People v. Young , 2022 IL App (3d) 190015 ( 2022 )


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    2022 IL App (3d) 190015
    Opinion filed March 2, 2022
    ____________________________________________________________________________
    IN THE
    APPELLATE COURT OF ILLINOIS
    THIRD DISTRICT
    2022
    THE PEOPLE OF THE STATE OF                           )    Appeal from the Circuit Court
    ILLINOIS,                                            )    of the 21st Judicial Circuit,
    )    Kankakee County, Illinois.
    Plaintiff-Appellee,                           )
    )    Appeal No. 3-19-0015
    v.                                            )    Circuit No. 16-CF-420
    )
    TOMMY YOUNG,                                         )    The Honorable
    )    Clark E. Erickson,
    Defendant-Appellant.                          )    Judge, presiding.
    ____________________________________________________________________________
    JUSTICE McDADE delivered the judgment of the court, with opinion.
    Presiding Justice O’Brien and Justice Daugherity concurred in the judgment and
    opinion.
    ____________________________________________________________________________
    OPINION
    ¶1          The defendant, Tommy Young, was convicted of predatory criminal sexual assault of a
    child (720 ILCS 5/11-1.40(a)(1) (West 2016)) and was sentenced, inter alia, to 10 years of
    imprisonment. On appeal, Young argues that (1) he is entitled to a reversal of his conviction
    based on the timing of the filing of exhibits in this appeal and (2) his sentence should be vacated
    and the case remanded for resentencing because the circuit court improperly considered, in
    aggravation, his lack of a statement in allocution.
    ¶2                                           I. BACKGROUND
    ¶3          On October 14, 2016, Young was charged by indictment with two counts of predatory
    criminal sexual assault of a child. Count I alleged that Young penetrated the victim’s vagina with
    his finger. Count II alleged that Young penetrated the victim’s vagina with his tongue.
    ¶4          During pretrial matters, the circuit court entered a protective order that required certain
    restrictions regarding any recordings compiled during the course of the investigation of the
    charges, including any tapes, CDs, or DVDs or any transcripts made from those recordings. One
    paragraph of the order stated: “[u]pon final disposition of this case, any and all copies of these
    tapes, CDs or DVDs and any transcripts thereof shall be returned to the State’s Attorney’s Office
    for safekeeping, except those entered into and kept as evidence in a trial.” Another protective
    order was entered two months later stating in part that “[u]pon final disposition of this case, any
    and all copies of these tapes, CDs or DVDs and any transcripts thereof shall be returned to the
    Court for safekeeping, except those booked into and kept as evidence by the investigating law
    enforcement agencies.”
    ¶5          After a bench trial, the circuit court found the defendant guilty of count II.
    ¶6          Young’s posttrial motion for a new trial argued only that the State failed to prove him
    guilty of Count II beyond a reasonable doubt. That motion was denied.
    ¶7          At the sentencing hearing, Young refused to give a statement in allocution. The State
    sought a 10-year sentence, while defense counsel asked for the minimum sentence of six years.
    After hearing argument, the circuit court stated the following:
    “The Court, taking into consideration the evidence heard at
    trial, the arguments of counsel as to sentencing recommendations,
    the contents of the presentence investigation, and considering the
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    factors *** in aggravation and mitigation that the Court must
    consider *** as well as the *** I guess *** the imperative upon
    every Court in sentencing to take into consideration a defendant’s
    potential for rehabilitation, *** I will make some comments and
    findings before pronouncing the sentence.
    There’s no question that the conviction for the offense of
    predatory criminal sexual assault of a child carries with it not only
    the impact of a sentence of incarceration, but also a lifelong
    impact, potentially lifelong impact, of being monitored by the State
    as a sex offender and consequences that can flow not from
    registering, for example, that can result in *** another sentence to
    the Department of Corrections. But I think it’s warranted. This is
    the type of offense where society needs to monitor an individual.
    Looking at the facts in this case, the title of the offense,
    predatory criminal sexual assault of a child—the title of the offense
    describes exactly what the defendant did. The defendant acted as a
    predator here.
    He waited until the child was alone, there were no adults,
    and he took advantage of the situation. He *** struck, if you will,
    when the opportunity presented itself. And his prey was
    defenseless and a young child.
    The defendant should be monitored the rest of his life.
    The—he did cause harm. The victim’s impact statement reflects
    3
    that clearly. And *** it’s only common sense that it would cause
    harm to a child to be sexually assaulted in this manner at any age,
    but particularly at the tender age of [the victim] in this case.
    I think that the factor in aggravation, certainly one that
    needs to be effectuated here, is the need to deter others from doing
    this. It happens all too often.
    I would note also that the defendant has not accepted
    responsibility. He has not even offered a statement in allocution.
    Now, he doesn’t have to accept that, but there is a difference
    between a defendant who continues to deny any responsibility and
    a defendant who says, [y]ou know what, what I did was very
    wrong.
    The—taking into consideration the *** nature of his
    conduct, the need to deter others from doing this, my assessment as
    to his character, and potential for rehabilitation, I find that the
    recommendation of the State is a reasonable recommendation.”
    The court then sentenced Young to 10 years of imprisonment and mandatory supervised release
    of three years to life. Young filed a timely notice of appeal on January 4, 2019.
    ¶8          On January 16, 2019, the Kankakee County circuit court clerk was ordered to prepare the
    record for appeal. The record was filed with this court on April 18, 2019. However, it did not
    contain the physical exhibits used at trial.
    ¶9          Beginning in August 2019, the Office of the State Appellate Defender (OSAD) began
    efforts to locate the missing exhibits. OSAD was told by the circuit court clerk that the
    4
    prosecutor’s office had most of the missing exhibits, while the prosecutor’s office told OSAD
    that the clerk’s office had them. The matter culminated in this court granting OSAD’s December
    2020 motion to compel the circuit court clerk to produce the exhibits. The circuit court clerk’s
    office filed an affidavit with this court, indicating that it did not have the missing exhibits, and
    this court ordered Young to respond.
    ¶ 10            In January 2021, the State’s Attorneys Appellate Prosecutor’s office filed a motion to
    supplement the record with some of the missing exhibits, indicating that it had located them after
    contacting the prosecutor’s office in Kankakee County.
    ¶ 11            Before service of this motion, OSAD filed its response to the clerk’s affidavit. In that
    response, OSAD claimed that he “[had] been denied his constitutional right to meaningful
    appellate review” and that he could not file a substantive brief, such that the proper remedy was a
    reversal of his conviction and remand for a new trial. A response and a reply were filed in
    January 2021.
    ¶ 12            In February 2021, this court granted the State Appellate Prosecutor’s office’s motion to
    supplement the record. A briefing schedule was entered that gave, inter alia, 35 days for OSAD
    to file its appellant’s brief. On day 35, OSAD filed its appellant’s brief, which did not contain a
    substantive argument related to Young’s conviction but instead requested that this court address
    OSAD’s response to the circuit court clerk’s affidavit. The brief also identified one sentencing
    issue.
    ¶ 13                                              II. ANALYSIS
    ¶ 14            Young’s first argument on appeal is that he is entitled to a reversal of his conviction
    based on the timing of the filing of certain exhibits in this appeal. Initially, Young presents a
    lengthy argument attempting to convince this court that the issue is not moot, despite the fact that
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    the essential missing exhibits have been filed. Then, Young presents a one-paragraph attempt to
    explain why a reversal on this issue would not be a windfall for him.
    ¶ 15          Young’s reliance on People v. Appelgren, 
    377 Ill. App. 3d 137
     (2007), is misplaced. In
    that case, the Second District reversed the defendant’s conviction and remanded the case for a
    new trial because the absence of an exhibit in the record, for which the defendant bore no
    responsibility, deprived the defendant of a sufficient record to permit a review of his case. Id. at
    144-45. In this case, the missing exhibits have been filed. Accordingly, Appelgren provides no
    support for Young’s argument.
    ¶ 16          Even assuming that Young were correct that the issue was not moot, there is absolutely
    no support in the law for Young’s argument that he is entitled to a reversal of his conviction
    based on the timing of the filing of the essential missing exhibits. There is simply no merit in
    Young’s claims that the late filing of the exhibits “deprived [him] of a complete record” and
    violated his “right to a meaningful appeal,” especially when he has presented no substantive
    argument whatsoever that his conviction was erroneous, despite having the full 35 days to file his
    appellant’s brief once the exhibits had been filed. Under these circumstances, we reject Young’s
    first argument on appeal.
    ¶ 17          Young’s second argument on appeal is that the circuit court erred at sentencing when it
    considered, in aggravation, his lack of a statement in allocution.
    ¶ 18          Initially, we note that there appears to be a split in authority regarding the standard of
    review on this issue. Numerous cases from different districts of the appellate court have cited to
    the Second District’s decision in People v. Abdelhadi, 
    2012 IL App (2d) 111053
    , ¶ 8, for the
    proposition that “the question of whether a court relied on an improper factor in imposing a
    sentence ultimately presents a question of law to be reviewed de novo.” Abdelhadi cites to
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    People v. Chaney, 
    379 Ill. App. 3d 524
    , 527 (2008), for this proposition. However, Chaney cites
    no authority to support its statement that whether a court subjected a defendant to double
    enhancement at sentencing “involves a question of law, and thus, we review defendant’s
    sentence de novo.” 
    Id.
    ¶ 19             Notably, we have found no cases from our supreme court that stand for the above-
    referenced proposition appearing in Abdelhadi and Chaney. In fact, our supreme court has long
    held that “absent an abuse of discretion by the trial court a sentence may not be altered upon
    review.” People v. Perruquet, 
    68 Ill. 2d 149
    , 154 (1977). We decline to follow the line of cases
    applying de novo review in the context of whether a circuit court considered an improper factor
    at sentencing.
    ¶ 20             Next, we also note that Young acknowledges he has forfeited this issue. However, he
    requests we review the issue under the plain error doctrine.
    ¶ 21             The plain error doctrine “allows a reviewing court to reach a forfeited error affecting
    substantial rights in two circumstances.” People v. Herron, 
    215 Ill. 2d 167
    , 178 (2005). The
    second circumstance is applicable here: “[W]here the error is so serious that the defendant was
    denied a substantial right, and thus a fair trial, a reviewing court may consider a forfeited error in
    order to preserve the integrity of the judicial process.” 
    Id. at 179
    . The first step in plain error
    analysis is to determine if error in fact occurred. People v. Piatkowski, 
    225 Ill. 2d 551
    , 565
    (2007).
    ¶ 22             While a sentencing court may consider a defendant’s lack of remorse, “the court may not
    draw a negative inference from the defendant’s exercise of his constitutional right to remain
    silent.” People v. Matute, 
    2020 IL App (2d) 170786
    , ¶ 59; see also People v. Ward, 
    113 Ill. 2d 516
    , 530-32 (1986) (referencing the right of allocution and noting the importance of not
    7
    penalizing a defendant for exercising his constitutional and statutory rights to procedural
    safeguards in criminal cases). In this case, it is clear that the circuit court considered, as an
    aggravating factor, Young’s refusal to make a statement in allocution. Doing so was clear error.
    See Matute, 
    2020 IL App (2d) 170786
    , ¶ 59.
    ¶ 23             Young asserts that this error is reversible under the second prong of the plain error
    doctrine. “Reliance on an improper sentencing factor is amenable to plain-error review because
    such reliance ‘impinges upon defendant’s fundamental right to liberty.’ ” People v. Maggio,
    
    2017 IL App (4th) 150287
    , ¶ 50 (quoting People v. Kopczick, 
    312 Ill. App. 3d 843
    , 852 (2000)).
    We agree with Young. We acknowledge that individual comments by the sentencing court must
    be considered in the context of the entire record. Ward, 
    113 Ill. 2d at 526-27
    . However, we also
    acknowledge that our supreme court has instructed that when a circuit court considers an
    improper factor in sentencing a defendant, the court’s sentencing decision must be vacated and
    the case remanded for resentencing unless it is clear from the record that the improper factor was
    so insignificant that its consideration did not result in a greater sentence. People v. Martin, 
    119 Ill. 2d 453
    , 458 (1988); People v. Bourke, 
    96 Ill. 2d 327
    , 332 (1983); People v. Conover, 
    84 Ill. 2d 400
    , 405 (1981). “Where the reviewing court is unable to determine the weight given to an
    improperly considered factor, the cause must be remanded for resentencing.” Bourke, 
    96 Ill. 2d at 332
    .
    ¶ 24             In this case, we are unable to determine the weight the circuit court gave to Young’s
    refusal to make a statement in allocution. Accordingly, we vacate his sentence and remand for
    resentencing. See 
    id.
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    ¶ 25                                         III. CONCLUSION
    ¶ 26          The judgment of the circuit court of Kankakee County is affirmed in part and reversed in
    part and the cause is remanded for further proceedings.
    ¶ 27         Affirmed in part and reversed in part.
    ¶ 28         Cause remanded.
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    No. 3-19-0015
    Cite as:                 People v. Young, 
    2022 IL App (3d) 190015
    Decision Under Review:   Appeal from the Circuit Court of Kankakee County, No. 16-CF-
    420; the Hon. Clark E. Erickson, Judge, presiding.
    Attorneys                James E. Chadd, Thomas A. Karalis, and Sean Conley, of State
    for                      Appellate Defender’s Office, of Ottawa, for appellant.
    Appellant:
    Attorneys                Jim Rowe, State’s Attorney, of Kankakee (Patrick Delfino and
    for                      Thomas D. Arado, of State’s Attorneys Appellate Prosecutor’s
    Appellee:                Office, of counsel), for the People.
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