State v. Samuel ( 2019 )

IN THE SUPREME COURT OF THE STATE OF IDAHO
Docket No. 44182
STATE OF IDAHO, )
) Boise, June 2019 Term
Plaintiff-Respondent, )
) Filed: September 11, 2019
v. )
) Karel A. Lehrman, Clerk
ELDON GALE SAMUEL III, )
)
Defendant-Appellant )
)
Appeal from the District Court of the First Judicial District of the State
of Idaho, Kootenai County. Benjamin R. Simpson, District Judge.
The judgment of the district court is affirmed.
Eric D. Fredericksen, State Appellate Public Defender, Boise, attorneys
for Appellant. Maya P. Waldron argued.
Lawrence W. Wasden, Idaho Attorney General, Boise, attorneys for
Respondent. Theodore S. Tollefson argued.
BEVAN, Justice
I. NATURE OF THE CASE
Eldon Samuel III appeals from a district court judgment entered after a jury found
Samuel guilty of second degree murder for killing his father and first degree murder for killing
his brother. We affirm.
II. FACTUAL AND PROCEDURAL BACKGROUND
Samuel was born in California in 1999. Samuel’s parents had another son eleven months
after Samuel was born. Samuel’s younger brother was severely autistic and required significant
attention. Both of Samuel’s parents had prescription drug addictions which led to financial
problems, criminal charges, and arrests. Throughout Samuel’s childhood the family lived in
shoddy, cockroach-infested residences and moved frequently, usually after they had been evicted
for not paying rent. Samuel’s mother started abusing pain pills following a car accident when
Samuel was 4, became suicidal, and was hospitalized several times. Samuel’s father became
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addicted to pain pills after he injured his shoulder at work. Samuel’s father began to believe that
a “zombie apocalypse” was inevitable. Samuel’s mother testified that Samuel’s father taught him
how to kill zombies by playing violent video games, watching zombie themed movies, and
training Samuel to use knives and guns.
Samuel witnessed extreme violence growing up. When Samuel was four he watched his
father pour lighter fluid on his mother and threaten to burn her alive because he wanted a
settlement check she received from a car accident. When Samuel was six he watched his father
intentionally drive over his mother, breaking her collar bone. When Samuel was ten his father
pointed a gun at his mother’s head, bound her with duct tape, and forced Samuel to urinate on
her. Child Protective Services were repeatedly contacted in California but never intervened. By
2013, Samuel’s mother had left and Samuel’s father moved to Idaho with Samuel and his
brother. Samuel had frequent visits to the doctor for insomnia, nausea, migraines, blurred vision,
and congestion.
On the evening of March 24, 2014, officers responded to a 911 call at Samuel’s
residence. Samuel told the operator that his brother and dad had been shot. After officers arrived
on the scene Samuel was taken to the police station. After originally telling a different version of
the events that evening, i.e., initially blaming his father for killing his brother, Samuel eventually
described the following events during a police interrogation.
Samuel’s father was on medication when he shot a .45 gun outside, believing that a
“zombie apocalypse” had begun. Samuel told his father to go back inside. Once his father went
inside he pushed Samuel in the chest and told him to leave. Samuel picked up his father’s gun,
and when his father pushed him a second time, Samuel shot him in the stomach. Samuel’s father
then crawled to Samuel’s brother’s room, leaving a trail of blood on the floor. Samuel did not
believe the first shot killed his father and shot him three more times in the head once he reached
Samuel’s brother’s room.
After killing his father, Samuel saw his brother hiding under the bed and told him to get
out. His brother did not move. Samuel got a shotgun and shot his brother while he was under the
bed. Samuel reloaded the shotgun and continued to shoot his brother. Samuel then dropped the
shotgun and started to stab at his brother with a knife. Samuel moved the mattress off of the bed
frame and got a machete. Samuel swung the machete at his brother through the gaps in the wood
planks of the bed frame. When his brother tried to climb out from underneath the bed, Samuel hit
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him in the back of the head with the machete. Samuel continued to swing the machete as hard as
he could until his brother stopped talking and was quiet. Samuel then called 911.
Originally, the State charged Samuel with two counts of first degree murder. However,
after a preliminary hearing, the magistrate court found the State had not established probable
cause on the premeditation element for the murder of Samuel’s father. Thus, Samuel was
charged with first degree murder for his brother and second degree murder for his father.
Samuel moved to suppress the statements he made during his police interrogation,
arguing that he did not knowingly, intelligently, and voluntarily waive his Miranda 1 rights and
his statements to the police were not voluntary. In support of his motion, Samuel submitted a
forensic mental health examination performed by Dr. Craig Beaver. The district court held that
the admissibility of Dr. Beaver’s report was conditional on Samuel submitting to a second
examination that would be conducted by the State’s expert. Samuel declined to meet with the
State’s mental health expert and the district court excluded Dr. Beaver’s testimony. Ultimately,
the district court denied Samuel’s motion to suppress the interrogation.
The case proceeded to a lengthy jury trial. The defense theory was that Samuel killed his
father in self-defense, and that he killed his brother in a rage—committing manslaughter not
murder. The jury found Samuel guilty of second degree murder for killing his father, and first
degree murder for killing his brother. The district court sentenced Samuel to a unified term of 15
years, with 10 years fixed, for second degree murder, and a concurrent life term, with 20 years
fixed, for first degree murder. Samuel timely appealed, arguing that because of multiple errors
during his trial, both individually and cumulatively, the court denied Samuel his right to a fair
trial.
III. ISSUES ON APPEAL
1. Whether the district court erred by denying Samuel’s motion to suppress because it
impermissibly limited the expert mental health evidence Samuel could present by
granting the State’s motion under Idaho Code section 18-207.
2. Whether the district court erred by denying Samuel’s motion to suppress the statements
he made during his interview with the police because Samuel did not knowingly,
intelligently, and voluntarily waive his Miranda rights and his confession was coerced.
3. Whether the district court abused its discretion when it did not allow Samuel to present
evidence of specific instances of his father’s violent and irrational behavior.
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Miranda v. Arizona, 384 U.S. 436 (1966).
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4. Whether the district court abused its discretion when it did not allow Samuel’s mother to
testify that she witnessed Samuel’s fear of his father.
5. Whether the district court abused its discretion by limiting Dr. Gentile’s expert testimony.
6. Whether the district court abused its discretion by excluding a portion of Dr. Julien’s
expert testimony.
7. Whether the accumulation of errors, even if individually harmless, deprived Samuel of
his right to a fair trial.
8. Whether the district court abused its discretion during sentencing.
IV. ANALYSIS
A. The district court did not err when it granted the State’s motion under Idaho Code
section 18-207(4)(c), requiring Samuel to submit to an examination by the State’s
expert if Samuel wanted to present his own expert testimony that he did not
voluntarily, knowingly, and intelligently waive his Miranda rights.
Samuel moved to suppress his police interrogation alleging that he did not voluntarily,
knowingly, and intelligently, waive his Miranda rights. In support, Samuel submitted a report
from a forensic mental health examination performed by Dr. Craig Beaver. Dr. Beaver opined
that Samuel did not appreciate his Miranda rights and did not understand his right to remain
silent or his right to have legal counsel present. The State filed a motion under Idaho Code
section 18-207(4)(c) requesting the opportunity for its own expert to examine Samuel. The
defense objected.
After a hearing on the issue, the district court granted the State’s motion and held that if
Samuel refused to submit to the State’s expert for examination, it would lead to excluding Dr.
Beaver’s testimony at the suppression hearing. The defense filed a motion for reconsideration,
which the district court denied, maintaining that Samuel had raised the issue of whether his
mental condition prevented him from knowingly, intelligently and voluntarily waiving his
Miranda rights. The district court reasoned that to deny the State’s motion for examination
would deprive it of the only adequate means to meet the defense’s expert testimony. The State
moved to compel the defense to comply with the court’s order. Samuel filed a notice of intent to
remain silent, stating that Samuel would neither meet with nor talk to the State’s mental health
expert. The State thus moved to exclude Dr. Beaver’s testimony and strike any reference to Dr.
Beaver’s report. The district court granted the State’s motion.
“In reviewing an order granting or denying a motion to suppress evidence, this Court will
defer to the trial court’s factual findings unless clearly erroneous. However, free review is
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exercised over a trial court’s determination as to whether constitutional requirements have been
satisfied in light of the facts found.” State v. Doe, 137 Idaho 519, 522, 50 P.3d 1014, 1017
(2002) (quoting State v. Donato, 135 Idaho 469, 470, 20 P.3d 5, 6 (2001)).
When a party challenges a statute on constitutional grounds, it “bears the burden
of establishing that the statute is unconstitutional and must overcome a strong
presumption of validity. Appellate courts are obligated to seek an interpretation of
a statute that upholds its constitutionality.” State v. Manzanares, 152 Idaho 410,
418, 272 P.3d 382, 390 (2012) (quoting State v. Korsen, 138 Idaho 706, 711, 69
P.3d 126, 131 (2003)).
State v. Kelley, 161 Idaho 686, 689, 390 P.3d 412, 415 (2017).
“The interpretation of a statute must begin with the literal words of the statute; those
words must be given their plain, usual, and ordinary meaning; and the statute must be construed
as a whole. If the statute is not ambiguous, this Court does not construe it, but simply follows the
law as written.” Verska v. Saint Alphonsus Reg’l Med. Ctr., 151 Idaho 889, 893, 265 P.3d 502,
506 (2011) (internal quotation omitted).
The State’s motion was made under Idaho Code section 18-207, which provides:
(4) No court shall, over the objection of any party, receive the evidence of any
expert witness on any issue of mental condition, or permit such evidence to be
placed before a jury, unless such evidence is fully subject to the adversarial
process in at least the following particulars:
...
(c) Raising an issue of mental condition in a criminal proceeding shall
constitute a waiver of any privilege that might otherwise be interposed to
bar the production of evidence on the subject and, upon request, the court
shall order that the state’s experts shall have access to the defendant in
such cases for the purpose of having its own experts conduct an
examination in preparation for any legal proceeding at which the
defendant’s mental condition may be in issue.
I.C. § 18-207(4)(c).
Samuel argues that the district court’s granting the State’s motion to exclude Dr. Beaver’s
testimony under Idaho Code section 18-207(4) was erroneous on four grounds. First, section 18-
207(4) is unconstitutional because the legislature created procedural rules in violation of the
Idaho Constitution. Second, section 18-207(4) does not apply to pretrial motions. Third, section
18-207(4)(c) does not apply under these circumstances because the State, not Samuel, implicated
his mental health by claiming his Miranda waiver was knowing, intelligent, and voluntary.
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Fourth, that section 18-207(4)(c) does not apply because Samuel did not offer expert evidence on
his “mental condition.”
The State counters that the district court did not err in ruling that if Samuel was allowed
to present expert mental health evidence in support of his suppression motion that the State had a
right to have its own expert evaluate Samuel. The State maintains that the district court
scrutinized all of the evidence and applied the relevant factors before it ultimately denied
Samuel’s motion to suppress. The State also argues that even if the order to make Samuel
available to the State’s expert was an error, that error was harmless because the outcome of the
suppression motion would have been the same. Similarly, the State argues that even if Samuel
had presented Dr. Beaver’s evidence it would not have affected the outcome of Samuel’s motion.
1. Whether the legislature impermissibly created procedural rules in violation of
the Idaho Constitution.
First, Samuel alleges that Idaho Code section 18-207 impermissibly reduces the question
of a mental condition from the status of a formal defense to that of an evidentiary question.
Samuel asserts that the first three sections of section 18-207 pertain to substantive issues: (1)
mental condition cannot be an affirmative defense to a criminal charge; (2) correctional
authorities must treat the mental condition of convicted person; and (3) expert evidence on the
defendant’s state of mind as an element of the offense is admissible. I.C. § 18-207(1)–(3). On the
other hand, section (4) purports to enact procedural rules governing the introduction of expert
evidence about a defendant’s “mental condition.” I.C. § 18-207(4). The State argues that while at
first blush these requirements seem to be procedural evidentiary rules, further examination
reveals they are substantive laws because they create, define, and regulate primary rights. The
State also asserts that even if Idaho Code section 18-207(4) creates a procedural rule, it does not
violate the separation of powers because there is no conflict with the Idaho Rules of Evidence.
“The Idaho Constitution vests the power to enact substantive laws in the Legislature.” In
re SRBA Case No. 39576, 128 Idaho 246, 255, 912 P.2d 614, 623 (1995) (citing Idaho Const. art.
III, § 1; Mead v. Arnell, 117 Idaho 660, 664, 791 P.2d 410, 414 (1990) (“[O]f Idaho’s three
branches of government, only the legislature has the power to make ‘law.’”)). While the
legislature has the power to enact substantive law, the Supreme Court holds the inherent power
to make rules governing procedure in all of Idaho’s courts. I.C. § 1-212. See also State v. Yoder,
96 Idaho 651, 654, 534 P.2d 771, 774 (1975) (“This Court has inherent power to formulate rules
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of practice and procedure within the courts of Idaho.”). This Court has held a substantive law
“creates, defines, and regulates primary rights” while “practice and procedure pertain to the
essentially mechanical operations of the courts by which substantive law, rights, and remedies
are effectuated.” SRBA Case No. 39576, 128 Idaho at 255, 912 P.2d at 623.
Idaho Code section 18-207(4) precludes a party from introducing evidence from an
expert witness on any issue of mental condition unless that evidence is fully subjected to the
adversarial process in at least these particulars:
(c) Raising an issue of mental condition in a criminal proceeding shall [1]
constitute a waiver of any privilege that might otherwise be interposed to
bar the production of evidence on the subject and, [2] upon request, the
court shall order that the state’s experts shall have access to the defendant
in such cases for the purpose of having its own experts conduct an
examination in preparation for any legal proceeding at which the
defendant’s mental condition may be in issue.
We hold that section 18-207(4)(c) is a substantive law because it “defines and regulates”
a criminal defendant’s substantive right (i.e., “primary right”) to submit evidence about his
mental health. Additionally, without the provisions of section 18-207(4), there would be no
specific provision for acquiring evidence necessary to challenge expert mental health testimony
in a criminal case. Thus, the central purpose of this part of the statute is to provide limitations on
the right to introduce mental health evidence in a criminal case to those circumstances when that
evidence can be “fully subject[ed] to the adversarial process.” I.C. § 18-207(4). See also SRBA
Case No. 39576, 128 Idaho at 255, 912 P.2d at 623 (substantive law “creates, defines, and
regulates primary rights.”)
That said, even if section 18-207(4) created a procedural rule, it does not conflict with the
Idaho Criminal Rules. The district court noted that Idaho Criminal Rule 16(c)(4) requires
specific compliance with Idaho Code section 18-207:
(4) Expert Witnesses. On written request of the prosecuting attorney, the
defendant must provide a written summary or report of any testimony that the
defense intends to introduce pursuant to Rules 702, 703 or 705 of the Idaho Rules
of Evidence at trial or hearing. The summary provided must describe the
witness’s opinions, the facts and data for those opinions and the witness’s
qualifications. Disclosure of expert opinions regarding mental health must also
comply with the requirements of Idaho Code § 18-207. The defense is not
required to produce any materials not subject to disclosure under subsection (h) of
this Rule, or any material otherwise protected from disclosure by defendant’s
constitutional rights.
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Samuel claims this reference is limited to subsections (a) and (b). The criminal rule is not
so restrictive. The rule requires that the defendant “comply” with Idaho Code section 18-207. To
“comply” means “[t]o do what is required or requested. . . .” Comply, BLACK’S LAW
DICTIONARY (11th ed. 2019). The rule is broad and requires that a defendant offering an expert
report “do what is required” by the statute, including submit to mental health examination by the
State’s expert. There is no conflict between Rule 16(c)(4) and subsection (c). Thus, we find no
conflict between the Idaho Criminal Rules and Idaho Code section 18-207(4)(c).
2. Whether Idaho Code section 18-207 applies to pretrial motions.
Next, Samuel claims that even if the legislature does have the constitutional authority to
enact the requirements in section 18-207(4), those requirements do not apply when a defendant
claimed his Miranda rights were violated; instead, they apply only when the defendant is trying
to introduce evidence of his “state of mind” as it relates to an element of the crime charged, or
evidence of his “mental condition” as a mitigating factor at sentencing. Again, Idaho Code
section 18-207(4)(c) provides:
(4) No court shall, over the objection of any party, receive the evidence of any
expert witness on any issue of mental condition, or permit such evidence to be
placed before a jury, unless such evidence is fully subject to the adversarial
process in at least the following particulars:
...
(c) Raising an issue of mental condition in a criminal proceeding shall
constitute a waiver of any privilege that might otherwise be interposed to
bar the production of evidence on the subject and, upon request, the court
shall order that the state’s experts shall have access to the defendant in
such cases for the purpose of having its own experts conduct an
examination in preparation for any legal proceeding at which the
defendant’s mental condition may be in issue.
I.C. § 18-207(4)(c) (emphasis added). Samuel argues that “any legal proceeding” is limited by
the “criminal proceeding” language, and that “criminal proceeding is synonymous with “criminal
action” which is defined as “[t]he proceedings by which a party charged with a public offense is
accused and brought to trial and punishment . . . .” I.C. § 19-103. The State argues that this
interpretation is contrary to recent Idaho Supreme Court precedent, in which this Court held that
section 18-207(4) is not limited to trial and “by its plain language, Idaho Code section 18-207(4)
does not have limited application.” State v. Hall, 163 Idaho 744, 802, 419 P.3d 1042, 1100
(2018), reh’g denied (June 28, 2018). Indeed, in Hall this Court reasoned:
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The plain text of section 18-207(4) does not limit its application to trial. It
begins with a statement that “[n]o court . . . ,” which is taken to mean no
sentencing court as much as it means no trial court (emphasis added). The lack of
specificity grants the statute broad application; by its plain language it is
applicable to all courts, unless stated otherwise. Additionally, the requirement in
subsection (a) that notice be given “ninety (90) days in advance of trial, or other
such period as justice may require” refers to trial, but not to the exclusion of
sentencing. Id. It merely sets a deadline for disclosure, it does not indicate which
proceeding that disclosure is applicable to. Subsection (a) provides that the
deadline could also be “such other period as justice may require,” which further
underlines that the reference to trial is solely for the purpose of establishing a
timeline, not for limiting the application of the section. Id. Similarly, the language
in subsection (c) “[r]aising an issue of mental condition in a criminal proceeding”
does not limit the application of the requirements to trial. I.C. § 18-207(4)(c)
(emphasis added). Thus, by its plain language, Idaho Code section 18-207(4) does
not have limited application; it is as applicable to sentencing as it is to trial. The
district court did not err in concluding that Idaho Code section 18-207(4) applies
to sentencing proceedings.
Id. (emphasis in original).
The district court looked at the plain language of the statute and held that it applies to the
receipt of “evidence of any expert witness on any issue of mental condition.” (Emphasis in
original). The court was correct; the statute does not limit the admission of either direct or
rebuttal expert testimony to elements of the crime. To the contrary, the plain language of the
statute makes it clear that it applies to any issue of mental condition in any legal proceeding at
which the defendant’s mental health condition may be an issue. The district court’s decision
tracks this Court’s decision in Hall. We now clarify that section 18-207(4), because of the
statute’s broad application, also applies to legal proceedings before trial, including pretrial
motions.
3. Whether the State raised the issue of Samuel’s mental condition.
Next, Samuel argues that even if section 18-207(4)(c) is both constitutionally valid and
applies to pretrial issues, that the State’s ability to have its expert examine a defendant applies
only when the defendant raises the issue of his mental condition. Samuel alleges that here the
State raised the issue by claiming that Samuel’s Miranda waiver was knowing, intelligent, and
voluntary, when it tried to admit Samuel’s statements. The State concedes that it has the burden
to show that the defendant made a knowing, voluntary, and intelligent Miranda waiver, but
asserts that there is no obligation for the State to introduce expert testimony about a defendant’s
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mental condition to meet its burden. The State argues that Samuel raised the issue of his mental
condition by filing the motion to suppress and proffering expert testimony from Dr. Beaver.
“The state bears the burden of demonstrating that an individual has voluntarily,
intelligently and knowingly waived his rights by a preponderance of the evidence.” State v. Doe,
131 Idaho 709, 712, 963 P.2d 392, 395 (Ct. App. 1998) (citing State v. Alger, 115 Idaho 42, 46,
764 P.2d 119, 123 (Ct. App. 1988)). “Generally, the prosecution can meet its burden of proving a
prima facie [case] of voluntariness by eliciting from the interrogating officer that the suspect had
not been threatened or promised anything and appeared to freely decide for himself to forego the
assistance of counsel, and to provide an incriminating statement.” State v. Fabeny, 132 Idaho
917, 921, 980 P.2d 581, 585 (Ct. App. 1999).
We hold that the district court correctly found that Samuel raised the issue of whether his
mental condition prevented him from knowingly, intelligently, and voluntarily waiving his
Miranda rights. If we were to adopt Samuel’s argument, every time the State sought to introduce
evidence following a Miranda waiver it would allow the defense to introduce un-rebuttable
expert testimony. We hold that Samuel raised his mental condition as an issue by including the
opinions of a mental health expert when he filed his motion to suppress.
4. Whether Dr. Beaver’s opinion found that Samuel suffered from a “mental
condition.”
Lastly, Samuel argues that Dr. Beaver’s report did not discuss Samuel’s “mental
condition”; it merely discussed Samuel’s age, education, experience, background, and
intelligence—factors the district court had to review when determining whether a juvenile
knowingly, intelligently, and voluntarily waived his Miranda rights. Samuel claims that Dr.
Beaver’s opinion was not based on any diagnosis of a “mental condition” and so the district court
abused its discretion when it required Samuel to submit to an examination by the State’s expert
in order to present Dr. Beaver’s report. The State counters that while a court has to consider a
totality of the circumstances surrounding a Miranda waiver, that consideration is not limited to
whether a party has raised a mental condition as an issue addressing some of those factors. The
State points out that age, experience, background, intelligence, and capacity to understand can be
addressed by fact witnesses such as teachers, family members, and friends; so, if the defendant
wants to present expert testimony about his particular mental condition as it relates to these facts
he has a right to do so, but it opens the door for the State to present competing expert testimony.
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Dr. Beaver interviewed Samuel and various family members. Samuel also underwent a
neuropsychometric examination four times, for about five hours, where he was subjected to
various tests. Dr. Beaver reviewed numerous records and placed significant weight on the
transcript summary from Samuel’s initial interview with law enforcement and the video
recordings of the interview. Ultimately, Dr. Beaver opined:
In conclusion, based upon my knowledge of Eldon Samuel, multiple interviews
and records reviewed, and formal testing completed, it is my opinion Eldon
Samuel, then 14 years of age, did not appreciate his Miranda rights and
voluntarily waive his Miranda rights. He had significant limitations in his ability
to understand his Miranda rights and voluntarily waive them compared to an
adult. He shows strong evidence he even has less capacity than would be expected
even of a 14 year old. Further, he consistently demonstrated in formal testing,
interviewing and in review of the transcripts, not to understand his right to remain
silent and, of particular concern, his right to have legal counsel present.
Unfortunately, law enforcement did not explain or even attempt to evaluate how
well he understood his Miranda rights. Rather, they capitalized on Eldon’s young
age, immaturity, anxiety and isolation to induce Eldon Samuel to waive his
Miranda Rights.
This testimony concerns more than just noting Samuel’s age and knowledge; it relates
directly to Samuel’s mental health by mentioning his “significant limitations” and concluding
that he had “less capacity” than a typical 14-year old. We hold that if a defendant wants to
present such expert testimony to demonstrate his particular mental condition as it relates to the
general factors a court must consider—age, experience, education, background and
intelligence—he has subjected himself to the requirements of Idaho Code section 18-207(4), and
the State has the right to have its own expert conduct an examination. Thus, the district court
properly granted the State’s motion under Idaho Code section 18-207(4)(c) and required Samuel
to submit to an examination by the State’s expert if he wanted to present his own expert
testimony that he did not voluntarily, knowingly, and intelligently waive his Miranda rights.
B. The district court did not err by denying Samuel’s motion to suppress because the
statements he gave to police did not violate his Miranda rights and Samuel gave
them knowingly, intelligently and voluntarily.
On March 24, 2014, at about 9:00 p.m., Samuel called 911 to report a shooting. Police
officers arrived at Samuel’s home, patted him down, and placed him in handcuffs. The officers
did not ask Samuel any questions that would elicit incriminating statements during this
procedure. At about 9:40 p.m., Samuel was taken to the police station where he was placed into
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an interview room. One officer stayed in the room with Samuel, and a few minutes later at least
two other officers entered the room. The officers proceeded to take off Samuel’s bloody clothing
one piece at a time and take photographs. The officers also obtained swabs from Samuel’s
person. During this process Samuel was asked if he needed anything and Samuel said that he
would just like water. Sergeant McCormick informed Samuel that the officers were trying to
make sure they preserved any evidence that may have been on Samuel’s clothing, and Samuel
said that he understood. Afterwards, Samuel was given new clothes, although he did not receive
new underwear, socks, or shoes to wear. While removing Samuel’s shoes and clothing, the
officers repeatedly spoke with Samuel to ensure he was doing all right. The process to
photograph, swab, and take Samuel’s clothing took about 35–40 minutes.
Two officers then remained in the interrogation room with Samuel, Sergeant McCormick
and Detective Wilhelm. Detective Wilhelm, who took the lead in Samuel’s interrogation, was
Samuel’s school’s resource officer. Detective Wilhelm asked some preliminary questions such as
Samuel’s age and contact information, if he was in any physical discomfort, when he last ate,
and how well he slept the previous night. Notably, Samuel did not know his phone number or
address. In response to a question about whether Samuel was experiencing any physical
discomfort, he suggested that he always hurts all over. When asked what he had for dinner
Samuel stated that he had two hot dogs with the bun, and two raw hot dogs around 12:00.
Samuel also conveyed that he got “good enough” sleep because he takes medication.
After the preliminary matters were concluded, Detective Wilhelm gave Samuel a copy of
the Miranda waiver form and the following discussion took place:
Detective Wilhelm: Alright. Well, if you’re okay let’s get down to why-why
we’re here to talk today. Is that okay with you?
Samuel: Yeah.
Detective Wilhelm: I’m gonna scoot forward a little bit so I can go over this with
you, okay?
Samuel: Okay.
Detective Wilhelm: We didn’t go over this in the office, but 99% of the kiddos in
my office we give them this warning because sometimes we talk to the parents
about what we’re gonna talk about and sometimes we won’t. Okay? So, I’ve
actually got two of these, so I’m gonna give you that, and then I’ve got one and
I’m gonna explain it to you, okay? So this is a – I’ve got one for you too, sir.
Sergeant McCormick: Thanks.
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Detective Wilhelm: This is a Miranda warning. You know how you see on TV,
you see like these cop shows? They’re just TV shows. Let me tell ya, they’re
made up. But they slam guys against the car.
Samuel: (Nods head yes).
Detective Wilhelm: They’re slamming them up against the car and then they read
these rights to them. And it’s kind of at the same time, sometimes they slam up
against the car, put them in jail, then they read his rights. And so that’s not
anything like this. Alright.
Samuel: (Nods head yes).
Detective Wilhelm: These are just some rights that everyone is entitled to. Like if
I were to talk to my boss or, um, someone that came to my house and said, “Man,
I need to talk to you about this.” I probably wouldn’t but I could pull out these
Miranda rights and, “You know what, Officer Joe, I don’t want to talk to you and
this is why.” Okay? Does that make sense?
Samuel: Yeah. (Nods head yes).
Detective Wilhelm: Okay, so I’m gonna read them to ya, and I’ll just read them in
order, okay? This is [sic] Miranda warning. It says first you have the right to
remain silent. Number two. Anything you say can and will be used against you in
a court of law. Third. You have the right to talk to a lawyer and have them present
with you while you’re being questioned. Good so far?
Samuel: (Nods head yes) Um-hum.
Detective Wilhelm: Okay. So fourth [sic]. If you can’t afford to hire a lawyer one
will be appointed to represent you before any questioning if you wish on [sic]. So
in full print there it says – you’re a smart guy. So do you understand each of these
rights as I’ve explained them to you?
Samuel: (Nods head yes).
Detective Wilhelm: Do you understand those rights?
Samuel: Um-hum.
Detective Wilhelm: One through four?
Samuel: Um-hum.
Detective Wilhelm: Okay. Would you mind signing right there?
Samuel: (Grabs pen)
Detective Wilhelm: You sure?
Samuel: Yeah.
Detective Wilhelm: Eldon, can you circle yes for me too, if you don’t mind?
Samuel: Yes.
Detective Wilhelm: I didn’t know you were a lefty.
13
Samuel: A lefty?
Detective Wilhelm: Yeah. Did you have left handed handcuffs? I’m just teasing
you.
Sergeant McCormick: (Laughs)
Samuel: I screwed up.
Detective Wilhelm: I messed you up didn’t I? Go ahead and sign. I’m sorry, I’ll
keep my mouth shut. Can you do me another favor? How about on the date? Can
you date it for me? It is still 3/24/14 or it’s March 24th 2014, however you wanna
write.
Samuel: 3/24?
Detective Wilhelm: 14. 2014.
Samuel: (Signing paper).
Detective Wilhelm: Okay. So hang on to that for just a second okay. Now, that
was the tough part. So you said that you understood each of those rights . . .
Samuel: . . . yeah . . .
Detective Wilhelm: . . . as I explained them to you, okay? It’s because I did such
a great job. Secondly, this, it says having these rights in mind, do you wish to talk
to us right now? Do you want to talk to me and my boss about what’s going on
tonight?
Samuel: Right now?
Detective Wilhelm: Yeah. That’s why we’re here. Do you wanna talk?
Samuel: Like, where will I, where will I stay?
Detective Wilhelm: Just right here. We’ll just chat right here.
Sergeant McCormick: Yeah, we’re just gonna chat in this room.
Detective Wilhelm: No, we’re not gonna keep you all night. We’ll just chat right
now. So, this is just – because you have, you have the right to talk to me. Like I
said, I have the right to talk to you, so this is just saying having these rights in
mind do you want to talk to me right now?
Samuel: Right now?
Detective Wilhelm: Yeah.
Samuel: Like how much time will it take?
Detective Wilhelm: It won’t take long.
Sergeant McCormick: Thirty minutes to an hour tops is what I imagine.
Detective Wilhelm: Yeah, I’ve got stuff to do, so. Do you want to chat?
Samuel: Sure.
14
Detective Wilhelm: Okay. Do you want to do that [sic] same? Do you want to
circle yes for me? And then can you put the date?
Samuel: Yeah.
Sergeant McCormick: Lefty, man, I love it.
Detective Wilhelm: I know, and did you see how good I did? I-I kept my mouth
shut while you were signing. Okay, so I’m gonna take this real quick, okay? And
so I’m gonna sign the bottom.
Afterwards, Samuel said he had to go to the bathroom, and was immediately taken to the
bathroom. The interrogation lasted about four-and-a-half hours, during which Samuel made
many incriminating statements.
About five months after he was interrogated, Samuel moved to suppress the statements
made during the interrogation, which the district court denied. On appeal, Samuel asserts that the
district court applied the incorrect legal standard because it improperly muddled the Miranda
waiver and the voluntariness issues when they should be distinct evaluations. Samuel alleges the
district court: (1) failed to consider all of the relevant factors in each analysis; (2) considered the
evidence in piecemeal fashion rather than weighing all the evidence in totality; and (3) drew
every presumption in favor of the State by dismissing as insignificant, or completely
overlooking, evidence favorable to Samuel. Samuel argues that he did not knowingly and
intelligently waive his Miranda rights. Instead, the officers affirmatively misled a 14-year-old
boy about his Fifth Amendment rights by telling him they had a right to talk to him, manipulated
him into thinking they were on his side, lied to him about their intentions and his situation, and
used physical and psychological coercion to convince him to talk. Last, Samuel argues that even
if he did voluntarily waive his Miranda rights, his later statements to the police were coerced and
not voluntary.
The State argues that Samuel’s factual assertions are refuted by the district court’s
findings of fact and the video evidence. As found by the district court, and apparent from the
video, the officers were consistently polite and considerate of Samuel, they respected Samuel’s
personal space, and overall the interrogation tactics employed did not overbear on Samuel’s will.
Ultimately, the State asserts the district court applied the proper controlling authority to find
Samuel voluntarily waived his Miranda rights and then made voluntary statements to the police.
In reviewing a trial court’s order granting or denying a motion to suppress evidence, the
standard of review is bifurcated. State v. Draper, 151 Idaho 576, 592, 261 P.3d 853, 869 (2011)
15
(citing State v. Watts, 142 Idaho 230, 232, 127 P.3d 133, 135 (2005). This Court will accept the
trial court’s findings of fact unless they are clearly erroneous. Id. (citing State v. Diaz, 144 Idaho
300, 302, 160 P.3d 739, 741 (2007)). However, this Court freely reviews the trial court’s
application of constitutional principles in light of the facts found. Id.Whether a defendant has waived Miranda rights and whether a confession was voluntary
have overlapping—though different—analyses. State v. Doe, 131 Idaho 709, 712, 963 P.2d 392,
395 (Ct. App. 1998). “Miranda warnings are premised on and designed to protect the Fifth
Amendment privilege against self-incrimination, while the exclusion of involuntary confessions
is ‘grounded in the Due Process Clause of the Fourteenth Amendment, and it applies to any
confession that was the product of police coercion, either physical or psychological, or that was
otherwise obtained by methods offensive to due process.’” Id. (quoting State v. Doe, 130 Idaho
811, 814, 948 P.2d 166, 169 (Ct. App. 1997)).
In a 55-page memorandum decision, the district court articulated the following standards
to determine whether there was a valid Miranda waiver as well as whether the officers coerced
Samuel into making a confession:
In order to make a finding as to whether a confession is voluntary, the Court must
consider [the] totality of the circumstances to determine whether the defendant’s
will was overborne. State v. Radford, 134 Idaho 187, 191, 998 P.2d 80, 84 (2000).
To determine whether a juvenile has voluntarily waived his Miranda
rights, a court must consider “the juvenile’s age, experience, education,
background and intelligence,” and “whether he had the capacity to understand the
warnings given to him, the nature of his Fifth Amendment rights, and the
consequences of waiving those rights.” Doe I, 137 Idaho 519, 523, 50 P.3d 1014,
1018; State v. Doe, 131 Idaho 709, 712, 963 P.2d 392, 395 (Ct. App. 1998)
(hereinafter “Doe II”).
Additionally, “[t]he voluntariness of a confession is determined by
consideration of “the effect that the totality of the circumstances had upon the will
of the defendant.” Doe II, 131 Idaho at 713, 963 P.2d at 396 (quoting State v.
Davila, 127 Idaho 888, 892, 908 P.2d 581, 585 (Ct. App. 1995). In other words,
the Court must determine whether the defendant’s will was overborne when he
confessed as a result of coercive police conduct. Doe II, 131 Idaho at 713, 963
P.2d at 396. The Idaho Court of Appeals has stated that in evaluating the
voluntariness of a juvenile’s confession, consideration must be given to “the
child’s age, maturity, intelligence, education, experience with police and access to
a parent or other supportive adult.” Doe II, 131 Idaho at 713, 963 P.2d at 396.
Additional factors in the voluntariness determination include whether Miranda
16
warnings were given, the length of the detention, the repeated and prolonged
nature of the questioning, and deprivation of food or sleep. Id.
The State has the burden to provide substantial evidence to demonstrate
that under the circumstances [Samuel] voluntarily, knowingly and intelligently
waived his Miranda rights. Doe II, 131 Idaho at 712, 963 P.2d [at] 395.
The district court then considered these factors: age and maturity, experience, education,
intelligence, background, access to a parent or supportive adult, whether Miranda warnings were
given, capacity to understand the warnings, the nature of his rights and the consequences of the
waiver, length of the detention and repeated and prolonged nature of the questioning, deprivation
of food or sleep, and the presence of coercive interrogation tactics, before concluding:
Based upon the totality of the circumstances as discussed in detail above, for
example [Samuel’s] indications that he understood his Miranda rights and his use
and understanding of sophisticated terminology, the Court finds that [Samuel’s]
Miranda waiver was knowing, intelligent and voluntary.
Based upon the totality of the circumstances, and pursuant to Does I and II, the
Court finds that [Samuel’s] will was not overborne by police conduct, and
therefore his confession was voluntary.
The district court’s analysis properly addressed all of the necessary factors on whether there was
a valid Miranda waiver and whether Samuel’s confession was voluntary, even though the factors
were all analyzed in the same section of the decision. As Samuel has acknowledged, the
voluntariness test and the Miranda test overlap.
Samuel also argues that the district court erred by drawing every presumption in favor of
the State instead of Samuel. Samuel cites Colorado v. Spring, for his assertion that courts must
“indulge every reasonable presumption against waiver of fundamental constitutional rights, and .
. . not presume acquiescence in the loss of fundamental rights.” 479 U.S. 564, 581 (1987). But,
as the State points out, Samuel glaringly omitted that this authority came from the dissent in
Springs. Even so, the State has a heavy burden to overcome the presumption against waiver.
State v. Mitchell, 104 Idaho 493, 497, 660 P.2d 1336, 1340 (1983) (emphasis added). Through
this argument Samuel is simply asking this court to re-weigh and second guess the factual
findings of the district court. “[I]n a suppression hearing where voluntariness is an issue, ‘the
power to judge the credibility of the witnesses, resolve any conflicts in the testimony, weigh the
evidence and draw factual inferences, is vested in the trial court.’” Doe II, 131 Idaho 709, 711,
963 P.2d 392, 394 (Ct. App. 1998) (quoting State v. Valdez-Molina, 127 Idaho 102, 106, 897
P.2d 993, 997 (1995)). As a result, when the trial court’s conclusion that a defendant made a
17
knowing and voluntary waiver is supported by substantial and competent evidence it will not be
overturned on appeal unless the findings were erroneous. Mitchell, 104 Idaho at 498, 660 P.2d at
1341; State v. Dunn, 134 Idaho 165, 170, 997 P.2d 626, 631 (Ct. App. 2000) (explaining where a
factual finding is supported by substantial evidence it will not be overturned on appeal.) The
district court did not err by weighing the evidence and drawing factual inferences to conclude
Samuel voluntarily waived his Miranda rights and gave a voluntary confession.
Last, relying on the district court’s statement that “[t]here is no indication in the record
that [Samuel] had questions or did not otherwise understand the Miranda warning, the nature of
his Miranda rights, the consequences of waiving those rights,” Samuel argues that the district
court shifted the burden to Samuel to prove he did not understand the Miranda waiver. The
district court did not shift the burden as Samuel suggests. The district court recognized that “[t]he
State has the burden to provide substantial evidence to demonstrate that under the circumstances
[Samuel] voluntarily, knowingly and intelligently waived his Miranda rights.” (citing Doe II,
131 Idaho at 712, 963 P.2d [at] 395). The district court found that Samuel indicated he
understood his rights at least five times. After signing the waiver form Samuel conveyed one
additional time that he understood his rights. The district court appropriately found substantial
evidence in the record that Samuel understood his Miranda rights, and that the waiver of those
rights was knowing, intelligent and voluntary.
1. Samuel made a knowing, intelligent, and voluntary waiver of his Miranda
rights.
Samuel argues that he did not knowingly, intelligently, or voluntarily waive his Miranda
rights for these reasons: (1) Detective Wilhelm did not clearly and correctly inform Samuel of
his rights; (2) Detective Wilhelm did not present Samuel’s rights in a way that made sure he
actually understood them; (3) Detective Wilhelm trivialized the importance of Samuel’s rights
and downplayed the severity of his situation; (4) Samuel was in a horrible mental and physical
state during the interrogation; (5) Samuel did not have the help of a “friendly adult;” and (6)
Samuel’s age, immaturity, and lack of education amplified the deficiency of these warnings and
coercive force of the officers’ tactics.
Miranda v. Arizona, 384 U.S. 436 (1966) requires that a person be informed of his or her
Fifth Amendment privilege against self-incrimination before custodial interrogation; otherwise
incriminating statements are inadmissible. State v. Hansen, 138 Idaho 791, 795, 69 P.3d 1052,
18
1056 (2003) (citing Doe I, 137 Idaho 519, 523, 50 P.3d 1014, 1018 (2002)). “A district court’s
conclusion that a defendant made a knowing and voluntary waiver of his Miranda rights will
only be disturbed on appeal if the conclusion is not supported by substantial and competent
evidence.” State v. Adamcik, 152 Idaho 445, 468, 272 P.3d 417, 440 (2012) (quoting State v.
Payne, 146 Idaho 548, 558, 199 P.3d 123, 133 (2008)). While an express written waiver of
Miranda rights is strong proof of a voluntary waiver, it is not conclusive proof. Doe I, 137 Idaho
at 523, 50 P.3d at 1018.
When examining a juvenile’s waiver of his Miranda rights, courts look to the totality of
the circumstances.
The totality approach permits—indeed, it mandates—inquiry into all the
circumstances surrounding the interrogation. This includes evaluation of the
juvenile’s age, experience, education, background, and intelligence, and into
whether he has the capacity to understand the warnings given him, the nature of
his Fifth Amendment rights, and the consequences of waiving those rights.
State v. Draper, 151 Idaho 576, 592, 261 P.3d 853, 869 (2011) (quoting Fare v. Michael C., 442
U.S. 707, 725 (1979)); see also Doe II, 131 Idaho 709, 712, 963 P.2d 392, 395 (Ct. App. 1998).
In Doe I, this Court held that a twelve-year-old defendant made a knowing, intelligent,
and voluntary waiver of his Miranda rights during two interviews with the police. 137 Idaho at
527, 50 P.3d at 1022. This Court recognized that during the first interview the detective had
downplayed the importance of Miranda warnings by stating he just had to “read . . . this little
piece of paper” and stating “[y]ou’re going to have to answer some questions.” Id. at 524, 50
P.3d at 1019. Even so, the detective then carefully recited the warnings to Doe, and Doe made it
clear he knew what the warnings were and that they had been read to him before. Doe in fact
exercised his rights to end the interview. Id. Taking Doe’s age and experience into account, the
Court found that he knew what Miranda rights were. Id.In Doe II, the Court of Appeals held that a seventeen-year-old defendant’s waiver of his
Miranda rights was knowing, intelligent, and voluntary. 131 Idaho 709, 712, 963, P.2d 392, 395.
In so holding, the Court of Appeals determined that although Doe was not especially
sophisticated—he could only read and write at a fourth grade level and had a low level of
intelligence—he could both read and understand the words on the form. Id.Here, after Samuel had been in the interrogation room for about an hour, Detective
Wilhelm gave him a copy of the Miranda form and read Samuel his Miranda warning: (1) “you
19
have the right to remain silent”; (2) “anything you say can and will be used against you in a court
of law”; (3) “you have the right to a lawyer and have them present with you while you’re being
questioned”; and (4) “if you can’t afford to hire a lawyer one will be appointed to represent you
before any questioning if you wish on [sic].” Detective Wilhelm then confirmed Samuel
understood his rights and Samuel signed a written waiver of his Miranda rights.
Samuel argues that Detective Wilhelm did not clearly inform him of his rights nor did not
he present them in a way that ensured Samuel actually understood them. For example, Detective
Wilhelm first told Samuel “you have the right to remain silent;” however, later Detective
Wilhelm states, “Like I said, I have the right to talk to you.” Samuel also claims Detective
Wilhelm trivialized the importance of the Miranda rights by saying “these are just some rights
that everyone is entitled to” and that he gives them to “99% of the kiddos in [his] office.” We
agree with Samuel that some of Detective Wilhelm’s statements were not the picture of clarity,
and perhaps too casual given the gravity of the situation. Even so, Samuel was provided with the
substance of the Miranda warnings both orally and in writing, and Samuel repeatedly showed
that he understood his rights. Like the detective’s comments in Doe I, that called the Miranda
warnings “this little piece of paper” and his comment that “[y]ou’re going to have to answer
some questions,” Detective Wilhelm’s inartful statements were not fatal to Samuel’s Miranda
waiver.
Samuel also claims that he was in a horrible mental and physical state during the
interrogation, thereby rendering him incompetent and his waiver ineffective. Yet Samuel told the
officers that he got “good enough” sleep the night before, throughout the interrogation Samuel
was provided with water, and after about three hours he was given pizza. Samuel did not eat the
pizza and told the officers that he wasn’t hungry. Samuel appeared calm and engaged in the
conversation and was allowed to go to the bathroom twice during the interrogation.
Samuel also asserts that although the officers acted as though they were on Samuel’s
side, he did not have the help of a “friendly adult” during his interrogation. First, we note that a
juvenile’s “access to a parent or other support adult” is a factor evaluated when assessing the
voluntariness of a juvenile’s confession, not whether the juvenile has voluntarily waived
Miranda rights. State v. Doe, 130 Idaho 811, 817, 948 P.2d 166, 172 (Ct. App. 1997). Even so,
Samuel was not accompanied by a parent or any other adult because Samuel’s father had been
killed earlier that evening, and the officers did not know how or where to contact Samuel’s
20
mother during the interrogation. Indeed, when the officers asked Samuel for his mother’s
information, he did not know her phone number, was not sure how to spell her last name, and
was not sure what city she lived in. The attorney who ultimately became Samuel’s defense
attorney tried to see Samuel during the interrogation but was denied access; however, Samuel
admitted there was no prior attorney-client relationship. Thus, there was no supportive adult in
Samuel’s life to which the officers could have reached-out during this interview.
Lastly, Samuel alleges that his age, immaturity, and lack of education amplified the
deficiency of the warnings and the coercive force of the officers’ tactics. At the time of the
interrogation Samuel was 14-years and 8 months old, and the evidence showed he was able to
work independently on schoolwork and had no trouble communicating. Samuel was in the eighth
grade and, although he was often absent from school, one of his teachers testified they were
“amazed” at his ability to catch up.
Ultimately, based on the totality of the evidence, the trial court properly found that
Samuel was at least of average intelligence, particularly for written and oral communication.
Samuel has failed to show how Detective Wilhelm’s warnings were misleading or that he did not
understand them when he signed the waiver. The district court correctly considered the totality of
the circumstances and concluded that Samuel’s waiver of his Miranda rights was valid.
2. Samuel’s confession was given voluntarily.
Samuel next argues that, for many of the same reasons that his Miranda rights were not
voluntarily waived, Samuel’s statements to the police were not voluntarily given. At the very
least, Samuel alleges that his statements were coerced at the point in the interview when Samuel
reluctantly admitted that he—and not his father—had killed his brother.
To determine whether a confession is voluntary, the Court looks to the “‘totality of the
circumstances’” to determine “whether the defendant’s will was overborne.” Doe I, 137 Idaho
519, 523, 50 P.3d 1014, 1018 (2002) (quoting State v. Radford, 134 Idaho 187, 191, 998 P.2d 80,
84 (2000)). Generally, these factors must be considered in determining whether a confession was
given voluntarily:
(1) Whether Miranda warnings were given; (2) The youth of the accused; (3) The
accused’s level of education or low intelligence; (4) The length of detention; (5)
The repeated and prolonged nature of the questioning; and (6) Deprivation of food
or sleep.
21
Doe I, 137 Idaho at 523, 50 P.3d at 1018 (citing State v. Troy, 124 Idaho 211, 214, 858 P.2d 750,
753 (1993)). The Idaho Court of Appeals has stated that in evaluating the voluntariness of a
juvenile’s confession, consideration must be given to “the child’s age, maturity, intelligence,
education, experience with police and access to a parent or other supportive adult.” Doe II, 131
Idaho at 713, 963 P.2d at 396. “If the defendant’s free will is undermined by threats or through
direct or implied promises, then the statement is not voluntary and is inadmissible.” State v.
Fabeny, 132 Idaho 917, 922–23, 980 P.2d 581, 586–87 (Ct. App. 1999) (internal citation
omitted).
For the first two hours of the interrogation the officers asked questions without
challenging Samuel’s answers, and Samuel maintained that his father had killed his brother. (Q:
“Your dad shot [your brother]?” Samuel: “Yeah”); (“my brother, he . . . my dad killed him”); (“I
didn’t shoot my brother. My dad did.”). Yet the officers later expressed their reservations about
Samuel’s version of the events:
Detective Wilhelm: Okay, let’s do this. Listen, we, you’ve been really helpful and
you’ve been honest about everything we’ve talked about.
Samuel: (Nodding head yes)
Detective Wilhelm: [redacted]
Samuel: Yeah.
Detective Wilhelm: And for the most part, um, I think you’re being honest, and-
and you’re the only one that knows. You were there. Correct?
Samuel: Yeah.
Detective Wilhelm: There is no way that your dad drug a shotgun and had a
machete with him, and then you had a pistol. There’s no way that all that
happened. What really happened with your brother? Just tell me.
Samuel: What do you mean, like . . .
Detective Wilhelm: Listen, listen.
Samuel: Pistol. I don’t know where the 9MM is.
Detective Wilhelm: Listen, we’re super good at our jobs, okay? We’re good at
gathering evidence, putting pieces together like a puzzle. That’s why they call
them detectives because they detect things. So, we’re gonna figure it all out. So I
just need you to be honest and tell me how did your brother get shot? Not some
story about a shotgun and a hatchet and all that other crap. The real story with
your brother. What happened?
Sergeant McCormick: (Reenters room).
22
Samuel: With my brother.
Detective Wilhelm: Yeah, just tell me. You’re gonna feel better when you tell me.
I don’t want to hear you – it doesn’t make any sense, to be perfectly honest, in
detail about certain thing [sic] and then kind of, well, your dad and he had a
machete and a shotgun and there’s a 9MM floating around while he’s shot in the
belly crawling around. No way that happened. So, how did your brother get shot?
Samuel: I pushed the curtains, over.
Detective Wilhelm: Okay.
Samuel: I had the machete and I just stuck it on the wall. I said, “Com [sic] on get
out.” He wouldn’t get out.
Detective Wilhelm: Okay.
Samuel: I just cut him.
Samuel then continued to explain how he cut his brother with the machete, leading to the
following exchange:
Detective Wilhelm: Okay. You’re tracking right because we went from your dad
was dragging all this stuff around, and then you just threw the machete at him,
“hey, save yourself,” which was a total crap story and we admitted that, so now
we’re getting to the truth of what happened.
Samuel: (Sighs) my dad, he hit me.
Detective Wilhelm: Okay.
Samuel: I shot him.
Detective Wilhelm: Okay.
Samuel: I shot him three more times in the head.
Detective Wilhelm: Okay.
Sergeant McCormick: Was that all one right after the other? You shot him in the
belly, three times in the head right after each other? Is that how that worked?
Samuel: I don’t know.
Sergeant McCormick: Well, did he crawl up the hallway like you said earlier? It
sounds like that’s . . .
Samuel: Yeah.
Sergeant McCormick: He did crawl up the hallway?
Samuel: Yeah. After I shot him once he-he went in [my brother’s] room.
Detective Wilhelm: Now remember, now just listen real quick. Sorry to interrupt
Sarge, but, so like I said, these guys are-are experts in what they do, so we’re
gonna figure out this story anyway whether you give us the right story or not. But
23
it’s gonna, it’s gonna help you. You’re gonna feel better. And it’s gonna help me
to kind of help you if you tell me the right story.
Samuel: Okay.
Detective Wilhelm: And-and you’ve been good with one part of the story I can
get. That’s how I can figure out that you’re not being honest about this. So, so no
more crap and no more leaving out details, so no more lies, so answer-answer his
questions, okay?
In reviewing all relevant factors we conclude that Samuel’s confession was voluntary.
First, Samuel had been given Miranda warnings based on his receipt of the Miranda waiver form
and his conversation with Detective Wilhelm in which Samuel stated affirmatively that he
understood each of his rights. Second, at the time of the interrogation Samuel was 14-years and 8
months old, and evidence showed that he was able to work independently on schoolwork and had
no trouble communicating. Samuel was in eighth grade and, although he was often absent from
school, after observing the interrogation video, there was sufficient evidence to support the trial
court’s finding that Samuel is at least of average intelligence, particularly for written and oral
communication.
The total time from Samuel’s arrival at the police station to the conclusion of the
interrogation was about five hours. Samuel was given several breaks during the interrogation and
was allowed to use the bathroom. Throughout the interrogation Samuel was provided with water,
and a little more than halfway through he was given pizza. Further, while Detective Wilhelm and
Sergeant McCormick repeated some of the same questions this appears to have been done in an
effort to obtain honest answers and clarify the sequence of events.
The district court ultimately concluded:
Based upon the [c]ourt’s thorough observation of the interrogation video .
. . the officers were polite and considerate of [Samuel], that the officers respected
[Samuel’s] personal space, and that overall the interrogation tactics employed did
not overbear [Samuel’s] will. The [c]ourt specifically notes [Samuel’s]
confirmation that he had not been threatened in any way. . . .
Finally, in evaluating the totality of the circumstances, the [c]ourt finds
that [Samuel’s] will was not overborne by Detective Wilhelm’s statements that
[Samuel] would feel better if he was honest, and that honest [sic] would help him
to help [Samuel]. The [c]ourt finds that overall, the factors in [Samuel’s] case are
similar to the factors in Doe I and Doe II, both cases where confessions were not
suppressed.
24
We hold that the district court properly considered the requisite factors and did not err
when it determined that Samuel’s confession was voluntary. Samuel has failed to show that the
district court erred by denying his motion to suppress.
C. The district court did not abuse its discretion when it barred Samuel from
presenting some evidence of specific instances of Samuel’s father’s violent and
irrational behavior.
The defense theory presented at trial was that Samuel killed his father in self-defense, and
that he killed his brother in a rage—thereby committing manslaughter, not murder. On January
15, 2016, five days into trial, the State moved to exclude evidence and testimony about specific
instances of Samuel’s father’s conduct before the night of the murders. Samuel’s defense counsel
objected to the State’s motion, and argued that evidence of specific instances of his father’s
violence and drug use were not precluded by IRE 404 and 405, that Samuel had a constitutional
right to present evidence in support of his justifiable homicide defense, and that the authorities
relied on by the State were not controlling.
Shortly thereafter, the district court held that any evidence about specific instances of
conduct would not be admissible to show character traits:
THE COURT: I agree with you, [defense counsel], your client has the right to put
on a defense, but that right is subject to the application of case law of this state,
the 9th Circuit as it may apply, the U.S. Supreme Court. It’s also subject to the
Rules of Evidence, and while I agree with you that under 404(a)(2) that evidence
of a character trait of a victim may come in, it comes in as a pertinent trait of
character, not specific instances, and that’s made exceptionally clear when one
looks at 405. 404 talks about character evidence not generally being admissible. It
lists exceptions under two. Then you go to 405(a), “Reputation or opinion. In all
cases in which evidence of character of a trait or character of a person is
permissible, proof may be made by testimony as to reputation or opinion
regarding a propensity of the individual.” It does not allow inquiring into specific
instances. The case law is very clear on that.
Some of the decisions that you cited in your objection dealt with 404(b)
which is a completely different issue. That’s prior bad acts. That requires notice.
It requires some other considerations. So the Court is looking at the character of
the evidence and how it might come in.
I’m also looking at the pretrial order. It wasn’t clear to me how you were
going to tender this evidence until the opening statement either. Once it became
clear, that raised the same concerns in my mind as it did with [the prosecutor].
The State’s motion is granted to exclude evidence of specific instances of
conduct relevant to proving the propensity of [Samuel’s father], for violence,
25
quarrelsomeness, drug addiction or other specific issues. You can still get it in
through reputation or opinion, but you’re going to have to lay an appropriate
foundation that any witness that you use for that purpose has a sufficient
foundation to offer a credible opinion, specifically the Court is going to order that
there are to be no questions propounded regarding specific instances of [Samuel’s
father] or [Samuel’s brother’s] conduct prior to the evening of March 24th in the
presence of the jury. If something comes up as we go through this – and that’s
from the defense. If the State wants to go into those specific instances, it may do
so. I doubt they will.
In effect, the defendant in this case has already been allowed to testify as
to some of those specific instances through the admission of his interrogation
tape, so that went farther than he probably – than he might have been allowed to
go under the Rules of Evidence. If you feel a burning need to go outside of that
order, [defense counsel], or [other defense counsel], do it outside the presence of
the jury.
Samuel contends that the district court erred and abused its discretion by precluding
Samuel from presenting any evidence of specific instances of his father’s past violent and
irrational behavior, including those that Samuel personally experienced. Samuel argues that
specific instances of his father’s irrational and violent behavior that were known to Samuel, were
admissible under I.R.E. 404(b) for the jury’s consideration of whether he feared his father, and
whether that fear was reasonable.
In response, the State provides numerous citations to the trial record where the district
court permitted Samuel to introduce evidence about his father’s violent reputation and character,
as well as his drug use. The State argues that the district court properly excluded specific
instances of Samuel’s father’s misconduct, but permitted Samuel to introduce general evidence
of his father’s character traits instead.
“The trial court’s judgment concerning admission of evidence shall only be disturbed on
appeal when there has been a clear abuse of discretion.” State v. Perry, 150 Idaho 209, 218, 245
P.3d 961, 970 (2010) (internal quotation omitted). Under this standard the Court asks whether
the trial court: (1) correctly perceived the issue as one of discretion; (2) acted within the outer
boundaries of its discretion; (3) acted consistently with the legal standards applicable to the
specific choices available to it; and (4) reached its decision by the exercise of reason. Lunneborg
v. My Fun Life, 163 Idaho 856, 863, 421 P.3d 187, 194 (2018).
Generally, evidence that has any tendency to make a fact more or less probable than it
would be without the evidence is admissible at trial. I.R.E. 401(a). However, Idaho Rule of
26
Evidence 404(a) prohibits the introduction of character evidence to prove that on a particular
occasion the person acted in accordance with the trait. Even so, a defendant may offer evidence
of an alleged victim’s pertinent trait of character and the prosecutor may offer evidence to rebut
it. I.R.E. 404(a)(2)(B). “Idaho Rule of Evidence 405 provides that character evidence may
usually be admitted only as testimony in the form of an opinion or testimony as to reputation, but
on cross-examination, a party may inquire about relevant specific instances of conduct.” State v.
Ormesher, 154 Idaho 221, 225, 296 P.3d 427, 431 (Ct. App. 2012) (emphasis in original).
1. Admissibility of specific instances under Rule 404(b)
First, Samuel argues that evidence supporting Samuel’s claim that he feared his father,
and evidence supporting a finding that Samuel’s fear was objectively reasonable, was relevant to
his justifiable homicide defense and thus admissible under Idaho Rules of Evidence 401 and 402.
Samuel maintains that the district court abused its discretion by failing to apply Idaho Rule of
Evidence 404(b) to allow the jury to consider specific instances of Samuel’s father’s irrational
and violent behavior to help determine whether Samuel had a reasonable fear of his father.
Under Rule 404(b) “[e]vidence of a crime, wrong, or other act is not admissible to prove
a person’s character in order to show that on a particular occasion the person acted in accordance
with the character” but it “may be admissible for another purpose, such as proving motive,
opportunity, intent, preparation, plan, knowledge, identity, absence of mistake, or lack of
accident.”
In determining the admissibility of evidence of prior bad acts under Rule 404(b),
this Court applies a two-prong analysis. First, the evidence must be relevant to a
material and disputed issue concerning the crime charged. Whether evidence is
relevant is an issue of law. Therefore, when considering a district court’s
admission of evidence of prior misconduct, we exercise free review of the trial
court’s relevancy determination. The second step in the analysis is the
determination that the probative value of the evidence is outweighed by unfair
prejudice. A court’s decision that evidence is more probative than prejudicial is
reviewed for abuse of discretion.
State v. Custodio, 136 Idaho 197, 205, 30 P.3d 975, 983 (Ct. App. 2001) (internal citations
omitted).
Here, the specific instances of Samuel’s father’s violent and irrational behavior would be
relevant to helping determine whether Samuel had a reasonable fear of his father. Even so,
allowing an inordinate amount of that evidence could be unfairly prejudicial. Thus, the
27
unfairness would stem as much from the cumulative nature of the evidence, as from its possible
violation of Rule 404(b). While the district court excluded some of this evidence under Rule
404(b), it also cited to the cumulative nature of this testimony based on Samuel’s interview. We
affirm without addressing the 404(b) question because, as the State noted, much of this evidence
was admitted and allowing additional specific instances of conduct to be admitted would have
been cumulative, thus violating I.R.E. 403. The record is replete with evidence regarding specific
instances of Samuel’s father’s violent conduct, whether from Samuel’s interview, or from Dr.
Beaver. As such, the district court did not abuse its discretion in limiting evidence and testimony
about specific prior instances of Samuel’s father’s conduct.
2. Admissibility of specific instances under Rules 702 and 703
Next, Samuel contends that he should have been permitted to introduce expert testimony
that would include references to Samuel’s father’s violent behavior because he raised a mens rea
defense under Idaho Code section 18-207.
Idaho Code § 18-207 does not remove the element of criminal
responsibility for the crime. The prosecution is still required to prove beyond a
reasonable doubt that a defendant had the mental capacity to form the necessary
intent. Idaho Code § 18-207 merely disallows mental condition from providing a
complete defense to the crime and may allow the conviction of persons who may
be insane by some former insanity test or medical standard, but who nevertheless
have the ability to form intent and to control their actions. The statute expressly
allows admission of expert evidence on the issues of mens rea or any state of
mind which is an element of the crime.
State v. Card, 121 Idaho 425, 430, 825 P.2d 1081, 1086 (1991).
Before trial, Samuel disclosed Dr. Beaver and Dr. Gentile as expert witnesses. Dr. Beaver
had opined in his report that Samuel “lacked the capacity to form the deliberate intention of
taking his father’s and his brother’s lives with malice aforethought” largely because of Samuel’s
history of facing his father’s irrational and violent behavior. Dr. Gentile opined in his report that
Samuel had not premeditated or planned the killings, but that “[o]nce he was provoked and felt
threatened enough to pull the trigger, there was no stopping because of how the teenage brain
works and how he had been conditioned by his father to be ready to defend himself from
threats.” On the tenth day of trial the State moved to limit the testimony of Dr. Beaver and Dr.
Gentile by excluding any statements about specific instances of Samuel’s father’s conduct.
28
A witness who is qualified as an expert by knowledge, skill, experience, training, or
education may testify in the form of an opinion or otherwise if the expert’s scientific, technical,
or other specialized knowledge will help the trier of fact to understand the evidence or to
determine a fact in issue. I.R.E. 702. Rule 703 provides that facts or data that are otherwise
inadmissible shall not be disclosed to the jury by the proponent of the opinion or inference unless
the court determines that their probative value in assisting the jury to evaluate the expert’s
opinion substantially outweighs their prejudicial effect. I.R.E. 703.
Samuel argues that by its plain language Rule 703 contemplates that facts or data that
might not otherwise be admissible may be admitted if the probative value in assisting the jury to
evaluate the expert’s opinion substantially outweighs its prejudicial effect. Even so, it is well-
established that an expert witness may not “serv[e] as a conduit for the introduction of otherwise
inadmissible evidence.” State v. Watkins, 148 Idaho 418, 427, 224 P.3d 485, 494 (2009). The
district court thus did not abuse its discretion in precluding Dr. Beaver and Dr. Gentile from
testifying about Samuel’s father’s specific prior acts. Further, despite the district court’s ruling,
Dr. Beaver did testify to specific instances of Samuel’s father’s violence several times. For
example, Dr. Beaver testified that Samuel’s father was very violent with Samuel and that he
“punched him, hit him, beat him with hangers so he couldn’t go to school because of marks on
his feet and legs.” Dr. Beaver also testified that Samuel’s father would go into rages and break
Samuel’s belongings, including jars filled with things Samuel had collected or a Lego creation
Samuel was proud of. This testimony went beyond the district court’s order and gave the jury
some of the evidence Samuel now argues should have gone to the jury without restriction.
3. Whether Samuel was deprived of his right to present a defense.
Samuel also claims that the district court’s ruling prohibiting him from introducing
evidence of his father’s specific conduct deprived him of his right to present a defense. In
rendering its decision the district court agreed that Samuel had the right to put on a defense, but
stated “that right is subject to the application of case law of this state, the 9th Circuit as it may
apply, the U.S. Supreme Court. It’s also subject to the Rules of Evidence.”
Indeed, this Court has recognized:
A defendant’s Sixth Amendment right to present evidence is fundamental;
however, this right is subject to reasonable limitations. The exclusion of evidence
does not impair the defendant’s right to present a defense so long as they are not
arbitrary or disproportionate to the purposes they serve. The exclusion is
29
unconstitutionally arbitrary or disproportionate only where it has infringed upon a
weighty interest of the accused. With the exercise of the defendant’s right to
present evidence, the rules of procedure and evidence must be complied with to
assure both fairness and reliability in the ascertainment of guilt or innocence.
State v. Perry, 139 Idaho 520, 523, 81 P.3d 1230, 1233 (2003) (internal citations and quotations
omitted).
In State v. Dallas, the defendant was convicted of voluntary manslaughter for shooting
two Fish and Game conservation officers. 109 Idaho 670, 671, 710 P.2d 580, 581 (1985). The
defendant argued that he shot them in self-defense, and at trial he sought to introduce evidence of
specific acts by the victims that would show a tendency towards aggressive behavior. Id. at 678,
710 P.2d at 588. The trial court allowed the defendant to introduce evidence of specific conduct
related to one of the victims. Id. at 679, 710 P.2d at 589. After he was convicted, the defendant
appealed and argued the trial court erred when it restricted his ability to present specific
instances of both victims’ violent conduct in support of his self-defense claim. Id. This Court
held “that Idaho law did not permit the accused to introduce evidence of specific instances of the
victim’s prior conduct in order to support an inference that the victim was the first aggressor.” Id.The Court continued:
The reason for this prohibition is that evidence of specific instances of the
victim’s conduct, while probative, tends to be highly prejudicial. . . . The bad
character of the deceased is likely to be thought of by the jury as an excuse for the
killing. Learning of the victim’s bad character could lead the jury to conclude that
the victim merely “got what he deserved” and to acquit for that reason.
Accordingly, the majority view is to disallow such evidence.
Id. Consistent with Dallas, we hold that the district court’s exclusion of specific instances of
Samuel’s father’s conduct did not infringe on Samuel’s right to present a defense.
4. Whether the State opened the door to specific conduct evidence because
Samuel discussed specific instances in his police interview.
Lastly, Samuel asserts that the State opened the door to evidence of specific instances of
Samuel’s father’s past conduct by introducing Samuel’s interrogation video in which Samuel
made references to those specific instances. Indeed, during his interrogation Samuel told the
officers that his father was on medication that made him “do stupid things,” that his father would
beat him, that his father believed in the “zombie apocalypse,” and that his father ran over his
mother with his car. Samuel now argues that by denying him the ability to present additional
30
evidence of specific instances of his father’s irrational and violent behavior the district court
deprived him of the ability to present corroborating evidence for his statements.
That said, even where a trial court has admitted relevant evidence, it may limit the extent
to which a jury may use that evidence. State v. Parmer, 147 Idaho 210, 216, 207 P.3d 186, 192
(Ct. App. 2009). Here, the district court gave a limiting jury instruction for just such a purpose:
INSTRUCTION NO. 35
Evidence has been admitted concerning the reputation of [Samuel’s father], for
being quarrelsome, violent and dangerous. You may consider this evidence only
for the limited purpose of making your determination as to the reasonableness of
the defendant, [Samuel’s] beliefs under the circumstances then apparent to him,
but only if he was aware of such reputation.
The district court did not abuse its discretion in permitting Samuel to introduce general evidence
of his father’s violent character and drug use while also excluding evidence of prior specific acts.
By presenting the interrogation video, the State did not open the door into specific misdeeds in
Samuel’s father’s past. The district court properly exercised its discretion in limiting the extent
of this evidence, without violating Samuel’s right to present a defense.
D. The district court abused its discretion when it did not allow Samuel’s mother to
testify about Samuel’s fear of his father, but that error is ultimately harmless.
At trial, defense counsel asked Samuel’s mother “[d]id you ever see if [Samuel] was
afraid of his father?” The State objected on relevance grounds, and the district court ruled:
I’m going to sustain the objection, and I’m doing it based upon the fact that there
is already independent evidence in the record of his fear of his father. The answer
would be more prejudicial than probative, so I’m going to exclude the line of
questioning.
Samuel argues that the district court abused its discretion in sustaining the State’s
objection to Samuel’s mother’s testimony because it was not based in reason and it was
inconsistent with applicable legal principles. Samuel states that the only other “independent
evidence” of Samuel’s fear of his father came in through his interrogation video, which Samuel
maintains is inadmissible. Samuel admits that his mother’s testimony corroborating his claims
that he feared his father would be prejudicial to the State’s case, but argues that it would not be
“unduly prejudicial.”
The State counters that the district court correctly determined that the prejudicial effect of
Samuel’s mother’s testimony outweighed its probative value. The State claims that Samuel’s
mother left in 2012, and her testimony about Samuel’s fear of his father, years before the
31
murders, would have had limited probative value. The State also highlights that along with
Samuel’s interrogation video, other witnesses testified about Samuel’s father’s violence towards
him; specifically, Dr. Beaver testified “that Samuel felt like his life was in danger from his father
and that he was fearful of his father because his father would beat him and point guns at his
mother.” Even so, Dr. Beaver did not testify until six days after the district court made its ruling
excluding Samuel’s mother’s testimony; therefore, the court could not have considered Dr.
Beaver’s testimony when determining whether the probative value of his mother’s testimony was
outweighed by its prejudicial impact. Additionally, aside from Dr. Beaver, the State does not
clarify what other witnesses testified about Samuel’s father’s violence.
This Court reviews questions about the admissibility of evidence using a mixed standard
of review. State v. Ehrlick, 158 Idaho 900, 907, 354 P.3d 462, 469 (2015) (citing State v. Stevens,
146 Idaho 139, 143, 191 P.3d 217, 221 (2008)). Whether evidence is relevant is a matter of law
that is subject to free review. Id. (citing State v. Field, 144 Idaho 559, 569, 165 P.3d 273, 283
(2007)). A district court’s determination of whether the probative value of the evidence
outweighs its prejudicial effect is reviewed for an abuse of discretion. Id. (citing Stevens, 146
Idaho at 143, 191 P.3d at 221). The court may exclude relevant evidence if its probative value is
substantially outweighed by a danger of one or more of the following: unfair prejudice,
confusing the issues, misleading the jury, undue delay, wasting time, or needlessly presenting
cumulative evidence. I.R.E. 403.
The district court sustained the State’s objection to Samuel’s mother testifying about
Samuel’s fear of his father “based upon the fact that there is already independent evidence in the
record of his fear of his father.” Thus, the district court considered this evidence somehow
cumulative, and thus overly prejudicial based on other evidence in the record about Samuel’s
fear of his father. The only evidence we are aware of at that point in the trial was Samuel’s
confession. As a result, the court held that testimony would be “more prejudicial than probative”
and excluded the line of questioning. That said, the district court did not suggest what
“independent evidence” it was referring to. This Court has held that a district court’s exclusion of
evidence without identifying the support for a Rule 403 analysis constituted an abuse of
discretion. State v. Parker, 157 Idaho 132, 139, 334 P.3d 806, 813 (2014); State v. Ruiz, 150
Idaho 469, 471, 248 P.3d 720, 722 (2010). Simply stating that the probative value is outweighed
32
by unfair prejudice is insufficient. We therefore hold that the district court abused its discretion
in excluding the evidence based on its failure to identify support for its Rule 403 analysis. 2
Even so, the district court’s decision is harmless. “Where the defendant meets his initial
burden of showing that a violation occurred, the State then has the burden of demonstrating to
the appellate court beyond a reasonable doubt that the constitutional violation did not contribute
to the jury’s verdict.” State v. Perry, 150 Idaho 209, 227, 245 P.3d 961, 979 (2010). While Dr.
Beaver’s testimony was not before the district court when it rendered its decision excluding
Samuel’s mother’s testimony, the jury did have it to consider before deliberations. Dr. Beaver
testified that Samuel’s father was very violent with Samuel, punched him, hit him, and beat him
with hangers. Dr. Beaver also testified that Samuel felt like his life was in danger from his father
and he was fearful of his father because he would point guns at his mother. Thus, even without
Samuel’s mother’s testimony, we hold that there was evidence for the jury to consider that
showed Samuel was afraid of his father.
E. The district court did not abuse its discretion when it limited Dr. Gentile’s
testimony.
Before trial, Samuel’s counsel disclosed Douglas Gentile, Ph.D., as an expert witness. Dr.
Gentile is a professor of child psychology and a researcher on the effects of media violence of
juveniles. In his report, Dr. Gentile concluded:
[I]t is my expert opinion that [Samuel] committed these acts, but not because he
intended to or had planned them. Once he was provoked and felt threatened
enough to pull the trigger, there was no stopping because of how the teenage brain
works and how he had been conditioned by his father to be ready to defend
himself from threats.
Ten days into the trial, the State moved to limit Dr. Gentile’s testimony because he was
not a licensed psychologist; his report made several factual determinations that were within the
jury’s fact-finding responsibilities; and he introduced evidence of specific instances of conduct
relating to Samuel’s father. The State asked the court to limit Dr. Gentile’s testimony to general
risk factors he found to exist for Samuel based on his review of records, and the resulting risk of
aggression. Ultimately, the district court held:
2
We recognize that the court likely was circumspect while making this evidentiary ruling in front of the jury. Even
so, the better practice is to identify clearly the evidence the court relies on in making Rule 403 balancing
determinations, even if the jury must excused for a few minutes to do so.
33
I’ve reviewed the documents we’re talking about at length, and the [c]ourt
concludes that the area of expertise for the doctor is – Dr. Gentile is in the area of
neuroscience as it relates to risk factors for violence as they may be tied to violent
movies, video games, environmental factors . . . .
Outside the presence of the jury, the district court went through Dr. Gentile’s report and ruled on
the State’s specific objections before concluding:
Just so that we’re clear, it’s the [c]ourt’s finding that Dr. Gentile can talk
generally about his research, the risk factors he identifies in general for violence
in adolescents. He can talk about how adolescents with those kinds of risk factors
are likely to respond in violent fashion, but it’s not to be tied to this case because
he’s not qualified as an expert as a licensed psychologist. That rests also on the
definition of the practice of psychology which includes application of established
principles of learning, motivation, perception, thinking and emotional
relationships to specific instances – or specific circumstances in cases.
Consistent with the district court’s ruling, Dr. Gentile testified generally about brain
development, a typical 14-year-old boy’s brain functioning, and risk factors for violence, but did
not inform the jury of his opinion that Samuel did not pre-plan or consider what he was doing
when he killed his father and brother.
Samuel argues that the district court abused its discretion in limiting Dr. Gentile’s
testimony and preventing him from applying his expertise to the facts of the case. Samuel asserts
that the district court’s ruling rests on two things: (1) only Idaho licensed psychologists are
qualified to apply their expertise to individuals while testifying at trial; and (2) experts are not
allowed to testify about ultimate questions of fact. Samuel concludes that Dr. Gentile proffered
an opinion on whether Samuel acted with malice aforethought, an opinion on an ultimate
question of fact specifically authorized by Idaho Code section 18-207 and Idaho Rule of
Evidence 704.
The State responds that Samuel provided no foundational evidence that Dr. Gentile was
qualified to diagnose or opine about Samuel’s intent on the night of the murders. The State
concedes that Dr. Gentile was a highly qualified researcher and academic regarding media
violence on juveniles, but argues that Samuel presented no evidence that he was qualified to
diagnose Samuel; as such, it was appropriate for the district court to limit Dr. Gentile’s
testimony. The State argues that even if the district court erred in limiting Dr. Gentile’s
testimony, that error was harmless because Dr. Beaver, who is a qualified psychologist, testified
that Samuel lacked the requisite intent.
34
“A district court has broad discretion in determining whether a witness is qualified as an
expert.” State v. Herrera, 164 Idaho 261, 272, 429 P.3d 149, 160 (2018), reh’g denied (Nov. 13,
2018) (quoting Weeks v. E. Idaho Health Servs., 143 Idaho 834, 837, 153 P.3d 1180, 1183
(2007)). A witness who is qualified as an expert by knowledge, skill, experience, training, or
education may testify in the form of an opinion or otherwise if the expert’s scientific, technical,
or other specialized knowledge will help the trier of fact to understand the evidence or to
determine a fact in issue. I.R.E. 702. “Formal training is not necessary, but practical experience
or special knowledge must be shown to bring a witness within the category of an expert.”
Herrera, 164 Idaho at 272, 429 P.3d at 160. Under Rule 702, “the proponent of the testimony
must lay foundational evidence showing that the individual is qualified as an expert on the topic
about which he or she will testify.” State v. Burrow, 142 Idaho 328, 330, 127 P.3d 231, 233 (Ct.
App. 2005).
Contrary to Samuel’s arguments, the district court did not preclude Dr. Gentile’s
testimony only because he is not licensed in Idaho. Instead, it is the fact that Dr. Gentile is not a
licensed psychologist at all that is the basis of its ruling. As a result, Dr. Gentile is not qualified
to diagnose mental or emotional disorders. The district court found that Dr. Gentile was an
expert “in the area of neuroscience as it relates to risk factors for violence as they may be tied to
violent movies, video games, environmental factors . . . .” Samuel did not lay the foundational
evidence that Dr. Gentile was qualified to diagnose Samuel or provide an opinion about his
intent. We hold that the district court did not abuse its discretion in limiting Dr. Gentile’s
testimony.
Further, Dr. Beaver, who is a licensed psychologist, provided the following testimony
that is consistent with the testimony Dr. Gentile would have proffered:
Q: Let’s first talk about your opinion whether [Samuel] on that night had the
sufficient capacity to appreciate the character and quality of his acts.
A: Well, first of all, any time that we go to reflect upon our actions or
activities, it is based on many pieces. One piece of course is what our life
experience has been up to that point. That helps us make decisions about what we
think is going to happen, what is appropriate, what is inappropriate.
In this case you have somebody that has a history of being traumatized and
abused. You have him constantly being exposed to violence, whether it’s video
games, whether it’s the movies, so he’s in that circumstance. He knows this is a
high-risk time because his dad’s quite impaired. History has been that when his
dad is impaired like that, he’s gonna get a beating or worse. His dad’s firing off a
35
handgun. He takes that from him, and it is within that context that his dad, as
[Samuel] has described, punches him several times in the chest confronting him.
It’s within that context that the gun gets fired.
In my opinion he lacked the ability at that time to understand what he was doing
or to weigh or contemplate what was going on at that moment. He was reacting to
a very threatening situation.
****
Q. One of the issues in this case . . . is that he committed premeditated murder of
his brother. Do you have an opinion of whether [Samuel] was capable at that time
of premeditating, weighing the pros and cons of whether he should or should not
kill his brother?
....
A. After the shooting of his father, [sic] my opinion [Samuel] was in a very
highly-charged emotional state. In talking with him, he talks about feeling as if
he’s outside of his body, watching what is going on. He doesn’t talk about
reflecting about what’s happening. In that regard, I don’t think that he had the
capacity to form the intent and to weigh what his actions were going to be. Again,
I think he was reacting at that time.
****
Q. One of the elements of first degree murder . . . is that it was a deliberate,
premediated murder, and deliberate doesn’t mean on purpose. It means deliberate
like the jury will do, weigh the pros and cons before reaching a decision. Do you
have an opinion of whether he was capable at that time of deliberating whether he
should or should not kill his brother?
....
A. In my opinion he wasn’t capable of deliberating as we think of it. Again, I
think he was reacting. He was reacting within the context of what he had been
through in terms of the violence that he had lived through and been involved
with. The only reason that I am hesitant at all about part of the deliberate part
is that it is my opinion that his beliefs in the zombie apocalypse had some
impact on some of the things that happened that night.
This testimony was much like the testimony Dr. Gentile was precluded from offering.
Thus, even if the ruling were in error, Samuel would have suffered no prejudice in the district
court’s precluding Dr. Gentile from offering a direct opinion about Samuel’s intent. Dr. Gentile’s
testimony was merely cumulative.
F. The district court did not abuse its discretion when it excluded Dr. Julien’s expert
opinions about Samuel’s intoxication from Celexa.
36
During trial, the defense tried to introduce testimony from Dr. Robert Michael Julien
about Samuel’s intoxication from Celexa, a medication prescribed to his father. Dr. Julien has a
Ph.D. in pharmacology, with a subspecialty in a field called psychopharmacology which studies
the effects of how drugs affect the brain and behavior.
Dr. Julien testified that Samuel’s father was prescribed Soma, Ambien, Celexa,
Hydrocodone, Lorazepam, and Alprazolam; however, the toxicology report drawn during
Samuel’s father’s autopsy revealed that he had Celexa, Ambien, Bendaryl, and Hydrcodone, in
his blood. Dr. Julien also testified that Samuel’s father had a “blackout level” of Ambien in his
blood.
Next, Dr. Julien testified that Samuel was prescribed Lorazepam, also known as Ativan
or Ambien. When testifying about Samuel’s toxicology report, Dr. Julien stated that Samuel
never had his blood drawn; instead, a hair sample was taken three weeks after the night of the
murders. Dr. Julien explained that a hair sample does not show the quantity of drug usage but it
shows chronic use. Dr. Julien testified that Samuel’s hair sample contained Benadryl and Celexa.
On the day of the murders, Samuel was also prescribed Prozac, but Dr. Julien testified there was
no indication in the hair sample that Samuel had taken any. In making this statement Dr. Julien
also specified that a hair sample would not have been sensitive enough to pick up a single dose
of Prozac even if he had taken it that day.
Dr. Julien opined that because Samuel did not have evidence of his prescribed drugs in
his hair, and was not prescribed Celexa, “probably those drugs had been taken by another person
and replaced with the Celexa.” Dr. Julien testified that Prozac and Celexa were both SSRIs,
which elevate serotonin levels in the brain. High levels of serotonin can cause “serotonin
syndrome,” which can cause muscular problems, anxiety, restlessness, agitation, delirium, and
hallucinations. The following exchange then took place:
DEFENSE COUNSEL: Now, based on your education, training and experience
and your review of these records, I’m going to ask you your opinion regarding
whether [Samuel] would’ve had the ability to formulate a specific intent to kill. In
your opinion would he have been?
PROSECUTOR: Objection. I’m going to object to foundation. It’s outside the
scope of his opinion and –
THE COURT: Sustained as to lack of foundation.
DEFENSE COUNSEL: Pardon me.
37
DEFENSE COUNSEL: Did you form an opinion as to whether, given his state of
medication/drugs that night that we’re aware of, if he would’ve been able to
formulate a specific intent to kill?
PROSECUTOR: I’m going to object, Your Honor. Can we approach?
THE COURT: You may.
(Discussion at the bench off the record)
DEFENSE COUNSEL: What is the effect of SSRI – of the SSRI on [Samuel’s]
cognitive abilities?
A. If the dose was significantly high, and we do not know because no blood
sample was drawn, I would expect to see some cognitive –
PROSECUTOR: I’m going to object, Your Honor, to him speculating as to what
the effect would be.
THE COURT: Sustained. There’s no evidence as what the level was.
DEFENSE COUNSEL: Doctor, what about the behaviors that [Samuel] displayed
during the killings? What where those and how do they apply here?
THE PROSECUTOR: Your Honor, I’m going to object. Could I ask a couple of
questions in aid?
THE COURT: Why don’t we excuse the jury a minute and let’s explore it? Please
remember the admonition.
During questioning outside the presence of the jury, Dr. Julien admitted that he was not
positive that Samuel had the drug in his bloodstream at the moment of the incident. Dr. Julien
stated “[i]t could be it wasn’t given to him that day, but he still had been receiving it long enough
over a long enough period of time that it was present in hair samples.” When Dr. Julien was
asked about his report that stated that six pills from Samuel’s father’s Citalopram prescription
were missing, “presumably administered to [Samuel],” Dr. Julien stated “[p]resumably that
would be true, although without a blood sample we don’t know for absolute certainty –.”
The district court concluded:
THE COURT: All right. The Court’s going to exclude any opinions of this
witness based upon intoxication from Celexa because he only knows there was
Celexa in his system at one point based upon the hearsay. He doesn’t know if
there was any in his system other than supposition on that particular day.
Further, I find he doesn’t have the factual basis to tie any ultimate opinion
regarding intoxication to specific conduct he’s not aware of, so I’m going to
exclude testimony regarding intoxication as to [Samuel].
Dr. Gentile then opined that from the pill counts and what had been presented at trial Samuel had
an SSRI in his blood system that night. After considering the proffered testimony, the court
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ruled, “I’m still going to exclude it because it’s based upon supposition: the pill count and the
dates. Its probative value is diminished by those facts. The risk of prejudice is high.”
Samuel argues that the district court did not act consistently with the applicable legal
principles when it excluded Dr. Julien’s expert opinion about Samuel’s intoxication from Celexa.
Samuel asserts Dr. Julien was qualified to testify as an expert on the presence of drugs and the
effects of drugs in Samuel’s system and that testimony would have helped the jury determine a
fact in issue—Samuel’s mental state.
The State argues that the district court did not abuse its discretion when it excluded the
portion of Dr. Julien’s testimony on Samuel’s intoxication from Celexa because it was
speculative. The State also maintains that even if it was an error, the error was harmless based on
the other testimony at trial that Samuel did not have the intent to kill.
A district court’s determination on the admissibility of expert testimony is reviewed for
an abuse of discretion. State v. Herrera, 164 Idaho 261, 272, 429 P.3d 149, 160 (2018), reh’g
denied (Nov. 13, 2018). A witness who is qualified as an expert by knowledge, skill, experience,
training, or education may testify in the form of an opinion or otherwise if the expert’s scientific,
technical, or other specialized knowledge will help the trier of fact to understand the evidence or
to determine a fact in issue. I.R.E. 702.
Samuel argues that there are four reasons that the district court’s ruling is erroneous.
First, Samuel asserts that the district court impermissibly excluded Dr. Julien’s testimony based
on hearsay when Idaho law is clear that an expert may base an opinion on “(1) facts within [her]
personal knowledge; (2) facts presented to [her] at trial; or (3) facts presented to [her] outside of
court, but not perceived by [her] personally, if those facts are the type of facts reasonably relied
upon by experts in [her] field in drawing such conclusions.” State v. Stanfield, 158 Idaho 327,
341, 347 P.3d 175, 189 (2015)). That said, the district court did not exclude Dr. Julien’s
testimony because it was based on hearsay; it correctly excluded Dr. Julien’s testimony about
Celexa intoxication because it was based on speculation. This Court has held that “[t]estimony is
speculative when it theorizes about a matter as to which evidence is not sufficient for certain
knowledge.” Adams v. State, 158 Idaho 530, 538, 348 P.3d 145, 153 (2015). “An expert’s
opinion that is speculative or unsubstantiated by facts in the record is inadmissible because it
would not assist the trier of fact.” State v. Caliz-Bautista, 162 Idaho 833, 836, 405 P.3d 618, 621
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(Ct. App. 2017) (citing J-U-B Eng’rs, Inc. v. Sec. Ins. Co. of Hartford, 146 Idaho 311, 316, 193
P.3d 858, 863 (2008)).
Samuel’s second argument fails for the same reasons. Samuel alleges that Dr. Julien was
drawing a reasonable inference that Samuel’s father had given him some of his Celexa pills.
Samuel alleges that whether to give credence to such an inference is a decision for the jury. Even
so, Dr. Julien had to speculate that Samuel had Celexa in his bloodstream on the day of the
murders and whether it was enough to cause intoxication. Such unreliable testimony was
properly excluded.
Third, Samuel argues Dr. Julien had a sufficient knowledge of Samuel’s conduct that
night to draw an opinion about his intoxication because he reviewed the police report. Dr. Julien
summarized the events that took place that evening:
Well, very briefly, on March 24th of—first, [Samuel], was seen medically with
some prescriptions offered that morning. Later in the day . . . the father,
apparently was acting very intoxicated and, uh, weird, complex behaviors that I
think have been offered to this court. He was running around the yard and at some
point had fired a gun into the area – into the air. I understand that there was much
involvement of zombie apocalypse with back door nailed shut, the windows
covered, aggressive behaviors, a lot of fear of zombies for some reason. I
understand that likely the deceased father returned into the house after firing the
gun, and there was some interactions between he and [Samuel], resulting in
[Samuel] shooting [his father], fatally, after which time he then fatally injured his
younger brother.
However, none of this testimony addresses whether Dr. Julien knew that Celexa was in Samuel’s
blood stream that night or whether it could cause intoxication. The foundation for Dr. Julien’s
testimony was insufficient to support his testimony on this ground.
Fourth, Samuel asserts that any alleged prejudice of Dr. Julien’s testimony would not
have significantly outweighed its probative value. While this claim would require us to delve
into the weight versus prejudice analysis of Rule 403, we will not get there. The district court did
not abuse its discretion because it correctly determined that Dr. Julien’s testimony about Celexa
intoxication was too speculative. Simply put, because there was no blood draw there was no
definitive way to know whether Samuel was intoxicated from Celexa on the night of the
murders. Thus, the district court properly excluded this portion of Dr. Julien’s testimony because
it was based on supposition.
G. The cumulative error doctrine does not apply.
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Samuel admits that he killed both his father and brother. Even so, Samuel maintains that
the district court erred when it allowed the jury to hear evidence supporting the State’s theory
that he acted with premeditation in killing his brother, and with malice aforethought in killing
both, but in preventing the jury from hearing evidence that would dispute the State’s theory.
Samuel asserts that this accumulation of errors deprived him of his right to a fair trial. The State
argues that even if there were errors in Samuel’s trial, there is no reasonable possibility the
verdict would have been different given the physical evidence.
“Under the cumulative errors doctrine, an accumulation of irregularities, each of which
might be harmless in itself, may in the aggregate reveal the absence of a fair trial in
contravention of the defendant’s right to due process.” State v. Martinez, 125 Idaho 445, 453,
872 P.2d 708, 716 (1994). That said, “[t]he presence of errors . . . does not by itself require the
reversal of a conviction, since under due process a defendant is entitled to a fair trial, not an
error-free trial.” State v. Parker, 157 Idaho 132, 149, 334 P.3d 806, 823 (2014) (quoting State v.
Moore, 131 Idaho 814, 823, 965 P.2d 174, 183 (1998)). “[A] necessary predicate to the
application of the doctrine is a finding of more than one error.” Id. (quoting State v. Perry, 150
Idaho 209, 230, 245 P.3d 961, 982 (2008)).
The State’s reliance on the overwhelming physical evidence here is less persuasive in
light of Samuel’s admission that he killed his father and brother. Rather, the primary issue relates
to intent, which is not so easily identifiable through the physical evidence. All the same, the
cumulative error doctrine does not apply because we have found only one error here - the
exclusion of Samuel’s mother’s testimony, which was ultimately harmless.
H. The district court did not abuse its discretion in sentencing.
The jury found Samuel guilty of second degree murder for killing his father, and first
degree murder for killing his brother. At the sentencing hearing, the district court listened to
victim impact statements, expert testimony, and considered the evidence, before ultimately
applying the Toohill 3 factors to sentence Samuel to a unified term of fifteen years, with ten years
fixed, for second degree murder, and a concurrent life term, with twenty years fixed, for first
degree murder.
3
State v. Toohill, 103 Idaho 565, 568, 650 P.2d 707, 710 (Ct. App. 1982).
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On appeal, Samuel argues that the district court failed to appreciate Samuel’s horrific
childhood, age, and mental health issues when it imposed his sentence. Samuel also alleges that
his accountability, remorse, and insight into his actions should mitigate his sentence. In response,
the State argues that the court’s primary consideration in sentencing is the good order and
protection of society. The State emphasizes that the district court considered all the testimony
and evidence, including testimony that Samuel was at a “high risk for reactive violence.” The
State concludes that the district court’s concern over Samuel’s violence and the need for long
term treatment is well founded in the record, and the court did not abuse its discretion in crafting
Samuel’s sentence.
This Court reviews a district court’s sentencing decision for an abuse of discretion. State
v. Strand, 137 Idaho 457, 460, 50 P.3d 472, 475 (2002). “When a sentence is challenged as being
excessively harsh, we independently review the record on appeal, having due regard for the
nature of the offense, the character of the offender, and the protection of the public interest.” Id.(citing State v. Trevino, 132 Idaho 888, 980 P.2d 552 (1999)). To show the sentence was
unreasonable, “the defendant must show that the sentence, in light of the governing criteria, is
excessive under any reasonable view of the facts.” Id. The objectives of sentencing are well
established in Idaho: (1) protection of society, (2) deterrence of the individual and the public
generally, (3) possibility of rehabilitation, and (4) punishment or retribution for wrongdoing.
State v. Toohill, 103 Idaho 565, 568, 650 P.2d 707, 710 (Ct. App. 1982).
Samuel’s first argument is that the district court did not properly consider his horrific
childhood. Samuel argues that the chaotic and abusive environment he grew up in impacted his
actions on the day of the murders. Specifically, Samuel alleges that the district court failed to
properly consider mitigating evidence that he suffered from watching the physical and mental
abuse his father inflicted on his mother, was neglected which led to poor hygiene and
malnourishment, and lacked social skills and friends. However, the record establishes that the
district court considered this evidence and sympathized with Samuel’s terrible upbringing:
THE COURT: All right. Let’s go back on the record. This case has weighed very
heavily on the Court. I don’t even want to tell you how many times I’ve woken up
in the night, thought about [Samuel]. I don’t want to tell you how much time I’ve
been – I’ve spent deciding what to do with the case, trying to make sure what my
options are, making sure that I understand what my duties to society are, what my
duties to [Samuel] are.
42
I will never forget the evidence in the case. I saw most of it several times.
I have all of the psychologists in the case finding Reactive Attachment Disorder. I
have two defense experts today testify he had a high risk for violence in the future
if confronted, if trapped. That’s consistent with the Court’s [sic] expert.
This case has been a tragedy since [Samuel] was about five years old, and
that’s when it started. Nobody should have to go through what he went through in
terms of a life. The results of that life are what we’re dealing with today. The
results of that life are not necessarily [Samuel’s] fault.
Second, Samuel argues his age was not given due consideration. Samuel asserts that his
young age was key to his crimes and should be equally significant in his sentence. Although
Samuel was only 14-years-old when he committed the murders, based on the nature of Samuel’s
crimes the district court found that the facts were “too awful, [and] the risk . . . too high,” to
consider a juvenile disposition or a blended sentence.
Third, Samuel argues that his mental health concerns and potential for rehabilitation
favored a lesser sentence, e.g., Samuel has been diagnosed with persistent depressive disorder,
reactive attachment disorder, a learning disability, other specified neurodevelopmental disorder,
other specific trauma and stressor related disorder, and dysthymic disorder. Despite Samuel’s
claims that the district court did not give enough weight to his mental health concerns and
potential for rehabilitation, he does not appreciate that “the primary objective” of sentencing is
protecting society, along with the “related goals of deterrence, rehabilitation or retribution.”
Toohill, 103 Idaho at 568, 650 P.2d at 710. This is precisely what the district court did and,
ultimately, the district court found that Samuel’s reactive attachment disorder posed too great a
future risk to the public.
The district court sentenced Samuel to a fifteen year unified sentence with ten years
fixed, and five years indeterminate for the second degree murder charge, and a concurrent
sentence of indeterminate life with twenty years fixed for the first degree murder charge. The
court went through all the Toohill factors, placing emphasis on the protection of society and
rehabilitation as opposed to punishment:
THE COURT: In considering the Toohill factors and the goals of sentencing in
the state of Idaho, at least for adults, the overriding goal of sentencing is to protect
the public. There are various ways to accomplish that. I can do it by specific
deterrence. I can do it by general deterrence. I think specific deterrence does have
some effect at least during a period of incarceration. It may not have a lot of effect
post-incarceration. I can do it through rehabilitation, and this court believes in
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rehabilitative justice. I’ve done rehabilitative justice for a long time. And I can do
it by punishment.
It would be tempting to punish Mr. Samuel for the death of his brother.
What that child went through in the last few minutes of his life had to be
absolutely terrifying, especially considering his inability to regulate his emotions
through no fault of his own. I don’t put a lot of weight into punishment. Mr.
Samuel, you’re going to have to live with the fact you took [your brother’s] life
for the rest of your life, and whether you think it’s fair or infair – unfair, whatever
you think about it, it’s always going to be coming back at odd moments. You’re
going to have those dreams for a long time about what if [your brother] hadn’t
died. It’s at least understandable, while not excusable, with respect to your father
given his history of treatment of you.
So the [c]ourt is predominately left with the issues of protecting society
and the issues of rehabilitation. Testimony today here pretty much universally
said you’re going to need treatment for a long time, that when stressed you are at
a substantial risk for violent outbreaks. That’s probably what happened here is
you acted in response to that. That goes to the issue of protection of the public.
We hold that the district court appropriately weighed the relevant factors and did not
abuse its discretion in sentencing Samuel.
V. CONCLUSION
The judgment of the district court is affirmed.
Chief Justice BURDICK, Justices BRODY, STEGNER and MOELLER, CONCUR.
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