People v. Cohn , 2014 IL App (3d) 120910 ( 2014 )

Illinois Official Reports
Appellate Court
People v. Cohn, 2014 IL App (3d) 120910Appellate Court THE PEOPLE OF THE STATE OF ILLINOIS, Plaintiff-Appellee, v.
Caption JAMES V. COHN, Defendant-Appellant.
District & No. Third District
Docket No. 3-12-0910
Filed November 10, 2014
Held Defendant’s conviction for failing to report to and register with a law
(Note: This syllabus enforcement agency within 90 days of his prior registration in
constitutes no part of the violation of section 6 of the Sex Offender Registration Act was
opinion of the court but upheld, notwithstanding the fact that the indictment erroneously cited
has been prepared by the section 3 of the Act, even though the factual allegations described a
Reporter of Decisions violation of section 6, since the charging instrument’s reference to an
for the convenience of incorrect section of a statute is considered a formal defect, not a
the reader.) substantive defect, and in the absence of any claim that defendant was
prejudiced by the miscitation, reversal was not required; furthermore,
the sentence to incarceration for 5 years, the middle of the sentencing
range, was not an abuse of discretion, especially in view of the fact
that the offense was the third failure to register in the past 10 years,
and the consideration of defendant’s criminal history did not result in
any improper double enhancement.
Decision Under Appeal from the Circuit Court of Will County, No. 12-CF-141; the
Review Hon. Sarah F. Jones, Judge, presiding.
Judgment Affirmed.
Counsel on Michael J. Pelletier and Kathleen Hill, both of State Appellate
Appeal Defender’s Office, of Chicago, for appellant.
James Glasgow, State’s Attorney, of Joliet (Thomas D. Arado, of
State’s Attorneys Appellate Prosecutor’s Office, of counsel), for the
People.
Panel JUSTICE HOLDRIDGE delivered the judgment of the court, with
opinion.
Justice Carter concurred in the judgment and opinion.
Justice Schmidt specially concurred, with opinion.
OPINION
¶1 Defendant, James V. Cohn, a registered sex offender, failed to report to and register with a
law enforcement agency within 90 days of his previous registration, in violation of section 6 of
the Sex Offender Registration Act (the Act) (730 ILCS 150/6 (West 2012)). He was charged by
indictment for the violation of section 6, but the indictment mistakenly cited section 3 of the
Act. Defendant was convicted after a bench trial, and the court sentenced him to five years’
incarceration. Defendant appeals, challenging the sufficiency of the evidence and the propriety
of the sentencing hearing. We affirm.
¶2 FACTS
¶3 Defendant was charged by criminal complaint with failure to register as a sex offender as a
Class 2 felony. The complaint was superseded by indictment, which alleged:
“[S]aid defendant, a sex offender, having been previously convicted of Failure to
Register as a Sex Offender in the Circuit Court of Will County under case number 2008
CF1034, failed to register in accordance with the provisions of the Sex Offender
Registration Act as they apply to him, in that he knowingly failed to report in person to
the law enforcement agency with whom he last registered, being the Joliet Police
Department, within 90 days of that registration, having last registered on September 20,
2011 and the date James Cohn was arrested being January 18, 2012, more than 90 days
later, in violation of Chapter 730, Section 150/3, of the Illinois Compiled Statutes,
2012, contrary to the Statute, and against the peace and dignity of the same People of
the State of Illinois.”
The charge was a Class 2 felony because defendant had a prior conviction for failure to
register. See 730 ILCS 150/10 (West 2012). The court appointed a public defender. Defendant
waived his right to a jury trial, and the cause proceeded to a bench trial.
¶4 The only witness to testify at trial was Detective Tizoc Landeros, who was in charge of sex
offender registration for the Joliet police department. On September 20, 2011, defendant came
to the police department to update his sex offender registration because he no longer had a
vehicle registered in his name. Defendant completed a form titled “ILLINOIS SEX
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OFFENDER REGISTRATION ACT REGISTRATION FORM” reflecting his updated
information. The registration form was admitted into evidence. On the back of the form, near
defendant’s signature, the form read in bold, upper-case lettering, “I HAVE READ AND/OR
HAD READ TO ME, THE ABOVE REQUIREMENTS. IT HAS BEEN EXPLAINED
TO ME AND I UNDERSTAND MY DUTY TO REGISTER NEXT ON OR BEFORE
12/20/2011.” Landeros informed defendant that he was required to register at the police
department every 90 days, which meant that defendant needed to register again on or before
December 20, 2011. Landeros gave defendant a copy of the registration form. Defendant had
been registering at the Joliet police department for the past two or three years.
¶5 Landeros further testified that defendant did not register again until January 18, 2012,
when defendant registered in person at the police station. At that time, defendant told Landeros
that he had forgotten the December 20 registration date because his copy of the registration
form was inside his wallet, which he had lost. Landeros arrested defendant for failure to
register within 90 days of his most recent registration.
¶6 After the close of evidence, defense counsel argued that the court should find defendant not
guilty because he did not knowingly fail to register. The court rejected that argument and found
defendant guilty. Defendant filed a motion for a new trial, arguing that the court should not
have found Landeros’s testimony credible and that defendant signed the registration form
under duress. The court denied the motion.
¶7 The cause proceeded to sentencing. The State pointed out that defendant had previously
been convicted twice for failure to register as a sex offender–once in 2007 and once in 2008,
when he was sentenced to 3½ years’ incarceration. Based on that history, the State requested
the court to sentence defendant at “the higher end of” the three- to seven-year sentencing
range. Defense counsel argued that the court should look favorably on the fact that, although
late, defendant attempted to register rather than avoiding the obligation altogether. In addition,
counsel highlighted the fact that defendant had a heart attack while in pretrial custody and that
a sentence of probation would allow defendant better access to medical treatment. In
allocution, defendant stated that he made a mistake and got his dates confused.
¶8 The court noted that this was defendant’s third conviction for failure to register as a sex
offender. The court stated that it had considered all applicable factors in aggravation and
mitigation. It sentenced defendant to five years’ incarceration.
¶9 Defendant filed a motion to reconsider the sentence, arguing that the five-year sentence
was excessive. The court denied the motion. Defendant appeals.
¶ 10 ANALYSIS
¶ 11 On appeal, defendant claims that: (1) the evidence was insufficient to prove him guilty
beyond a reasonable doubt; (2) his sentence was excessive; and (3) the court relied on an
inherent element as an aggravating factor in sentencing, resulting in improper double
enhancement.
¶ 12 I. Sufficiency of the Evidence
¶ 13 Defendant frames this issue as one of the sufficiency of the evidence, when it actually
concerns the adequacy of the charging information. The indictment erroneously cited section 3
of the Act (730 ILCS 150/3 (West 2012)), while the factual allegations made in the indictment
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describe a violation of section 6 of the Act (730 ILCS 150/6 (West 2012)). Defendant argues
that because the State did not provide sufficient evidence to prove defendant guilty of a
violation of section 3, defendant’s conviction must be vacated. We disagree.
¶ 14 Section 111-3 of the Code of Criminal Procedure of 1963 (the Code) (725 ILCS 5/111-3
(West 2012)) requires that the charging instrument cite the statutory provision alleged to have
been violated. However, “the mere reference in a charging instrument to an incorrect chapter
or section of a statute is regarded as a formal rather than a substantive defect.” People v.
McBrien, 144 Ill. App. 3d 489, 495 (1986). Formal defects do not require reversal unless the
defendant establishes prejudice from the defect. Id. “Only where the defendant demonstrates
prejudice will the mere fact that a criminal complaint contains an incorrect citation to the
criminal statute be grounds for dismissal of the conviction.” People v. Melton, 282 Ill. App. 3d
408, 415 (1996).
¶ 15 When the sufficiency of a charging instrument is challenged for the first time on appeal,
strict compliance with section 111-3 of the Code (725 ILCS 5/111-3 (West 2012)) is not
required. Melton, 282 Ill. App. 3d at 416. Instead, a charging instrument challenged for the first
time on appeal will be considered sufficient so long as it (1) apprised the accused of the precise
offense charged with sufficient specificity to prepare his defense, and (2) allows pleading the
resulting conviction as a bar to future prosecution arising out of the same conduct. McBrien,
144 Ill. App. 3d at 495-96.
¶ 16 In the present case, defendant makes no contention that he was prejudiced by the
miscitation in the indictment. The language of the indictment made it clear that defendant was
being accused of a violation of section 6 of the Act rather than section 3. Section 6 requires a
sex offender to report to a law enforcement agency “no later than 90 days after the date of his
or her last registration.” 730 ILCS 150/6 (West 2012). The factual basis contained in the
indictment alleged that defendant “failed to report in person to the law enforcement agency
with whom he last registered on September 20, 2011 and the date James Cohn was arrested
being January 18, 2012, more than 90 days later.” Section 3 of the Act requires sex offenders to
register “within 3 days of beginning school, or establishing a residence, place of employment,
or temporary domicile.” 730 ILCS 150/3(b) (West 2012). It is clear from the facts described in
the indictment that defendant was being charged with a violation of section 6 rather than
section 3. Therefore, reversal of his conviction is not warranted. Although defendant was not
perfectly charged, he was properly charged. See Melton, 282 Ill. App. 3d at 416.
¶ 17 Defendant relies on People v. Lloyd, 2013 IL 113510, for the proposition that a defendant
cannot be found guilty of an uncharged offense. In Lloyd, defendant was charged with criminal
sexual assault (720 ILCS 5/12-13(a)(2) (West 2008)). On appeal before the supreme court, the
State argued that the evidence was sufficient to support a conviction for the uncharged offense
of aggravated criminal sexual abuse (720 ILCS 5/12-16(d) (West 2008)) and requested the
court to impose such a conviction. The court rejected that argument, explaining that “we can
only consider the evidence regarding the actual charges the State chose to bring against him,
and not the fact that he may be guilty of the uncharged offense.” Lloyd, 2013 IL 113510, ¶ 45.
¶ 18 In the present case, the charge the State “chose to bring against” defendant was a violation
of section 6 of the Act, as described by the factual basis of the indictment. Id. The only problem
with the charging instrument was a typographical error that referenced section 3 rather than
section 6. To the contrary, in Lloyd, the State intentionally charged the defendant with a
particular offense and then on appeal attempted to impose a conviction for a different offense.
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In the present case, the typographical error does not change the fact that defendant was charged
with a violation of section 6 from the onset. Defendant is not being found guilty of an
uncharged offense, as described by Lloyd.
¶ 19 II. Excessive Sentence
¶ 20 Defendant argues that the trial court erred by imposing a “harsh” five-year sentence.
¶ 21 A reviewing court may not alter a defendant’s sentence absent an abuse of discretion by the
sentencing court. People v. Alexander, 239 Ill. 2d 205, 212 (2010). A sentence will be deemed
an abuse of discretion where the sentence is greatly at variance with the spirit and purpose of
the law or manifestly disproportionate to the nature of the offense. Id.¶ 22 The trial court did not abuse its discretion by sentencing defendant to five years’
incarceration for his Class 2 felony of failing to register as a sex offender. The sentencing range
for a Class 2 felony is three to seven years. 730 ILCS 5/5-4.5-35 (West 2012). This was
defendant’s third offense for failure to register in the previous 10 years. Defendant was
sentenced to 2 years for his first offense and 3½ years for his second offense. Now on
defendant’s third offense, the court sentenced him to five years, which was squarely in the
middle of the Class 2 sentencing range. That sentence was not “harsh,” and it certainly was not
an abuse of discretion.
¶ 23 III. Inherent Aggravating Factor
¶ 24 Defendant asks us to remand the cause for resentencing because the trial court relied on a
factor in aggravation that was an element of the underlying offense, resulting in an improper
“double enhancement” of defendant’s sentence. See People v. Phelps, 211 Ill. 2d 1, 12 (2004).
Specifically, defendant argues that the court relied on defendant’s prior conviction for failure
to register as a sex offender as an aggravating factor, after that conviction was also used to
enhance the present offense from a Class 3 to a Class 2 felony.
¶ 25 Defendant did not object to this claimed error at sentencing or raise it in a postsentencing
motion. A defendant must do both to preserve a sentencing error for review on appeal. People
v. Hillier, 237 Ill. 2d 539, 544 (2010). Because defendant failed to preserve this claim of error
below, review of the error on appeal is limited by the plain error doctrine. Id. at 545.
¶ 26 The first step in a plain error analysis is to determine whether a “plain error” occurred.
People v. Piatkowski, 225 Ill. 2d 551, 564-65 (2007). The word “plain” here “is synonymous
with ‘clear’ and is the equivalent of ‘obvious.’ ” Id. at 565 n.2.
¶ 27 If the reviewing court determines that the trial court committed a clear or obvious (or
“plain”) error, it proceeds to the second step in the analysis: determining whether the error is
reversible. A plain error is reversible only when: (1) “the evidence is so closely balanced that
the error alone threatened to tip the scales of justice against the defendant, regardless of the
seriousness of the error,” or (2) the error is “so serious that it affected the fairness of the
defendant’s trial and challenged the integrity of the judicial process, regardless of the closeness
of the evidence.” Piatkowski, 225 Ill. 2d at 565; People v. Herron, 215 Ill. 2d 167, 178-79
(2005).
¶ 28 On appeal, defendant bears the burden of establishing that the plain error test has been
satisfied. Hillier, 237 Ill. 2d at 545. A defendant may raise a plain error argument for the first
time in his reply brief. People v. Ramsey, 239 Ill. 2d 342, 412 (2010). In the present case, the
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State in its appellee’s brief argued that defendant failed to preserve the alleged sentencing
error. In his reply brief, defendant responds with the following argument about the plain error
doctrine in toto:
“The State also incorrectly argues that this argument should be deemed forfeited.
[Citation.] However, our Supreme Court has established that reliance on an improper
factor in aggravation in sentencing implicates a defendant’s fundamental right to
liberty, and thus constitutes plain error, even if it is not preserved in a motion for a new
trial. People v. Martin, 119 Ill. 2d 453, 458 (1988); People v. Kopczick, 312 Ill. App. 3d
843, 852 (3d Dist. 2000) (trial judge’s reliance on an improper aggravating factor
impinges upon the fundamental right to liberty, and thus is plain error).”
Although defendant’s argument for the application of the plain error doctrine is thin, it is
sufficient to raise plain error as an issue and trigger our analysis under the plain error doctrine.
¶ 29 Accordingly, we turn to the first step in the plain error analysis, i.e., the determination of
whether a “plain error” occurred. “As a general rule, the consideration of a factor which is
necessarily implicit in an offense cannot be used as an aggravating factor in sentencing.”
People v. Burge, 254 Ill. App. 3d 85, 88 (1993). However, “this rule should not be applied
rigidly.” Id.¶ 30 The court’s sentence did not constitute double enhancement. The court considered
defendant’s criminal history as a whole prior to sentencing defendant, in addition to all other
factors in aggravation and mitigation. Defendant had two recent convictions for the same
offense as that charged in the present case. Only one of those convictions was needed to
enhance the present offense from a Class 3 to a Class 2 felony. 730 ILCS 150/10 (West 2012).
The court’s consideration of defendant’s criminal history in general was appropriate and did
not result in improper double enhancement.
¶ 31 There was no plain error. Therefore, we do not reach the question whether the error is
reversible.
¶ 32 CONCLUSION
¶ 33 The judgment of the circuit court of Will County is affirmed.
¶ 34 Affirmed.
¶ 35 JUSTICE SCHMIDT, specially concurring.
¶ 36 While I concur in the judgment, I do not join in the analysis relating to the “inherent
aggravating factor.” Supra ¶¶ 26-28. Defendant did not raise this issue below either at
sentencing or in his postsentencing motion. The issue is therefore forfeited. See People v.
Bannister, 232 Ill. 2d 52 (2008); People v. Hillier, 237 Ill. 2d 539 (2010); 730 ILCS
5/5-4.5-50(d) (West 2012).
¶ 37 Defendant did not address the forfeiture/plain error issue in his initial brief. The State
argued forfeiture in its brief. In his reply brief, defendant makes the following argument (and
only the following argument) with respect to the State’s forfeiture argument:
“The State also incorrectly argues that this argument should be deemed forfeited.
(State’s Br. 19) However, our Supreme Court has established that reliance on an
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improper factor in aggravation in sentencing implicates a defendant’s fundamental
right to liberty, and thus constitutes plain error, even if it is not preserved in a motion
for a new trial. People v. Martin, 119 Ill. 2d 453, 458 (1988); People v. Kopczick, 312
Ill. App. 3d 843, 852 (3d Dist. 2000) (trial judge’s reliance on an improper aggravating
factor impinges upon the fundamental right to liberty, and thus is plain error).”
¶ 38 To the extent that the above argument constitutes a request in support of plain error review,
it is not only unpersuasive, it is wrong. First of all, every error in a criminal trial arguably
impinges upon a defendant’s fundamental right to liberty. The supreme court has never said
that errors that impinge upon the fundamental right to liberty are, ipso facto, plain error. To the
contrary, our supreme court has said, “It is well settled that, to preserve a claim of sentencing
error, both a contemporaneous objection and a written postsentencing motion raising the issue
are required.” People v. Hillier, 237 Ill. 2d at 544.
¶ 39 “The plain-error doctrine is a narrow and limited exception” to the forfeiture rule. Id. at
545. “To obtain relief under this rule, a defendant must first show that a clear or obvious error
occurred. [Citation.] In the sentencing context, a defendant must then show that (1) the
evidence at the sentencing hearing was closely balanced, or (2) the error was so egregious as to
deny the defendant a fair sentencing hearing.” Id. “If the defendant fails to meet his burden, the
procedure default will be honored.” Id. Quite frankly, I have trouble comprehending the
concept of closely balanced evidence at a sentencing hearing. In Hillier, the supreme court did
not have to explain what it meant by that statement since it found the issue forfeited.
¶ 40 The second prong elicited in Hillier was, again, that the error was so egregious as to deny
the defendant a fair sentencing hearing. Id. However, defendant has failed to meet his burden
of persuasion since he makes no attempt at persuasion on this second prong, other than a flat
and incorrect statement that “reliance on an improper factor in aggravation in sentencing
implicates a defendant’s fundamental right to liberty, and thus constitutes plain error.” In
essence, defendant’s argument is that the plain error doctrine is a general savings clause to be
used to preserve all errors affecting substantial rights that have not been brought to the trial
court’s attention. However, our supreme court has explicitedly rejected this notion. People v.
Herron, 215 Ill. 2d 167, 177 (2005). To the extent that Kopczick, relied upon by defendant, was
a correct statement of the law in 2000, it clearly is no more. See also People v. Ahlers, 402 Ill.
App. 3d 726 (2010).
¶ 41 I note that had this issue not been forfeited, I would agree with the majority’s analysis.
However, since I find it forfeited, I specially concur.
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