People v. McChriston ( 2014 )

2014 IL 115310IN THE
SUPREME COURT
OF
THE STATE OF ILLINOIS
(Docket No. 115310)
THE PEOPLE OF THE STATE OF ILLINOIS, Appellee, v. BILLY
McCHRISTON, Appellant.
Opinion filed January 24, 2014.
CHIEF JUSTICE GARMAN delivered the judgment of the court, with opinion.
Justices Freeman, Thomas, Kilbride, Karmeier, Burke, and Theis concurred in the
judgment and opinion.
OPINION
¶1 In 2004, defendant, Billy McChriston, was convicted by jury of the unlawful
delivery of a controlled substance, a Class 1 felony that carried a mandatory Class X
sentence. The trial judge sentenced defendant to 25 years’ imprisonment. The trial
order did not indicate that defendant would also be required to serve a term of
mandatory supervised release (MSR) pursuant to section 5-8-1(d) of the Unified Code
of Corrections (730 ILCS 5/5-8-1(d) (West 2004)), nor did the trial judge mention
MSR at the sentencing hearing. The appellate court affirmed the conviction and
sentencing on direct appeal. No. 4-04-0770 (2006) (unpublished order under Supreme
Court Rule 23).
¶2 Defendant filed a pro se postconviction petition pursuant to the Post-Conviction
Hearing Act (725 ILCS 5/122-1 (West 2008)), raising issues not related to the MSR
term. The circuit court dismissed the postconviction petition and the appellate court
affirmed (People v. McChriston, No. 4-07-0720 (2009) (unpublished order under
Supreme Court Rule 23).
¶3 Then in 2011, defendant filed a pro se petition for relief from judgment pursuant to
section 2-1401 of the Code of Civil Procedure (735 ILCS 5/2-1401 (West 2010)),
arguing that the Illinois Department of Corrections (DOC) impermissibly added a
three-year MSR term to his 25-year sentence. The circuit court of Champaign County
dismissed defendant’s petition for failure to state a cause of action. 735 ILCS 5/2-615
(West 2010).
¶4 The appellate court affirmed, rejecting defendant’s arguments that the imposition
of the MSR term violated defendant’s constitutional rights to due process and the
separation of powers clause of the Illinois Constitution of 1970. The appellate court
found that the MSR term attached by operation of law and therefore was not
unconstitutionally imposed by the DOC. 2012 IL App (4th) 110319-U.We granted
defendant’s petition for leave to appeal. Ill. S. Ct. R. 315(a) (eff. Feb. 26, 2010). For the
reasons that follow, we affirm.
¶5 ANALYSIS
¶6 Defendant argues that only the trial court, not the DOC, is empowered to impose a
term of MSR, and therefore the addition of the MSR term to defendant’s sentence
violates the separation of powers clause of the Illinois Constitution and his federal
constitutional right to due process. Looking to the plain language of the statute, the
State asks this court to affirm the appellate court’s conclusion that the sentence
imposed by the circuit court included the MSR term “as though written therein” and,
therefore, MSR attached as part of the sentence regardless of whether the trial judge
wrote MSR into the sentencing order. We review a dismissal of a section 2-1401
petition for failure to state a claim for relief de novo. People v. Vincent, 226 Ill. 2d 1, 16
(2007).
¶7 A. Separation of Powers
¶8 Under the Illinois Constitution, “[t]he legislative, executive and judicial branches
are separate. No Branch shall exercise powers properly belonging to another.” Ill.
Const. 1970, art. II, § 1. Further, “the power to impose sentence is exclusively a
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function of the judiciary.” People v. Phillips, 66 Ill. 2d 412, 415 (1977). Defendant
maintains that because the trial court did not reference the mandatory MSR term at the
sentencing hearing or in the written sentencing order, the DOC lacks the authority to
impose the MSR term upon defendant after he serves his full 25-year sentence.
¶9 At the time defendant was sentenced, the Unified Code of Corrections (Code)
provided that, subject to earlier termination, the MSR term for a Class X felony was
three years. 730 ILCS 5/5-8-1(d)(1) (West 2004). Further, the Code stated that
“[e]xcept where a term of natural life is imposed, every sentence shall include as
though written therein a term in addition to the term of imprisonment.” 730 ILCS
5/5-8-1(d) (West 2004).
¶ 10 The parties do not dispute as to whether MSR was mandatory in defendant’s case.
At the time defendant was sentenced, section 5-8-1(d)(1) required defendant’s sentence
to include a three-year MSR term. The central issue in this case is whether defendant’s
constitutional rights were violated by the imposition of MSR where the trial court did
not reference the MSR term at the sentencing hearing or include MSR in the sentencing
order.
¶ 11 Defendant maintains that the DOC lacked authority to increase his sentence beyond
that imposed by the trial court, as “under our form of government an administrative
board has no power to change a judicial judgment.” People v. Montana, 380 Ill. 596,
609 (1942). In support of his position that the MSR term was added by the DOC,
defendant looks to People v. Kerns, 2012 IL App (3d) 100375, ¶ 18, where the Third
District considered similar facts and stated that “the DOC imposed a term of MSR
under section 5-8-1(d)(4).”
¶ 12 In response, the State argues that under the plain language of section 5-8-1(d), the
MSR term was included in defendant’s sentence “as though written therein,” even
though the MSR term was not written explicitly into the sentence. Therefore, according
to the State, the imposition of MSR did not increase the trial court’s sentencing order,
as the MSR term was automatically included in the sentence from the beginning.
¶ 13 This court has previously held that it is within the General Assembly’s authority to
enact legislation that includes a mandatory parole term in a sentence by operation of
law. People ex rel. Scott v. Israel, 66 Ill. 2d 190 (1977). In Scott, two defendants
challenged the constitutionality of section 5-8-1(e), which like section 5-8-1(d)(1)
stated that every sentence “shall include as though written therein” an MSR term. The
defendants each served the sentences imposed by the court, but each violated his parole
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term after being released from prison. This court upheld the mandatory MSR terms,
finding that the DOC had the power to enforce them.
¶ 14 Furthermore, in People v. Williams, 66 Ill. 2d 179, 186 (1977), this court stated that
“the legislature has the power to prohibit particular acts as crimes, fix the punishment
for the commission of such crimes and determine the manner of executing such
punishment.” The court further found that mandating parole periods falls within this
power. Defendant, however, argues that the statute does not authorize the DOC to
increase defendant’s sentence, as “[a] person on parole remains subject to the sentence
of commitment to the [DOC] for the period of time specified by the court.” Id. at 187.
¶ 15 We look first to the plain language of section 5-8-1(d). “The fundamental rule of
statutory construction is to ascertain and give effect to the legislature’s intent.
[Citation.] The best indication of legislative intent is the statutory language, given its
plain and ordinary meaning. [Citation.] When the statute contains undefined terms, it is
entirely appropriate to employ a dictionary to ascertain the plain and ordinary meaning
of those terms. [Citation.] Where the language is clear and unambiguous, we will apply
the statute without resort to further aids of statutory construction. [Citation.]” People v.
Davison, 233 Ill. 2d 30, 40 (2009).
¶ 16 Defendant’s position relies on the premise that the MSR term was not included as
part of his original sentence because it was not written in the sentence. If under the
plain language of the statute, however, the MSR term was included automatically into
the sentence, even if not specifically written, then the DOC did not add onto
defendant’s sentence by imposing the MSR term, and defendant’s separation of powers
argument must fail.
¶ 17 The version of the statute applicable at the time of defendant’s sentencing stated
that “every sentence shall include as though written therein a term in addition to the
term of imprisonment.” 730 ILCS 5/5-8-1(d) (West 2004). Specifically, we are
concerned with the plain and ordinary meaning of the phrase “every sentence shall
include as though written therein.” Black’s Law Dictionary defines “therein” to mean
“[i]nside or within that thing; inside or within those things.” Black’s Law Dictionary
1616 (9th ed. 2009). Consequently, the plain language of section 5-8-1(d) provides that
the sentence shall include a period of MSR as if it were written within the sentence.
Applying this plain meaning to the present case, the sentencing order issued by the trial
court included a term of MSR even if the court did not mention the MSR term at the
sentencing hearing or in the sentencing order.
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¶ 18 As further evidence of this conclusion, we look to the legislative history of section
5-8-1(d)(1). In 2011, section 5-8-1(d)(1) was amended and now reads, “the parole or
mandatory supervised release term shall be written as part of the sentencing order.”
(Emphasis added.) 730 ILCS 5/5-8-1(d) (West 2012).
“A subsequent amendment to a statute may be an appropriate source for
discerning legislative intent. [Citation.] While an amendatory change in
statutory language creates a presumption that it was intended to change the
statute as it previously existed, the presumption is not controlling and may be
overcome by other considerations. If the circumstances surrounding the
amendment indicate that the legislature intended only to interpret the original
statute, the presumption of an intent to change the law is rebutted. [Citations.]
Circumstances which may indicate whether a statutory amendment is merely a
clarification rather than a substantive change in the law include ‘ “whether the
enacting body declared that it was clarifying a prior enactment; whether a
conflict or ambiguity existed prior to the amendment; and whether the
amendment is consistent with a reasonable interpretation of the prior enactment
and its legislative history.” ’ ” People v. Jackson, 2011 IL 110615, ¶ 18 (2011)
(quoting K. Miller Construction Co. v. McGinnis, 238 Ill. 2d 284, 299 (2010),
quoting Middleton v. City of Chicago, 578 F.3d 655, 663-64 (7th Cir. 2009)).
¶ 19 The legislature amended the statute to remove the phrase “as though written
therein” to require that the MSR term “shall be written as part of the sentencing order.”
While the plain and ordinary meaning of “as though written therein” suggests that the
legislature intended the mandatory MSR term to apply even if not specifically written
in the sentencing order, the amended language requires that the court explicitly write
the applicable MSR term into the order.
¶ 20 The legislative discussion surrounding this amendment provides additional support
for the conclusion that the 2004 version of the statute did not require the judge to
explicitly write the MSR term into the sentencing order. During the House of
Representatives floor debate regarding the 2011 amendment, Representative
Cunningham noted the following:
“Senate Bill 1740 is … as amended, is an initiative of the [DOC]. Makes a
couple of changes to the Corrections Code regarding [MSR] or parole. First, the
Bill would *** require judges to enter the specific length of parole that each
inmate needs to spend after their sentence’s done. In the actual sentencing order
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that they issue in court. They’re not required to do that right now, creates
confusion sometimes at intake for the [DOC], and they have to contact a
sentencing judge as frequently to make sure they enter the right parole
information into their record system.” 97th Ill. Gen. Assem., House
Proceedings, May 17, 2011, at 48 (statements of Representative Cunningham).
¶ 21 As noted above, we presume that the legislature intended to change the law by
enacting the amendment. Here, no circumstances are present that justify overcoming
that presumption. Representative Cunningham expressly stated that the amendment
would change the then-current law. Therefore we presume that a change was intended
to be made by removing the phrase “as though written therein” and replacing it with
“shall be written as part of the sentencing order.” Representative Cunningham
specified that under the 2004 version of the statute, the judge was “not required” to
include the length of the defendant’s MSR term in the sentencing order. The purpose of
this amendment was to change that prior rule, to require that the judge specify the MSR
term in writing in the sentencing order. If defendant’s position were correct, then the
legislature did not need to make this amendment.
¶ 22 Defendant’s reading would also make the phrase “as though written therein”
superfluous. “If possible, the court must give effect to every word, clause, and
sentence; it must not read a statute so as to render any part inoperative, superfluous, or
insignificant; and it must not depart from the statute's plain language by reading into it
exceptions, limitations, or conditions the legislature did not express.” People v. Ellis,
199 Ill. 2d 28, 39 (2002). Under defendant’s position, the phrase “as though written
therein” would serve no purpose in the statute. If the judge was required to have written
the MSR term in the sentencing order, the phrase “as though written therein” had no
operative role.
¶ 23 The plain language of section 5-8-1(d) at the time of defendant’s sentencing was
unambiguous and provided that the MSR term be automatically included as part of
defendant’s sentence and the DOC did not add onto defendant’s sentence when it
enforced the MSR term. Further tools of statutory interpretation provide additional
support for this conclusion, and defendant’s separation of powers argument fails. To
the extent that it holds otherwise, Kerns is overruled.
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¶ 24 B. Due Process
¶ 25 Defendant further maintains that increasing the sentence beyond the trial court’s
order violates his federal due process rights. 1 Defendant looks first to the United States
Supreme Court’s decision in Hill v. United States ex rel. Wampler, 298 U.S. 460(1936). In Wampler, the defendant was convicted of attempting to evade payment of
income tax and was sentenced by the court to pay a fine and serve 18 months in prison.
Id. at 461-62. When issuing the commitment, however, the clerk added a provision
stating that defendant would remain imprisoned until he paid the required fines. Id. The
sentence given orally by the judge did not include this provision. Id. at 462.
¶ 26 The Court considered whether the provision was void because the clerk, rather than
the judge, had inserted it into the commitment. The Court noted first that it is within the
judge’s discretion to direct that a defendant be imprisoned until the fine is paid, but that
imprisonment does not follow automatically upon a showing of default of payment. Id.
at 463-64. The Court went on to note that “[t]he choice of pains and penalties, when
choice is committed to the discretion of the court, is part of the judicial function. This
being so, it must have expression in the sentence, and the sentence is the judgment.” Id.
at 464. Therefore, the Court found the provision added by the clerk to be void.
¶ 27 In Earley v. Murray, 451 F.3d 71 (2d Cir. 2006), the Second Circuit Court of
Appeals considered Wampler when deciding a case with facts similar to those in the
present case. The defendant in Earley pleaded guilty to attempted burglary and was
sentenced to six years in prison. New York had recently passed a statute imposing a
mandatory term of postrelease supervision that would have applied to the defendant
(“Each determinate sentence also includes, as a part thereof, an additional period of
post-release supervision.” N.Y. Penal Law § 70.45 (McKinney 2000)), but this term
was not mentioned by the court or in the sentencing order. Earley, 451 F.3d at 73.
¶ 28 While the defendant was serving his sentence, the New York Department of
Correctional Services added five years of postrelease supervision to his sentence. Id.The court found that the holding in Wampler applied to this case. Id. at 76. The court
initially recognized that unlike in Wampler, New York law mandated that the
defendant be sentenced to postrelease supervision, and the judge maintained no
1
Defendant’s brief argues that “[t]he administrative imposition of mandatory supervised release also
violates [defendant’s] due process rights.” At oral argument, defendant’s counsel clarified his argument
to be that any increase from the sentence imposed by the trial court is a violation of due process,
regardless of whether the increase was imposed by an administrative agency, such as the DOC, or by
operation of law.
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discretion. Id. Regardless, the court found that Wampler “went on to articulate a
broader holding: The judgment of the court establishes a defendant’s sentence, and that
sentence may not be increased by an administrator’s amendment.” Id. at 75. Therefore,
the Earley court found that under Wampler, “[a]ny alteration to that sentence, unless
made by a judge in a subsequent proceeding, is of no effect.” Id.¶ 29 Defendant looks to Wampler and Earley to argue that his sentence was limited to
the 25-year term announced by the trial court and recorded in the written order.
According to defendant only the court retained the authority to increase his sentence.
¶ 30 In People v. Evans, 2013 IL 113471, the defendant was sentenced to 12 years in
prison after being found guilty of aggravated battery with a firearm. After the trial court
dismissed the defendant’s first postconviction petition, the defendant sought leave to
file a successive postconviction petition alleging that, as in the present case, the trial
court did not mention or include in his sentencing order an additional term of MSR. In
considering the Second Circuit’s decision in Earley, we stated, “[D]ecisions of the
Second Circuit Court of Appeals construing New York law have no power to enjoin the
enforcement of Illinois statutes. Thus, even assuming that Earley was correctly
decided, that decision has absolutely no consequence in Illinois unless and until a court
of this state endorses its analysis and then applies that analysis to section 5-8-1(d)(1), a
contingency that has yet to occur.” Id. ¶ 15.
¶ 31 Additionally, we are not persuaded by the Second Circuit’s broad reading of
Wampler. Wampler considered a sentencing provision added by the clerk requiring
defendant to pay his fines before he would be released from prison. While the court in
Wampler had this option at sentencing, it did not include this conditional provision in
its sentencing order. Unlike Earley or the present case, no statute mandated that the
defendant pay his fine prior to being released. Therefore, unlike the court in Wampler,
the trial court had no discretionary power in this case. Further, unlike in Wampler, the
enforcement of the mandatory MSR term in this case was not an increase in sentencing,
as the MSR term attached automatically as though written into defendant’s sentence.
While the court in Earley decided to read Wampler broadly and apply it to mandatory
statutory sentencing provisions, we are unpersuaded and do not adopt the reasoning
from Earley.
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¶ 32 For the reasons stated, the judgment of the appellate court is affirmed.
¶ 33 Affirmed.
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