People v. Coots , 2012 IL App (2d) 100592 ( 2012 )


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  •                            ILLINOIS OFFICIAL REPORTS
    Appellate Court
    People v. Coots, 
    2012 IL App (2d) 100592
    Appellate Court            THE PEOPLE OF THE STATE OF ILLINOIS, Plaintiff-Appellee, v.
    Caption                    AMANDA K. COOTS, Defendant-Appellant.
    District & No.             Second District
    Docket No. 2-10-0592
    Filed                      April 16, 2012
    Held                       Defendant’s conviction for drug-induced homicide arising from the death
    (Note: This syllabus       of her companion from heroin was reversed and the cause was remanded
    constitutes no part of     for a new trial where defense counsel was ineffective in failing to request
    the opinion of the court   a complete instruction on the meaning of “delivery,” especially when the
    but has been prepared      jury’s question about the meaning of “delivery” suggested that defendant
    by the Reporter of         could be found guilty of drug-induced homicide for merely handing
    Decisions for the          heroin to the victim.
    convenience of the
    reader.)
    Decision Under             Appeal from the Circuit Court of McHenry County, No. 09-CF-827; the
    Review                     Hon. Sharon L. Prather, Judge, presiding.
    Judgment                   Reversed and remanded.
    Counsel on                 Thomas A. Lilien and Barbara R. Paschen, both of State Appellate
    Appeal                     Defender’s Office, of Elgin, for appellant.
    Louis A. Bianchi, State’s Attorney, of Woodstock (Lawrence M. Bauer
    and Jay Paul Hoffmann, both of State’s Attorneys Appellate Prosecutor’s
    Office, of counsel), for the People.
    Panel                      JUSTICE SCHOSTOK delivered the judgment of the court, with opinion.
    Justice Burke concurred in the judgment and opinion.
    Justice McLaren specially concurred in the judgment, with opinion.
    OPINION
    ¶1           After a jury trial, defendant, Amanda K. Coots, was convicted of drug-induced homicide
    (720 ILCS 5/9-3.3(a) (West 2008)), based on the death of Rustin Cawthon from heroin, and
    was sentenced to 10 years’ imprisonment. On appeal, she contends that (1) she was not
    proved guilty beyond a reasonable doubt, because the evidence showed at most that she and
    Cawthon jointly possessed the fatal heroin, not that she “deliver[ed]” (id.) it to him; and (2)
    her attorney was ineffective for failing to request a supplemental instruction, based on the
    joint possession theory, in response to the jury’s question about the meaning of “delivery.”
    We reverse and remand for a new trial.
    ¶2           The indictment against defendant alleged that she knowingly delivered a substance
    containing heroin, a controlled substance, to Cawthon, in violation of section 401 of the
    Illinois Controlled Substances Act (720 ILCS 570/401 (West 2008)), and that Cawthon died
    by ingesting some of the heroin. We summarize the pertinent evidence at trial.
    ¶3           Neil Patel testified as follows. On Friday, June 5, 2009, he managed the Super 8 Motel
    in McHenry. That evening, defendant and Cawthon checked into a room. The next day, at
    about 11 a.m., she and Cawthon checked out and left in a cab. At about 12:30 p.m., they
    returned and rented room 119. On Sunday, at about 10:45 a.m., housekeeper Leticia Cortez
    knocked on the door to room 119. Receiving no response, she opened the door and saw
    Cawthon sitting in a chair. Cortez left and told Patel what she had seen. Patel called the
    room, got no response, then went to the room and opened the door. Cawthon was not
    moving. Patel called the police.
    ¶4           McHenry police officer Derrick Kay testified that, shortly after 11 a.m. on June 7, 2009,
    he arrived at room 119. Cawthon was lying motionless in a recliner; foam had accumulated
    around his mouth and nose. Nobody else was there until medical personnel and Detective
    Marc Fisher entered.
    -2-
    ¶5          Kimberly Bostic, a McHenry County deputy coroner, testified as follows. At about 11:32
    a.m. on June 7, 2009, she arrived at room 119 and examined Cawthon’s body. Rigor mortis
    had set in. Bostic explained that rigor mortis sets in about 10 to 12 hours after death and
    starts to reverse itself about 24 to 36 hours after death. Bostic could not determine precisely
    when Cawthon died. Cawthon’s body was taken to the county morgue, where Bostic helped
    Dr. Mark Peters perform the autopsy. Peters testified that fluid samples from the laboratory
    established that Cawthon had died from the adverse effects of heroin.
    ¶6          Joane Kurth, a taxi driver, testified that, on June 6, 2009, at about 11:30 a.m., she picked
    up defendant and Cawthon at the Super 8. Kurth drove to a bank in Wauconda, where
    Cawthon exited. Five minutes later, he returned and told defendant that he had withdrawn
    $1,000 from his account. Kurth then returned to the Super 8, dropping defendant and
    Cawthon off at 12:30 or 1 p.m. At about 4:15 p.m., Kurth returned to the Super 8, where she
    picked up defendant, who was alone. Kurth drove her to a subdivision in Wauconda.
    ¶7          The trial court admitted a copy of a statement that defendant gave Fisher on June 8, 2009.
    It related the following. On the afternoon of Friday, June 5, 2009, Cawthon called her and
    asked whether she wanted to get a hotel room and “party.” She agreed, so they got a ride,
    picking up beer along the way. Next, they checked into the Super 8, drank beer in their room,
    and went to sleep. On Saturday, at 11 a.m., they took a cab to Cawthon’s bank, where he
    withdrew $1,000 and suggested that they “party” with heroin. Defendant said that she was
    not sure whether she could get heroin. They returned to the Super 8 and got another room.
    At Cawthon’s request, defendant made some calls, but with no luck. At about 3 p.m., she
    called “A.J.” for the third time; A.J. said that he could deliver six bags of heroin for $100 and
    would be there within an hour. At 3:30 or 4 p.m., defendant decided to take a cab home to
    shower and change, because she had no clean clothes at the motel. The cab arrived at about
    4 p.m. A.J. had not shown up yet. At about 4:30 p.m., defendant got home, showered, and
    ate. She called room 119 to tell Cawthon that she did not have a ride back to the motel, but
    nobody answered. At about 8 p.m., she went to sleep.
    ¶8          Detectives Fisher and Ryan Sciame interviewed defendant at the police station on August
    4, 2009. The trial court played the videotape for the jury. We summarize the tape.
    ¶9          Initially, defendant gave Fisher and Sciame approximately the same account as in her
    written statement. She said that, on the afternoon of June 6, 2009, she called several possible
    drug suppliers; that she called A.J. about an hour or an hour and a half after she checked into
    room 119, telling him that, if she were not there to meet A.J., Cawthon would be; and that
    she left the motel at about 3:30 or 4 p.m., before A.J. showed up. The detectives expressed
    doubt that she had left before A.J. showed up. They noted that phone records proved that A.J.
    had been at the Super 8 before defendant left. Further, the evidence of when Cawthon went
    into rigor mortis proved that he was already dead when defendant left. Defendant then
    changed her story.
    ¶ 10        Defendant told the detectives that A.J. “brought up the shit” and dropped it off, although
    she could not remember exactly when. Sciame told defendant that she had said she left the
    motel at 4 p.m., and he asked how long before then A.J. had dropped off the heroin. She
    responded, “probably an hour, tops.” After A.J. left, Cawthon told defendant that he wanted
    -3-
    to “go first.” Defendant, who had brought along only one needle, acquiesced. Cawthon, who
    was sitting on the bed, ingested the first bag. As defendant was using her first two bags
    simultaneously, Cawthon complained that he was not high, and he asked for another bag.
    Defendant told him, “You need to just wait.” Defendant estimated that she waited 10 to 15
    minutes. During that time, Cawthon “kept begging and begging.”
    ¶ 11       Defendant told the detectives, “I had the bags in my pocket, so I wasn’t going to give it
    to him.” Cawthon kept “begging,” so she said, “All right, Rusty, whatever. You’re a grown
    man, you do what you’ve got to do.” Defendant explained, “it was his money, he paid for it.”
    She gave him another bag. She then threw her one needle into the garbage, took her cooker,
    and left.
    ¶ 12       Defendant next said that, on June 6, 2009, she and Cawthon arrived at room 119 between
    1:30 and 2 p.m. Shortly afterward, A.J. “came in, gave it to me, and walked back out.” He
    was there about five minutes, leaving at about 2:30 p.m. Defendant left the motel between
    3:30 and 4 p.m.
    ¶ 13       The interview returned to defendant’s and Cawthon’s use of the heroin. Defendant said
    that Cawthon sat at the desk against the wall and used defendant’s needle to inject one bag.
    Five minutes later, he started “bitching” that he was “not even high,” and he asked defendant
    for “another one.” Defendant told him to “wait a little bit.” Five minutes later, Cawthon
    complained again that he was “not high.” He “bitched for maybe 5 or 10 minutes” while
    defendant was finishing her first two bags. When she was done, she “gave him the bag.”
    Cawthon injected the second bag while sitting on the bed, then got up and sat in the chair.
    ¶ 14       In closing arguments, the parties focused on whether the evidence proved that defendant
    had “deliver[ed]” (720 ILCS 5/9-3.3(a) (West 2008)) heroin to Cawthon. The State
    contended that defendant was guilty because she “gave Rustin Cawthon heroin” that killed
    him. The heroin “went from [defendant’s] hand into Rustin Cawthon’s bloodstream by
    injecting it with the rig that [defendant] gave to him.” That Cawthon paid for the heroin did
    not negate defendant’s guilt. More important was that defendant, not Cawthon, had a
    supplier–A.J.–and she called him repeatedly to obtain heroin. Also, she gave Cawthon one
    bag, lent him her needle to ingest it, and then removed another bag from her pocket and
    handed it to Cawthon. The heroin that defendant removed from her control and gave
    Cawthon contributed to his death, making her guilty of drug-induced homicide.
    ¶ 15       In response, defendant’s attorney observed that the decision to “party” originated with
    Cawthon and that Cawthon used his money, not hers, to obtain the heroin. Defendant’s
    attorney told the jury that defendant and Cawthon were both “consumers of heroin” who
    were “at the bottom of the food chain in the heroin distribution cycle.” In rebuttal, the State
    countered that, according to the evidence, defendant had called A.J., arranged the purchase,
    and given Cawthon both the heroin and the needle that he used to consume it.
    ¶ 16       During deliberations, the jury sent the judge a note reading, “With respect to the
    definition of the term ‘delivery,’ may the jury reasonably interpret the term to mean
    ‘give[?]’ ” The judge proposed “to refer the jury to their jury instructions.” The prosecutor
    and defendant’s attorney agreed. The judge wrote to the jury, “Please refer to your jury
    instructions.” The jury convicted defendant. The court denied her motion for a new trial and
    -4-
    sentenced her to 10 years’ imprisonment. She appealed.
    ¶ 17        On appeal, defendant contends first that she was not proved guilty beyond a reasonable
    doubt, because the evidence did not allow the jury to find that she “unlawfully deliver[ed]”
    (720 ILCS 5/9-3.3(a) (West 2008)) the heroin that caused Cawthon’s death. (Emphasis
    added.) Relying on a line of foreign case law that appears to have originated with United
    States v. Swiderski, 
    548 F.2d 445
    (2d Cir. 1977), defendant contends that the evidence
    proved only that she and Cawthon jointly possessed the heroin and that their status as joint
    possessors meant that she was not guilty of delivering the heroin to Cawthon.
    ¶ 18        In considering a challenge to the sufficiency of the evidence, we ask only whether, after
    viewing all of the evidence in the light most favorable to the State, any rational fact finder
    could have found the elements of the offense proved beyond a reasonable doubt. People v.
    Ward, 
    154 Ill. 2d 272
    , 326 (1992); People v. Hill, 
    272 Ill. App. 3d 597
    , 603-04 (1995). The
    trier of fact is responsible for determining the witnesses’ credibility, weighing their
    testimony, and deciding on the reasonable inferences to be drawn from the evidence. People
    v. Lamon, 
    346 Ill. App. 3d 1082
    , 1089 (2004).
    ¶ 19        Whether defendant’s conduct fit within the statute turns not only on what facts the jury
    could reasonably have found, but also on the legal effect of those facts. Therefore, we must
    construe the drug-induced-homicide statute, specifically the language “delivering a
    controlled substance to another.” 720 ILCS 5/9-3.3(a) (West 2008). To begin, we discuss
    Swiderski and related authority.
    ¶ 20         In Swiderski, the court framed the issue as “whether joint purchasers and possessors of
    a controlled substance, who intend to share it between themselves as users, may be found
    guilty of the felony of possession ‘with the intent to distribute’ ” under the pertinent federal
    statute. 
    Swiderski, 548 F.2d at 447
    . The evidence, viewed most favorably to the prosecution,
    showed the following. Swiderski arranged to buy cocaine from Davis. A few days later,
    Swiderski and De Los Santos, his fiancée and codefendant, picked up Davis in Swiderski’s
    van, showed him a large sum of cash, and drove to an apartment. There, Bush, a supplier
    whom Davis had found, gave Swiderski cocaine. Swiderski and De Los Santos both sampled
    it. She said that it was not good enough for their personal use, but they had a buyer who
    would take it; Swiderski paid Bush $1,250 and put the cocaine into his pocket. They drove
    off with Davis. Drug enforcement agents stopped Swiderski’s van and arrested the
    defendants. Searches revealed that Swiderski had $529 cash in his pocket; De Los Santos had
    $3,100 cash and the cocaine in her purse. 
    Id. at 447-48.
    ¶ 21        The government argued to the jury that the defendants were guilty of possession with the
    intent to distribute even if they had bought the cocaine intending solely to share it between
    themselves as users. During deliberations, the jury asked the trial court whether, had both
    defendants possessed the cocaine, intent to distribute could “ ‘mean giving the drug to the
    other[,] or must third parties be involved?’ ” 
    Id. at 449.
    The judge instructed the jury that
    distribution could be satisfied solely by a transfer from one defendant to the other. The jury
    found both defendants guilty. 
    Id. ¶ 22
           The court of appeals reversed. It observed that the statute defined “distribute” as
    “deliver,” which in turn was defined as to “transfer.” Id.; see 21 U.S.C. § 802(8), (11) (2006).
    -5-
    The court then sought to place the statute into “the statutory drug enforcement scheme as a
    whole, which draws a sharp distinction between drug offenses of a commercial nature and
    illicit personal use of controlled substances.” 
    Swiderski, 548 F.2d at 449
    . Congress had
    intended to penalize the former more severely than the latter, because commercial trafficking
    “tends to have the dangerous, unwanted effect of drawing additional participants into the web
    of drug abuse.” 
    Id. at 450.
    However:
    “[W]here two individuals simultaneously and jointly acquire possession of a drug for
    their own use, intending only to share it together, their only crime is *** simple joint
    possession, without any intent to distribute the drug further. Since both acquire
    possession from the outset and neither intends to distribute the drug to a third person,
    neither serves as a link in the chain of distribution. For purposes of the [federal statute,]
    they must therefore be treated as possessors for personal use rather than for further
    distribution.” 
    Id. ¶ 23
           Unlawful delivery did not include “the exchange of physical possession between two
    persons who jointly acquired and hold the drug for their own use.” 
    Id. Thus, the
    trial court
    had erred in instructing the jury that either defendant intended to deliver the cocaine even if
    he or she planned only to give it to the other one. The court reduced the convictions to simple
    possession. 
    Id. at 452.
    ¶ 24        In People v. Edwards, 
    702 P.2d 555
    (Cal. 1985), which did not rely on Swiderski, the
    defendant was convicted of furnishing and/or administering heroin and second-degree
    murder. The victim was his girlfriend, Rogers. The evidence showed that, at a bar, one Royce
    told the defendant and Rogers that he could get heroin for them. The defendant and Rogers
    agreed with the idea and, along with Royce and a woman, Mullican, drove to a motel. The
    defendant gave Mullican money. Mullican exited, purchased the heroin, and returned to the
    car. The foursome drove to Mullican’s house. There, she injected both the defendant and
    Rogers with heroin. Rogers died from an accidental overdose. 
    Id. at 557-58.
    ¶ 25        The California Supreme Court held that the trial court erred in refusing to instruct the
    jury that the defendant could not be convicted of furnishing heroin to Rogers if he and
    Rogers were merely co-purchasers of the heroin. (The court also held that the jury should
    have been instructed on the offense of involuntary manslaughter. This holding was based on
    the same reasoning as follows.) The court recognized a distinction “between one who sells
    or furnishes heroin and one who simply participates in a group purchase ***, at least where
    the individuals involved are truly ‘equal partners’ in the purchase and the purchase is made
    strictly for each individual’s personal use.” 
    Id. at 559.
    The court cautioned that it expected
    “few cases involving a copurchase by truly equal partners” and that, if one of the purchasers
    takes a more active role in instigating, financing, arranging, or carrying out the purchase, he
    might still be guilty of furnishing to the less active one. 
    Id. at 559
    n.5
    ¶ 26        The court held that the trial court should have provided the instructions at issue, because
    the jury reasonably could have found that the defendant and Rogers had been equal partners.
    There was evidence that (1) Royce instigated the purchase; (2) the purchase money was
    supplied by both the defendant and Rogers; (3) the defendant and Rogers mutually decided
    on the purchase; and (4) the defendant and Rogers both actively consummated the purchase.
    -6-
    
    Id. at 559
    -60.
    ¶ 27       In State v. Carithers, 
    490 N.W.2d 620
    (Minn. 1992), the Minnesota Supreme Court
    construed a statute making it felony murder to proximately cause the death of another person
    by furnishing a controlled substance, with “furnishing” defined as, in part, “ ‘delivering ***
    distributing or administering.” 
    Id. at 620
    (quoting Minn. Stat. § 609.195(b) (1990)). In
    separate cases, each of the two defendants had purchased a controlled substance, taken it
    home, and shared the use with his or her spouse, who died. The court held that neither could
    be convicted under the statute:
    “If a husband and wife jointly acquire the drug, each spouse has constructive
    possession from the moment of acquisition, whether or not both are physically present
    at the transaction. The absent spouse could be charged with constructive possession at
    any time following the purchase by his or her confederate. That the absent spouse did not
    exercise physical control over the substance at the moment of acquisition is an
    irrelevancy when there is no question that the absent spouse was then entitled to exercise
    joint physical possession.” (Emphasis in original.) 
    Id. at 622.
    ¶ 28       Discussing Swiderski, the court allowed that one who acquires drugs on his own, then
    uses them with another, might come within the statute. However, the cases before the court
    involved only “joint acquisition and possession of drugs” under circumstances not showing
    a sale, transfer, or delivery to the victim. 
    Id. at 623-24;
    see also State v. Lopez, 
    819 A.2d 486
    ,
    493-94 (N.J. Super. Ct. App. Div. 2003) (citing Swiderski, court held that defendant could
    not be convicted of possession with intent to distribute marijuana merely for having jointly
    acquired and possessed marijuana with other person solely for their own use).
    ¶ 29       Not all defendants who have invoked Swiderski have succeeded. Several courts have
    construed its holding narrowly. In particular, they have held that the fact that two or more
    people have paid for drugs will not prevent one of them from being guilty of delivery or
    distribution–or intent to deliver or distribute–if he alone obtains the drugs at a separate
    location and then returns to share their use with his co-purchasers. In United States v. Wright,
    
    593 F.2d 105
    (9th Cir. 1979), the defendant was convicted of distributing heroin. On appeal,
    he argued that the trial court should have given the jury an instruction based on Swiderski.
    The court disagreed, holding that Swiderski, “even if correct,” did not control. 
    Id. at 108.
           Crucial was that, at best, the evidence had shown only that the distributee asked the
    defendant to buy heroin for both of them to use; that she gave him the money to buy the
    heroin but did not tell him where to buy it; and that the defendant left her residence and
    returned, after which he and she enjoyed the heroin together. 
    Id. Thus, the
    defendant had
    facilitated the transfer of the drug, whereas Swiderski and his co-user had “ ‘simultaneously
    and jointly acquire[d] possession of a drug for their [his and another’s] own use.’ ” 
    Id. (quoting Swiderski,
    548 F.2d at 450). In Wright, the two co-purchasers had not acquired the
    drug simultaneously at the same place; rather, by his separate errand, the defendant had
    “operated as the link between the person with whom he intended to share the heroin and the
    drug itself.” 
    Id. Therefore, he
    had no right to the Swiderski instruction. 
    Id. ¶ 30
          In State v. Toppan, 
    425 A.2d 1336
    (Me. 1981), the court, in contrast to the Carithers
    court, rejected a property-rights-based approach to distinguishing delivery from joint
    -7-
    possession. The defendant grew marijuana in a garden on property that he and his wife
    owned in joint tenancy. The marijuana garden was “a joint enterprise, the product of which
    was to be enjoyed solely” by the defendant and two friends. 
    Id. at 1338.
    All three had
    contributed money, seeds, and labor to the production effort. 
    Id. at 1337.
    After the defendant
    was convicted of unlawfully furnishing marijuana, he appealed. He contended that he had
    not furnished–i.e., transferred–the marijuana to his fellow venturers, because, from the start,
    all three had shared ownership and possession of the drug. The court disagreed. Because the
    possession, transfer, and sale of marijuana were against the law, the business agreement
    created no rights of ownership or possession. 
    Id. at 1339.
    Therefore, the crucial consideration
    was that, before the harvest, the defendant had had “practical control” over the marijuana
    (having owned the farm on which it was grown), so that, by dividing the crop, he transferred
    “factual control” of some of the drug to his friends. 
    Id. ¶ 31
           Long v. United States, 
    623 A.2d 1144
    (D.C. 1993), followed Toppan’s reasoning. The
    defendant was convicted of possessing heroin with the intent to distribute it. He and several
    friends had contributed to a fund to purchase heroin to consume among themselves. The
    defendant took the money, bought the drug on the street, then returned to his apartment,
    where he started to prepare the heroin but was interrupted by a police raid. On appeal, he
    contended that he should have been allowed to argue to the jury that his conduct was not
    distribution or intended distribution under the federal statute. The court of appeals affirmed.
    Following Wright, the court distinguished Swiderski as having involved a joint and
    simultaneous purchase by the co-users, whereas in Long the defendant had brought the drugs
    home to his friends, thus serving as “ ‘a link in the chain of distribution.’ ” 
    Id. at 1151
           (quoting 
    Swiderski, 548 F.2d at 450
    ).
    ¶ 32        Also, following Toppan, the court rejected the defendant’s argument that his companions,
    having paid for the heroin, thereby immediately became joint possessors, each with a right
    to his fair share of the drug. The court reasoned that nobody has a property right in
    contraband. 
    Id. at 1148.
    Therefore, without recourse to rules that “might prevail if Long had
    purchased rare books, rice, or roses” (id.), the crux of the matter was whether the defendant
    had had “ ‘practical control’ ” of the heroin (id. (quoting 
    Toppan, 425 A.2d at 1339
    )). He
    had. Thus, had he realized his intention to divide the heroin among the co-purchasers, a
    “ ‘transfer of factual control’ ” would have occurred. (Emphasis omitted.) Id. (quoting
    
    Toppan, 425 A.2d at 1339
    ).
    ¶ 33        Other courts have similarly held that one who obtains drugs on his own and then transfers
    physical possession to another has committed delivery and not mere joint possession, even
    if the other person paid for all or part of the contraband and it was purchased solely for use
    by one or both of them. In State v. Moore, 
    529 N.W.2d 264
    (Iowa 1995), the defendant was
    convicted of delivery of a controlled substance. The evidence showed that he bought and
    paid for heroin, which he brought home. There, he injected his wife with the drug three
    times, the first two times with her consent, and the third time against her will. Affirming the
    conviction, the court held that the defendant had “delivered” the heroin, even if he had done
    so after his wife had obtained “constructive possession” of it. 
    Id. at 266.
    The court
    distinguished Swiderski as having involved two people who were equally active in the
    original purchase, having simultaneously acquired drugs for their own use. 
    Id. In Moore,
    by
    -8-
    contrast, as in Wright, the defendant purchased the drugs by himself and later shared them
    with another. 
    Id. ¶ 34
           In Commonwealth v. Johnson, 
    602 N.E.2d 555
    (Mass. 1992), the defendant was
    convicted of trafficking–i.e., unlawful distribution (physical transfer) of cocaine. Affirming,
    the court held that the trial court properly refused to instruct the jury that, if two or more
    people contribute to money to buy drugs but only one person carries out the purchase, he is
    guilty only of possession. 
    Id. at 559.
    Swiderski did not apply, being limited to when two or
    more people simultaneously acquire possession at the outset. 
    Id. Instead, Wright
    controlled.
    
    Id. ¶ 35
           The Illinois statute under which defendant was convicted is essentially similar to the
    foreign statutes at issue in the foregoing cases. The statute centers on “unlawfully delivering
    a controlled substance to another” (720 ILCS 5/9-3.3(a) (West 2008)), with “delivering”
    being defined as “the actual, constructive or attempted transfer of possession of a controlled
    substance, with or without consideration, whether or not there is an agency relationship” (720
    ILCS 570/102(h) (West 2008); see People v. Boand, 
    362 Ill. App. 3d 106
    , 141 (2005)). There
    is little case law in Illinois applying this language, so we turn to the foregoing foreign cases
    in deciding both whether defendant was proved guilty beyond a reasonable doubt and
    whether her trial counsel was ineffective for failing to request an instruction in response to
    the jury’s question about the meaning of “delivering.”
    ¶ 36        The case law that we have discussed is not wholly consistent, but we can say that it
    addresses two paradigmatic situations. One is when the defendant and the co-user
    “simultaneously and jointly acquire possession of a drug for their own use, intending only
    to share it together.” (Emphasis added.) 
    Swiderski, 548 F.2d at 450
    . In that situation,
    regardless of whether any legal rights of possession can be said to have accrued, the co-
    purchasers are, from the outset, in “joint possession” (in the criminal-law sense) with no
    intention of distributing the illicit substance to a third party. 
    Id. Under Swiderski,
    the
    defendant is guilty not of delivery but merely of possession. We follow Swiderski (and
    Lopez) to the extent that we hold that joint and simultaneous acquisition of contraband, in
    itself, will not support a conviction of drug-induced homicide. There must be something
    more than “a copurchase by truly equal partners.” 
    Edwards, 702 P.2d at 559
    n.5.
    ¶ 37        The other paradigmatic situation, presented in Toppan, Wright, Moore, Johnson, and
    Carithers, arises when the defendant separately procures the drug in the absence of the co-
    user (and perhaps co-purchaser), then physically transfers possession to the co-user, with no
    intent to convey any to a third party. In that situation, all of the mentioned opinions except
    Carithers hold that the defendant is guilty of delivery and is not merely a joint possessor. We
    agree: not only are Swiderski’s language and facts limited to would-be users who “jointly and
    simultaneously acquire possession” (
    Swiderski, 548 F.2d at 450
    ), but, when one person
    acquires the drug himself, then physically transfers possession to another, he has “operated
    as [a] link between the person with whom he intended to share the [drug] and the drug itself”
    
    (Wright, 593 F.2d at 108
    ). In that situation, the co-users are not “truly equal partners,”
    because one has taken “a more active role in *** carrying-out [sic] the drug transaction.”
    
    Edwards, 702 P.2d at 559
    n.5.
    -9-
    ¶ 38       Carithers rejects the narrow reading of Swiderski, holding that even one who separately
    procures and then transfers drugs to a co-purchaser is not guilty of delivery. We find
    Carithers unsound. Aside from departing from the weight of authority, Carithers imports
    notions of property rights and legal ownership into the realm of contraband, reasoning that,
    even if one prospective user acquires the drugs on his own, the other prospective user is
    “immediately entitled to exercise joint physical dominion and control or actual physical
    possession over [sic] those drugs at all times following the completion of the sale.”
    (Emphasis added.) 
    Carithers, 490 N.W.2d at 622
    .
    ¶ 39       Like the courts in Toppan and Long, we do not understand how anyone can become
    “entitled” to exercise dominion over something that cannot legally be possessed. An
    “entitlement” to possess contraband is a contradiction in terms. Of course, the absence of any
    legal right to possess contraband does not negate the concept of possession, including joint
    possession of contraband–in the sense that the criminal law uses these terms. And the
    absence of any legal right to possess the contraband does not render irrelevant a defendant’s
    subjective beliefs about a co-user’s rights–because even legally unfounded subjective beliefs
    may be relevant to the existence of joint possession at a given moment, and that in turn bears
    on the question of delivery.
    ¶ 40       We turn to the case at hand. The first thing to observe is that, given the facts that are not
    in dispute, this case does not fit neatly within either Swiderski or the Wright line of cases.
    There was evidence that defendant and Cawthon both participated actively in procuring the
    heroin. Cawthon originated the idea, and he paid for the heroin. However, defendant actually
    made the calls, located a supplier, and ordered the drug. When A.J. delivered the heroin,
    defendant did not go separately to pick it up. Instead, she and Cawthon were present together
    for the delivery. However, A.J. did not give the heroin to both of them or leave it in a
    mutually accessible area. Rather, he gave it to defendant, who put it into her pocket.
    ¶ 41       Most of the pertinent evidence appears to be undisputed. But, even so, we conclude that
    the resolution of the trial depended on debatable inferences going to the interrelated
    questions of “practical control” and joint possession–and thus to the ultimate issue of
    whether any physical transfer of heroin from defendant to Cawthon was a delivery. Put
    simply, we hold that the evidence allowed a reasonable jury either to convict or to acquit
    defendant.
    ¶ 42       Under Swiderski, that two co-purchasers jointly acquire and possess drugs for their sole
    personal use is insufficient, in itself, to convict either one of delivering the drugs to the other.
    Defendant contends that, even viewed most favorably to the State, the evidence showed no
    more than such joint possession at all pertinent times. We do not agree. Either the existence
    or the nonexistence of joint possession at a pertinent time could have been found by a
    reasonable jury. This is because the question of joint possession may turn on what inferences
    to draw about the two co-users’ intent.
    ¶ 43       A person possesses drugs when he knows of their presence and they are in his immediate
    and exclusive possession or control. People v. Schmalz, 
    194 Ill. 2d 75
    , 81 (2000). Although
    possession must be “exclusive,” it may simultaneously be joint. 
    Id. at 82.
    “[I]f two or more
    persons share immediate and exclusive control or share the intention and power to exercise
    -10-
    control, then each has possession [citation].” (Emphasis added.) 
    Id. We note
    that the
    designation of “control” as a necessary element of possession parallels the Toppan line of
    cases’ use of “practical control” as the key to distinguishing a deliverer from a mere joint
    possessor.
    ¶ 44       Here, a rational fact finder could conclude that Cawthon’s second bag of heroin caused
    his death and that, immediately before removing the bag from her pocket, defendant alone
    possessed it. A rational jury could–which is not to say need–infer that, immediately before
    the transfer, defendant had the “practical control” of the heroin and that she, but not
    Cawthon, intended to exercise control over what happened to it. At least some of defendant’s
    own words to the detectives support this inference. Most notably, she told them, “I had the
    bags in my pocket, so I wasn’t going to give it to him.” A permissible further inference, that
    Cawthon recognized defendant’s subjective right to control whether and when he received
    his second bag, would enable the jury to conclude that, even had there been joint possession
    at some prior point, that was no longer the situation. Based on this reading of the parties’
    intentions, a rational jury could find defendant guilty of delivering the fatal heroin and not
    merely possessing it jointly with Cawthon.
    ¶ 45       Of course, we recognize that, under the standards that we adopt, a rational jury might
    resolve the question of delivery versus joint possession in defendant’s favor. Surely, much
    of what defendant told the detectives could be read this way, e.g., “it was his money, he paid
    for it.” The jury had to weigh both the credibility and the implications of defendant’s varied
    and perhaps inconsistent remarks to the detectives. In short, this was a close and difficult
    case on the facts. Further, we recognize that the jury, with no guidance on the meaning of
    “delivery” in the drug-induced-homicide statute, might well have given that term a broader
    meaning than it deserves, to the prejudice of defendant. Therefore, we agree with defendant
    that her trial counsel was ineffective for failing to request that the trial court answer the jury’s
    question and, more specifically, for failing to tender an instruction that would have limited
    the definition of “delivery.”
    ¶ 46       We do not fault trial counsel for failing to anticipate our holding. Also we acknowledge
    that, in closing argument, he invoked the delivery-is-not-joint-possession theory indirectly,
    emphasizing that both defendant and Cawthon had actively pursued the purchase of heroin
    and contending that both had been mere “consumers of heroin” who were “at the bottom of
    the food chain in the heroin distribution cycle.” Nonetheless, we conclude that counsel’s
    failure to submit a proposed supplemental instruction on the meaning of “delivery” was
    objectively unreasonable and, given the closeness of the evidence, prejudiced defendant.
    ¶ 47       To succeed on a claim of ineffective assistance of counsel, a defendant must demonstrate
    that (1) counsel’s performance was objectively unreasonable; and (2) it is reasonably
    probable that, but for counsel’s unprofessional errors, the result of the proceeding would
    have been different. Strickland v. Washington, 
    466 U.S. 668
    , 688, 694 (1984); People v.
    Evans, 
    369 Ill. App. 3d 366
    , 383 (2006). Here, during deliberations, the jury asked the trial
    court whether it could reasonably interpret the term “delivery” to mean “give.” The trial
    judge decided not to answer the question, and defendant’s counsel acquiesced in this
    decision. Both the judge and defendant’s counsel erred; the question should have been
    answered directly, and the lack of an answer may well have resulted in a conviction based
    -11-
    on legally insufficient factual findings.
    ¶ 48        “[T]he general rule is that the trial court has a duty to provide instruction to the jury
    where it has posed an explicit question or requested clarification on a point of law arising
    from facts about which there is doubt or confusion.” People v. Childs, 
    159 Ill. 2d 217
    , 228-
    29 (1994). “This is true even though the jury was properly instructed originally.” 
    Id. at 229.
    ¶ 49        Reversible error can occur when the jury asks the trial court to define a key term used in
    the instructions but the court refuses the request. Thus, in People v. Brouder, 
    168 Ill. App. 3d
    938 (1988), the defendant was charged with resisting arrest, which required the State to
    prove that he had “ ‘knowingly resisted’ ” arrest. 
    Id. at 941.
    During deliberations, the jury
    requested a clarification of the term “ ‘knowingly.’ ” 
    Id. at 946.
    The defendant’s attorney
    tendered a proposed definition, but the trial judge reserved his ruling on the request. Before
    the judge could respond to the request, the jury convicted the defendant. 
    Id. at 947.
    On
    appeal, the court held that the trial court erred in refusing to clarify the statutory term,
    because the jury’s confusion impaired its ability to apply the law properly to the facts. 
    Id. at 948;
    accord People v. Lowry, 
    354 Ill. App. 3d 760
    , 765-67 (2004) (trial court erred reversibly
    in refusing jury’s request for definition of “knowingly” as used in aggravated battery charge,
    and defendant’s counsel was ineffective for failing to offer definition).
    ¶ 50        In People v. Kamide, 
    254 Ill. App. 3d 67
    (1993), the defendant was charged with driving
    with a blood-alcohol concentration of 0.10 or more. The jury asked the court whether the
    term “alcohol” included the type that had been present in the drug that the defendant inhaled
    to treat his asthma. The trial court declined to answer the question, and the defendant was
    convicted. On appeal, we held that the refusal was reversible error: the jury had expressed
    confusion on a question of law, and the trial court could have cleared up the confusion by
    instructing the jury that the defendant’s asthma medicine was not “alcohol” within the
    meaning of the statute. As it was, the jury might have convicted the defendant without
    actually having found facts sufficient to establish his guilt under the statute. 
    Id. at 71-72;
    see
    also, e.g., People v. Landwer, 
    279 Ill. App. 3d 306
    , 316 (1996) (where defendant relied on
    defense of entrapment, trial court reversibly erred in refusing to address jury’s confusion
    about meaning of term “ ‘originated’ ” in entrapment instruction, as it created danger that
    jury would reject defense because it misunderstood the law); People v. Crockett, 314 Ill.
    App. 3d 389, 404 (2000) (where defendant’s defense was that he did not participate in
    charged offenses but was mere spectator, trial court was obligated to answer jury’s request
    to define “ ‘abet,’ ” used in instructions, as refusal to clarify term risked allowing conviction
    based on innocent conduct).
    ¶ 51        In this case, the trial court’s refusal to clarify the jury’s confusion over the meaning of
    “delivery”–obviously the linchpin in this case–created a serious danger that the jury would
    (and did) convict defendant based on facts that were legally insufficient to establish delivery
    under the drug-induced-homicide statute. Of course, as defendant concedes, it is difficult to
    hold that the trial court reversibly erred when defendant acquiesced in the mistake. But we
    agree with her that counsel’s failure was both objectively unreasonable and prejudicial.
    ¶ 52        Indeed, the situation here is strikingly similar to that in Swiderski. There, the jury asked
    the trial court, in essence, whether a defendant could “distribute” the cocaine merely by
    -12-
    giving it to his or her codefendant for the other’s personal use. 
    Swiderski, 548 F.2d at 447
    -48.
    The court held that the trial court’s answer–yes–was reversible error, because mere giving
    was not distribution. 
    Id. at 452.
    ¶ 53       Here, similarly, the jury asked whether “delivery” could mean “give.” Thus, not only was
    the jury confused about a question of law, but it was at least entertaining the belief that
    defendant could be found guilty for doing no more than handing heroin to Cawthon (which,
    of course, it is uncontroverted that she did). This danger might have been heightened by the
    State’s closing argument, in which it contended that defendant was guilty because she “gave
    Rustin Cawthon the heroin” and because the heroin “went from [defendant’s] hand into
    Rustin Cawthon’s bloodstream by injecting it with the rig that [defendant] gave to him.” In
    any event, given the extreme closeness of this case, the danger that the jury might have
    believed that it could find that defendant “delivered” the fatal heroin to Cawthon merely by
    handing it to him denied defendant a fair trial.
    ¶ 54       We agree with defendant that her attorney should have requested that the trial court
    answer the jury’s question. Further, we agree with defendant that, to avert the danger of a
    conviction based on an error of law, her attorney should have tendered, and the court should
    have given, two pattern instructions that would have clarified the term “deliver.” See Illinois
    Pattern Jury Instructions, Criminal, No. 17.05A(1), (2) (4th ed. 2000) (defining “deliver” as
    “to transfer possession or to attempt to transfer possession” and saying that “possession”
    includes constructive possession); Illinois Pattern Jury Instructions, Criminal, No. 4.16 (4th
    ed. 2000) (defining “possession”). We note that the trial court gave only the third part of the
    instruction defining “deliver,” stating that a delivery does not require money or other
    consideration, but it did not give the first two parts of the instruction. Defendant’s attorney
    should have requested, and the court should have given, the entire instruction.
    ¶ 55       Because defendant’s trial counsel was ineffective, defendant is entitled to a new trial.
    ¶ 56       For the foregoing reasons, the judgment of the circuit court of McHenry County is
    reversed, and the cause is remanded for a new trial.
    ¶ 57      Reversed and remanded.
    ¶ 58       JUSTICE McLAREN, specially concurring.
    ¶ 59       I specially concur because I disagree with one aspect of the majority analysis. The
    majority relates: “Like the courts in Toppan and Long, we do not understand how anyone can
    become ‘entitled’ to exercise dominion over something that cannot legally be possessed. An
    ‘entitlement’ to possess contraband is a contradiction in terms.” Supra ¶ 39.
    ¶ 60       I believe that the concept of dominion and control relates to the understanding between
    the parties that they are “entitled” to exercise dominion and control. Whether the
    understanding is based upon a joint venture, the contemplation or threat of force, or some
    other abstruse concept, it is not required that legally consistent concepts of dominion and
    control be the sine qua non. See People v. Drake, 
    288 Ill. App. 3d 963
    , 969 (1997) (“Where
    two or more people share immediate and exclusive control or share the intention and power
    -13-
    to exercise control, there arises a situation of joint possession. [Citation.] Even where there
    is no physical possession, constructive possession may exist where there is an intent and
    capacity to maintain control and dominion over the contraband, and this may be proved by
    showing that the defendant controlled the premises where it was found.”).
    ¶ 61       Were I to accept the majority’s perception that “entitlement” to possess contraband is a
    contradiction in terms, it would seem to me that the State would be hard-pressed to ever
    convict a person of simultaneously possessing contraband with another person, and the
    concept of “joint possession” would prove to be an oxymoron.
    -14-