People v. McCoy , 2011 IL App (2d) 100424 ( 2011 )

ILLINOIS OFFICIAL REPORTS
Appellate Court
People v. McCoy, 2011 IL App (2d) 100424
Appellate Court THE PEOPLE OF THE STATE OF ILLINOIS, Plaintiff-Appellee, v.
Caption DANIEL K. McCOY, Defendant-Appellant.
District & No. Second District
Docket No. 2-10-0424
Filed December 16, 2011
Held The first-stage dismissal of defendant’s postconviction petition was
(Note: This syllabus affirmed on the basis of the lack of notarization of defendant’s
constitutes no part of verification in compliance with section 122-1(b) of the Post-Conviction
the opinion of the court Hearing Act.
but has been prepared
by the Reporter of
Decisions for the
convenience of the
reader.)
Decision Under Appeal from the Circuit Court of Boone County, No. 07-CF-524; the
Review Hon. Fernando L. Engelsma, Judge, presiding.
Judgment Affirmed.
Counsel on Thomas A. Lilien and Bruce Kirkham, both of State Appellate Defender’s
Appeal Office, of Elgin, for appellant.
Michelle J. Courier, State’s Attorney, of Belvidere (Lawrence M. Bauer
and Victoria E. Jozef, both of State’s Attorneys Appellate Prosecutor’s
Office, of counsel), for the People.
Panel PRESIDING JUSTICE JORGENSEN delivered the judgment of the
court, with opinion.
Justices Schostok and Hudson concurred in the judgment and opinion.
OPINION
¶1 Defendant, Daniel K. McCoy, appeals the first-stage dismissal of his petition under the
Post-Conviction Hearing Act (Act) (725 ILCS 5/122-1 et seq. (West 2010)); he asserts that
he stated the gist of a claim of ineffective assistance of counsel and that the dismissal was
thus error. The State responds that defendant did not properly verify the petition and that
dismissal was therefore appropriate. We agree, and we therefore affirm the dismissal.
¶2 I. BACKGROUND
¶3 A grand jury indicted defendant on a count of armed robbery (720 ILCS 5/18-2(a) (West
2006)) and two counts of burglary (720 ILCS 5/19-1(a) (West 2006)). The court accepted a
negotiated guilty plea from defendant: he pleaded guilty to armed robbery, the State
dismissed the burglary counts, and he received a sentence of which the primary term was 10
years’ imprisonment. He later filed a “Motion for Reduction of Sentence” that the court
properly denied as untimely. See People v. McCoy, No. 2-09-0068 (2010) (unpublished order
under Supreme Court Rule 23).
¶4 About a year and a half after he entered his guilty plea, defendant filed a petition under
the Act. He alleged that police officers and the State’s Attorney manufactured the case
against him by pressuring witnesses and then pressured him to plead guilty. He further
claimed that his attorney participated in pressuring him and was otherwise ineffective. He
repeatedly asserted his innocence.
¶5 He attached to his petition a verification page that he signed, but which he did not have
notarized. It says, “Petitioner, Daniel K[.] McCoy, duly sworn, states upon his oath that the
facts stated in the forgoing Petition for Post-Conviction Relief *** are true and correct in
substance and in fact.” Following that page is a properly notarized affidavit that loosely
summarizes most of the points in his petition without making the same detailed allegations
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that defendant made in the petition proper.
¶6 The court summarily dismissed the petition as without arguable basis in law or fact; it
ruled that defendant’s claims, taken as true, did not establish substandard performance by
counsel. Defendant timely appealed.
¶7 II. ANALYSIS
¶8 Defendant now asserts that the court erred in its ruling on the merits of the petition. The
State responds that reaching the merits is unnecessary. It argues that, under section 122-1(b)
of the Act (725 ILCS 5/122-1(b) (West 2010)), a postconviction petition must be verified.
It further argues that, because the petition’s purported verification is not notarized, it fails as
a verification. Defendant, in reply, argues that his “signed statement *** should be found to
provide sufficient verification pursuant to Section 1-109 of the Code of Civil Procedure, 735
ILCS 5/1-109 ([West] 2010).” Alternatively, he argues that, if we deem that he did not
properly verify the petition, we should, based on the language of section 122-1(b), deem that
the proceedings were never properly commenced, so that the dismissal should be without
prejudice. We agree with the State that defendant did not properly verify the petition. Further,
the dismissal must be with prejudice.
¶9 The trial court dismissed the petition based on its failure to state the gist of a claim.
However, we may affirm the dismissal of a postconviction petition on any basis called for
by the record. People v. Rajagopal, 381 Ill. App. 3d 326, 329 (2008).
¶ 10 The lack of notarization of defendant’s verification is a basis to affirm the petition’s
dismissal. “Section 122-1(b) of the Act provides that ‘[t]he proceeding shall be commenced
by filing with the clerk of the court in which the conviction took place a petition *** verified
by affidavit.’ ” People v. Carr, 407 Ill. App. 3d 513, 515 (2011) (quoting 725 ILCS 5/122-
1(b) (West 2008)). “Affidavits filed pursuant to the Act must be notarized to be valid,” and
a trial court “properly dismisses a postconviction petition where the petition does not comply
with the requirements of the Act.” Carr, 407 Ill. App. 3d at 515. Defendant’s verification
was not notarized, and so it was not a proper affidavit under the Act.
¶ 11 We further reject defendant’s claim that the defective affidavit was nevertheless an
acceptable certification pursuant to section 1-109 of the Code of Civil Procedure. We
recently held that a petition under the Act cannot be properly verified pursuant to section 1-
109. People v. Nitz, 2011 IL App (2d) 100031, ¶ 16. In any event, defendant’s verification
was not in substantial compliance with section 1-109. Section 1-109 provides:
“The person or persons having knowledge of the matters stated in a pleading, affidavit
or other document certified in accordance with this Section shall subscribe to a
certification in substantially the following form: Under penalties as provided by law
pursuant to Section 1-109 of the Code of Civil Procedure, the undersigned certifies that
the statements set forth in this instrument are true and correct, except as to matters
therein stated to be on information and belief and as to such matters the undersigned
certifies as aforesaid that he verily believes the same to be true.” 735 ILCS 5/1-109 (West
2010).
(The “penalties as provided” are that “[a]ny person who makes a false statement, material
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to the issue or point in question, which he does not believe to be true, in any pleading,
affidavit or other document certified by such person in accordance with this Section shall be
guilty of a Class 3 felony.” 735 ILCS 5/1-109 (West 2010).) Defendant’s verification makes
no reference to section 1-109 or the Code of Civil Procedure; he has in no way invoked the
criminal penalty of section 1-109. Instead, his verification states that he was “duly
sworn”–that is, it was made under penalty of perjury. The verification is thus a failed
affidavit, not anything substantially similar to a section 1-109 certification.
¶ 12 We also note that defendant’s properly notarized affidavit cannot serve as a verification.
Although in it defendant swore to the truth of certain broad elements of his petition, the
statements were sufficiently vague that he avoided swearing to the truth of the essential
details. Thus, the petition remained essentially unverified.
¶ 13 Finally we reject defendant’s argument that, because section 122-1(b) of the Act provides
that “[t]he proceeding shall be commenced by filing with the clerk of the court in which the
conviction took place a petition *** verified by affidavit” (emphasis added) (725 ILCS
5/122-1(b) (West 2010)), his postconviction proceeding was never properly commenced, and
the dismissal should be without prejudice. In Carr, on very similar facts, we affirmed a first-
stage dismissal–a with-prejudice dismissal (People v. Barber, 381 Ill. App. 3d 558, 560 n.1
(2008))–based on the defendant’s failure to properly verify his petition. Carr, 407 Ill. App.
3d at 515-16. We will not deviate from that rule here.
¶ 14 III. CONCLUSION
¶ 15 For the reasons stated, we affirm the first-stage dismissal of defendant’s postconviction
petition.
¶ 16 Affirmed.
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