In re Estate of Coffman , 2022 IL App (2d) 210053-U ( 2022 )

2022 IL App (2d) 210053-UNo. 2-21-0053
Order filed June 28, 2022
NOTICE: This order was filed under Supreme Court Rule 23(b) and is not precedent
except in the limited circumstances allowed under Rule 23(e)(l).
______________________________________________________________________________
IN THE
APPELLATE COURT OF ILLINOIS
SECOND DISTRICT
______________________________________________________________________________
In re ESTATE OF MARK A. COFFMAN, ) Appeal from the Circuit Court
) of Kendall County.
)
) No. 18-P-65
(Peggy LeMaster and Kathleen Martinez, )
Petitioners-Appellants v. Dorothy Coffman ) Honorable
and Courtney Coffman Crenshaw, ) Melissa S. Barnhart,
Respondents-Appellees). ) Judge, Presiding.
______________________________________________________________________________
JUSTICE JORGENSEN delivered the judgment of the court.
Justices McLaren and Schostok concurred in the judgment.
ORDER
¶1 Held: Trial court did not err in granting respondent’s motion for a directed finding and
determining that no presumption of undue influence applied, where (1) a statutory
short form power of attorney for property did not create a fiduciary relationship as
a matter of law between respondent and her deceased spouse, where respondent did
not exercise such power; and (2) respondent did not procure her husband’s will.
The court did not err in determining that an alternative presumption, which does
not require a fiduciary relationship but where the chief beneficiary procures a will
of a debilitated testator, did not apply because it is no longer good law. Affirmed.
¶2 Petitioners, Peggy LeMaster and Kathleen Martinez, contested the validity of their
deceased brother, Mark A. Coffman’s, 2018 will, which was executed six weeks before he died.
See 755 ILCS 5/8-1 (West 2020). They alleged that respondent, Dorothy Coffman (Mark’s
surviving spouse) exerted undue influence over Mark to obtain the will, rendering it invalid.
2022 IL App (2d) 210053-UFollowing the close of petitioners’ case in a bench trial, the trial court granted Dorothy’s motion
for directed finding (735 ILCS 5/2-1110 (West 2020)), determining that petitioners had failed to
establish a prima facie case of either actual or presumptive undue influence. Petitioners appeal,
arguing that the trial court erred in failing to apply (1) a presumption of undue influence where a
fiduciary relationship existed, because it erroneously analyzed two elements required for the
presumption to apply—the existence of a fiduciary relationship and the fact that Dorothy procured
the will; and (2) the alternative presumption allegedly required where, in absence of a fiduciary
relationship, the chief beneficiary procures the will of a debilitated testator. We affirm.
¶3 I. BACKGROUND
¶4 Mark and Dorothy married in 1994. Neither was previously married, and they had no
children together. Mark had a daughter (respondent, Courtney Coffman Crenshaw) from a
previous relationship.
¶5 Mark worked at Coffman Truck Sales, Inc., a family truck sales, services, and parts
business founded in 1948. He began working full time at the company at age 20 and continued
working there until his death, at age 68, on April 26, 2018. (Mark was president of Coffman Truck
Sales from 1992 to his death.) At his death, Mark owned 66.7% of the company’s outstanding
shares and 33.3% of the membership interests in Coffman Real Estate, L.L.C., the entity that owns
the real estate on which Coffman Truck Sales operates. Petitioners have never been owners of
Coffman Truck Sales.
¶6 On August 4, 2001, Mark executed a will (2001 will) drafted by attorney John N. Rooks,
who was a partner at Hynds, Rooks, Yohnka, Mattingly & Bzdill. Also on that date, Mark
appointed Dorothy his agent under powers of attorney for healthcare and property. In the 2001
will, Mark left all residences and tangible property to Dorothy, as well as his entire residuary estate
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2022 IL App (2d) 210053-U(in a marital or family trust). He made a $100,000 bequest to Courtney and left the remainder of
his estate in a family trust or a marital trust, under Dorothy’s management and control as trustee.
The 2001 will directed Dorothy, as trustee, to distribute from both the marital trust and family
trust, as she deemed necessary or advisable for her health and maintenance in reasonable comfort,
all trust income to herself, along with any trust principal, with the exception of certain excluded
assets. The 2001 will classified as excluded assets Mark’s ownership interests in Coffman Truck
Sales and Coffman Real Estate, L.L.C. (or the proceeds from their sale under any operative buy-
sell agreement in existence upon his death). It also prohibited Dorothy or any successor trustee
from distributing during her lifetime the portion of trust principal comprised of excluded assets,
and it directed the distribution of excluded assets, after Dorothy’s death, to petitioners, if living,
or, if not living, then per stirpes to their descendants.
¶7 In June 2016, Mark was diagnosed with laryngeal cancer, and he underwent treatment that
included multiple surgeries (including removal of his larynx and lymph nodes and a tracheostomy),
radiation, chemotherapy, and other treatments. In July 2016, he underwent surgery to remove
cancer in his left lung, and, in 2017, underwent multiple surgeries to repair fractures in his arm.
Over the next 21 months, the cancer metastasized widely, and, by late 2017 and early 2018, the
cancer had spread to his hip and other locations.
¶8 On January 30, 2018, Mark was admitted to Rush University Medical Center for control
of increased pain in his arm, and he advised his physician that he was concerned that the metastasis
in his groin was growing. On Sunday, March 11, 2018, Dr. John Showel, Mark’s oncologist at
Rush, referred Mark to the emergency room, and he was admitted to the hospital that day as an
inpatient. Mark never returned home. He underwent an MRI for which he was sedated with
anesthesia in order to be comfortable during the procedure. The anesthesia and his pain
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2022 IL App (2d) 210053-Umedications caused Mark to exhibit symptoms of delirium and confusion. On March 15, 2018,
Dr. John Showel advised Mark’s family that Mark had only about six to eight weeks to live and
recommended hospice care.
¶9 On March 16, 2018, after speaking to Dorothy on the telephone sometime after 3 p.m.,
attorney John Hynds and his partner, H. Katie McInerney, began drafting estate planning
documents for Mark.
¶ 10 On Saturday, March 17, Hynds traveled to Chicago to meet with Mark at Rush about
executing a new will. He arrived midday and brought estate planning documents. Hynds’ legal
assistant, Lisa Barkley, accompanied Hynds at his request so that she could serve as an attesting
witness.
¶ 11 In his hospital bed, Mark executed the new will on March 17, 2018 (2018 will), with Hynds
and Barkley serving as witnesses. Dorothy participated in the discussions with Mark and Hynds
about the documents. The following day, Hynds telephoned Dorothy to ask whether she and Mark
were satisfied with the new will and whether they had other questions or further changes. In July
2018, Hynds sent an invoice for his firm’s work.
¶ 12 Both the 2001 and 2018 wills provide for a $100,000 bequest to Courtney and a bequest of
all residences and tangible personal property to Dorothy. They differ, however, in their disposition
of the residuary interest in Mark’s estate after the later of his and Dorothy’s deaths. The 2018 will
permits Dorothy, not peitioners, to designate the ultimate disposition of trust assets, if she survives
Mark. It also provides that the residuary estate is to be partially distributed to a family trust and
partially to Dorothy outright. Specifically, the family trust is to be funded in the amount of the
tax-sheltered gift amount (about $4 million at the time of Mark’s death) with a preference to
include the shares of Coffman Truck Sales and Coffman Real Estate, L.L.C., in the family trust
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2022 IL App (2d) 210053-Ufunding. Dorothy, as trustee of the family trust, is permitted to distribute all trust income to herself,
along with any trust principal she deems “necessary or advisable” for her health and maintenance
in reasonable comfort. She is also permitted to direct the further distribution of the family trust
upon her death through her exercise of a power of appointment.
¶ 13 On April 9, 2018, Mark was at the Springs of Monarch Landing Health Center, a
rehabilitation facility. On April 15, 2018, Dorothy and Mark determined to commence end-of-life
hospice care for Mark. Mark died on April 26, 2018, at age 68.
¶ 14 On May 9, 2018, Dorothy petitioned the court for probate of the 2018 will. On May 17,
2018, the 2018 will was admitted to probate.
¶ 15 A. Petition to Contest Validity of 2018 Will
¶ 16 On October 22, 2018, petitioners filed a verified petition to contest the validity of the 2018
will, seeking entry of an order declaring the 2018 will invalid and instead admitting the 2001 will
to probate. Petitioners noted that the 2018 will revoked the 2001 will and made a material change
in Mark’s disposition of his interests in certain family businesses, to the detriment of petitioners
and to the benefit of Dorothy. They asserted that the 2001 will contained provisions ensuring that
the family business remained with Mark’s father’s (Glenn’s) descendants. It left his interest in
Coffman Truck Sales and Coffman Real Estate in trust, for the benefit of Dorothy during her
lifetime, to be distributed at her death to petitioners, if then living, or to their respective
descendants. The 2018 will, petitioners noted, lacked any provisions ensuring that ownership of
the family business interests remained with the founder’s descendants. Instead, it granted complete
power and discretion to Dorothy over the ultimate disposition of the interests. The 2018 will
granted Mark’s ownership interests to Dorothy outright and the rest to her as trustee of the family
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2022 IL App (2d) 210053-Utrust, also giving her power to appoint under her own will the recipients of those interests held in
trust at her death.
¶ 17 Petitioners argued that the 2018 will was invalid and resulted from undue influence
Dorothy exerted over Mark. It was executed, they asserted, when Mark was physically and
psychologically weakened and vulnerable to undue influence by, and dependent on, Dorothy.
They noted that, during his last month, Mark took regular doses of morphine. During the week of
March 11, 2018, a Rush staff oncologist advised the family that Mark likely had no more than one
or two months to live. On March 17, 2018, he executed the 2018 will. He underwent another
surgery on his right arm on March 19. Petitioners argued that Dorothy became the dominant party
in a fiduciary relationship in which Mark grew heavily dependent on her, including for assistance
with activities of daily living and financial matters, and reposed trust and confidence in her. By
March 2018, Mark relied primarily on text messaging to communicate, and he depended on
Dorothy to communicate with family members, business associates, and medical personnel.
Dorothy, petitioners asserted, exercised her power of attorney for property in April 2018 to execute
an amended limited liability company operating agreement for Coffman Real Estate.
¶ 18 B. Hearing
¶ 19 1. Petitioner Peggy LeMaster
¶ 20 The hearing commenced on November 30, 2020. Peggy LeMaster, Mark’s sister, testified
that she worked at the family business in high school and through her 20s. LeMaster has an interest
in Coffman Real Estate, which owns two parcels.
¶ 21 Mark was a hands-on manager and very detail oriented. He worked from early morning to
late at night and worked weekends, too. Mark built a home next to his parents’ house in Plano,
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2022 IL App (2d) 210053-Umoved into it around age 40, and lived there until his death. Mark was still president of the
company when he passed away.
¶ 22 Before Mark lost the ability to speak, LeMaster spoke to him on the telephone a couple of
times per week. After he lost his ability to speak, they communicated via texts. LeMaster texted
with Mark almost daily afterward. She received her last text from him on March 11, 2018, while
he was on his way to Rush.
¶ 23 LeMaster went to Rush on March 15, 2018, and learned that Dr. Showel had stated that
Mark was expected to live another six weeks and that the family should arrange for hospice care
for him. LeMaster saw Mark in his room. He had been given anesthesia three days earlier in order
to undergo an MRI. He was having difficulty coming out of the anesthesia, and he was “pretty out
of it.” The following day, Dorothy texted that Mark was doing “much better. Sitting up on side
of bed. Ate a little breakfast.” On March 17, 2018, the day Mark executed his 2018 will, Dorothy
texted that Mark was “doing good. Ate some breakfast. *** Pain is better.” The following day,
Mark had surgery. On March 19, 2018, Dorothy texted that Mark was “pretty dopey” and could
not keep his eyes open. At the end of the day, he was still confused.
¶ 24 An April 7, 2018, text from Dorothy stated that Mark is “really tired. Just eats a little bit.
Looks like he has lost more weight. I don’t know what to think.” Between April 7 and 26, 2018,
LeMaster visited Mark in a rehabilitation facility in Naperville almost daily. His condition was
“grave,” and he was on heavy doses of medication for his pain. He would reach for something in
the air, but nothing was there. He was “really out of it.”
¶ 25 In April 2018, about one week before Mark died, LeMaster signed two partnership
documents for Coffman Real Estate, L.L.C., and Coffman Brothers, L.L.C. She was at the
rehabilitation center, in Mark’s room. Dorothy presented the documents to LeMaster, explaining
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2022 IL App (2d) 210053-Uthat they were going to save them money in taxes and that she needed LeMaster to sign them.
LeMaster asked if she could take them home to review them, but Dorothy “was in a hurry for
them.” LeMaster did not take them home. Mark was in his bed and “out of it.” He did not speak.
¶ 26 On cross-examination, LeMaster testified that she had a good relationship with Dorothy.
They spent holidays together, and she was a good wife to Mark and took care of him when he
became ill. She texted for him when he could not do so on his own, took him to his medical
appointments, and stayed with him at the hospital. However, Dorothy overpowered Mark’s will
through undue influence relating to his 2018 will. LeMaster, however, was not present when the
will was executed or for any conversations between Mark and Dorothy related to it. Mark never
told LeMaster that Dorothy was pressuring him into making a will or to do anything concerning
the disposition of his business.
¶ 27 In February 2018, Mark still went in to work, although not daily. Texts from March 2,
2018, reflected that Mark was involved in Coffman Truck Sales work related to a bid due to UPS,
which represented over 50% of the company’s sales, by March 8, 2018.
¶ 28 On March 15, 2018, at the hospital, Dorothy told LeMaster that lawyers were coming to
see Mark and that they needed to work on their will. After March 17, LeMaster saw Mark and he
did not express any concern about a will he had executed or state that he was pressured into
something by Dorothy.
¶ 29 LeMaster never discussed with Mark his 2001 will or what was going to happen to Coffman
Truck Sales. LeMaster’s father, Glenn, who died in 1991, did not leave any shares of the company
to LeMaster or her sister. LeMaster’s sons worked at the company but quit before Mark passed
away.
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2022 IL App (2d) 210053-U¶ 30 On April 22, 2018, while at the rehabilitation facility, LeMaster learned from Dorothy of
the fact that Mark was leaving (in his 2018 will) his interests in the company to Dorothy. Mark
was in his bed at the time and “completely out of it.”
¶ 31 2. Dr. John Showel
¶ 32 Dr. John Showel’s videotaped evidence deposition was played. Showel, a board-certified
oncologist and hematologist, is on staff at Rush University Medical Center. He testified that,
between July 2016 to March 2018, Mark was his patient. He saw him every one or two months.
However, while Mark was hospitalized at Rush, Dr. Showel saw him nearly every day through the
end of March 2018.
¶ 33 On March 11, 2018, Mark went to the emergency room and then was admitted to the
hospital. Dr. Showel sent Mark for an MRI on March 11, 2018. A March 12, 2018, examination
note stated that Mark was alert and oriented. It did not note confusion. A March 13, 2018, note
by Dr. Showel stated that Mark had fallen on the floor of his hospital room as he exited his bed
and was very confused and sleepy. Mark exhibited signs of acute delirium. Around midnight, a
nurse noted that Mark was oriented to person and place. A March 14, 2018, progress note by Dr.
Butos noted that Mark would be treated for two to three days in an effort to clear his delirium. At
this point, Dr. Showel expected that, upon discharge, Mark would require assistance in the pursuit
of daily living. Also on that day, at 3:34 p.m., Dr. Showel noted that Mark remained somewhat
confused but was better than the prior day.
¶ 34 On March 15, 2018, Mark was in bed most of the time. Dr. Showel recommended hospice
care. He believed that specific treatment for Mark’s cancer was likely to be futile and that the
focus should be on comfort. At this time, Mark’s pain level was at 8 or 9 out of 10, “unless he
was confused or very somnolent because of opioids.” Dr. Lin’s note on that date stated that Mark
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2022 IL App (2d) 210053-Uwas much more oriented to place and time. Gabapentin, IV morphine, Klonopin, and morphine
SR were discontinued on March 14, though another note stated that morphine and Norco would
be given again. Dr. Showel testified that morphine can potentially diminish cognitive functioning.
A March 15, 2018, note by Dr. Showel did not note any confusion. Dr. Lin noted that Mark was
much more oriented to date, place, and time, and that Mark was still weak, but his mental status
seemed normal. Dr. Showel testified that, thus, any concerns about Mark’s mental status would
have subsided by March 15. Mark, the note stated, had improved significantly, i.e., his delirium
“got better,” after his narcotics were held (i.e., discontinued as of March 14). On March 15 and
16, Dr. Showel did not notice any more confusion. Also, on those dates, he discussed Mark’s care
with Mark himself. A March 16 nurse’s note stated that Mark remained oriented, alert, and that
his pain improved with resuming his morphine.
¶ 35 On March 17, 2018, Mark’s attorney visited him. A March 17 hospital note stated that
Mark noted that his attorney was coming in and that he had commented, “ ‘my wife is unhappy
with me because I’ve been dragging my feet on this.’ ” A March 17, 2018, note by Dr. Lin stated
that Mark remained oriented and alert and that his lawyers were coming that day to meet with him
and Dorothy about his will. (Dr. Showel did not see Mark on the day Mark executed his will.) A
March 18 note from Dr. Lin stated that Mark’s acute delirium was “now resolved.” Dr. Showel
next saw Mark on Monday, March 19, 2018. A progress note stated that Mark was alert and
obeyed commands. There was no notation concerning any confusion. Notes from the following
two days also did not mention any confusion on Mark’s part.
¶ 36 During the middle of March 2018, Mark was sometimes alert and other times he was not
alert. Toward the end of March, Mark was not making any decisions concerning his care.
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2022 IL App (2d) 210053-U¶ 37 Dr. Showel further testified that Mark made the decisions concerning his care, except
toward the end, when he was not making any decisions. When asked if Mark’s pain medications
(i.e., morphine, Gabapentin, and hydrocodone acetaminophen) allowed him to still make decisions
on his own, Dr. Showel replied, “It’s possible, yes.” When asked if it necessarily reflected that he
had diminished capacity, he replied, “Not necessarily.”
¶ 38 3. Attorney John Hynds
¶ 39 Attorney John Hynds testified that he has practiced at his firm, Hynds, Yohnka, Bzdill &
McInerney, for over 50 years, focusing on estate planning and estate administration. He represents
Dorothy as executor of Mark’s estate. When Hynds works with couples, he represents and acts on
behalf of both. Thus, he represented Mark and Dorothy. However, Mark’s will reflected Mark’s
wishes.
¶ 40 Around 2000, Hynds handled Mark’s father’s (Glenn’s) estate. Prior to execution of the
2018 will, Hynds did not communicate with Mark about his will or estate plan.
¶ 41 On March 16, 2018, Hynds received a phone call from Dorothy. He called her back around
3 p.m. Dorothy stated that Mark wanted to change his will, including changes recommended in a
2009 letter from Hynds’ partner John Rooks concerning the decoupling of the Illinois estate tax
from the federal estate tax and leaving Mark’s estate outright to Dorothy “totally under her
control.” Dorothy also stated that, if she predeceased Mark, one-half of her estate was to go to
Mark’s nieces and nephews and one-half to her nieces and nephews. During this conversation,
Hynds did not ask to speak to Mark. Dorothy indicated that Mark was able to communicate.
¶ 42 That afternoon and early Saturday morning, Hynds and his partner, Katie McInerney
started working on the will (actually, three options: two wills disinheriting Mark’s sisters and one
codicil; the draft codicil took advantage of the 2009 tax change and would not have changed the
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2022 IL App (2d) 210053-Udisposition of assets but would have left the beneficiaries the same as in the 2001 will.). Neither
Hynds nor anyone at his firm communicated with Mark before the drafts were completed.
¶ 43 On Saturday morning, March 17, 2018, at 11 a.m., Hynds arrived at Rush with his assistant,
Lisa Barkley. Hynds, Mark, and Dorothy discussed the estate plan together. Barkley was also in
the room. Mark stayed in bed. Hynds did not ask to speak privately to Mark, nor did he afford
Mark the opportunity to read the will privately. Hynds and Barkely witnessed the execution of
Mark’s will. Once the tax consequences were explained to Dorothy, she acquiesced to Mark’s
preference of the family trust over leaving the property to her outright. At the hospital, Dorothy
initially stated as to the recommendation to use a family trust structure, “What difference does it
make?” and “People are lucky they’re getting the inheritance.” However, she came to see the
benefits of that recommendation due to the tax benefits. Thus, initially, she and Mark were in
disagreement. Ultimately, “she acquiesced and [ ] [Mark] decided.”
¶ 44 On March 18, 2018, after the will was executed, Hynds prepared a memo concerning the
events leading to the will. In the memo, he stated that Dorothy had indicated that she and Mark
knew years ago that Mark should have changed his estate plan and were aware of Rooks’ letter
warning of additional estate taxes. She stated that they both wanted Dorothy to have total control
of all assets after Mark’s death. They did not want the marital trust and did not want Mark’s sisters
to inherit after they both died. Hynds also wrote that a key was that Dorothy could, through her
estate plan, direct the distribution of all assets.
¶ 45 He testified that this “was a key for Mark.” When asked what Dorothy said about her
power to direct the distribution of all assets through her estate plan, Hynds replied, “She made no
specific comments about it. Mark was the one that was doing the talking.” Hynds further testified
that, once he explained to them how the limited power of appointment would work and how it
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2022 IL App (2d) 210053-Uwould also save taxes, “Mark had indicated that that’s what he wanted.” Dorothy, according to
Hynds, acquiesced to Mark’s “decision that the use of the trust for the limited power of
appointment would allow her to have the type of control that he was wanting her to have but also
obtain the tax benefit.”
¶ 46 Mark directed Hynds to cross out a section in the draft will that provided that petitioners
would have a right of first refusal upon the sale or transfer of Mark’s ownership interests in
Coffman Truck Sales and Coffman Real Estate, L.L.C. Mark “did not want there to be any legal
restriction on how he viewed Dorothy’s ability to make whatever decision she wanted regarding
the disposition of it.” Mark, Hynds, and Barkley initialed the change.
¶ 47 Hynds testified that “most of the conversation” was with Mark. Dorothy did not identify
specific things that Mark wanted. Mark told me what he wanted.” Dorothy did speak, “but Mark
was the one that was—with whom I was primarily engaged.” When Dorothy spoke, one of the
things she mentioned was what Mark wanted in his will. Hynds read the will to Mark. Hynds
estimated that Mark’s estate was worth about $10 million.
¶ 48 Mark read the document along with Hynds. He held it in front of him, and they discussed
a paragraph, for example. Mark stated that he did not have good use of his right arm to sign the
document and that Dorothy had been signing documents on his behalf. Hynds explained that Mark
could mark an “X,” but Mark used his left hand to sign the document.
¶ 49 When asked if he inquired as to why Mark wanted to give Dorothy control over the ultimate
disposition of assets after his death, Hynds stated that he did not. “I asked him what—how he
wanted to distribute his estate and he told me. I didn’t ask for his motives.” Dorothy had initially
stated that this was Mark’s wish, but, later, Mark told Hynds what he wanted. “I thought he was
perfectly competent and understood what he told me that he wanted.”
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2022 IL App (2d) 210053-U¶ 50 After March 17, 2018, Hynds did not communicate with Mark. On Sunday, March 18,
Hynds spoke to Dorothy, asking if they wanted anything else done. There were no other changes.
¶ 51 Hynds further testified that he understood that, when Dorothy called him on March 16, she
was calling on Mark’s direction and, the following day, Hynds understood through conversations
with Mark that Dorothy had called on his behalf. On March 17, Dorothy did not ask to speak to
Hynds outside of Mark’s presence. When Hynds walked into Mark’s hospital room, Mark
recognized him as soon as he entered and even though they had not seen each other in 20 years.
Mark also remembered that Hynds wore hearing aids. “It gave me more confidence that—of his
mental ability, of his capability.” Mark’s voice was very weak, but it was understandable. Hynds
believed that, during his conversation with Mark, Mark understood the issues. Dorothy did not
attempt to intervene. “Yes, it was basically a conversation between him and me.”
¶ 52 When asked if the conversations on March 17 led Hynds to believe that Dorothy was
overpowering Mark in connection with the making of his will, Hynds replied that she did not
appear to have any real impact on Mark because Mark insisted that they use the trust, whereas
Dorothy would have picked the outright distribution. Hynds believed that “Mark was the more
dominant of the two in terms of the decision making that was involved.”
¶ 53 4. Attorney Peter Wilson, Jr.
¶ 54 Peter Wilson, Jr., an attorney with Mickey, Wilson, Weiler, Renzi, Lenert & Julien,
testified that he has practiced law for over 53 years. He represents school district and public bodies
and does corporate work and some real estate work. Wilson’s clients include Coffman Truck
Sales, Coffman Real Estate, L.L.C., and Coffman Brothers, L.L.C. The parties stipulated that, in
April 2018, Wilson prepared an amended operating agreement for Coffman Brothers, L.L.C., and
an amended operating agreement for Coffman Real Estate, L.L.C. Wilson emailed Jack Hienton,
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2022 IL App (2d) 210053-Ugeneral manager for Coffman Truck Sales, and copied Diane Zimmerman, also at Coffman, stating
that they had received a call from Dorothy that the limited liability company members had
requested an amendment to take out the mandatory buy-out from the two operating agreements.
Wilson made the change to the operating agreements on April 9 and emailed the documents that
day.
¶ 55 One week earlier, Wilson had spoken to Mark. They discussed the redemption of Frank
Coffman’s (Mark’s uncle’s) shares and the termination of the shareholder agreement that had the
mandatory buyout language. Mark told Wilson that he did not want the mandatory buyout
provisions in any of the documents. Next, he received a call from Dorothy, stating that the
members wanted it removed from the two real estate limited liability companies.
¶ 56 The Coffman Truck Sales stock redemption agreement (dated July 8, 2006) provided that,
upon the death of a shareholder, all the shares shall be sold to and purchased by the company.
Wilson or Hynds’ firm drafted the termination-of-shareholder agreement, dated April 13, 2018. It
was prepared to address the issue of mandatory buyout in the Coffman Truck Sales shareholder
agreement.
¶ 57 In March or April 2018, Wilson spoke to Mark about the mandatory buyout and how it
posed difficulties for Frank’s (Mark’s uncle’s) estate. Mark, who had difficulty speaking, asked
if the provision was necessary, and Wilson told him it was not. Mark stated that he wanted it
removed from the entities’ documents. Wilson understood that Mark was in a rehabilitation
facility. During one conversation, Mark had his phone on speaker mode, and Dorothy repeated
Mark’s words and Mark would say “yes.” Mark was engaged during the call. “[T]here was no
question that he knew what he was asking me.” During these conversations, it did not appear to
Wilson that Mark was being pressured into making changes to the entities’ documents.
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2022 IL App (2d) 210053-U¶ 58 5. Lisa Barkley
¶ 59 Lisa Barkley testified that she has worked for Hynds’ firm for over 40 years. She is a legal
assistant. She executed Mark’s 2018 will as a witness. When Barkely and Hynds arrived at the
hospital and before entering Mark’s room, they spoke to a nurse (Beverly), and Hynds asked if
Mark was lucid. The nurse stated that Mark was having a good day. When they entered the room,
Barkley saw Mark in bed and Dorothy at the far side of the room in a chair. Mark recognized
Hynds, and they talked about how it had been a while since they had seen each other. Barkley sat
with Dorothy, and Hynds stood by Mark’s bed most of the time. Hynds went over the will with
Mark and answered Mark’s questions. It appeared to Barkley that Mark understood the issues
Hynds discussed with him. He asked intelligent questions, as reflected in his questions about estate
tax consequences.
¶ 60 When Mark spoke, his voice sounded raspy. Dorothy was present the entire time, and she
participated in the discussion. She was curious, asked questions, and wanted to understand what
was happening. She appeared calm. “Dorothy’s personality is somewhat excitable, and I did not
feel like she was overly wound up or overly excited.” Barkley further testified that it did not
appear that Dorothy pressured Mark in any way. Dorothy asked Hynds questions about the
process. She did not ask Mark questions or tell Mark what he should do. Mark reviewed a copy
of the will as Hynds read it to him. Hynds read the majority of the will to Mark. They discussed
estate taxes. Also, there was a section of the will that Mark did not agree with, and it was deleted.
The real estate entities were also discussed.
¶ 61 Barkley believed that, at the time she signed as a witness Mark’s will, Mark was of sound
mind and memory when he signed it. She had known Mark for a number of years from working
at Hynds’ firm. She had met him seven or eight times and had lengthy phone conversations over
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2022 IL App (2d) 210053-Uthe years. On March 17, 2018, based on what she knew about him and observing what occurred
during the will execution, Mark knew what he was doing. He was more than competent to proceed
with the execution of the will.
¶ 62 6. Respondent Dorothy Coffman
¶ 63 Dorothy testified that she was 42 years old when she married Mark and that he was 43
years old. Mark was president of Coffman Truck Sales during their marriage and until his death.
Dorothy did not work at the company. Mark worked there with his father (Glen), uncles, cousins,
and nephews. He worked long hours.
¶ 64 Mark executed his 2001 will when they had been married for six years. The 2018 will
provides for the entire estate to go for Dorothy’s benefit.
¶ 65 On March 13, 2018, Mark was in a state of delirium. The next day, he knew where he was.
“[H]e still was communicating with me like he knew who I was and asking me questions and
stuff.” They worked on taxes. However, hospital staff told Dorothy that Mark did not know the
time and date.
¶ 66 When Hynds arrived at the hospital on March 17, he indicated that Mark was his client,
not Dorothy and, when Dorothy tried to speak, he told her not to do so.
¶ 67 7. Retired Attorney John Rooks
¶ 68 John Rooks, a retired attorney, testified that he practiced at Hynds, Rooks, Yohnka, and
Bzdill from 1976 to 2016. Over half of his practice was in estate planning, probate, and trust
administration. Mark was his client, and he prepared his 2001 will, living will, powers of attorney.
¶ 69 8. Michael Coffman
¶ 70 Michael Coffman, Mark’s cousin and part owner and an officer of Coffman Truck Sales,
testified that he worked daily with Mark at the company from 2006 to 2018. Michael was vice
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2022 IL App (2d) 210053-Upresident and secretary of the company and worked closely with Mark. Mark worked long hours
and was a hands-on manager and did not delegate work. He made the business decisions for the
company. Reviewing text messages between himself and Mark from March 10 to April 26, 2018,
Michael testified that some of the messages were sent by Dorothy.
¶ 71 9. Petitioner Kathleen Martinez
¶ 72 Petitioner Kathleen Martinez, Mark’s sister, testified that she never discussed with Mark
his estate plan and that Mark never told her anything about either his 2001 or 2018 wills. Martinez
worked at Coffman Truck Sales during high school, and her two sons worked there during high
school and college. Her mother died in 2000. Between 2014 and 2017, Martinez saw Mark often.
After Mark became ill, he texted more often and used the phone less. Martinez met Dorothy when
they were both in high school. Dorothy was a good wife to Mark.
¶ 73 Martinez, LeMaster, and Mark had interests in Coffman Real Estate, L.L.C., and Coffman
Brothers, L.L.C., and Mark managed the properties.
¶ 74 On March 15, 2018, Dorothy texted Martinez that Mark was more alert, knew where he
was, and the date (which he did not know the prior day), and was more like himself that day.
Martinez did not go to the hospital on March 17 because Dorothy asked her not to go there because
the lawyers were coming to work on Mark’s will.
¶ 75 Dorothy was in Mark’s hospital room whenever Martinez visited. Prior to March 2018,
when family visited, Dorothy welcomed the opportunity to leave the room and go out to walk,
have a cigarette, or get something to eat. However, after March 2018, she did not leave the room.
“It was strange, you know, because she would not leave us [(i.e., the family)] alone in the room
with Mark.” However, Martinez did not ask Dorothy to leave her alone with Mark. Prior to the
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2022 IL App (2d) 210053-Ufiling of the will contest, Martinez did not see Dorothy urging or persuading Mark to execute the
2018 will and no one told her that they saw Dorothy doing so.
¶ 76 In the spring of 2018, Martinez signed documents relating to the real estate entities. The
signing occurred at Springs Monarch Landing, the skilled nursing facility where Mark stayed,
while visiting Mark. “Mark was not coherent.” Dorothy asked Martinez the sign the documents,
explaining that there were going to be tax benefits as a result. She also stated that Martinez did
not need to read them.
¶ 77 During Mark’s final days or weeks (perhaps 1 week to 10 days before he died), there was
a meeting between Martinez and her husband, LeMaster and her husband, and Dorothy concerning
Coffman Truck Sales. The meeting occurred in the room next door to Mark’s room. Mark’s sisters
asked Dorothy what was going to happen to the family business, and Dorothy was “very upset and
nervous and defensive about us doing that. She felt that it wasn’t the right time.” Dorothy “got
loud.” She also stated that “she was going to be in control of everything” and “would have majority
ownership.” Mark was “comatose,” meaning that he was not communicating with anyone.
Martinez knew that Mark was near the end of his life. There was no reason that they could not
wait to have the conversation until after Mark had passed away.
¶ 78 C. Dorothy’s Motion for a Directed Finding
¶ 79 On January 4, 2021, after the close of petitioner’s case-in-chief, Dorothy moved for a
directed finding (735 ILCS 5/2-1110 (West 2020)). She argued that petitioners failed to present
sufficient evidence (i.e., a prima facie case, that is, at least some evidence on every element
essential to the cause of action (Kokinis v. Kotrich, 81 Ill. 2d 151, 154-55 (1980))) that Dorothy
unduly influenced Mark or that the court should presume that she did so, specifically, a prima facie
case of either actual undue influence or presumptive undue influence. As to the latter, Dorothy
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2022 IL App (2d) 210053-Umaintained that she was not a fiduciary, was not a disproportionate beneficiary as compared to
petitioners, she was not in a dominant role, Mark did not place extraordinary or unusual confidence
in her, and Dorothy did not procure the 2018 will and was not instrumental in its procurement.
¶ 80 D. Trial Court’s Ruling
¶ 81 On January 11, 2021, the trial court granted Dorothy’s motion for directed finding and
found that the 2018 will was valid and admitted it to probate. It denied petitioner’s verified petition
to contest validity of the will. In announcing its ruling, the court noted that it determined that there
was no evidence of actual undue influence. As to presumptive undue influence, the court found
that no prima facie case was established. Although Dorothy was appointed power of attorney, she
was not a fiduciary because no evidence showed that she acted under the powers of attorney for
healthcare or property either materially benefiting herself or for a third party. Next, addressing the
difference between substantial benefit and comparatively disproportionate benefit, the court found
that Dorothy was a substantial beneficiary in both the 2001 and 2018 wills. Her benefits did not
decrease, and her control over the property of appointment upon her death was the change in the
2018 will. As to the second factor—the testator who is in a dependent situation where the
beneficiary is in a dominant role—the court found that it was not met because the marriage spanned
24 years and Mark made his own treatment decisions and instructed Dorothy to contact his
longtime attorneys. “Mark controlled the scenario.” As to the third factor—the testator who places
trust and confidence in the beneficiary—the court determined that there was no evidence of
unusual decisions concerning Mark’s confidence in Dorothy. The fourth factor—that the will was
prepared or executed in circumstances where the beneficiary was instrumental or participated—
was also not met, the court found, because Mark was fully engaged in the discussions of the various
estate planning options and disagreed with Dorothy’s suggestion at one point that she be given an
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2022 IL App (2d) 210053-Uoutright bequest and decided in favor of a tax-saving vehicle. The court noted that Mark’s
competence was not in dispute. Petitioners, the court noted, were never in expectancy to own
Coffman Truck Sales, referencing the buy/sell agreement’s provisions that any shares of the
deceased shareholder had to be purchased back by the company. “So they would not have been in
line to inherit the business to begin with.” Petitioners appeal.
¶ 82 II. ANALYSIS
¶ 83 Petitioners argue that the trial court erred in failing to apply (1) a presumption of undue
influence where a fiduciary relationship existed, because it erroneously analyzed two elements
required for the presumption to apply—the existence of a fiduciary relationship and where Dorothy
procured the will; and (2) the alternative presumption allegedly required where the chief
beneficiary procures the will of a debilitated testator. For the following reasons, we reject
petitioners’ arguments.
¶ 84 Section 2-1110 of the Code of Civil Procedure (735 ILCS 5/2-1110 (West 2020)) permits
a defendant to move for a directed finding at the close of the plaintiff’s case in a bench trial. In
ruling on such a motion, the trial court engages in a two-step analysis. Minch v. George, 395 Ill.
App. 3d 390, 398 (2009). Initially, the court must determine whether the plaintiff presented a
prima facie case as a matter of law. Edward Atkins, M.D., S.C. v. Robbins, Salomon & Patt, Ltd.,
2018 IL App (1st) 161961, ¶ 53. If the court finds that the plaintiff presented a prima facie case,
it proceeds to the second step and weighs the evidence to determine whether the prima facie case
survives. Minch, 395 Ill. App. 3d at 398. Where the trial court did not proceed beyond the first
stage, we review de novo its determination. In re Petition to Disconnect Certain Territory
Commonly Known as Foxfield Subdivision (In re Foxfield Subdivision), 396 Ill. App. 3d 989, 992
(2009). “Generally, in ruling on a section 2-1110 motion, evidence examined under the second
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2022 IL App (2d) 210053-Uprong must prove the plaintiff’s case by a preponderance of the evidence.” Law Offices of Colleen
M. McLaughlin v. First Star Financial Corp., 2011 IL App (1st) 101849, ¶ 40. We uphold the
granting of a section 2-1110 motion, unless the judgment is against the manifest weight of the
evidence. Kokinis, 81 Ill. 2d at 154. A judgment is against the manifest weight of the evidence
where the court’s findings are not reasonable. Judgment Services Corp. v. Sullivan, 321 Ill. App.
3d 151, 154 (2001).
¶ 85 Undue influence sufficient to invalidate a will is influence that prevents a testator from
exercising his or her own free will in the disposition of his or her estate or that deprives the testator
of free agency and renders the will more that of another than his or her own. In re Estate of Julian,
227 Ill. App. 3d 369, 376 (1991). 1 Undue influence must be directly connected with the execution
of the instrument, operate at the time it was made, and be directed toward procuring the will in
favor of a particular party or parties. In re Estate of Maher, 237 Ill. App. 3d 1013, 1017 (1992).
¶ 86 Generally, undue influence may be shown either by (1) proof of conduct that constitutes
actual undue influence; or (2) a fiduciary relationship and other conduct that raises a presumption
of undue influence. Sears v. Vaughan, 230 Ill. 572, 573 (1907) (distinguishing between actual
undue influence and presumptive undue influence); In re Estate of Kline, 245 Ill. App. 3d 413, 424
(1990) (where there is no presumption, a plaintiff must produce specific evidence of actual undue
1
Testamentary capacity, i.e., soundness of mind and memory (DeHart v. DeHart, 2013 IL
114137, ¶ 20), the test of which is that “the testator must be capable of knowing what his [or her]
property is, who are the natural objects of his [or her] bounty, and also be able to understand the
nature, consequence, and effect of the act of executing a will” (Down v. Sutton, 227 Ill. 183, 196
(1907)), is not at issue in this case.
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2022 IL App (2d) 210053-Uinfluence) (quoting IPI Civil 3d, No. 200.03, comments, procedural effect). Here, petitioners
challenge only the trial court’s determination that no presumption applied in this case, not its
determination that there was no actual undue influence.
¶ 87 Turning to the presumption, a presumption will arise that a will is the result of undue
influence, where there is (1) a fiduciary relationship between the testator and a substantial and
comparatively disproportionate beneficiary under the will; (2) a testator in a dependent situation
in which the substantial and disproportionate beneficiaries are in dominant roles; (3) a testator who
reposed trust and confidence in such beneficiaries; and (4) a will prepared or procured and
executed in circumstances wherein such beneficiaries were instrumental or participated. Id.; see
also DeHart, 2013 IL 114137, ¶ 30. Dorothy contends that the first and fourth elements were not
shown.
¶ 88 Here, the trial court determined that (1) Dorothy was not a fiduciary; (2) Mark made his
own treatment decisions, instructed Dorothy to contact his longtime attorneys, and controlled the
process; (3) there was no evidence of unusual decisions concerning Mark’s confidence in Dorothy;
and (4) Mark was fully engaged in the discussions of the various estate planning options and
disagreed with Dorothy’s suggestion at one point that she be given an outright bequest and decided
in favor of a tax-saving vehicle. The court also noted that petitioners did not have an expectancy
in Coffman Truck Sales.
¶ 89 To establish a prima facie case of the elements necessary to raise a presumption of undue
influence, a plaintiff must proffer at least some evidence on every essential element of the cause
of action. Nemeth v. Banhalmi, 125 Ill. App. 3d 938, 960 (1984); In re Foxfield Subdivision, 396
Ill. App. 3d at 992. Once a prima facie case has been established, the burden is on the proponent
of the will to present evidence tending to rebut the presumption. Kline, 245 Ill. App. 3d at 423.
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2022 IL App (2d) 210053-UThe amount of evidence required to rebut the presumption is not determined by a fixed rule, but,
where, for example, a strong presumption arises, a party may have to respond with substantial
evidence. Nemeth, 125 Ill. App. 3d at 960 (quoting Franciscan Sisters Health Care Corp. v. Dean,
95 Ill. 2d 452, 463 (1983)). For example, where a fiduciary relationship exists as a matter of law,
courts require clear and convincing evidence to rebut the presumption. Id. Thus, there is a three-
part inquiry: (1) whether the plaintiff established a prima facie case of undue influence; (2) if the
prima facie case was established, whether the defendants introduced evidence sufficient to rebut
the resultant presumption; and (3) if the rebuttal evidence was sufficient, whether the court’s
determination that the will was the product of undue influence is contrary to the manifest weight
of the evidence. Id. at 961.
¶ 90 A. Presumption: First Element – Fiduciary Relationship
¶ 91 Turning to the first element—a fiduciary relationship between the testator and a
comparatively disproportionate beneficiary under the will—petitioners argue first that the trial
court erred in finding that no fiduciary relationship existed between Mark and Dorothy. They note
that Dorothy was Mark’s agent under his statutory short form power of attorney for property and,
therefore, as a matter of law, she was a fiduciary. See DeHart, 2013 IL 114137, ¶ 31 (“As a matter
of law, a power of attorney gives rise to a general fiduciary relationship between the grantor and
the grantee.”). Petitioners contend that the trial court erred in relying on In re Estate of Stahling,
2013 IL App (4th) 120271.
¶ 92 In Stahling, the court was presented with the certified question of whether the existence of
a healthcare power of attorney created a fiduciary relationship that, as a matter of law, raised the
presumption of undue influence in the execution of a deed that named the agent under the power
of attorney as a joint tenant in the deed. Id. ¶ 2. The court answered the question in the negative.
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2022 IL App (2d) 210053-UId. It distinguished cases holding that a power of attorney creates a fiduciary relationship as a
matter law, determining that the case before it concerned a healthcare power of attorney and that
the case law involved powers of attorney involving “property and financial matters and their effect
on property and financial transactions between parties.” Id. ¶ 19. Also, the cases did not address
whether a healthcare power of attorney alone created a presumption of undue influence in property
and financial transactions between the principal and agent. Id. The court noted that the statutory
short form power of attorney for healthcare does not require an agent to sign the document (id.
¶ 21 (citing 755 ILCS 45/4-10(a) (West 2004))) and that “it is only upon exercising granted powers
that the agent is ‘required to use due care to act for the benefit of the principal in accordance with
the terms of the statutory health care power.’ ” Id. (quoting 755 ILCS 45/4-10(b) (West 2004)).
Thus, to create a fiduciary relationship, the agent must accept the powers delegated by the
principal, and the mere execution of a statutory power of attorney, “alone and without evidence of
acceptance by the named agent,” is not sufficient. Id. ¶ 22. The case law upon which the
respondent relied involved the agent’s acceptance of the relationship via his or her performance of
authorized acts under the property powers of attorney. Id. Finally, the court held that, even when
a healthcare power of attorney creates a fiduciary relationship, that relationship is limited to
matters involving the principal’s healthcare and does not extend to the control or management of
property or financial matters Id. ¶¶ 23-26.
¶ 93 We disagree with petitioners that Stahling has no application here. The cases involving
property and financial matters that Stahling distinguished, again, involved situations where the
powers had been exercised and most did not involve statutory powers of attorney. See In re Estate
of DeJarnette, 286 Ill. App. 3d 1082, 1088 (1997) (joint tenancy accounts, life insurance policy,
and pension); In re Estate of Miller, 334 Ill. App. 3d 692, 697 (2002) (statutory power of attorney;
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2022 IL App (2d) 210053-Utransactions involved checking accounts and certificates of deposit); In re Estate of Rybolt, 258
Ill. App. 3d 886, 889 (1994) (joint tenancy accounts and payable on death certificates of deposit);
White v. Raines, 215 Ill. App. 3d 49, 59 (1991) (joint tenancy accounts and deed); Lemp v.
Hauptmann, 170 Ill. App. 3d 753, 757 (1988) (check and deeds).
¶ 94 The statutory power of attorney document Mark executed in 2001, wherein he appointed
Dorothy his agent, provides,
“NOTICE: THE PURPOSE OF THIS POWER OF ATTORNEY IS TO GIVE
THE PERSON YOU DESIGNATE (YOUR ‘AGENT’) BROAD POWERS TO HANDLE
YOUR PROPERTY, WHICH MAY INCLUDE POWERS TO PLEDGE, SELL OR
OTHERWISE DISPOSE OF ANY REAL OR PERSONAL PROPERTY WITHOUT
ADVANCE NOTICE TO YOU OR APPROVAL BY YOU. THIS FORM DOES NOT
IMPOSE A DUTY ON YOUR AGENT TO EXERCISE GRANTED POWERS; BUT
WHEN POWERS ARE EXERCISED, YOUR AGENT WILL HAVE TO USE DUE
CARE TO ACT FOR YOUR BENEFIT AND IN ACCORDANCE WITH THIS FORM
AND KEEP A RECORD OF RECEIPTS, DISBURSEMENTS AND SIGNIFICANT
ACTIONS TAKEN AS AGENT.”
Similarly, elsewhere, the document states,
“The agent will be under no duty to exercise granted powers or to assume control
of or responsibility for the principal’s property or affairs; but when granted powers are
exercised, the agent will be required to use due care to act for the benefit of the principal
in accordance with the terms of the statutory property power and will be liable for negligent
exercise.”
Finally, the document provides that an agent “may not make or change a will[.]”
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2022 IL App (2d) 210053-U¶ 95 At the time leading up to and including the execution of the 2018 will, Dorothy had not
accepted or exercised the power of attorney for property that Mark granted her in 2001. Thus,
pursuant to the document, she was not a fiduciary who owed him a duty concerning his property.
See also In re Estate of Shelton, 2017 IL 121199, ¶ 24 (“The [Illinois] Power of Attorney Act,
which codifies an agent’s fiduciary duty, recognizes that it is the agent’s exercise of power
pursuant to the authorizing document which triggers the agent’s duty to the principal.” (Emphasis
added.)) Although Dorothy exercised the power of attorney to amend the real estate entities’
documents around this time, she did so in April, about one month after Mark had executed his will
and these documents were not Mark’s estate planning documents. Furthermore, as the final quoted
provision makes clear, Dorothy had no power under the power of attorney Mark executed to make
or change a will. Thus, petitioners’ argument that Dorothy was a fiduciary as a matter of law also
fails because Dorothy could not (via her alleged undue influence over him) have made or changed
Mark’s will thereunder.
¶ 96 B. Presumption: Fourth Element – Procuring of Will
¶ 97 Next, turning to the fourth element—that the will was prepared or procured and executed
in circumstances wherein the beneficiary was instrumental or participated—petitioners argue that
the trial court erred in determining that Dorothy did not participate in procuring Mark’s will. They
contend that de novo review applies because the court erred applying the law concerning the
governing test, relied on irrelevant matters, and misread controlling precedent. They also argue
that the court’s findings were against the manifest weight of the evidence.
¶ 98 Petitioners initially contend that the trial court confused and conflated two distinct issues:
(1) whether a beneficiary’s initiative in the making of the will and its execution establishes that
she participated in its procurement as required to raise the presumption of undue influence; and
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2022 IL App (2d) 210053-U(2) whether that initiative establishes the ultimate issue, i.e., that the will resulted from undue
influence. The court, they urge, was required to decide the narrow question whether Dorothy was
“instrumental in procuring the execution of the will, or participated in its preparation and
execution.” Swenson, 92 Ill. App. 2d at 100; DeHart, 2013 IL 114137, ¶ 30. Petitioners assert
that the trial court erroneously merged the two issues and bypassed the threshold question.
¶ 99 Initially, we disagree with petitioners that de novo review applies, and we disagree that the
trial court conflated two issues. The procedural posture of this case is an appeal from the granting
of a directed finding. The trial court was required to first determine whether petitioners presented
a prima facie case as a matter of law, and, if so, to weigh the evidence and determine whether the
case survived. Minch, 395 Ill. App. 3d at 398. Petitioners contend that de novo review applies
because the trial court misconstrued the governing test, considered irrelevant matter, and misread
controlling precedent. We reject those arguments below. The trial court weighed the evidence
and determined that petitioners’ prima facie case did not survive. Accordingly, the manifest-
weight standard applies. Kokinis, 81 Ill. 2d at 154.
¶ 100 Petitioners take issue with the court’s finding that Dorothy did not procure preparation of
the will, which was premised, they contend, on the irrelevant assumption that she called Hynds at
Mark’s request. Even if true, petitioners argue, any contention that Mark made such a request is
irrelevant because the issue is whether Dorothy, a substantial beneficiary, procured the will or
participated in its preparation and execution. Additionally, petitioners argue that the court should
not have relied on Dorothy’s self-serving testimony that she called Hynds at Mark’s request.
¶ 101 We reject petitioners’ argument. The fact that Dorothy made the call to Hynds’ firm was
evidence the court could have considered as supporting petitioners’ prima facie case. Weighed
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2022 IL App (2d) 210053-Uagainst this was the evidence that rebutted this evidence, which we discuss below. Thus, Dorothy’s
call was not irrelevant and did not constitute application of an incorrect legal test.
¶ 102 The evidence showed that, on March 15, 2018, one day before Dorothy called Hynds, Dr.
Showel recommended hospice care for Mark because additional cancer treatment would have been
futile. Dorothy testified that she called Hynds on March 16, at Mark’s direction. Hynds’ firm had
prepared Mark’s 2001 will. Hynds’ and Barkley’s testimony reflected that it was Mark who
decided to make a new will and directed its contents. Hynds testified that he went to the hospital
on March 17 with three documents containing various estate planning options and that he discussed
the options with Mark, who directed the discussion and decision making. Mark’s behavior was
consistent with Dorothy’s testimony that Mark desired to execute a new will. Further, Mark’s
issues with speaking (due to his tracheostomy) showed why it was necessary for Dorothy to make
the call on Mark’s behalf the day before.
¶ 103 Petitioners argue that the court misconstrued certain case law. Compare In re Estate of
Glogovsek, 248 Ill. App. 3d 784, 790 (1993) (holding that trial court erred in applying presumption
of undue influence by testator’s spouse, causing him to designate his stepchildren as contingent
beneficiaries if his wife predeceased him, instead of his sister and her children; however,
addressing the fourth element, the court noted that the facts that the attorney never discussed the
testator’s will with him outside the wife’s presence, that the testator changed his mind as to whom
he desired to leave his property, and that the wife conveyed to the attorney this message were
important to consider in assessing this element and sufficient to meet the fourth element), Maher,
237 Ill. App. 3d at 1018-19 (reversing dismissal of count alleging undue influence; petition
adequately alleged existence of fiduciary relationship, and that relationship, along with allegations
that the will was prepared by an attorney hired by the respondent, and that the respondent was the
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2022 IL App (2d) 210053-Usole beneficiary under the new will, were sufficient to state a cause of action; the respondent, who
was the testator’s niece, had taken possession of the testator’s papers and made decisions
concerning her care; testator was physically and mentally incapacitated, as she was diagnosed with
senile dementia and, several days prior to the execution of her new will, could not recall either
long or short term events without coaching; will was executed in the presence of the respondent
and two of her coworkers), and Swenson v. Wintercorn, 92 Ill. App. 2d 88, 97-98 (1968) (affirming
directed verdict of undue influence, the plaintiff nephew asserted that the defendant niece and her
husband, who had helped the testatrix, who had begun having difficulty managing her financial
affairs, move into their home; the defendant opened a joint checking account with the testatrix and
shared a safe deposit box with her, made arrangements for the defendant’s and her husband’s
attorney to come to the defendant’s home, and, at the meeting, the testatrix, the attorney, and the
defendant discussed her estate plans; the new will and trust gave the overwhelming balance—“a
substantial benefit”—of her estate to the defendant, whereas, in an earlier will, she was due one
half), with In re Estate of Lemke, 203 Ill. App. 3d 999, 1005-07 (1990) (affirming trial court’s
entry of directed verdict, holding that evidence did not establish undue influence by the testator’s
cousin; cousin retrieved old will from safe deposit box, made appointment with attorney and drove
the testator there, and was present when the new will was discussed with the attorney; no evidence
reflected that she suggested or persuaded the testator to revise her will; although the testator looked
at the cousin on occasion during the consultation with the attorney, the cousin did not offer advice
or comment, and the testator stated her desires to the attorney; also no substantial benefit was
conferred upon the cousin—she was named executrix and received a bequest of a china cabinet).
¶ 104 We disagree that the court misconstrued or misapplied the case law and disagree that its
procurement finding was against the manifest weight of the evidence. The facts here are unlike
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2022 IL App (2d) 210053-Uthose in Glogovsek, Maher, and Swenson. Although Hynds did not speak to Mark before arriving
at the hospital to present the three estate planning options and did not speak privately to Mark
while at the hospital, Hynds testified that it was Mark, not Dorothy, who directed the decisions
concerning his 2018 will, Mark understood the process, and Hynds’ firm had prepared Mark’s
2001 will. Further, Dorothy participated only briefly in the conversation, and Mark overruled her
initial preference of an outright distribution, choosing instead the trust option that minimized tax
liability. Barkley testified that it did not appear to her that Dorothy pressured Mark in any way or
told him what to do. Also, Hynds testified that Mark read along with Hynds through the will, and
they discussed it. We also disagree with petitioners that postexecution events showed Dorothy’s
role in procuring the will. They note that, after the will was executed, Hynds’ only communication
was with Dorothy and that Hynds sent to Dorothy an invoice and she paid it. However, as we
noted above, Mark’s speech issues prevented him from using a telephone to speak to Hynds, and,
given that he was hospitalized, it is reasonable that Hynds’ invoice was sent to Dorothy. The trial
court’s procurement finding was not against the manifest weight of the evidence.
¶ 105 C. Alternative Presumption in Absence of Fiduciary Relationship
¶ 106 Petitioners’ final argument is that the trial court erred in failing to apply the presumption
allegedly required where the chief beneficiary procures a will of a debilitated testator. They rely
on the concept that “[t]he active agency of the chief beneficiary in procuring a will, especially in
the absence of those having an equal claim on the estate of the testator whose mind is debilitated
by age and illness, is a circumstance indicating the probable exercise of undue influence.” In re
Estate of DiMatteo, 2013 IL App (1st) 122948, ¶ 63 (citing cases). The presumption of undue
influence “ ‘arises irrespective of the existence of a fiduciary relationship between the testator and
the beneficiary.’ ” Id. (quoting Maher, 237 Ill. App. 3d at 1018).
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2022 IL App (2d) 210053-U¶ 107 However, as Dorothy notes, the concept has its origin in Mitchell v. Van Scoyk, 1 Ill. 2d
160, 172 (1953), which was overruled on this point by Belfield v. Coop, 8 Ill. 2d 293, 311 (1956).
In Belfield, the supreme court, discussing Mitchell and other cases, stated that “[a]ny language in
those opinions indicating that such a presumption might arise absent a fiduciary relationship was
unnecessary and is expressly repudiated.” Id. Thus, we reject petitioners’ contention that the trial
court erred in failing to apply the presumption concerning a debilitated testator. The concept is no
longer good law. 2
¶ 108 Furthermore, even if the presumption was a viable option, it would not apply here because,
at a minimum, petitioners did not present a prima facie case that Mark was so debilitated or infirm
by his illness such that he was overpowered by Dorothy’s alleged exercise of undue influence. Dr.
Showel testified that, on March 15, 2018, he recommended hospice care for Mark, as further
treatment for the cancer was likely to be futile. Dr. Lin’s note from that day noted that Mark was
much more oriented to place and time and that his mental status seemed normal. Although he
noted that morphine potentially affects cognitive functioning, Dr. Showel’s notes from that day
did not note that Mark exhibited any confusion. He testified that any concerns about Mark’s
mental status would have subsided by March 15. A nurse’s March 16 notes stated that Mark
remained oriented and alert, and Dr. Showel did not note any confusion on Mark’s part. On March
15 and 16, Dr. Showel discussed Mark’s care with Mark himself, and a March 17 note by Dr. Lin
2
We acknowledge that, after it decided Belfield, the supreme court approvingly cited
Mitchell. See Greathouse v. Vosburgh, 19 Ill. 2d 555, 571-72 (1960). However, in that subsequent
decision, the court did not discuss Belfield.
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2022 IL App (2d) 210053-Ustated that Mark remained oriented and alert and that his attorneys were coming that day to meet
with him.
¶ 109 Attorney Hynds’ testimony likewise reflected that Mark was able to make his own
decisions and directed the process. He drafted several documents based on Dorothy’s directions
the prior day, but, on March 17, when he saw Mark at the hospital, Mark made all the decisions
and recognized Hynds after 20 years and recalled that Hynds wore hearing aids. Hynds did not
speak privately to Mark, but he testified that most of the conversation he had was with Mark, who
“told me what he wanted.” Mark read the will along with Hynds, holding it in front of him, and
they would discuss a paragraph. Mark directed Hynds to cross out a paragraph concerning
petitioners’ right of first refusal upon the transfer or sale of Mark’s ownership interests in Coffman
Truck Sales and Coffman Real Estate, L.L.C. Also, it was “key” for Mark that Dorothy, through
her estate plan, direct the distribution of all assets from his estate. Once Hynds explained the tax
consequences of using the trust for the limited power of appointment, Mark decided that this is
what he wanted, even though this was not initially a critical issue for Dorothy, who, ultimately,
acquiesced. When asked if Dorothy appeared to be overpowering Mark, Hynds testified that this
was not the case because “Mark was the more dominant of the two in terms of the decision making
that was involved.” Barkley, Hynds’ assistant, also testified that Mark appeared to understand the
issues Hynds discussed with him, asked intelligent questions, and that it did not appear that
Dorothy pressured Mark in any way.
¶ 110 Similarly, attorney Wilson testified that, in March or April 2018, he spoke to Mark about
the mandatory buyout language in the Coffman Truck Sales stock redemption agreement, and
“Mark knew what he was asking me.” During the conversations with Mark, it did not appear to
Wilson that Mark was being pressured into making changes to the family entities’ documents.
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2022 IL App (2d) 210053-UPetitioner LeMaster testified that, after March 17, she saw Mark and he did not express any concern
about a will he had executed or state that he was pressured into something by Dorothy.
¶ 111 In summary, even if the presumption concerning a debilitated testator was a viable option,
petitioners failed to establish a prima facie case that Mark was debilitated or infirm due to his
illness.
¶ 112 III. CONCLUSION
¶ 113 For the reasons stated, we affirm the judgment of the circuit court of Kendall County.
¶ 114 Affirmed.
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