People v. Smith , 2015 IL App (1st) 140494 ( 2016 )

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Appellate Court Date: 2016.01.26 15:37:17
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People v. Smith, 2015 IL App (1st) 140494
Appellate Court THE PEOPLE OF THE STATE OF ILLINOIS, Plaintiff-Appellee, v.
Caption KEVIN SMITH, Defendant-Appellant.
District & No. First District, Third Division
Docket No. 1-14-0494
Filed November 10, 2015
Decision Under Appeal from the Circuit Court of Cook County, No. 01-CR-23940; the
Review Hon. Evelyn B. Clay, Judge, presiding.
Judgment Reversed and remanded.
Counsel on Michael J. Pelletier, Alan D. Goldberg, and Jennifer L. Bontrager, all
Appeal of State Appellate Defender’s Office, of Chicago, for appellant.
Anita M. Alvarez, State’s Attorney, of Chicago (Alan J. Spellberg,
Carol L. Gaines, and Jessica R. Ball, Assistant State’s Attorneys, of
counsel), for the People.
Panel PRESIDING JUSTICE MASON delivered the judgment of the court,
with opinion.
Justices Fitzgerald Smith and Pucinski concurred in the judgment and
opinion.
OPINION
¶1 Defendant Kevin Smith, convicted of first degree murder for the shooting death of Ardeen
Adams,1 appeals the second stage dismissal of his postconviction petition. On appeal, Smith
contends that he made a substantial showing of actual innocence where an eyewitness to the
shooting recanted his identification of Smith. For the reasons that follow, we reverse the
judgment of the trial court and remand for an evidentiary hearing.
¶2 BACKGROUND
¶3 On August 27, 2001, a group of Gangster Disciples were shooting dice at the corner of
South Evans Avenue and South Lyon Avenue in Chicago at approximately 10 p.m., when a
white car approached. The three men inside the car began shooting at the dice players, killing
Ardeen Adams and wounding Anton Moore. Defendant Kevin Smith and codefendant
Kenneth Calhoun, who eyewitnesses identified as two of the shooters, were charged with
multiple counts of first degree murder, attempted first degree murder, and aggravated battery
with a firearm.
¶4 At a joint but severed bench trial beginning on December 5, 2003, the court heard
testimony from three eyewitnesses, beginning with Robert Evans, a former Gangster Disciple
who was playing dice that evening. At some point during the game, Evans noticed a white car
arriving on the scene, slowing as it reached the group of men. Although he could not identify
the driver, Evans recognized Smith in the front passenger seat and Calhoun in the rear seat. He
and Smith had been friends for 12 years despite their membership in rival gangs that were at
war. (Smith was a Mickey Cobra.) Although it was nighttime, Evans testified that the area was
well-lit by a streetlight. When the car was about 12 feet away, Smith pulled himself out of the
passenger side window and began shooting. Smith fired the first shot directly at Evans. The
group of dice players immediately scattered. Evans could not locate Adams, but did see that
Moore was shot twice in the back. He later identified Smith in a line-up and signed a statement
on August 28, 2001 identifying Smith as one of the shooters.
¶5 William Robinson, another man among the group of dice players, also observed a white car
with three men inside approach the game and begin shooting but testified that it was too dark to
identify the shooters. Robinson denied telling Chicago police detectives and an assistant
State’s Attorney that Smith was one of the shooters and denied viewing a line-up in which he
identified Smith. Robinson admitted signing a statement which indicated that he recognized
Smith as the shooter but testified that he signed that statement without reading it so that he
could leave police custody after having been detained and handcuffed for several hours.
¶6 The third eyewitness to testify was Bridget Banks, Adams’ girlfriend. Banks walked to the
dice game to ask Adams to come home, and, as she was walking back to her house after their
conversation, she saw a white car drive by and heard gunshots. Banks “thought” she saw
Smith, whom she had known since grammar school, in the passenger seat of the car, but she
was not sure. Banks told detectives as much when they interviewed her following the shooting.
Banks admitted that she viewed a line-up that included Smith on September 3, 2001, and that
she identified him as the man in the front passenger seat but denied that she told detectives he
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Adams’ first name is spelled both “Ardean” and “Ardeen” in the record. We use the latter spelling,
as that is how this court referred to him on direct appeal.
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was firing a handgun. When asked about the statement she signed before the assistant State’s
Attorney indicating that she saw Smith firing a gun, she denied reading the entirety of the
statement prior to signing. Banks was impeached with her grand jury testimony where she
testified that she had read her signed statement and that it was an accurate account. She further
testified before the grand jury that she saw Smith in the car firing a gun. As an explanation for
her change in testimony, Banks testified that she initially implicated Smith because he had
gotten “into it” with Adams “a lot” and she wanted revenge.
¶7 The detectives and assistant State’s Attorney who interviewed Robinson and Banks
testified about the circumstances surrounding their statements and line-up identifications,
confirming that both Robinson and Banks had positively identified Smith as one of the
shooters. The assistant State’s Attorney further testified that Robinson had not been
handcuffed when he was giving his statement.
¶8 Police did not recover a gun from Smith, and the bullets recovered from the crime scene
matched a gun found in the possession of another man, Earl Dunne, who was not charged in
connection with Adams’ murder.
¶9 The parties stipulated that Evans had not told officers on the scene immediately following
the shooting that he recognized Smith as the shooter. The parties also stipulated that if called to
testify, Smith’s girlfriend, Lovie Brown, would testify consistently with her grand jury
testimony. Before the grand jury, Brown testified that when she left her house to go to work at
approximately 2 p.m. on August 27, 2001, Smith was there watching television. When she
arrived home at 11:30 p.m., Smith was still there, and her sister, Erica Brown, was asleep in the
next room. Smith did not have a key to her house.
¶ 10 The trial court found Smith guilty of murder and attempted murder and sentenced him to 40
years’ imprisonment.
¶ 11 On direct appeal, Smith argued the trial court committed reversible error in denying his
second motion for a continuance in order to produce Erica Brown as an alibi witness; this court
affirmed Smith’s conviction. People v. Smith, No. 1-06-0043 (2009) (unpublished order under
Supreme Court Rule 23).
¶ 12 Smith timely filed the instant postconviction petition pro se on March 12, 2010, arguing
that he was denied effective assistance of trial and appellate counsel and that his due process
rights were violated. He attached affidavits from Robinson and Banks, both of whom repeated
their trial testimony that Smith was not the shooter. The trial court appointed counsel to
represent Smith, and in October 2012, counsel supplemented Smith’s postconviction petition
with a claim of actual innocence and attached a third affidavit, this one from Evans. Evans
averred that following his testimony at Smith’s trial, he began to have doubts about his
identification. His doubts arose following a conversation with Banks, who told him that she
was “sure” Smith was not the shooter. He then spoke to an unnamed acquaintance who
informed him that one of the shooters was a “dude” named “Spanky.” One month following
trial, Evans was in a car when someone pointed out Spanky. Immediately upon seeing the
individual identified as Spanky, it “came to [Evans]” that Spanky, who looked a bit like Smith,
was the actual shooter. According to Evans, his mistaken identification plagued him for some
time, but he did not know whom to inform of his error until the summer of 2012, when he met
his friend “Reggie” after nearly 10 years. Reggie, also a friend of Smith’s, told Evans that
Smith wanted to contact him. Evans gave Reggie his phone number and told Reggie that he
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wanted to help Smith, because he “knew it wasn’t [Smith].” Smith called Evans and arranged
for Evans to meet his attorney. Evans later prepared the affidavit recanting his identification.
¶ 13 On May 22, 2013, the State filed a motion to dismiss Smith’s postconviction petition on the
basis that Smith’s claim of actual innocence based on Evans’s recantation was unlikely to
change the result on retrial. After hearing argument, the trial court granted the State’s motion
on January 28, 2014. Smith timely filed this appeal.
¶ 14 ANALYSIS
¶ 15 The Post-Conviction Hearing Act (Act) allows a defendant who is imprisoned in a
penitentiary to challenge his conviction or sentence for violations of his federal or state
constitutional rights. 725 ILCS 5/122-1 (West 2014); see also People v. Whitfield, 217 Ill. 2d
177, 183 (2005). A defendant electing to proceed under the Act must first file a petition,
verified by affidavit, in the circuit court in which the original proceeding occurred. 725 ILCS
5/122-1(b) (West 2014). Because a postconviction proceeding is a collateral attack on the
conviction, the petition must be limited to constitutional issues that have not been, nor could
have been, adjudicated on direct appeal. People v. Pitsonbarger, 205 Ill. 2d 444, 456 (2002).
¶ 16 The Act establishes a three-stage process for adjudicating a postconviction petition. 725
ILCS 5/122-1 (West 2014). At the first stage, the trial court may dismiss a petition only if it is
frivolous or patently without merit. People v. Harris, 224 Ill. 2d 115, 125-26 (2007). If the
petition survives dismissal at this initial stage, it advances to the second stage, where counsel
may be appointed to an indigent defendant and the State may move to dismiss the petition. Id.
at 126. The defendant must then make a substantial showing of a constitutional violation in
order to proceed to an evidentiary hearing, which is the third and final stage of the
postconviction process. Id. (citing 725 ILCS 5/122-6 (West 2002)).
¶ 17 In this case, only the second stage is at issue. The trial court may dismiss a petition at this
stage if, after reviewing the allegations in the petition and liberally construing the trial record,
it finds that the defendant has failed to make a substantial showing of a constitutional violation.
People v. Coleman, 183 Ill. 2d 366, 381 (1998). The court does not engage in fact-finding or
credibility determinations at the second stage, but takes all well-pleaded facts not positively
rebutted by the record as true. Id. at 385. Our review of the trial court’s second-stage dismissal
is de novo. People v. Childress, 191 Ill. 2d 168, 174 (2000).
¶ 18 Smith’s sole argument on appeal is that he made a substantial showing of his actual
innocence so as to entitle him to an evidentiary hearing on his claim. The conviction of an
innocent person violates the Illinois Constitution’s guarantee of due process and is thus a
cognizable constitutional violation under the Act. People v. Washington, 171 Ill. 2d 475, 489
(1996). But in order to proceed to an evidentiary hearing on a free-standing claim of actual
innocence, a petitioner must present newly discovered evidence that vindicates or exonerates
him. People v. Ortiz, 235 Ill. 2d 319, 333 (2009). The new evidence must do more than merely
call into question the sufficiency of the evidence adduced at trial. People v. Coleman, 2013 IL
113307, ¶ 97. Instead, the evidence must also be material, noncumulative, and “of such
conclusive character that it would probably change the result on retrial.” (Internal quotation
marks omitted.) Ortiz, 235 Ill. 2d at 333. Our supreme court recently defined these terms as
follows:
“New means the evidence was discovered after trial and could not have been
discovered earlier through the exercise of due diligence. [Citation.] Material means the
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evidence is relevant and probative of the petitioner’s innocence. [Citation.]
Noncumulative means the evidence adds to what the jury heard. [Citation.] And
conclusive means the evidence, when considered along with the trial evidence, would
probably lead to a different result. [Citation.]” Coleman, 2013 IL 113307, ¶ 96.
We consider each element in turn.
¶ 19 First, the record supports the conclusion that Evans’ recantation qualifies as newly
discovered evidence. It is plain that Smith could not have discovered Evans’ recantation prior
to trial, as Evans himself believed that he accurately identified Smith as the shooter at the time
he testified. The State nevertheless finds fault with Smith’s failure to show that he could not
have learned of Evans’ doubts about his identification “prior to the middle of 2012.” But the
law does not require Smith to make this showing: he need only demonstrate that his failure to
discover the evidence prior to trial was not due to a lack of diligence. See People v. Molstad,
101 Ill. 2d 128, 134 (1984) (“ ‘new evidence *** must have been discovered since the trial and
be of such character that it could not have been discovered prior to trial by the exercise of due
diligence’ ” (emphasis added) (quoting People v. Baker, 16 Ill. 2d 364, 374 (1959))); see also
People v. Wingate, 2015 IL App (5th) 130189, ¶ 28 (where defendant did not show that he
could not have discovered witness “prior to the *** trial,” evidence not newly discovered
(emphasis added)). And no amount of due diligence would have allowed Smith to secure
Evans’ recantation of his identification prior to trial where Evans averred that he believed in
the identification’s accuracy at that time.
¶ 20 With regard to the second and third elements, the State does not argue that Evans’ affidavit
is immaterial or cumulative, and it is clear that it is not. Evans’ assertion that “Spanky” and not
Smith was the shooter is certainly relevant and supports Smith’s innocence. Moreover, given
the absence of any evidence at trial pointing to Spanky as a suspect, Evans’s affidavit is
likewise not cumulative. See People v. Lofton, 2011 IL App (1st) 100118, ¶ 38 (evidence that
someone else was shooter was material and noncumulative).
¶ 21 We turn finally to the question of whether Smith made a substantial showing that Evans’
recantation was of such conclusive character that it would have probably led to a different
result. See Washington, 171 Ill. 2d at 489 (“conclusive character” element is most important
for claim of actual innocence). The State initially reminds us that recantations are inherently
unreliable (see, e.g., People v. Morgan, 212 Ill. 2d 148, 155 (2004)) and goes on to point out
specific problems with Evans’ reliability, such as his failure to recall the name of the individual
who told him that Spanky was the shooter, and his failure to provide a first and last name for
“Spanky.” But any argument regarding the reliability of the evidence is premature given that
the Act expressly prohibits credibility determinations at this stage of proceedings. Coleman,
183 Ill. 2d at 390-91. Instead, we must take the contents of Evans’ affidavit as true (insofar as it
is not positively rebutted by the record) and leave it for the trial court to consider the veracity of
Evans’ averments at any later evidentiary hearing. Id.
¶ 22 Taking Evans’ statements as true, we agree with Smith that he has made a substantial
showing that the recantation would probably result in a different outcome. Evans was the only
eyewitness to identify Smith as the shooter at trial; the other two eyewitnesses–Robinson and
Banks–both recanted their prior identifications in their trial testimony. Furthermore, the State
produced no physical evidence linking Smith to the crime. The police never recovered a gun
from Smith and the bullets police recovered from the crime scene matched a gun in the
possession of a different individual. Because Evans’ testimony was the strongest evidence
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against Smith, its recantation has the capacity, if believed, to produce a different result. See
People v. Burrows, 172 Ill. 2d 169, 181 (1996) (where critical witness implicating defendant
recanted trial testimony and no physical evidence linked defendant to crime, defendant entitled
to new trial).
¶ 23 We disagree with the State’s characterization of Evans’ recantation as mere impeachment.
In his affidavit, Evans does not deny his earlier identification of Smith but exonerates him
altogether and names a different perpetrator. As such, his testimony could lead to a different
result at a new trial. See People v. Harper, 2013 IL App (1st) 102181, ¶ 49 (“[W]here newly
discovered evidence is both exonerating and contradicts the State’s evidence at trial, it is
capable of producing a different outcome at trial.”); cf. People v. Collier, 387 Ill. App. 3d 630,
637 (2008) (where witnesses’ “changing stories” were explored at trial, further recantation
testimony unlikely to change result on retrial). This is true notwithstanding the fact that Evans’
prior inconsistent testimony would likely be admissible as substantive evidence on retrial. See
People v. Alexander, 2014 IL App (2d) 120810, ¶ 34 (finding that witness’s recantation of trial
testimony likely to change result even where State could use trial testimony as substantive
evidence at new trial).
¶ 24 Finally, we reject the State’s argument that Evans’ failure to aver that he would testify to
the facts in his affidavit diminishes the conclusive character of his recantation. To be sure, the
Act requires a petitioner to support his claims of constitutional violations with affidavits that
“identif[y] with reasonable certainty the source, character, and availability of the alleged
evidence.” (Emphasis added.) People v. Johnson, 183 Ill. 2d 176, 190 (1998). Here, while
Evans did not expressly state that he would testify at an ensuing trial, he indicated his
availability in other ways, stating, for example, that he “wanted to try to help [Smith],” and,
indeed, taking steps to do so by communicating with Smith’s attorney.
¶ 25 Notably, Evans does not inculpate himself in the shooting or admit to perjury; therefore,
Evans faces no criminal consequences for testifying. For this reason, Evans’ affidavit is not
akin to those this court found insufficient in People v. Jones, 399 Ill. App. 3d 341 (2010), and
People v. Brown, 371 Ill. App. 3d 972 (2007), where the affiant incriminated himself in the
crime (id. at 982) or admitted lying to officers (Jones, 399 Ill. App. 3d at 354). Under those
circumstances, this court required an affirmative statement that the affiants would testify to the
facts contained in their affidavits before deeming the affiants “available.” Brown, 371 Ill. App.
3d at 982; Jones, 399 Ill. App. 3d at 366-67. Here, because Evans did not admit to wrongdoing,
there is no reason to suspect that he may not testify in accordance with his affidavit at a retrial.
¶ 26 CONCLUSION
¶ 27 For the reasons stated, we reverse the trial court’s dismissal of the petition and remand for
a third stage evidentiary hearing.
¶ 28 Reversed and remanded.
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