicted of using a knife to murder his wife. 1999 Guam
22 ¶¶ 1, 3-4. During closing arguments, the prosecutor used provocative language and invoked
the so-called “golden rule,” an argument in which the prosecutor asks the jurors to place
themselves in the shoes of the party or victim. Id. ¶ 19. Invoking the golden rule is prohibited
because it can taint the jurors’ ability to view the evidence objectively. Id. At one point, the
prosecutor asked the jurors to “imagine this knife being stuck into your wife.” Id. This statement
was subject to harmless error review because the defendant timely objected to the statement. Id.
¶¶ 18, 21. Though the prosecutor committed a golden rule violation, this court declined to overturn
Evaristo’s conviction because it was not convinced that the jury had not objectively reached their
verdict. Id. ¶¶ 19, 21-22. In part, this was because after closing arguments, the trial court issued
a curative instruction that instructed the jurors that attorneys’ statements were not evidence. Id. ¶
21. The defendant was acquitted of aggravated murder but found guilty of the less serious charge
of murder. Id. ¶ 22. This court noted, “A verdict acquitting the defendant of some of the charges
against him is ‘indicative of the jury’s ability to weigh the evidence without prejudice.’” Id.
(quoting United States v. Koon, 34 F.3d 1416, 1446 (9th Cir. 1994), rev’d in part on other grounds,
Koon v. United States, 518 U.S. 81 (1996)).
[57] The prosecutor’s other statements that led to the Evaristo’s appeal were reviewed for plain
error because Evaristo had failed to object. See id. ¶ 23. The prosecutor used graphic phrases to
describe the evidence, including: “slashed,” “gushing blood,” and “stabbing the door with a knife.”
Id. ¶ 25. This court held the prosecutor did not commit error because these phrases were introduced
People v. Moses, 2022 Guam 17, Opinion Page 25 of 29
as evidence through witness testimony, and that even if there had been error, the defendant had
not demonstrated that it was prejudicial. Id. ¶¶ 25-26.
[58] In Roby, the defendant argued the prosecutor “engaged in a strategy to inflame the passions
and prejudices of the jury” by using the term “gang rape” in their opening statement to describe
the alleged crime. Roby, 2017 Guam 7 ¶ 31. When questioning witnesses, the prosecutor also
described the acts as “rape, sexual assault, and sexual abuse,” and attempted to elicit the same
language from witnesses in their answers. Id. We determined the prosecution did not commit
plain error but warned that the context and frequency of the use of vernacular terms are important
considerations. Id. ¶¶ 35, 47 (citing State v. Shabazz, 48 P.3d 605, 625 (Haw. Ct. App. 2002)).
We concluded this because although the term “gang rape” “risk[ed] unmooring jurors from their
dispassionate task,” it “was not frequently employed, was blunted by reciprocal defense use, and
found support in the record.” Id. ¶ 35. But we stressed the holding “is not to be read to mean that
these terms or terms like them cannot ever contribute to a finding of prosecutorial misconduct.
The People must use caution when employing vernacular that also shares legal meaning or is
generally inflammatory and should avoid such terms where reasonably feasible.” Id.
[59] During her opening statement, closing argument, and rebuttal, the prosecutor extensively
used vernacular terms to describe the sexual assault by Moses. See, e.g., Tr. at 19 (Jury Trial, Nov.
21, 2019); Tr. at 6-8, 45-47 (Extract: Closing Args., Nov. 25, 2019). But the prosecutor’s use of
the term “rape” and the phrase “do I suck dick” was the near exact terminology that J.W. and other
witnesses, including the expert witnesses who assisted J.W. at Healing Hearts, used to describe the
assault. See, e.g., Tr. at 88, 110-112, 130 (Jury Trial, Nov. 21, 2019); Tr. at 37, 92 (Jury Trial,
Nov. 22, 2019), Tr. at 5-6 (Extract: Closing Args. Nov. 25, 2019). Like in Evaristo, these terms
were introduced as evidence during testimony rather than the prosecutor introducing the terms
People v. Moses, 2022 Guam 17, Opinion Page 26 of 29
with no basis in evidence. See Evaristo, 1999 Guam 22 ¶ 25. Thus, we agree with the trial court
that it was not “reasonably feasible” to avoid using the term “rape.” RA, tab 91 at 4 (Dec. & Order,
Apr. 8, 2020). As for the phrase “do I suck dick,” it was a direct quote from testimony, so the
prosecutor did not commit misconduct by incorporating the phrase in her closing arguments.
[60] Moses says, “The term ‘rape’ has no legal significance on Guam. It is however an upsetting
and emotionally charged term that people are likely to react to in a negative way.” Appellant’s Br.
at 24. In an appeal from the former District Court of Guam Appellate Division, the Ninth Circuit
rejected similar arguments that the prosecutor’s use of the term “rape” automatically constitutes
prosecutorial misconduct. See People v. Torre, 68 F.3d 1177, 1179-80 (9th Cir. 1995). The court
explained:
The term “rape” is the common English word for the conduct charged in Guam as
“first-degree criminal sexual conduct.” . . . [W]hen the prosecutor has obtained an
indictment charging the defendant with a crime, and has in his opening statement
told the jury that the defendant will be proved guilty of that crime, and has offered
evidence that the crime did in fact occur, there is no rule of evidence or ethics that
forbids the prosecutor from referring to the crime by its common name when
examining a witness. There is no rule requiring the prosecutor to use a euphemism
for it or preface it by the word “alleged.” No objection to the prosecutor’s
vocabulary would have been properly sustained.
Id. at 1180. Other jurisdictions likewise do not view a prosecutor’s use of the word “rape” to
qualify as misconduct. See, e.g., People v. Pernell, 414 P.3d 1, 14, aff’d on other grounds, 411
P.3d 669 (Colo. App. 2014) (finding no error in prosecutor’s use of term “rape” during opening
statement or closing argument).
[61] Even if the prosecutor’s word choice constituted an error, we are not persuaded that
Moses’s substantial rights were affected and that reversal is necessary to prevent a miscarriage of
justice—the third and fourth prong of plain error review. Moses fails to explain how there is “‘a
reasonable probability’ that but for the claimed error the result of the proceeding would have been
People v. Moses, 2022 Guam 17, Opinion Page 27 of 29
different,” Lessard, 2019 Guam 10 ¶ 16 (quoting Taisacan, 2018 Guam 23 ¶ 37), and “‘that it is
reasonably probable that a result more favorable to [him] would have been reached in the absence
of the error,’” People v. Aguirre, 2004 Guam 21 ¶ 29 (quoting People v. Watson, 299 P.2d 243,
254 (Cal. 1956) (in bank)). Although the prosecutor did not commit prosecutorial misconduct by
using vernacular terms, we reiterate that the People must exercise caution when using vernacular
terms that could unmoor the jurors from objectively evaluating the evidence.
3. Moses’s substantial rights were not affected by the alleged golden rule violation
[62] This case presents a borderline golden rule violation. Invoking the golden rule is a
prohibited tactic. Evaristo, 1999 Guam 22 ¶ 19; People v. Cepeda, 2021 Guam 9 ¶ 53; see also
Holliman v. State, 79 So. 3d 496, 500 (Miss. 2011) (reversing defendant’s conviction because
prosecutor asked jurors to imagine a shotgun being pointed in their face like the murder victim).
[63] Unlike in Evaristo, the prosecutor did not explicitly ask the jurors to imagine a close family
member or themselves being assaulted like J.W. However, asking the jury to question whether
J.W. deserved to be raped as well as asking them to consider what the criminal justice system has
taught them with respect to CSC cases raises objectivity concerns. See Evaristo, 1999 Guam 22 ¶
19 (“[T]he jurors [sic] ability to objectively exercise their duty to weigh the evidence may be
compromised.”). But even if we agreed with the trial court that the prosecutor violated the golden
rule with either or both of the above statements, Moses fails to satisfy the third prong of plain error
review.
[64] Moses has the burden of showing the error affected his substantial rights, meaning the error
was prejudicial and affected the outcome of his case. See People v. Fegarido, 2014 Guam 29 ¶
43. A golden-rule-violation analysis evaluates “whether the People’s [erroneous] comment was
used in such a way that the conviction was based upon passion, bias or sympathy, rather than
People v. Moses, 2022 Guam 17, Opinion Page 28 of 29
impartially.” Evaristo, 1999 Guam 22 ¶ 19. The factors we consider include the full context of
the record, whether the defendant objected to the arguments, and whether the judge instructed the
jury to disregard the comments or reminded the jurors that the attorney’s comments are not
evidence. Cepeda, 2021 Guam 9 ¶ 53.
[65] Thus, the comment about whether J.W. deserved to be raped must be examined in the entire
context of the case. This case boiled down to whether the jurors believed the testimony of J.W.
and the supporting witnesses, or Moses’s argument that they had consensual sex. J.W. testified
that Moses raped her and that she sometimes blames herself for walking home the night of the
alleged assault. When viewed in this context, the statement about whether J.W. deserved to be
raped is less venomous. As a means of comparison, we also note Evaristo involved an explicit
and graphic violation of the golden rule—asking the jurors to imagine a knife going in their wife—
and we declined to reverse the conviction. See Evaristo, 1999 Guam 22 ¶¶ 19, 21.
[66] Similarly, the prosecutor’s other comments do not rise to reversible error. Though she used
the second person and potentially invited the jury to put themselves in the victim’s shoes, her
argument was strictly focused on what occurred at trial. Part of Moses’s defense strategy was to
attack the credibility of J.W. See Tr. at 25-27 (Jury Trial, Nov. 21, 2019) (showing defense
counsel’s theory of the case was, in part, that the sex between J.W. and Moses was consensual, a
direct contradiction to J.W.’s testimony). The prosecutor’s comments were calling the jury’s
attention to that testimony and asking them to consider if J.W. should be deemed credible. As
such, there was at least a basis in the evidence for this type of argument.
[67] Moses did not object to either of the prosecutor’s comments. The trial court read the jury
instructions after closing arguments and reminded the jurors that anything the lawyers said was
not part of the evidence. Moses was acquitted of theft, though a less-serious offense, which would
People v. Moses, 2022 Guam 17, Opinion Page 29 of 29
support the proposition that the jury analyzed the evidence without prejudice. See Evaristo, 1999
Guam 22 ¶ 22. Under People v. Cepeda, 2021 Guam 9, and Evaristo, each of these facts weigh
against a finding that the alleged golden rule violation warrants reversal. See Cepeda, 2021 Guam
9 ¶ 53; Evaristo, 1999 Guam 22 ¶ 22. Thus, Moses fails to prove how the border-line golden rule
violation affected his substantial rights.
V. CONCLUSION
[68] We hold there was sufficient evidence to support Moses’s conviction of First Degree CSC
based on a finding of mental anguish. Moses failed to show the prosecutor violated his Fifth
Amendment rights by indirectly bringing attention to his failure to testify and present evidence at
trial. We find no error in the prosecutor’s use of vernacular terms to describe the alleged sexual
assault. Whether the prosecutor committed a golden rule violation is a closer call, but Moses fails
to show how his substantial rights were affected by the alleged violation. The trial court therefore
did not abuse its discretion by denying Moses’s motion for a new trial.
[69] We AFFIRM the judgment of conviction.
/s/ /s/
ROBERT J. TORRES KATHERINE A. MARAMAN
Associate Justice Associate Justice
/s/
F. PHILIP CARBULLIDO
Chief Justice