Arrats v. State ( 2019 )

IN THE COURT OF APPEALS OF THE STATE OF IDAHO
Docket No. 46123
JERMAINE JAMES ARRATS, )
) Filed: December 24, 2019
Petitioner-Appellant, )
) Karel A. Lehrman, Clerk
v. )
) THIS IS AN UNPUBLISHED
STATE OF IDAHO, ) OPINION AND SHALL NOT
) BE CITED AS AUTHORITY
Respondent. )
)
Appeal from the District Court of the Fourth Judicial District, State of Idaho, Ada
County. Hon. Jason D. Scott, District Judge.
Order summarily dismissing petition for post-conviction relief, affirmed.
Robyn A. Fyffe, Boise, for appellant.
Hon. Lawrence G. Wasden, Attorney General; Jeffery D. Nye, Deputy Attorney
General, Boise, for respondent.
________________________________________________
BRAILSFORD, Judge
Jermaine James Arrats appeals from the district court’s judgment dismissing his petition
for post-conviction relief arising from his robbery conviction. We affirm.
I.
FACTUAL AND PROCEDURAL BACKGROUND
Arrats was charged with robbery in violation of Idaho Code §§ 18-6501, 18-6502, after
he jumped out of a motel window, wearing only his underwear and socks; forcibly removed a
motorist from his vehicle; and drove away, ultimately wrecking the vehicle. At the time, Arrats
was under the influence of methamphetamine and believed that he was being chased and that his
life was in danger. Arrats acknowledges he removed the motorist and took the vehicle. Arrats,
however, does not believe he committed robbery because he contends he only intended to escape
harm, did not intend to keep the vehicle, and was acting in self-defense.
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Notwithstanding his belief that he acted in self-defense, Arrats entered an Alford 1 plea.
Per the plea agreement, the State agreed to recommend a sentence of thirty years with ten years
determinate, and the district court imposed the recommended sentence. Thereafter, the Ada
County Public Defender filed a notice of appeal asserting the sentence was excessive, and the
district court appointed the State Appellate Public Defender (SAPD) to represent Arrats on
appeal.
Despite being represented, Arrats filed a pro se notice of appeal, claiming that he
presented “evidence” of self-defense; the State failed to show his conduct was not in
self-defense; and his counsel was ineffective for failing to present his self-defense claim. With
this notice, Arrats also filed a motion for appointment of counsel and an Idaho Criminal Rule 35
motion. In support of his Rule 35 motion, Arrats argued he was forced to act in self-defense
because he believed his life was in danger. Thereafter, the SAPD filed an amended notice of
appeal, again asserting Arrats’ sentence was excessive.
The district court considered Arrats’ Rule 35 motion and related motion for appointment
of counsel on the merits. It denied Arrats’ motions, noting he continued to be represented by the
Ada County Public Defender; Rule 35(a) is not a vehicle for relitigating guilt or innocence; and
Arrats’ sentence was not excessive under Rule 35(b) based on the nature of his offense, his
criminal history, and the danger he poses to society.
After entry of the order denying Arrats’ motions, he again filed pro se a notice of appeal.
In this notice, he identified as issues for appeal the district court’s denial of his motion for
appointment of counsel, its denial of his Rule 35 motion, and various issues related to his claim
of self-defense. This Court affirmed the district court’s denial of Arrats’ Rule 35 motion, ruling
that his challenge was “a collateral attack on the underlying conviction and was beyond the
scope of a Rule 35 motion.” State v. Arrats, Docket No. 45030 (Ct. App. Nov. 20, 2017)
(unpublished). That decision indicates the SAPD represented Arrats in the appeal.
Now in this case, Arrats raises post-conviction claims related to the denial of his Rule 35
motion and to his claim of self-defense. In his petition for post-conviction relief, Arrats alleged
pro se that the district court committed errors related to his claim of self-defense; his trial counsel
1
See North Carolina v. Alford, 400 U.S. 25, 37 (1970) (“An individual accused of crime
may voluntarily, knowingly, and understandingly consent to the imposition of a prison sentence
even if he is unwilling or unable to admit his participation in the acts constituting the crime.”).
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was ineffective for failing to present evidence of Arrats’ self-defense claim; the district court
erred by refusing to appoint him counsel for his Rule 35 motion; and his appellate counsel was
ineffective for failing to raise the issues Arrats identified in his pro se notices of appeal. With his
petition, Arrats filed his own affidavit and a motion for appointment of post-conviction counsel.
Before the State responded to Arrats’ petition under I.C. § 19-4906(b), the district court
entered a notice of intent to dismiss. In doing so, the court took judicial notice sua sponte of:
(1) the information charging Arrats with robbery; (2) his plea agreement; (3) the presentence
investigation report; (4) the judgment of conviction; (5) the order appointing the SAPD to
represent Arrats on appeal; (6) his Rule 35 motion and his related motion for appointment of
counsel; (7) the order denying those motions, (8) the four notices of appeal; and (9) this Court’s
decision affirming the denial of Arrats’ Rule 35 motion.
In its notice of intent to dismiss, the district court noted Arrats had waived his claim of
self-defense by entering an Alford plea; his Rule 35-related complaints were “untenable” but,
regardless, should have been raised on direct appeal; and his appellate counsel was not required
to raise baseless appellate issues. Regarding Arrats’ motion for appointment of counsel, the
district court noted Arrats had failed to allege facts raising the possibility of a valid claim and
declined to appoint counsel at that time. The district court expressly reserved denying Arrats’
request for appointment of counsel in the event Arrats’ response to the notice of intent alleged a
possibly valid claim.
Arrats responded to the court’s notice of intent to dismiss, essentially reiterating his
allegations in his petition and supporting affidavit. The State, however, never responded to
Arrats’ petition. After reviewing Arrats’ response to the notice of intent to dismiss, the district
court dismissed Arrats’ petition for all the reasons noted. On appeal, he challenges only the
district court’s failure to take judicial notice of additional materials in the record and to appoint
post-conviction counsel to represent him.
II.
STANDARD OF REVIEW
A petition for post-conviction relief initiates a proceeding that is civil in nature.
I.C. § 19-4907; Rhoades v. State, 148 Idaho 247, 249, 220 P.3d 1066, 1068 (2009); State v.
Bearshield, 104 Idaho 676, 678, 662 P.2d 548, 550 (1983); Murray v. State, 121 Idaho 918, 921,
828 P.2d 1323, 1326 (Ct. App. 1992). Like a plaintiff in a civil action, the petitioner must prove
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by a preponderance of evidence the allegations upon which the request for post-conviction relief
is based. Goodwin v. State, 138 Idaho 269, 271, 61 P.3d 626, 628 (Ct. App. 2002). A petition
for post-conviction relief differs from a complaint in an ordinary civil action. Dunlap v. State,
141 Idaho 50, 56, 106 P.3d 376, 382 (2004). A petition must contain much more than a short
and plain statement of the claim that would suffice for a complaint under I.R.C.P. 8(a)(1).
Rather, a petition for post-conviction relief must be verified with respect to facts within the
personal knowledge of the petitioner, and affidavits, records, or other evidence supporting its
allegations must be attached or the petition must state why such supporting evidence is not
included with the petition. I.C. § 19-4903. In other words, the petition must present or be
accompanied by admissible evidence supporting its allegations, or the petition will be subject to
dismissal. Wolf v. State, 152 Idaho 64, 67, 266 P.3d 1169, 1172 (Ct. App. 2011).
Idaho Code Section 19-4906 authorizes summary dismissal of a petition for
post-conviction relief, either pursuant to a motion by a party or upon the court’s own initiative, if
it appears from the pleadings, depositions, answers to interrogatories, and admissions and
agreements of fact, together with any affidavits submitted, that there is no genuine issue of
material fact and the moving party is entitled to judgment as a matter of law. When considering
summary dismissal, the district court must construe disputed facts in the petitioner’s favor, but
the court is not required to accept either the petitioner’s mere conclusory allegations,
unsupported by admissible evidence, or the petitioner’s conclusions of law. Roman v. State, 125
Idaho 644, 647, 873 P.2d 898, 901 (Ct. App. 1994); Baruth v. Gardner, 110 Idaho 156, 159, 715
P.2d 369, 372 (Ct. App. 1986). Moreover, the district court, as the trier of fact, is not constrained
to draw inferences in favor of the party opposing the motion for summary disposition; rather, the
district court is free to arrive at the most probable inferences to be drawn from uncontroverted
evidence. Hayes v. State, 146 Idaho 353, 355, 195 P.3d 712, 714 (Ct. App. 2008). Such
inferences will not be disturbed on appeal if the uncontroverted evidence is sufficient to justify
them. Id.Claims may be summarily dismissed if the petitioner’s allegations are clearly disproven
by the record of the criminal proceedings, if the petitioner has not presented evidence making a
prima facie case as to each essential element of the claims, or if the petitioner’s allegations do
not justify relief as a matter of law. Kelly v. State, 149 Idaho 517, 521, 236 P.3d 1277, 1281
(2010); DeRushé v. State, 146 Idaho 599, 603, 200 P.3d 1148, 1152 (2009). Thus, summary
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dismissal of a claim for post-conviction relief is appropriate when the court can conclude, as a
matter of law, that the petitioner is not entitled to relief even with all disputed facts construed in
the petitioner’s favor. For this reason, summary dismissal of a post-conviction petition may be
appropriate even when the State does not controvert the petitioner’s evidence. See Roman, 125
Idaho at 647, 873 P.2d at 901.
Conversely, if the petition, affidavits, and other evidence supporting the petition allege
facts that, if true, would entitle the petitioner to relief, the post-conviction claim may not be
summarily dismissed. Charboneau v. State, 140 Idaho 789, 792, 102 P.3d 1108, 1111 (2004);
Sheahan v. State, 146 Idaho 101, 104, 190 P.3d 920, 923 (Ct. App. 2008). If a genuine issue of
material fact is presented, an evidentiary hearing must be conducted to resolve the factual issues.
Goodwin, 138 Idaho at 272, 61 P.3d at 629.
On appeal from an order of summary dismissal, we apply the same standards utilized by
the trial courts and examine whether the petitioner’s admissible evidence asserts facts which, if
true, would entitle the petitioner to relief. Ridgley v. State, 148 Idaho 671, 675, 227 P.3d 925,
929 (2010); Sheahan, 146 Idaho at 104, 190 P.3d at 923. Over questions of law, we exercise free
review. Rhoades, 148 Idaho at 250, 220 P.3d at 1069; Downing v. State, 136 Idaho 367, 370, 33
P.3d 841, 844 (Ct. App. 2001).
III.
ANALYSIS
A. Judicial Notice of Transcripts
Arrats argues the district court erred by summarily dismissing his petition “after
judicially noticing only limited portions of the underlying criminal file.” In particular, Arrats
claims the transcripts of the plea and sentencing hearings were necessary to resolve his claims.
In a related argument, Arrats asserts the district court should have waited for the State to respond
to Arrats’ petition, at which time the State would have been required under I.C. § 19-4906(a) to
file portions of the underlying record. See id. (“If the application is not accompanied by the
record of the proceedings challenged therein, the respondent shall file with its answer the record
or portions thereof that are material to the questions raised in the application.”). The State
responds that the district court was neither required to judicially notice sua sponte the entire
underlying criminal record or to delay addressing Arrats’ petition until the State responded to it.
We agree with the State.
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The Idaho Supreme Court has previously held in Fetterly v. State, 121 Idaho 417, 825
P.2d 1073 (1991), that the district court may enter summary dismissal despite the State’s failure
to respond to a petition for post-conviction relief if the record provides a basis for the dismissal.
Id. at 418, 825 P.2d at 1074. In that case, Fetterly was convicted of first degree murder and
sentenced to death. Id. at 417, 825 P.2d at 1073. After the Court affirmed the dismissal of
Fetterly’s first petition for post-conviction relief, Fetterly filed a second petition. Id. This
second petition argued the district court erred when sentencing Fetterly and relied on an Idaho
Supreme Court decision issued after Fetterly’s case was final. Id. The State did not respond to
Fetterly’s second petition, and Fetterly moved for summary disposition. Id. at 418, 825 P.2d at
1074. Despite the fact that the State had not filed a responsive pleading, the district court
summarily dismissed Fetterly’s second petition. Id.On appeal, Fetterly challenged, among other things, the district court’s dismissal of his
petition before the State’s response, and the Court rejected this challenge. Id. The Court
explained that I.C. § 19-4906(a) requires the State to respond to a petition “to properly frame any
factual and legal issues before the district court so that it can make an intelligent ruling.”
Fetterly, 121 Idaho at 418, 825 P.2d at 1074. The Court held that “based upon the record before
the district court, we cannot say that it could not make an intelligent ruling on the application
despite the State’s failure to respond.” Id. (internal quotation marks omitted).
As in Fetterly, the record in this case provided a basis for the district court to make an
“intelligent ruling” on Arrats’ claims, all of which were premised on or related to his purported
claim of self-defense. The district court’s dismissal of Arrats’ claims turned on the legal
conclusion that Arrats could not assert a claim of self-defense based on his Alford plea. See State
v. Al-Kotrani, 141 Idaho 66, 69, 106 P.3d 392, 395 (2005) (holding that a valid plea of guilty,
voluntarily and understandingly given, waives all nonjurisdictional defects and defenses, whether
constitutional or statutory, in prior proceedings). The district court did not need any records
other than those it judicially noticed sua sponte to reach the legal conclusion that Arrats waived
his self-defense claim by pleading guilty. This conclusion resolved Arrats’ claims that the
district court committed errors related to his claim of self-defense; that his trial counsel was
ineffective for failing to present evidence of his self-defense claim; and that his appellate counsel
was ineffective for failing to raise issues related to his self-defense claim. Indeed, on appeal,
Arrats does not even challenge the district court’s dispositive legal ruling.
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Further, that I.C. § 19-4906(a) requires the State to file with its response “the record or
portions thereof that are material to the questions raised” does not relieve Arrats of the initial
responsibility to provide relevant records or the consequences of failing to provide allegations or
a record of a possibly valid claim to avoid summary dismissal. See I.C. § 19-4903 (“Affidavits,
records, and other evidence supporting [the application’s] allegations shall be attached to the
application or the application shall recite why they are not attached.”); see also Roman, 125
Idaho at 648 n.3, 873 P.2d at 902 n.3 (“[W]e do not view [I.C. § 19-4906(a)] as relieving an
applicant of the consequence of failing to place in evidence a transcript essential to prove the
applicant’s claim where, as here, the applicant made no effort to compel action by the state or to
otherwise arrange for the filing of the transcript.”). If Arrats believed other portions of the
underlying criminal record were material to his claims, he had numerous options to include those
portions in the post-conviction record including by submitting them himself; by requesting the
district court take judicial notice of them; by compelling the State to file them; or by alleging
facts about what occurred, for example, at the sentencing and plea hearings.
Finally, even assuming the district court had waited for the State to respond to Arrats’
petition and file those portions of the record material to his claims, that the State would have
submitted the plea and sentencing hearing transcripts--which Arrats contends on appeal are
necessary to support his claims--is both speculative and unlikely. Neither transcript is material
to the claims Arrats attempted to allege in his petition. Arrats argues on appeal that these
transcripts are necessary to resolve whether his plea was invalid and whether his trial counsel
was ineffective during the plea proceedings. These claims, however, are not claims Arrats
attempted to allege in his petition. Rather, Arrats raises them for the first time on appeal. 2
B. Appointment of Counsel
Arrats asserts the district court erred by dismissing his petition without appointing him
counsel. If a post-conviction petitioner is unable to pay for the expense of representation, the
trial court may appoint counsel to represent the petitioner. I.C. § 19-4904. “The decision to
2
Arrats spends a significant portion of his appellate briefing quoting information that was
not in the record before the district court and, thus, is not in the appellate record. In a footnote,
Arrats requests that this Court take judicial notice of “transcripts” in his direct appeal. Arrats’
request for judicial notice in a footnote is improper. See Idaho Appellate Rule 32(d) (requiring
motion to be accompanied by a brief, statement, or affidavit). Moreover, additional transcripts
are unnecessary to resolve the issues on appeal.
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grant or deny a request for court-appointed counsel lies within the discretion of the district
court.” Charboneau, 140 Idaho at 792, 102 P.3d at 1111. The proper standard for determining
whether to appoint counsel for an indigent petitioner is whether the petition alleges facts showing
the possibility of a valid claim requiring further investigation. Workman v. State, 144 Idaho 518,
529, 164 P.3d 798, 809 (2007). In determining whether a petitioner raised the possibility of a
valid claim, the Court considers “whether the appointment of counsel would have assisted [the
petitioner] in conducting an investigation into facts not in the record and whether a reasonable
person with adequate means would have been willing to retain counsel to conduct that further
investigation into the claim.” Melton v. State, 148 Idaho 339, 342, 223 P.3d 281, 285 (2009).
The trial court must carefully consider the request for counsel before reaching a decision
on the substantive merits of the petition. Charboneau, 140 Idaho at 794, 102 P.3d at 1113.
Nevertheless, even if the district court errs by not specifically addressing a petitioner’s motion
for appointment of counsel before addressing the merits of his petition, such an error does not
affect the petitioner’s substantial rights if his petition does not raise the possibility of a valid
claim. Shackelford v. State, 160 Idaho 317, 326, 372 P.3d 372, 381 (2016). Accordingly,
denying a petitioner’s motion for the appointment of counsel in the same order summarily
dismissing his petition does not affect his substantial rights if he did not raise the possibility of a
valid claim. Id. In that event, the error is harmless and must be disregarded. Id.; see also
I.R.C.P. 61 (“At every stage of the proceeding, the court must disregard all errors and defects
that do not affect any party’s substantial rights.”).
In this case, the district court correctly concluded, based on the record and on Arrats’
petition and supporting affidavit, that he failed to raise the possibility of a valid claim because he
waived his claim of self-defense by entering an Alford plea and any failure to appoint him
counsel for the Rule 35 motion should have been raised on Arrats’ direct appeal of the denial of
that motion. Arrats does not directly challenge these rulings on appeal. Further, he does not
challenge the district court’s denial of his request for appointment of counsel on the basis that the
district court failed to consider Arrats’ request before addressing the merits of his claims.
Regardless, that the district court ultimately denied Arrats’ request for counsel in the same order
dismissing the petition did not affect Arrats’ substantial rights because he failed to raise the
possibility of a valid claim. Moreover, by waiting to deny Arrats’ request for counsel until
Arrats responded to the district court’s notice of intent, the district court did not prejudice Arrats
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but rather simply gave him an additional opportunity to allege a possibly valid claim necessary
for appointment of counsel. Accordingly, we hold that the district court did not abuse its
discretion when dismissing Arrats’ petition for post-conviction relief without appointing counsel
and that the district court correctly concluded Arrats failed to allege facts raising the possibility
of a valid claim.
IV.
CONCLUSION
Arrats fails to show the district court erred by not taking judicial notice of the transcripts
from his criminal case or waiting for the State’s response before dismissing his petition for
post-conviction relief. Further, Arrats failed to show that the district court abused its discretion
when dismissing his petition without appointing him counsel. Accordingly, we affirm the
summary dismissal of his petition.
Chief Judge GRATTON and Judge HUSKEY CONCUR.
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