State v. Stone ( 2014 )


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  •    *** NOT FOR PUBLICATION IN WEST’S HAWAI#I REPORTS AND PACIFIC REPORTER ***
    Electronically Filed
    Supreme Court
    SCWC-30059
    28-FEB-2014
    08:17 AM
    SCWC-30059
    IN THE SUPREME COURT OF THE STATE OF HAWAI#I
    STATE OF HAWAI#I, Respondent/Plaintiff-Appellee,
    vs.
    CLARENCE STONE, Petitioner/Defendant-Appellant.
    CERTIORARI TO THE INTERMEDIATE COURT OF APPEALS
    (ICA NO. 30059; CASE NOS. 2DTA-08-00722; 2DTA-08-01628;
    2DTC-08-011610; 2DTC-09-009261)
    MEMORANDUM OPINION
    (By: Recktenwald, C.J., Nakayama, Acoba, McKenna, and Pollack, JJ.)
    Petitioner/Defendant-Appellant Clarence Stone (Stone)
    appeals from the Intermediate Court of Appeals’ (ICA) October 1,
    2012 Judgment on Appeal filed pursuant to its August 31, 2012
    Summary Disposition Order (SDO).         The ICA affirmed the September
    1, 2009 Notice of Entry of Judgment and/or Order and
    Plea/Judgments in Case Nos. 2DTA-08-00722, 2DTA-08-01628, 2DTC-
    08-011610, and 2DTC-09-009261 filed in the District Court of the
    Second Circuit, Wailuku Division (district court).            Stone
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    presents the following question to this court: whether the ICA
    erred in affirming his convictions where the charges failed to
    state an offense, and, accordingly, did not confer subject matter
    jurisdiction upon the district court.
    I.   BACKGROUND
    A.   The Four Traffic Cases
    The appeal in this case arises from four different
    traffic cases, later consolidated.
    In the first case, Case No. 2DTA-08-00722, the State
    filed an amended complaint on March 2, 2009, charging Stone with
    Operating a Vehicle After License and Privilege Have Been
    Suspended or Revoked For Operating a Vehicle Under the Influence
    of an Intoxicant (OVLPSR-OVUII) in violation of HRS §§ 291E-62
    and 291E-62(b)(1) (Count I), and No No-Fault Insurance in
    violation of HRS §§ 431:10C-104(a), 431:10C-117(2), and 431:10C-
    117(3) (Count II).
    In the second case, Case No. 2DTA-08-01628, the State
    filed an amended complaint on October 8, 2009, charging Stone
    with Operating a Vehicle Under the Influence of an Intoxicant
    (OVUII) in violation of HRS §§ 291E-61(a) and 291E-61(b)(5)
    (Count I), and Driving Without a License (DWOL) in violation of
    HRS §§ 286-102 and 286-136(a) (Count II).
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    In the third case, Case No. 2DTC-08-011610, the State
    filed an amended complaint on January 23, 2009, charging Stone
    with OVLPSR-OVUII in violation of HRS §§ 291E-62 and 291E-
    62(b)(1) (Count I), and No No-Fault Insurance in violation of HRS
    §§ 431:10C-104(a) and 431:10C-117(2)-(3) (Count II).
    In the fourth case, Case No. 2DTC-09-009261, the State
    filed an amended complaint on June 26, 2009, charging Stone with
    OVLPSR-OVUII in violation of HRS §§ 291E-62 and 291E-62(b)(3)
    (Count I), and No No-Fault Insurance in violation Of
    HRS §§ 431:10C-104(a) and 431:10C-117(2) and (3) (Count II).
    B.   March 20, 2009 Change of Plea Hearing for Three Cases
    On March 20, 2009,1 Stone entered guilty pleas in Case
    Nos. 2DTA-08-00722, 2DTA-08-01628, and 2DTC-08-011610 pursuant to
    a plea agreement with the State.        As part of the agreement, the
    State dismissed with prejudice Count II (No No-Fault Insurance)
    in Case No. 2DTA-08-00722, and also agreed to not request more
    than thirty days of jail time in any of the cases unless Stone
    did not appear for sentencing.       Stone pleaded guilty to all other
    counts in the named cases.
    1
    The Honorable Paul Horikawa presided.
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    C.       July 14, 2009 Hearing: Change of Plea in Fourth Case and
    Sentencing in All Cases
    At a July 14, 2009 hearing,2 as to Count I (OVLPSR-
    OVUII) in Case No. 2DTC-09-009261, Stone pleaded no contest
    pursuant to a plea agreement, and the State agreed to dismiss
    with prejudice Count II (No No-Fault Insurance).
    At this same hearing, the district court imposed
    sentences in all four of the cases referenced above.              The
    district court’s sentences included various fines and concurrent
    jail terms, with the longest jail term being a one-year term for
    the most recent case, Case No. 2DTC-09-009261:
    1. Count One in Case No. 2DTA-08-00722 (Operating Vehicle
    After License Suspended or Revoked, as a first
    offense): thirty days jail with credit for time
    served; $30 criminal injury fee; $250 fine; $7 driver
    ed fee; one-year driver’s license suspension upon
    release from jail.
    2. Count One in Case No. 2DTA-08-01628 (OVUII, as a
    second offense): fourteen days jail with credit for
    time served; $500 fine; $462 in administrative fees
    and court costs; one-year driver’s license suspension
    and substance abuse evaluation upon release from jail.
    3. Count Two in Case No. 2DTA-08-01628 (Driving Without
    License, as a fifth offense): 180 days in jail with
    credit for time served; $500 fine; $7 driver ed fee;
    $40 admin fee; $55 criminal injury fee.
    4. Count One in Case No. 2DTC-08-011610 (Operating
    Vehicle After License Suspended or Revoked, as a
    second offense): thirty days jail with credit for time
    served; $250 fine; $30 criminal injury fee; $7 driver
    ed fee.
    5. Count Two in Case No. 2DTC-08-011610 (No No-Fault
    Insurance, as a first offense): $500 fine; $7 driver
    ed fee; three-month driver’s license suspension.
    6. Count One in Case No. 2DTC-09-009261 (Operating
    Vehicle After License Suspended or Revoked, as a third
    offense): one year jail with credit for time served;
    2
    The Honorable Kelsey Kawano presided.
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    $2000 fine; $40 admin fee; $7 driver ed fee; $55
    criminal injury fee; $10 trauma system surcharge;
    permanent driver’s license revocation.
    7. All jail sentences and driver’s license suspensions
    were ordered to run concurrently.
    Judgments in all four cases were filed on July 14,
    2009.
    D.   Post-Sentencing Motions
    On July 30, 2009, Stone filed a post-judgment motion to
    withdraw his pleas.     At the hearing held on August 6, 2009, the
    parties reached an agreement with respect to a reduction of
    Stone’s jail sentences from one year to six months.            Stone also
    orally moved to extend the time for filing a notice of appeal.
    In order to effectuate the agreement, on August 26, 2009, Stone
    filed a motion to reduce the sentences pursuant to Hawai#i Rules
    of Penal Procedure (HRPP) Rule 35, which set forth the terms of
    the agreement.
    At the September 1, 2009 hearing on Stone’s motion to
    reduce sentence, the court granted the motion, and Stone’s jail
    terms were reduced in accordance with the August 6, 2009
    agreement.   Accordingly, the court: suspended all but 14 days of
    the jail terms that had previously been imposed, upon the
    condition that Stone commit no further similar driving offenses,
    stayed the mittimus pending appeal, consolidated the four cases
    for appeal, and granted Stone’s oral motion to extend the time
    for filing a notice of appeal to September 14, 2009.            On
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    September 1, 2009, the court issued amended judgments reflecting
    the modified sentences.
    On September 14, 2009, Stone filed a notice of appeal
    from the July 14, 2009 judgments.           On September 21, 2009, the
    court issued its written order granting Stone’s oral motion to
    extend the time for filing a notice of appeal to September 14,
    2009.
    E.     Appeal to the ICA
    1.   Opening Brief
    Stone’s appeal was premised on his contention that,
    with respect to 2DTA-08-01628, the district court lacked subject
    matter jurisdiction over (a) the OVUII offense because the charge
    failed to allege an essential element of the offense, and (b) the
    DWOL offense because the charge failed to allege that Stone “was
    not excepted by statute from the driver’s licensing
    requirements.”    Similarly, with respect to Case Nos. 2DTA-08-
    00722, 2DTC-08-011610, and 2DTC-09-009261, Stone contended the
    district court lacked subject matter jurisdiction over each of
    the charges because of their failure to allege an essential
    element of the offense.       Stone requested that the ICA remand with
    instructions to dismiss these charges without prejudice.
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    2.     Answering Brief
    The State argued that Stone’s September 14, 2009 notice
    of appeal, which designated the July 14, 2009 Judgment “as
    appealed from,” was defective for failing to appeal the final
    judgment.    Rather, the State argued that the September 1, 2009
    Amended Judgment “was the final judgment in the underlying case
    for purposes of appeal in light of State v. Kilborn, 109 Hawai#i
    435, 
    127 P.3d 95
     (App. 2005)[.]”3            Therefore, the State argued
    that the notice of appeal failed to properly confer appellate
    jurisdiction and the appeal should be dismissed.
    The State also argued that the complaints in these
    cases were not defective because the trial court’s jurisdiction
    was established prior to Stone entering his guilty pleas, and
    Stone did not show, nor even claim, that he was prejudiced by any
    defect in the charges.
    3.   The ICA SDO
    On August 31, 2012, the ICA issued its SDO.           State v.
    Stone, No. SCWC-30059, 
    2012 WL 3791886
    , at *1 (App. Aug. 31,
    3
    The State argued that in Kilborn, the ICA “observed that the
    district court did not finally decide whether the defendant in a criminal
    traffic case would be required to pay restitution and if so, in what amount.”
    The State contended that the ICA held that “judgments of conviction entered in
    the district courts are not final and not appealable pursuant to HRS § 641-12,
    unless they include the final adjudication and the final sentence.” “Thus,
    the judgment which was appealed from was not final because the sentence was
    not the final sentence, and the appeal was dismissed for lack of appellate
    jurisdiction.”
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    2012).4   The ICA first addressed the State’s argument that
    Stone’s notice of appeal was defective and he had failed to
    invoke appellate jurisdiction.        Stone, 
    2012 WL 3791886
    , at *2.
    The ICA began its analysis by noting that the district
    court had entered two sets of judgments, and that “Stone filed
    his notice of appeal on September 14, 2009, within thirty days of
    the September 1, 2009 judgments.”          Stone, 
    2012 WL 3791886
    , at *1.
    The ICA then relied upon Poe v. Hawaii Labor Relations Board, 98
    Hawai#i 416, 
    49 P.3d 382
     (2002), for the general rule with
    respect to multiple judgments: where a judgment is amended in a
    material and substantial respect, the time from which an appeal
    may be taken begins to run from the date of the amendment unless
    the amendment relates only to the correction of clerical errors.
    Stone, 
    2012 WL 3791886
    , at *2.        The ICA concluded that the
    September 1, 2009 judgments had materially and substantially
    altered the July 14, 2009 judgments by modifying Stone’s
    sentences.    It was therefore “error” for Stone’s notice of appeal
    to provide that the appeal was from the district court’s July 14,
    2009 judgments, rather than from the September 1, 2009 judgments.
    Stone, 
    2012 WL 3791886
    , at *1-2.
    4
    The Honorable Daniel R. Foley and Lisa M. Ginoza comprised the
    majority, and Chief Judge Craig H. Nakamura filed a separate concurring and
    dissenting opinion.
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    The ICA held that “this error does not prevent
    appellate jurisdiction in this appeal.”         Under State v. Bohannon,
    102 Hawai#i 228, 
    74 P.3d 980
     (2003), the ICA concluded that “a
    mistake in designating the judgment . . . should not result in
    loss of the appeal as long as the intent to appeal from a
    specific judgment can be fairly inferred from the notice and the
    appellee is not misled by the mistake.”         Stone, 
    2012 WL 3791886
    ,
    at *2 (citing Bohannon, 102 Hawai#i at 235, 
    74 P.3d at 987
    (quoting City & Cnty. of Honolulu v. Midkiff, 
    57 Haw. 273
    , 275-
    76, 
    554 P.2d 233
    , 235 (1976)).       The ICA noted that the State did
    not argue that it could not be fairly inferred that Stone
    intended to appeal the September 1, 2009 judgments, or that it
    was misled by the mistake.      Stone, 
    2012 WL 3791886
    , at *2.         The
    ICA therefore concluded that it had appellate jurisdiction.             
    Id.
    In regards to the sufficiency of the charges, the ICA
    rejected Stone’s “untimely challenge to the sufficiency of the
    respective charges and his assertion that the district court
    lacked subject matter jurisdiction to convict him.”            Id. at *4.
    In his concurring and dissenting opinion, Chief Judge
    Nakamura stated that he would have held that the OVUII charge in
    Case No. 2DTA-08-01628 was insufficient, but he agreed with the
    majority that all the other charges were sufficient.            Id. at *6,
    *15 (Nakamura, J., concurring in part and dissenting in part).
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    Therefore, the ICA affirmed the judgment of the
    district court in each of the four cases.
    F.   Application for Writ of Certiorari
    In his application for writ of certiorari (Application)
    to this court, Stone maintains that the OVUII charge and each of
    the three OVLPSR-OVUII charges failed to state an offense and
    thereby did not confer subject matter jurisdiction on the
    district court.     Specifically, the ICA failed in its decision to
    consider State v. Nesmith, 127 Hawai#i 48, 
    276 P.3d 617
     (2012)
    and State v. Walker, 126 Hawai#i 475, 
    273 P.3d 1161
     (2012).
    Stone also contends that the district court lacked subject matter
    jurisdiction over the DWOL offense.
    In its Response, the State disagrees with Stone’s
    assertion that the charges in this case were jurisdictionally
    defective under Nesmith and Walker.
    In his Reply, Stone maintains that the OVLPSR-OVUII
    charges “must be reversed and the matter remanded for a dismissal
    without prejudice because the charges failed to allege a mens
    rea.”
    II. DISCUSSION
    “A court always has jurisdiction to determine whether
    it has jurisdiction over a particular case.”          State v. Bohannon,
    102 Hawai#i 228, 234, 
    74 P.3d 980
    , 986 (2003) (citing State v.
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    Graybeard, 93 Hawai#i 513, 516, 
    6 P.3d 385
    , 388 (App. 2000) (“An
    appellate court has . . . an independent obligation to ensure
    jurisdiction over each case and to dismiss the appeal sua sponte
    if a jurisdictional defect exists.”)).          The issue of whether an
    appellant “compli[ed] with the requirement of the timely filing
    of a notice of appeal, as set forth in HRAP Rule 4(b)(1), is
    jurisdictional.”     Bohannon, 102 Hawai#i at 234, 
    74 P.3d at 986
    (brackets omitted).
    The ICA, in its SDO, rejected the State’s argument that
    Stone’s notice of appeal was defective and had failed to invoke
    appellate jurisdiction.5      Stone, 
    2012 WL 3791886
    , at *2.         In
    reaching this conclusion, the ICA stated that although it was
    “error” for Stone’s notice of appeal to provide that the appeal
    was from the district court’s July 14, 2009 judgments, rather
    than from the September 1, 2009 judgments, this error did “not
    prevent appellate jurisdiction in this appeal.”            
    Id.
    In light of our independent obligation to ensure our
    jurisdiction over a case, we address the State’s jurisdictional
    challenge to Stone’s appeal to the ICA.          Thus we consider whether
    the 30-day period for Stone to appeal his convictions began
    running from July 14, 2009, the date when the original judgment
    5
    This issue was not raised in the State’s Response to the
    Application, but was raised in the State’s Answering Brief at the ICA.
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    was filed, or from September 1, 2009, the date when the amended
    judgment was filed, which reflected the district court’s granting
    of the motion to reduce sentence.
    A.
    “In a criminal case, the notice of appeal shall be
    filed . . . within 30 days after entry of the judgment or order
    appealed from.”    Hawai#i Rules of Appellate Procedure (HRAP) Rule
    4(b)(1) (2006).    The only exceptions to the commencement date of
    the time for filing the notice of appeal is “[i]f a timely motion
    in arrest of judgment under [HRPP] Rule 34 . . . or for a new
    trial under [HRPP] Rule 33 . . . has been made, an appeal from a
    judgment of conviction may be taken within 30 days after the
    entry of any order denying the motion.”         HRAP Rule 4(b)(2)
    (2009).
    HRAP Rule 4(b)(2) does not provide that a motion for
    reconsideration will extend the time to the date of the order
    granting or denying the motion.       This is because HRPP Rule 35(b)
    (2003) provides its own procedure when an appeal is filed.
    “The general rule is that the filing of a notice of
    appeal divests the trial court of jurisdiction over the appealed
    case.”    State v. Ontiveros, 82 Hawai#i 446, 448-49, 
    923 P.2d 388
    ,
    390-91 (1996) (brackets omitted).         However, “[a] motion to reduce
    a sentence that is made within the time prior [to the imposition
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    of sentence] shall empower the court to act on such motion even
    though the time period has expired.”         HRPP Rule 35(b) (2003).6
    Thus, “[t]he filing of a notice of appeal shall not deprive the
    court of jurisdiction to entertain a timely motion to reduce a
    sentence.”    
    Id.
    Consequently, there is no need for a defendant to defer
    filing a notice of appeal in order to determine the disposition
    of a motion for reduction of sentence.          If the result is
    unfavorable, the proceedings related to the appeal have not been
    unnecessarily delayed.       If the outcome is favorable, the
    defendant may withdraw the appeal.
    In State v. Naone, the court held that a motion to
    reconsider sentence7 does not extend the time for filing a notice
    of appeal under HRAP Rule 4(b):
    6
    HRPP Rule 35(b) states:
    Reduction of Sentence. The court may reduce a sentence
    within 90 days after the sentence is imposed, or within 90
    days after receipt by the court of a mandate issued upon
    affirmance of the judgment or dismissal of the appeal, or
    within 90 days after entry of any order or judgment of the
    Supreme Court of the United States denying review of, or
    having the effect of upholding the judgment of conviction. A
    motion to reduce a sentence that is made within the time
    prior shall empower the court to act on such motion even
    though the time period has expired. The filing of a notice
    of appeal shall not deprive the court of jurisdiction to
    entertain a timely motion to reduce a sentence.
    HRPP Rule 35(b) (2003).
    7
    The terms “motion for reconsideration of sentence” and “motion to
    reduce sentence” are often used interchangeably by our courts.
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    It is undisputed that judgment in this case was entered on
    July 11, 1997, as amended on July 22 and 24, 1997, and that
    Defendant filed his notice of appeal on September 2, 1997,
    beyond the deadline prescribed by HRAP Rule 4(b). Although
    the record reflects that Defendant filed a motion to
    reconsider his sentence on August 11, 1997, such a motion
    does not qualify under HRAP Rule 4(b) as a tolling motion
    that extends the filing deadline for a notice of appeal.
    Therefore, Defendant's appeal was clearly untimely.
    92 Hawai#i 289, 300, 
    990 P.2d 1171
    , 1182 (App. 1999) (emphasis
    added); see also State v. Solomon, 107 Hawai#i 117, 125 n.4, 
    111 P.3d 12
    , 20 n.4 (2005) (“Disposition of a motion for
    reconsideration of sentence, however, ‘does not qualify under
    HRAP Rule 4(b) as a tolling motion that extends the filing
    deadline for a notice of appeal.’” (citing Naone, 92 Hawai#i at
    300, 
    990 P.2d at 1182
    ) (emphasis added)).
    Consistent with the court’s holding in Naone, a motion
    to reduce sentence “does not qualify under HRAP Rule 4(b) as a
    tolling motion that extends the filing deadline for a notice of
    appeal.”   See Naone, 92 Hawai#i at 300, 
    990 P.2d at 1182
    .
    Accordingly, the disposition of Stone’s motion to reduce sentence
    had no effect on the time allowed for filing a notice of appeal.
    Thus, the ICA erred in concluding that the issuance of an amended
    judgment resulted in a new time period to appeal based on the
    filing date of the amended judgment.
    Consequently, the ICA erred in concluding that Stone’s
    notice of appeal should have referenced the appeal from the
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    September 1, 2009 judgments.        See Stone, 
    2012 WL 3791886
    , at *2.
    Stone’s notice of appeal correctly referenced the July 14, 2009
    judgments.    
    Id.
    B.
    The ICA also erred in holding that Stone should have
    appealed from the September 1, 2009 amended judgments on the
    basis that they “materially and substantially altered” the July
    14, 2009 judgments by modifying Stone’s sentences.            
    Id.
        The
    ICA’s reliance on State v. Mainaaupo, 117 Hawai#i 235, 246 n.6,
    
    178 P.3d 1
    , 12 n.6 (2008) as support for its ruling that Stone
    correctly appealed from the September 1, 2009 amended judgment is
    misplaced.    See 
    id.
     at 246 n.6, 
    178 P.3d at
    12 n.6.           In
    Mainaaupo, the court was addressing when the time for filing of
    an application for writ of certiorari began running under HRAP
    Rule 40.1(a).8      
    Id.
       It was in this context that we stated that
    “where a judgment is amended in a material and substantial
    respect, the time within which an appeal from such determination
    may be taken begins to run from the date of the amendment.”                
    Id.
    8
    In Mainaaupo, the ICA’s judgment, entered on September 13, 2007,
    vacated the circuit court’s judgment and remanded the case for a new trial.
    117 Hawai#i at 246, 
    178 P.3d at 12
    . Because this disposition was inconsistent
    with its memorandum opinion, the ICA entered an amended judgment on October 8,
    2007, which affirmed the circuit court’s judgment. 
    Id.
     Mainaaupo filed an
    application for writ of certiorari on December 11, 2007. 
    Id.
     This court held
    that the time period for filing the application under HRAP Rule 40.1 began
    running anew when the ICA filed its amended judgment, reasoning that “the
    ICA’s amendment did not simply eliminate clerical errors but, rather, changed
    the fundamental disposition of this matter from a ‘vacate and remand’ to an
    affirmance.” 
    Id.
     at 246 n.6, 
    178 P.3d at
    12 n.6.
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    This court’s holding in Mainaaupo, which was applicable
    to filing an application for a writ of certiorari, does not
    prescribe the time for filing an appeal from a judgment of
    conviction, which is expressly governed by HRAP Rule 4(b).
    Mainaaupo is not precedent that the time period for filing a
    notice of appeal from a judgment begins running from an amended
    judgment of conviction when there has been a favorable
    disposition of a motion to reduce sentence.          Rather, the amended
    judgment merely reduces the sentences as a result of a favorable
    ruling on the motion to reduce sentence, and has no effect on the
    time period for filing the notice of appeal.
    Under the ICA’s analysis, if a defendant were to defer
    filing a notice of appeal until after the disposition of a motion
    for reduction of sentence, the timeliness of the notice of appeal
    would depend on whether a favorable disposition of the motion was
    obtained, as an amended judgment would not otherwise be issued.
    A defendant should not be encouraged to gamble as to whether to
    file a notice of appeal based on the outcome of a ruling of a
    motion for reduction of sentence.
    Additionally, the ICA’s analysis contradicts HRPP Rule
    45(b) by providing a means to extend the time period for filing a
    notice of appeal through an amended judgment based on an HRPP
    Rule 35 motion.
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    HRPP Rule 45(b) (2001) provides:
    Enlargement. When an act is required or allowed to be done
    at or within a specified time, the court for cause shown may
    at any time in its discretion (1) with or without motion or
    notice, order the period enlarged if request therefor is
    made before the expiration of the period originally
    prescribed or as extended by a previous order or (2) upon
    motion made after the expiration of the specified period
    permit the act to be done if the failure to act was the
    result of excusable neglect; but the court may not extend
    the time for taking any action under Rules 29, 33, 34 and 35
    of these rules and Rule 4(b) of the Hawai#i Rules of
    Appellate Procedure, except to the extent and under the
    conditions stated in them .
    Allowing an amended judgment to extend the time for
    filing a notice of appeal that was based upon a favorable
    disposition of an HRPP Rule 35 motion would contravene the
    express terms of HRPP Rule 45(b).
    C.
    Consequently, Stone correctly appealed from the July
    14, 2009 judgments.     At the August 6, 2009 hearing, Stone orally
    moved to extend the time for filing a notice of appeal.            Stone
    was granted a 30-day extension to file the notice of appeal on
    September 1, 2009.     On September 14, 2009, Stone timely filed the
    notice of appeal.    Accordingly, this court has jurisdiction of
    Stone’s appeal.
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    D.
    Based upon our review of the record, the ICA’s October
    1, 2012 Judgment on Appeal is affirmed.
    DATED: Honolulu, Hawai#i, February 28, 2014.
    Hayden Aluli                              /s/ Mark E. Recktenwald
    for petitioner
    /s/ Paula A. Nakayama
    John D. Kim and
    Peter A. Hanano                           /s/ Simeon R. Acoba, Jr.
    for respondent
    /s/ Sabrina S. McKenna
    /s/ Richard W. Pollack
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