People v. Maggio , 2017 IL App (4th) 150287 ( 2017 )

Digitally signed by
Reporter of Decisions
Illinois Official Reports Reason: I attest to the
accuracy and
integrity of this
document
Appellate Court Date: 2017.07.26
12:22:23 -05'00'
People v. Maggio, 2017 IL App (4th) 150287Appellate Court THE PEOPLE OF THE STATE OF ILLINOIS, Plaintiff-Appellee, v.
Caption BRIAN D. MAGGIO, Defendant-Appellant.
District & No. Fourth District
Docket No. 4-15-0287
Filed June 15, 2017
Decision Under Appeal from the Circuit Court of Champaign County, No.
Review 10-CF-1252; the Hon. Heidi N. Ladd, Judge, presiding.
Judgment Affirmed in part and vacated in part; cause remanded with directions.
Counsel on Michael J. Pelletier, Jacqueline L. Bullard, and Ryan R. Wilson, of
Appeal State Appellate Defender’s Office, of Springfield, for appellant.
Julia Rietz, State’s Attorney, of Urbana (Patrick Delfino, David J.
Robinson, and Timothy J. Londrigan, of State’s Attorneys Appellate
Prosecutor’s Office, of counsel), for the People.
Panel JUSTICE KNECHT delivered the judgment of the court, with
opinion.
Justices Holder White and Appleton concurred in the judgment and
opinion.
OPINION
¶1 Defendant, Brian D. Maggio, was convicted at a January 2015 jury trial of one count of
first degree murder. 720 ILCS 5/9-1 (West 2010). In March 2015, defendant was sentenced
to 65 years in prison. Defendant appeals his conviction and sentence, arguing his trial counsel
was ineffective and the trial court erred by (1) failing to instruct the jury on involuntary
manslaughter and (2) considering his refusal to participate in the presentence investigation in
aggravation at sentencing. Defendant also argues his fines have not been offset by his per
diem credit. We affirm in part, vacate in part, and remand the cause with directions.
¶2 I. BACKGROUND
¶3 Defendant does not challenge the sufficiency of the evidence. We thus limit our recitation
of the facts to those necessary to resolve defendant’s claims.
¶4 On July 21, 2010, defendant shot his brother, Mark Maggio, with a .357 derringer.
Defendant and his brother were business partners and operated multiple stores. Though they
were business partners, their personal relationship had deteriorated to the point where they no
longer saw or spoke to one another and only communicated about the businesses through
their lawyers or wives. Defendant managed a grocery store in Tolono, Illinois, while his
brother managed a grocery store in Arcola, Illinois.
¶5 On July 21, 2010, defendant was working at the Tolono store. When he returned from
lunch, he observed his brother’s truck parked outside the Tolono store. Upon entering,
defendant observed his brother and a store worker conversing near the dairy section of the
store. Defendant approached and called his brother a derogatory name, allegedly in an
attempt to entice his brother to leave. According to defendant, his brother stomped on his
foot and punched him in the stomach, causing defendant to fall to the floor and his glasses to
fall off. While defendant was on the floor, his brother allegedly kicked him several times.
Defendant then pulled his firearm out of his pocket and pointed it at his brother, who
allegedly froze for a moment and then began running to the door. Defendant followed his
brother to the front of the store and shot him just before he exited the store. Defendant called
911, and several officers and emergency personnel were dispatched to the scene.
¶6 Lieutenant Curtis Apperson of the Champaign County sheriff’s office was one of the
investigators who arrived on the scene. Lieutenant Apperson informed defendant of his rights
pursuant to Miranda v. Arizona, 384 U.S. 436 (1966), and proceeded to interview defendant.
Defendant recounted the above facts and told Lieutenant Apperson he shot his brother in
self-defense. Lieutenant Apperson asked defendant what he meant by “self-defense,” and
defendant told Lieutenant Apperson he knew his brother often carried a pistol on his person
or in his truck. Defendant also told Lieutenant Apperson his brother had threatened to
physically harm and kill him in the past. Defendant was arrested and charged with the
following four counts of first degree murder: (1) defendant intended to kill his brother, (2)
defendant knowingly killed his brother, (3) defendant intended to cause great bodily harm to
his brother, and (4) defendant knowingly acted to cause great bodily harm to his brother. See
720 ILCS 5/9-1 (West 2010).
¶7 At the January 2015 jury trial, defense counsel alluded to defendant’s self-defense claim
in opening statements. Defense counsel stated, in relevant part:
-2-
“People make split second decisions all the time, and [defendant] made that decision
on July 21st of 2010. At that moment when he was about to shoot the gun, he
believed that Mark, who had guns in his truck, who had carried guns, he thought his
brother was going to shoot him first, so in a split second decision, he shot his brother
in self[-]defense.
***
The evidence will be that as he’s leaving the store, Mark starts to turn to his right,
which is towards a wall, not towards his vehicle, but towards the wall as if turning
back into the store, and what you’ll also hear is that Mark lifted up his arm and started
to point it towards [defendant], and [defendant] saw a glint, a flash of something. He
didn’t know what it was; he thought it was a gun, and [defendant] in that split second
lifted the gun and pulled the trigger one time.”
¶8 Lieutenant Apperson testified in the State’s case-in-chief. Lieutenant Apperson testified
defendant told him he shot his brother in self-defense and he knew his brother to carry a
pistol on his person or in his truck. Lieutenant Apperson testified he understood defendant to
mean he believed his brother was running to his truck to retrieve a weapon, even though
defendant did not use those exact words. The State asked Lieutenant Apperson, “Did he say
anything about I thought my brother had a weapon?” Lieutenant Apperson responded, “No.”
Defense counsel objected, arguing the State was leading the witness, but the objection was
overruled. The State later asked Lieutenant Apperson, “Did [defendant] make any statement
to you indicating that he thought his brother actually possessed a gun prior to the shooting?”
Lieutenant Apperson responded, “No, he did not.” The State then asked, “Did [defendant]
make any statement to you indicating that he believed that Mark Maggio was actually in
possession of a weapon of any kind before the shooting?” Lieutenant Apperson responded,
“No.” On redirect, the State elicited the following testimony:
“Q. [Defendant] never actually said I thought Mark was going to his truck?
A. That’s correct.
Q. He never said I thought Mark was going to get a gun?
A. That’s correct.”
Defense counsel then objected, arguing the State was again leading the witness, and the trial
court sustained the objection. During its closing argument, the State commented on these
omissions.
¶9 Defendant testified at the trial, and his testimony was consistent with defense counsel’s
opening statement. Defendant testified he acted in self-defense and believed his brother was
armed with a weapon because he saw his brother turn back toward him and raise his arm.
When his brother raised his arm, defendant allegedly saw a flash he believed to be a weapon.
Defendant also testified he wears glasses for nearsightedness, which were knocked off during
the physical altercation prior to the shooting, and according to defendant, his .357 derringer
is an inaccurate shot.
¶ 10 The trial court instructed the jury on first and second degree murder, as well as
self-defense, and provided the jury with three verdict forms: (1) not guilty, (2) guilty of first
degree murder, and (3) guilty of second degree murder. The court denied defense counsel’s
request for an involuntary manslaughter instruction, concluding no evidence suggested
defendant acted recklessly rather than intentionally. The court stated:
-3-
“The testimony is uncontradicted is [sic] that he shot and intended to shoot him, and
all the argument as presented to me goes to his evaluation of self-defense, and that’s
consistent with his testimony here. There is nothing that supports any inference or
finding that this was done recklessly. That would again all go to the mental state in
evaluating the reasonableness of a self-defense. So I’m going to deny the request that
involuntary manslaughter be given.”
¶ 11 The jury returned a signed verdict form indicating it found defendant guilty of first
degree murder. Following the verdict, defendant refused to participate in the presentence
investigation and thus did not complete the necessary forms or speak with the court services
department representative. At the March 2015 sentencing hearing, the court commented on
defendant’s refusal to participate in the presentence investigation and considered this refusal
indicative of defendant’s attitude and rehabilitative potential. The court sentenced defendant
to 65 years in prison. Defendant timely filed a posttrial motion to reconsider his sentence and
a notice of appeal.
¶ 12 This appeal followed.
¶ 13 II. ANALYSIS
¶ 14 Defendant argues his trial counsel was ineffective for failing to object to the State’s use
of his post-Miranda statement and for failing to request the proper self-defense jury
instruction. Defendant also argues the trial court erred by failing to instruct the jury on
involuntary manslaughter and using defendant’s refusal to participate in the presentence
investigation in aggravation at sentencing. Finally, defendant argues his fines have not been
offset by his per diem credit.
¶ 15 A. The Plain-Error Doctrine
¶ 16 The State maintains several of defendant’s claims on appeal are forfeited. “In People v.
Enoch, 122 Ill. 2d 176, 186, 522 N.E.2d 1124, 1130 (1988), our supreme court unequivocally
held that for an issue to be preserved for review on appeal, the record must show that (1) a
contemporaneous objection to the trial court’s error was made, and (2) the issue was
contained in a written posttrial motion.” (Emphasis in original.) People v. Rathbone, 345 Ill.
App. 3d 305, 308-09, 802 N.E.2d 333, 336 (2003). Otherwise, such issues are procedurally
forfeited. Id. The plain-error doctrine allows a reviewing court to bypass forfeiture rules to
consider a clear or obvious error that occurred at the trial. People v. Shaw, 2016 IL App (4th)
150444, ¶ 69, 52 N.E.3d 728; see also Ill. S. Ct. R. 615(a) (“Plain errors or defects affecting
substantial rights may be noticed although they were not brought to the attention of the trial
court.”). As the plain language of Rule 615(a) indicates, “remedial application of the plain
error doctrine is discretionary.” People v. Clark, 2016 IL 118845, ¶ 42, 50 N.E.3d 1120.
¶ 17 The plain-error doctrine may be invoked where the evidence is closely balanced or where
the error deprived the defendant of a fair hearing. People v. Baker, 341 Ill. App. 3d 1083,
1090, 794 N.E.2d 353, 359 (2003).
“The second prong of the plain error rule should be invoked only when the possible
error is so serious that its consideration is necessary to preserve the integrity and
reputation of the judicial process. *** [Citation.] The rule is not a general saving
-4-
clause for alleged errors but is designed to redress serious injustices. [Citation.]”
(Internal quotation marks omitted.) Id.“In both instances, the burden of persuasion remains with the defendant.” People v. Herron,
215 Ill. 2d 167, 187, 830 N.E.2d 467, 480 (2005). “As a matter of convention, our court
typically undertakes plain-error analysis by first determining whether error occurred at all.”
People v. Sargent, 239 Ill. 2d 166, 189, 940 N.E.2d 1045, 1059 (2010).
¶ 18 B. Ineffective Assistance of Counsel
¶ 19 Defendant argues his trial counsel was ineffective for failing to object to the State’s use
of his post-Miranda statement and for failing to request the proper self-defense jury
instruction. The State maintains defendant forfeited these arguments “by failing to object to
either at trial, or to raise [them] in a posttrial motion.” We reject the State’s argument.
Attorneys Randall Rosenbaum and Janie Miller-Jones represented defendant throughout his
trial and sentencing hearing. Attorneys are not expected to argue their own ineffectiveness,
and failure to do so does not result in forfeiture on appeal. People v. Lawton, 212 Ill. 2d 285,
296, 818 N.E.2d 326, 333 (2004).
¶ 20 Both the United States Constitution and the Illinois Constitution guarantee the right to
counsel in criminal trials. U.S. Const., amend. VI; Ill. Const. 1970, art. I, § 8. To show
ineffective assistance of counsel, a defendant must demonstrate (1) counsel’s performance
fell below an objective standard of reasonableness and (2) the deficient performance resulted
in prejudice to the defendant such that, but for counsel’s errors, a different result would have
been reached. Strickland v. Washington, 466 U.S. 668, 687 (1984). Defendants claiming
ineffective assistance of counsel must overcome a strong presumption that counsel’s conduct
was reasonable and effective. Id. at 689. Our supreme court has “made it clear that a
reviewing court will be highly deferential to trial counsel on matters of trial strategy, making
every effort to evaluate counsel’s performance from his perspective at the time, rather than
through the lens of hindsight.” People v. Perry, 224 Ill. 2d 312, 344, 864 N.E.2d 196, 216
(2007).
¶ 21 1. Alleged Doyle Violation
¶ 22 Defendant argues the State improperly used his post-Miranda statement to impeach his
in-court account of the events and then commented on his post-Miranda statement in closing
argument. The State argues defendant’s post-Miranda statement was not protected by Doyle
v. Ohio, 426 U.S. 610 (1976), because defendant did not invoke his right to remain silent and
the statement to Lieutenant Apperson was inconsistent with his trial theory and testimony.
We conclude the State’s use of defendant’s post-Miranda statement was not a Doyle
violation.
¶ 23 In Doyle, the United States Supreme Court held “the use for impeachment purposes of
petitioners’ silence, at the time of arrest and after receiving Miranda warnings, violate[s] the
Due Process Clause of the Fourteenth Amendment.” Id. at 619. The Court noted “it would be
fundamentally unfair and a deprivation of due process to allow the arrested person’s silence
to be used to impeach an explanation subsequently offered at trial.” Id. at 618. However, the
Court also held “a defendant who voluntarily speaks after receiving Miranda warnings has
not been induced to remain silent.” Anderson v. Charles, 447 U.S. 404, 408 (1980). “When a
defendant waives his Miranda rights, and makes statements to police, ‘[a]s to the subject
-5-
matter of his statements, the defendant has not remained silent at all.’ ” People v. Hart, 214
Ill. 2d 490, 514, 828 N.E.2d 260, 273 (2005) (quoting Anderson, 447 U.S. at 408). Espousing
the Court’s holding in Anderson, and consistent with the subsequent Hart holding, this court
held Doyle is inapplicable where a defendant waives his right to silence. People v. Campbell,
332 Ill. App. 3d 721, 725, 773 N.E.2d 776, 779 (2002). Further, we noted defendant’s
voluntary post-Miranda statements may be probed on direct examination as well as on
cross-examination for impeachment purposes. Id. at 725, 773 N.E.2d at 780. Accordingly,
the proper approach to considering whether Doyle is applicable is to first determine whether
the defendant has received notice of his or her right to remain silent and then determine
whether the defendant invoked the right to remain silent. Where the defendant fails to invoke
the right to silence, Doyle is inapplicable, and testimony about the inconsistency between the
two statements may be elicited at trial. See id. at 725, 773 N.E.2d at 779; see also Anderson,
447 U.S. at 408; People v. Frieberg, 147 Ill. 2d 326, 356, 589 N.E.2d 508, 522 (1992)
(concluding no Doyle violation occurred when the State cross-examined the defendant about
omissions in his post-Miranda statement to police where the defendant did not invoke the
right to remain silent but omitted significant details to which he testified at trial).
¶ 24 We thus reject defendant’s argument he partially remained silent following receipt of his
Miranda warnings. Defendant did not invoke his right to remain silent and instead recounted
to Lieutenant Apperson the events leading up to the shooting. The fact his post-Miranda
statements omitted details later asserted at trial does not mean the omissions were an
invocation of the right to remain silent. See Campbell, 332 Ill. App. 3d at 725-26, 773 N.E.2d
at 780 (“Omitting facts within a statement does not involve the right to remain silent.”). The
omission of the details relating to defendant’s belief his brother was armed at the time of the
shooting in his statement to Lieutenant Apperson was significant, as this belief was the
linchpin of his self-defense claim. As in Frieberg, because defendant omitted significant
details in his statement to Lieutenant Apperson, his “initial version was thus inconsistent with
[his] subsequent trial testimony and his theory of defense,” and the State was permitted to use
that inconsistency to test defendant’s self-defense theory. Frieberg, 147 Ill. 2d at 356, 589
N.E.2d at 522.
¶ 25 Defendant analogizes his case to People v. Gagliani, 210 Ill. App. 3d 617, 569 N.E.2d
534 (1991). In Gagliani, the defendant initially indicated to police officers he was not
involved in an incident and “did not know what [the officer] was talking about.” Id. at 621,
569 N.E.2d at 537. The defendant was ultimately prosecuted in relation to the incident and
gave exculpatory testimony at trial. Id. at 623-24, 569 N.E.2d at 538. The State impeached
the defendant’s testimony with his prior statement he was not involved and unaware of the
incident, which the Second District held was improper impeachment under Doyle. Id. at
623-24, 627-28, 569 N.E.2d at 538, 541.
¶ 26 Our supreme court commented on Gagliani in Frieberg, explaining:
“Following his arrest and Miranda warnings, defendant did not remain silent. He
related an entire version of events, but denied his knowledge of the cocaine and
anticipated drug deal. Defendant also omitted significant details to which he later
testified at trial. This initial version was thus inconsistent with defendant’s subsequent
trial testimony and his theory of defense. Under Anderson and [People v. Rehbein, 74
Ill. 2d 435, 386 N.E.2d 39 (1978)], the State could properly cross-examine defendant
regarding his prior inconsistent statements made following arrest.
-6-
*** [W]e find [Gagliani] *** to be distinguishable from the present case.
Gagliani did not concern a situation where a defendant gave authorities any version
of events which later proved inconsistent; the defendant simply denied knowledge of
the incident. As such, the factual situation, as the appellate court recognized in
Gagliani, was akin to that of Doyle.” Frieberg, 147 Ill. 2d at 356, 589 N.E.2d at 522.
We conclude Gagliani is inapposite for the same reasons the Frieberg court explained. To
the extent Gagliani is inconsistent with our holding, we note we are not bound by the
decisions of the other districts. Banister v. Partridge, 2013 IL App (4th) 120916, ¶ 42, 984
N.E.2d 598; see also O’Casek v. Children’s Home & Aid Society of Illinois, 229 Ill. 2d 421,
440, 892 N.E.2d 994, 1006-07 (2008) (“[T]he opinion of one district, division, or panel of the
appellate court is not binding on other districts, divisions, or panels.”). Our decision in
Campbell remains consistent with controlling Illinois Supreme Court and United States
Supreme Court precedent, and we thus decline to deviate from it on this issue.
¶ 27 As in Campbell, “This case does not involve a Doyle violation, but a situation where
defendant chose to talk to police.” Campbell, 332 Ill. App. 3d at 726, 773 N.E.2d at 780.
Because Doyle was inapplicable to defendant’s post-Miranda statement, the State was
permitted to examine Lieutenant Apperson about defendant’s statement and test defendant’s
self-defense theory in its case-in-chief. See id. at 725, 773 N.E.2d at 780 (“there is no reason
a defendant’s prior statements cannot come in substantively, on direct examination”).
Because we conclude no Doyle violation occurred, trial counsel was not ineffective for
failing to object on Doyle violation grounds during either the State’s case-in-chief or closing
argument. We thus classify this ineffective-assistance claim as a groundless claim.
¶ 28 2. Self-Defense Jury Instruction
¶ 29 With respect to defendant’s self-defense claim, the jury was read the following
instruction:
“A person is justified in the use of force when and to the extent that he reasonably
believes that such conduct is necessary to defend himself against the imminent use of
unlawful force.
However, a person is justified in the use of force which is intended or likely to
cause death or great bodily harm only if he reasonably believes that such force is
necessary to prevent imminent death or great bodily harm to himself.”
This instruction is consistent with Illinois Pattern Jury Instructions, Criminal, No. 24-25.06
(4th ed. 2000) (hereinafter, IPI Criminal 4th No. 24-25.06). However, the second paragraph
may also read:
“However, a person is justified in the use of force which is intended or likely to
cause death or great bodily harm only if he reasonably believes that such force is
necessary to prevent imminent death or great bodily harm to himself [or] the
commission of [a forcible felony].” (Emphasis added.) Id.The committee note states, “When applicable, insert in the blank the forcible felony.” Id.,Committee Note.
¶ 30 Defendant argues his trial counsel was ineffective for failing to request the forcible
felony language because the jury could have reasonably concluded defendant’s brother was
about to commit either aggravated battery or aggravated discharge of a firearm at the time of
-7-
the shooting. The State maintains trial counsel was effective, and the same evidence
supporting the theory defendant was protecting himself from an alleged aggravated battery or
aggravated discharge of a firearm was necessarily considered by the jury when it considered
whether defendant “reasonably believe[d] that such force [was] necessary to prevent
imminent death or great bodily harm to himself.” See id. In support, the State cites People v.
Chamness, 129 Ill. App. 3d 871, 473 N.E.2d 476 (1984), and People v. Hanson, 138 Ill. App.
3d 530, 485 N.E.2d 1144 (1985).
¶ 31 In Chamness, the First District held:
“When a jury determines whether a defendant acted to protect himself from great
bodily harm or death, it necessarily considers the same evidence which would be
involved in a determination of whether that defendant acted to prevent the
commission of an attempted murder or aggravated battery upon himself. There is no
logic in the suggestion that a jury which found that a defendant was not protecting
himself from great bodily harm or death could find that that defendant was trying to
prevent an attempted murder or aggravated battery from being committed upon
himself.” Chamness, 129 Ill. App. 3d at 876, 473 N.E.2d at 480.
When faced with a similar argument, the Fifth District adopted the reasoning in Chamness
and concluded the same evidence supporting the theory defendant was protecting himself
from an aggravated battery would necessarily be considered by the jury when determining
whether the defendant reasonably believed he was in danger of great bodily harm or death.
Hanson, 138 Ill. App. 3d at 539-40, 485 N.E.2d at 1150-51.
¶ 32 Defendant argues Chamness and Hanson are distinguishable because the defendants in
those cases were charged with aggravated battery and the juries were thus instructed on the
crime of aggravated battery, making it “possible for the jury to determine whether the
defendants acted to prevent the commission of an aggravated battery upon themselves.”
¶ 33 We disagree with defendant’s position and adopt the holding in Chamness. A jury need
not be instructed on the elements of aggravated battery to understand the concept of a threat
of great bodily harm or death within the context of self-defense. Because the jury apparently
determined defendant was not protecting himself from great bodily harm or death, it could
not have found defendant was attempting to protect himself from an aggravated battery or
aggravated discharge of a firearm, as the conduct necessary to commit either offense would
necessarily be likely to cause great bodily harm or death. Thus, any error resulting from the
failure to request the forcible felony portion of IPI Criminal 4th No. 24-25.06 was harmless
(see Chamness, 129 Ill. App. 3d at 876, 473 N.E.2d at 480), and we classify this
ineffective-assistance claim as a groundless claim.
¶ 34 C. Involuntary Manslaughter Instruction
¶ 35 Defendant next argues the trial court erred by refusing to instruct the jury on involuntary
manslaughter. Defendant argues there was sufficient evidence indicating he acted recklessly,
such as the facts he was not wearing his glasses and his firearm was allegedly an inaccurate
shot. The State argues the court did not err because there was no evidence “presented at
defendant’s trial suggest[ing] his actions in shooting his brother were anything other than
intentional.”
-8-
¶ 36 We review a trial court’s decision to include or exclude a jury instruction for an abuse of
discretion. People v. McDonald, 2016 IL 118882, ¶ 42. “Where there is evidentiary support
for an involuntary manslaughter instruction, the failure to give the instruction constitutes an
abuse of discretion.” Id. ¶ 31. The standard for determining whether there is sufficient
evidentiary support for a lesser-included instruction is “whether there is some evidence in the
record that, if believed by the jury, will reduce the crime charged to a lesser offense.”
(Emphasis in original.) Id. ¶ 25.
¶ 37 First degree murder occurs when an individual “either intends to kill or do great bodily
harm to that individual or another, or knows that such acts will cause death to that individual
or another; or *** he knows that such acts create a strong probability of death or great bodily
harm to that individual or another.” 720 ILCS 5/9-1(a)(1), (2) (West 2010). Involuntary
manslaughter occurs when an individual unintentionally causes the death of another, and his
acts, “whether lawful or unlawful[,] *** are likely to cause death or great bodily harm to
some individual, and he performs them recklessly.” 720 ILCS 5/9-3(a) (West 2010). “The
difference between first degree murder and involuntary manslaughter lies in the defendant’s
mental state.” McDonald, 2016 IL 118882, ¶ 51. First degree murder may be committed
either intentionally or knowingly, whereas involuntary manslaughter is committed
unintentionally but recklessly.
¶ 38 Defendant was charged with four counts of first degree murder, said four counts alleging
(1) defendant intended to kill his brother, (2) defendant knowingly killed his brother, (3)
defendant intended to cause great bodily harm to his brother, and (4) defendant knowingly
acted to cause great bodily harm to his brother. A person acts intentionally “when his
conscious objective or purpose is to accomplish that result or engage in that conduct.” 720
ILCS 5/4-4 (West 2010). A person acts knowingly when:
“(a) The nature or attendant circumstances of his or her conduct, described by the
statute defining the offense, when he or she is consciously aware that his or her
conduct is of that nature or that those circumstances exist. Knowledge of a material
fact includes awareness of the substantial probability that the fact exists.
(b) The result of his or her conduct, described by the statute defining the offense,
when he or she is consciously aware that that result is practically certain to be caused
by his conduct.” 720 ILCS 5/4-5(a), (b) (West 2010).
By comparison:
“A person is reckless or acts recklessly when that person consciously disregards a
substantial and unjustifiable risk that circumstances exist or that a result will follow,
described by the statute defining the offense, and that disregard constitutes a gross
deviation from the standard of care that a reasonable person would exercise in the
situation.” 720 ILCS 5/4-6 (West 2010).
Accordingly, our inquiry is whether there is “some evidence” to show defendant acted
recklessly and thus without the intent to shoot his brother or without knowledge his actions
would result in his brother being shot.
¶ 39 Defendant argues this evidence is established by the facts he was not wearing his glasses
and his firearm was allegedly an inaccurate shot. However, defendant misses the point.
Whether defendant’s actions were actually likely to result in death is not relevant to our
-9-
inquiry. We are focused on defendant’s intent or knowledge—or lack thereof—at the time his
brother was shot.
¶ 40 The State cites McDonald, 2016 IL 118882, ¶ 57, in support of its assertion defendant
was not entitled to an involuntary manslaughter instruction because the uncontradicted
evidence established defendant intentionally shot his brother from a range of four to five feet.
Defendant complains that the State provided no record cite for its assertion the evidence is
uncontradicted. However, defendant likewise provides no record cite contradicting the
State’s assertion. Instead, defendant argues his case is distinguishable from McDonald and is
more similar to People v. Whiters, 146 Ill. 2d 437, 588 N.E.2d 1172 (1992). We disagree.
¶ 41 In McDonald, the evidence established:
“[The] defendant was trying to prevent [the victim] from leaving by keeping him
from taking his bicycle. As they struggled over the bicycle, [the] defendant swung the
knife at [the victim], stabbing him three times. There is no evidence that [the victim]
threatened [the] defendant. The stab wound to [the victim’s] cheek was deep enough
to strike the carotid artery. [The d]efendant was not merely swinging the knife
recklessly in [the victim’s] direction.” McDonald, 2016 IL 118882, ¶ 57.
The court held, “Given the dearth of evidence of recklessness, we conclude that the trial
court did not abuse its discretion in refusing to give a jury instruction on involuntary
manslaughter.” Id.¶ 42 By contrast, in Whiters, the evidence established the victim
“ripped [the defendant’s] phone from the wall and threatened to ‘kick her ass.’ At one
point, [the] defendant grabbed a kitchen knife and pointed it at [the victim]. As [the
victim] moved toward [the defendant], she stabbed [the victim] in the abdomen. [The
defendant] immediately screamed that she did not mean it, and called an ambulance.”
Whiters, 146 Ill. 2d at 440, 588 N.E.2d at 1043.
The Whiters court concluded “the record contain[ed] evidence of acts by [the] defendant,
which, if believed by the jury, could reasonably be ascertained to be reckless conduct, and
which caused [the victim’s] death.” Id. at 441, 588 N.E.2d at 1044. The court specifically
pointed to the fact the stabbing occurred while the defendant was merely holding the knife at
her waist while the victim moved toward her. Thus, a jury instruction on involuntary
manslaughter was necessary. Id.¶ 43 Our inquiry comes down to whether defendant’s firearm was discharged by means of
intent or knowledge or by recklessness. The uncontradicted evidence established defendant
knowingly and intentionally pointed a firearm at his brother at a range of four to five feet and
knowingly and intentionally pulled the trigger, discharging the weapon. Unlike in Whiters,
where the defendant merely held the knife at her waist and the victim was stabbed as he
moved toward her, defendant intentionally shot his firearm at his brother. The facts defendant
was not wearing his glasses and the firearm was allegedly an inaccurate shot have no bearing
on defendant’s intent. Defendant attempts to analogize this case to Whiters by arguing the
shooting occurred following a physical altercation between defendant and his brother and
defendant believed his brother sometimes carried a weapon. These facts, again, have no
bearing on defendant’s intent. Rather, they are relevant to his self-defense claim or the
argument this offense should be classified second degree murder rather than first degree.
- 10 -
¶ 44 As the McDonald court noted, defendant was not merely swinging his firearm about or
handling it in a reckless manner, which caused it to discharge—defendant intentionally
discharged his firearm while aiming the firearm at his brother. We conclude the trial court
did not abuse its discretion by denying defendant’s request the jury be instructed on
involuntary manslaughter.
¶ 45 D. Defendant’s Refusal to Cooperate With the Presentence Investigation
¶ 46 Defendant next argues the trial court erred by considering his refusal to cooperate with
the presentence investigation as an aggravating factor at sentencing. The State maintains
defendant forfeited this issue and any weight given to defendant’s refusal was insignificant
and did not affect defendant’s sentence. Defendant concedes he forfeited this claim on appeal
but requests plain-error review. We thus begin by considering whether an error occurred.
¶ 47 The Illinois Constitution provides “[a]ll penalties shall be determined both according to
the seriousness of the offense and with the objective of restoring the offender to useful
citizenship.” Ill. Const. 1970, art. I, § 11. Trial courts have wide latitude to determine an
appropriate sentence, and we review a court’s sentencing decision for abuse of discretion.
People v. Jones, 168 Ill. 2d 367, 373-74, 659 N.E.2d 1306, 1308 (1995). A court abuses its
discretion by fashioning a sentence based upon irrational or arbitrary factors. People v.
Miller, 2014 IL App (2d) 120873, ¶ 36, 9 N.E.3d 1210.
¶ 48 Both defendant and the State agree defendants enjoy the fifth amendment right against
self-incrimination during the sentencing phase, and we likewise agree. Defendant equates his
refusal to cooperate with the presentence investigation as an invocation of his fifth
amendment right to silence, citing People v. Ashford, 121 Ill. 2d 55, 80, 520 N.E.2d 332, 342
(1988). In Ashford, our supreme court stated:
“The fifth amendment right against compelled self-incrimination is available, not
only at guilt phase, but also at the sentencing phase of a capital murder trial.
[Citation.] Whatever information the defendant provided the probation officer could
have been used against him at the sentencing proceeding, and he therefore had a right
to remain silent.” Id.¶ 49 At defendant’s sentencing, the trial court stated:
“It is significant to this court and troubling that when Miss Roesch of the Court
Services Department went out to interview the defendant in jail, he refused to
cooperate with the interview and refused to fill out the social form and the history that
was necessary, knowing this court would be reviewing that, knowing that the Court
Services Officer, Miss Roesch, was an arm of the court, and he still refused twice to
be interviewed and did not fill out the social history form. We do have the earlier
form from July of 2011, but he was not excused from cooperating with this process,
and that certainly speaks volumes about his attitude, and is something the court takes
into consideration in measuring rehabilitative potential. It is a telling indication of
defendant’s attitude when he refused to cooperate with even the most fundamental
step that the court would be relying on in fashioning an appropriate sentence.”
We conclude the trial court’s remarks were an improper comment on defendant’s fifth
amendment right to remain silent during the presentence investigation. Defendant had the
right to remain silent during the presentence investigation, and invocation of the right cannot
- 11 -
be used as an aggravating factor at sentencing. Having determined the court’s reliance on this
factor was an abuse of discretion, we now must determine whether the error was so
significant as to require remand for a new sentencing hearing. See People v. Martin, 119 Ill.
2d 453, 461-62, 519 N.E.2d 884, 888 (1988).
¶ 50 Reliance on an improper sentencing factor is amenable to plain-error review because such
reliance “impinges upon defendant’s fundamental right to liberty.” People v. Kopczick, 312
Ill. App. 3d 843, 852, 728 N.E.2d 107, 115 (2000). “However, where it can be determined
from the record that the weight placed on the improperly considered aggravating factor was
so insignificant that it did not lead to a greater sentence, remandment is not required.” People
v. Bourke, 96 Ill. 2d 327, 332, 449 N.E.2d 1338, 1340 (1983). The converse of this rule is
remandment is required where reliance on the improper sentencing factor was significant and
led to a greater sentence. It is clear from the trial court’s remarks this factor weighed heavily
in the court’s sentencing decision. Indeed, the court specifically stated defendant’s refusal to
participate in the presentence investigation was “significant *** and troubling” and “a telling
indication of defendant’s attitude.” Given the court’s comments, we cannot state with
certainty this factor did not lead to a greater sentence. We thus vacate defendant’s sentence
and remand for a new sentencing hearing.
¶ 51 E. Per Diem Credit
¶ 52 Defendant argues his fines have not been offset by his per diem credit because the fines
appear to have been entered into the clerk’s system as “costs” rather than “fines.” The State
concedes defendant was assessed the following fines, and those fines should be offset by
defendant’s per diem credit, which totals $8475: (1) a $50 court finance fee, (2) a $10
arrestee’s medical fine, (3) a $10 state police operations fine, and (4) a $10 traffic/criminal
surcharge. We accept the State’s concession.
¶ 53 Defendant also argues his $30 juvenile expungement fund assessment is a fine pursuant
to People v. Wynn, 2013 IL App (2d) 120575, ¶ 16, 3 N.E.3d 400, and his $5 drug court
assessment is a fine pursuant to People v. Warren, 2016 IL App (4th) 120721-B, ¶ 138, 55
N.E.3d 117. The State does not present an argument relating to these two assessments. We
agree both these assessments are fines. See id. ¶¶ 134, 138.
¶ 54 Defendant was also assessed a $2 State’s Attorney automation assessment, which he
argues is a fine pursuant to People v. Camacho, 2016 IL App (1st) 140604, ¶ 56, 64 N.E.3d
647, despite our holding the assessment is a fee in Warren, 2016 IL App (4th) 120721-B,
¶ 115, 55 N.E.3d 117. Defendant notes our holding in Warren, but he invites us to reconsider
in light of Camacho, which disagreed with Warren because “the State’s Attorney and public
defender records automation assessments do not compensate the state for the costs associated
in prosecuting a particular defendant.” Camacho, 2016 IL App (1st) 140604, ¶ 56, 64 N.E.3d
647. We decline to reconsider our holding in Warren and continue to hold the $2 State’s
Attorney automation assessment is a fee for the reasons stated therein.
¶ 55 In sum, defendant was assessed several fines, which include (1) a $50 court finance fee,
(2) a $10 arrestee’s medical fine, (3) a $10 state police operations fine, (4) a $10
traffic/criminal surcharge, (5) a $30 juvenile expungement fund assessment, and (6) a $5
drug court assessment. These fines appear from the record to have been classified as “costs,”
as opposed to “fines,” in the clerk’s computer system. To the extent these fines have been
- 12 -
improperly classified, we remand to the trial court to correct the classification and apply
defendant’s per diem credit to these creditable fines.
¶ 56 III. CONCLUSION
¶ 57 We affirm in part, vacate in part, and remand to the trial court for a new sentencing
hearing and to properly classify the following assessments as fines and apply defendant’s per
diem credit to those fines: (1) a $50 court finance fee, (2) a $10 arrestee’s medical fine, (3) a
$10 state police operations fine, (4) a $10 traffic/criminal surcharge, (5) a $30 juvenile
expungement fund assessment, and (6) a $5 drug court assessment. As a part of our
judgment, we award the State its $75 statutory assessment against defendant as costs of this
appeal. 55 ILCS 5/4-2002 (West 2014).
¶ 58 Affirmed in part and vacated in part; cause remanded with directions.
- 13 -