People v. McCovins ( 2011 )


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  •                              ILLINOIS OFFICIAL REPORTS
    Appellate Court
    People v. McCovins, 
    2011 IL App (1st) 081805-B
    Appellate Court              THE PEOPLE OF THE STATE OF ILLINOIS, Plaintiff-Appellee, v.
    Caption                      RAYVON McCOVINS, Defendant-Appellant.
    District & No.               First District, Fourth Division
    Docket No. 1-08-1805
    Filed                        September 1, 2011
    Held                         On appeal from defendant’s convictions for battery and aggravated
    (Note: This syllabus         battery with a firearm, defendant admitted that he failed to properly
    constitutes no part of       preserve his contention that the trial court erred during voir dire when it
    the opinion of the court     merely made a broad statement about the principles set forth in Supreme
    but has been prepared        Court Rule 431(b) and then asked if the prospective jurors could “abide
    by the Reporter of           by” those principles, but did not ask whether they understood and
    Decisions for the            accepted each principle, and although the trial court did err, the evidence
    convenience of the           was not closely balanced and the error did not constitute plain error under
    reader.)
    the first prong of plain error review.
    Decision Under               Appeal from the Circuit Court of Cook County, No. 06-CR-27316; the
    Review                       Hon. James M. Schreier, Judge, presiding.
    Judgment                     Affirmed.
    Counsel on                   Michael J. Pelletier, Patricia Unsinn, Alan D. Goldberg, and David T.
    Appeal                       Harris, all of State Appellate Defender’s Office, of Chicago, for
    appellant.
    Anita M. Alvarez, State’s Attorney, of Chicago (James E. Fitzgerald,
    Peggy Ann Gill-Curtin, Alan J. Spellberg, and Eve Reilly, Assistant
    State’s Attorneys, of counsel), for the People.
    Panel                        JUSTICE PUCINSKI delivered the judgment of the court, with opinion.*
    Justices Salone and Sterba concurred in the judgment and opinion.**
    OPINION
    ¶1           Following a jury trial, defendant Rayvon McCovins was convicted of one count of
    aggravated battery with a firearm and one count of simple battery. He was sentenced to
    concurrent terms of 8½ years and 364 days. On appeal, defendant contends his convictions
    should be reversed and his case remanded for a new trial because the trial court violated
    Illinois Supreme Court Rule 431(b) (eff. May 1, 2007), which requires the trial court to
    question prospective jurors about their understanding and acceptance of the four principles
    set forth in the rule. The issue in the instant case is not whether a Rule 431(b) discussion
    occurred, but whether the inquiry satisfied Rule 431(b).
    ¶2           In an opinion filed on March 4, 2010, this court found that the trial court’s methodology
    satisfied Rule 431(b) and upheld defendant’s conviction. People v. McCovins, 
    399 Ill. App. 3d 323
     (2010). Thereafter, on March 7, 2011, the Illinois Supreme Court issued a supervisory
    order directing this court to vacate its judgment and reconsider its prior ruling in light of
    People v. Thompson, 
    238 Ill. 2d 598
     (2010). People v. McCovins, 
    239 Ill. 2d 574
     (2011)
    (table). On March 23, 2011, this court granted defendant leave to file a supplemental brief.
    On reconsideration, we again affirm defendant’s conviction.
    *
    Following Justice Frossard’s retirement, Justice Pucinski delivered the judgment of the
    court, with opinion. Justice Pucinski reviewed all relevant materials, including the court’s original
    opinion filed on March 4, 2010, and the supervisory order issued by our supreme court on March
    7, 2011.
    **
    Pursuant to Justice O’Brien’s retirement, Justice Salone has participated in the
    reconsideration of this case. Pursuant to Justice Gallagher’s retirement, Justice Sterba has
    participated in the reconsideration of this case. Justice Salone and Justice Sterba have both reviewed
    all relevant materials, including the original opinion filed on March 4, 2010, and the supervisory
    order issued by our supreme court on March 7, 2011.
    -2-
    ¶3                                     BACKGROUND
    ¶4       Defendant was charged with two counts of attempted first degree murder (720 ILCS 5/8-
    4 (a), 9-1(a)(1) (West 2006)), two counts of aggravated battery with a firearm (720 ILCS
    5/12-4.2 (West 2006)), and three counts of aggravated battery (720 ILCS 5/12-4(b)(8) (West
    2006)) in connection to an October 31, 2006, shooting of Jasmine Powell and Brytnnie
    Smith. The State nol-prossed the three aggravated battery counts and defendant elected to
    proceed by way of jury trial on the remaining charges.
    ¶5       At trial, Jasmine Smith (Jasmine S.)1 testified that on October 31, 2006, at approximately
    6 p.m. she was in a candy store located on the corner of Homan Street and Huron Street with
    her friends Jasmine Powell (Jasmine P.), Kiesha Johnson, Neisha Johnson and “Bobo,” a
    nine-year-old child. Jasmine Broxton, defendant’s sister, was also in the store and threw an
    egg at Keisha. In response, Neisha punched Broxton in the face. Neisha, Keisha, Jasmine P.,
    and Bobo then “jumped on” Broxton. The fight was broken up by several boys who were at
    the scene, one of whom, named “Smack,” drove Broxton away from the store.
    ¶6       Jasmine S. and her friends left the store and began walking down Christiana Street
    located nearby, and Nicole White, one of Jasmine S.’s friends, joined them. Defendant lived
    on Christiana Street and Jasmine S. and her friends encountered him as they were walking
    down the street. When White saw defendant, she swung a belt buckle at him. Bobo also
    struck defendant. In response, defendant ran across the street and entered his residence.
    Defendant exited his house shortly thereafter, holding a gun in his hands. When defendant
    was approximately 20 feet away from Jasmine S. and her friends, he began shooting at them.
    Jasmine S. ran away from defendant and heard him fire approximately nine shots. Jasmine
    S. also heard Jasmine P. and Brytnnie Smith (Brytnnie S.) cry out as they were running down
    the street.
    ¶7       Jasmine S. indicated that at the time of the shooting, she lived approximately one block
    away from defendant and had known defendant for approximately one year.
    ¶8       Jasmine P. confirmed that on October 31, 2006, she participated in a fight involving
    Jasmine Broxton, defendant’s sister. After the fight, when Jasmine P. and her friends were
    on Christiana Street, they were approached by defendant, who inquired about the altercation
    involving his younger sister. When Jasmine P. “made a smart comment” in response to
    defendant’s inquiry, defendant revealed that he had a gun in the waistband of his pants. At
    that time, a police car drove through the neighborhood and defendant ran off. When
    defendant returned to Christiana Street, Nicole White confronted him about pulling a gun on
    Jasmine P. and tried to hit him with a belt. Defendant ran off a second time. When he
    returned, defendant began chasing Jasmine P. and her friends and shot at them. As she was
    running away, Jasmine P. felt something go through her leg but she kept running until she
    reached an alley. After defendant shot her in the leg, Jasmine P. was taken to John Stroger
    Hospital to receive medical treatment. Her bone had been shattered and she stayed in the
    1
    A number of the State’s female witnesses have the same first and/or last name. For the sake
    of clarity, these witnesses will be referred to by their first name and the first letter of their last name.
    -3-
    hospital for approximately six days.
    ¶9         Brytnnie S. testified that at approximately 6:40 p.m. on October 31, 2006, she was
    “hanging around” with her friend Latoya Morgan on the 700 block of Christiana Street. She
    observed Jasmine S., Jasmine P. and Nicole White at that location. Defendant was outside
    across the street from his house, but retreated into his residence when some young boys
    threw bottles at him. Defendant then ran outside and started shooting. Brytnnie S. saw that
    defendant’s arm was extended, but she did not remember seeing a gun in defendant’s hands.
    She heard defendant fire approximately eight shots. Brytnnie S. began running north toward
    a nearby alley when defendant began shooting. As she was running, Brytnnie S. felt a “hard
    pounding” on the right side of her back. She almost fell, but was able to catch herself. When
    Brytnnie S. entered the alley, she saw Jasmine P. Jasmine P. had fallen to the ground and said
    that she had been shot in the leg. Police arrived at the scene and Brytnnie S. informed them
    that defendant had shot her. Brytnnie S. was then taken to Mount Sinai hospital. That
    evening, detectives assembled a photo array for Brytnnie S. to view and she was able to
    identify defendant as the shooter. Brytnnie S. had known defendant for approximately 10
    years prior to the shooting.
    ¶ 10       On November 3, 2006, Brytnnie S. found a bullet in the lining of her coat. She called the
    police and they removed the bullet. On November 6, 2006, Brytnnie S. received a phone call
    from defendant. During the conversation, defendant asked her if she was okay and then
    indicated that he had not seen her in the crowd when he fired his weapon. Defendant
    informed Brytnnie S. that he would not have fired his gun if he had known that she was
    present.
    ¶ 11       Chicago police officer Brian Thomas testified that on October 31, 2006, at approximately
    6:35 p.m., he and his partner received a dispatch over the radio about a shooting. In response,
    Officer Thomas and his partner drove to 745 North Christiana. At that location, Officer
    Smith encountered Jasmine P. and Brytnnie S. Jasmine P. had been shot in the leg and
    Brytnnie S. had a gunshot wound to her back. Officer Thomas conversed with the victims
    before they were transported to hospitals to receive medical treatment. Brytnnie S. and
    Jasmine P. both identified defendant as the shooter. Officer Thomas attempted to locate
    defendant that evening but he was not present at his house.
    ¶ 12       Detective Roland Rios testified that he and his partner, Jose Garcia, were assigned to
    investigate the shooting of Jasmine P. and Brytnnie S. Detective Rios conversed with
    Brytnnie S. in the emergency room at Mount Sinai hospital and she identified defendant as
    the shooter. After interviewing Brytnnie S., Detective Rios traveled to the scene of the
    shooting and attempted to interview possible witnesses to the shooting, but was unsuccessful.
    Detective Rios next interviewed Jasmine P. at Stroger Hospital. Jasmine P. also identified
    defendant as the man who shot her. Both Brytnnie S. and Jasmine P. used the name “Woods”
    to identify defendant. After conversing with the victims, Detective Rios generated a photo
    array, in which he included defendant’s picture. Brytnnie S. viewed the photographs and
    identified defendant as the man who shot her.
    ¶ 13       Officer Orlando Velasquez testified that on November 3, 2006, he and his partner, Lester
    Wright, traveled to Brytnnie S.’s house located at 730 North Spaulding. When they arrived
    -4-
    at her residence, Brytnnie S. handed Officer Velasquez a black leather jacket and directed
    his attention to a hole in the top of her jacket. Officer Velasquez found a spent bullet in the
    lining of Brytnnie S.’s jacket. He subsequently recovered and inventoried the bullet.
    ¶ 14       Chicago police officer Brian Leclair testified that on November 8, 2006, at approximately
    6 a.m., he and his partner traveled to 530 North Sawyer after receiving information that
    defendant was at that location. After entering the building, Officer Leclair went to the second
    floor and discovered defendant hiding in a closet under a pile of clothing. After ordering
    defendant out of the closet, Officer Leclair took defendant into custody. Following Officer
    Leclair’s testimony, the State rested its case.
    ¶ 15       Misty Woods, defendant’s sister, testified for the defense. On October 31, 2006, she was
    living with her family in a residence located at 718 North Christiana. At approximately 5:30
    p.m., Woods heard the sound of glass windows cracking. Woods opened the front door,
    stepped out onto the porch and saw a crowd of 20 or 30 people outside. Woods then observed
    Jasmine P. throw a bottle at the window. Other people in the crowd then started throwing
    bottles and rocks at Woods’ house and she retreated inside the residence.
    ¶ 16       Later that evening, another disturbance occurred outside of Woods’ residence. This time,
    Woods observed approximately 40 to 50 people running north on Christiana Street. Woods’
    sister, Passion, said that the crowd was chasing their brother and then ran upstairs to call the
    police. Woods was inside the residence waiting for the police to arrive when she heard
    gunshots. Woods never saw her brother standing on the porch prior to hearing gunshots.
    Moreover, she never actually saw her brother being chased and did not know who fired the
    gunshots.
    ¶ 17       Passion Broxton, another one of defendant’s three sisters, testified that on September 30,
    2006, she had an altercation with Jasmine P. Some other girls were present and they also
    became involved in the fight. Police were called and Passion spoke to the officers about the
    incident. Passion indicated that she told defendant about the fight with Jasmine P. and
    acknowledged that he “wasn’t happy” about the altercation.
    ¶ 18       Tamara Duncan, defendant’s girlfriend, testified that on October 31, 2006, at
    approximately 5:30 p.m. she and defendant left his residence located at 718 North Christiana
    and walked to her residence located nearby at 530 North Sawyer. When they arrived at
    Duncan’s house, she and defendant sat on the front porch for approximately 30 minutes until
    defendant left to return to his house, where he was meeting someone else. Defendant returned
    to Duncan’s house approximately 10 or 15 minutes after he had left. He had a T-shirt
    wrapped around his head and informed Duncan that he had gotten hit in the head with a
    bottle. Defendant’s head was bleeding and Duncan cleaned the wound and put some gauze
    on the injury. Defendant stayed at Duncan’s house the rest of the evening and did not leave
    until the following morning.
    ¶ 19       Carla Duncan, Tamara’s mother, confirmed that defendant was at her house with her
    daughter at approximately 6:15 p.m. on October 31, 2006. Defendant had been hit in the head
    with a bottle and Tamara was tending to defendant’s injury. Carla went to bed at
    approximately 11:30 p.m. that evening and defendant was still in her house at that time. At
    approximately 6 a.m. on November 8, 2006, police arrived at Carla’s home. Police informed
    -5-
    her that there was a fire on the first floor of the residence. The officers then entered the
    apartment and arrested defendant. Police coerced Carla into signing a complaint for criminal
    trespass against defendant because they told her she would be arrested for harboring a
    fugitive if she did not comply. Carla indicated that defendant always had permission to be
    at her house.
    ¶ 20        Tommy Walker, defendant’s cousin, testified that he spoke to Brytnnie S., his ex-
    girlfriend with whom he had a child, about the shooting. Walker had just visited defendant
    in jail and was upset. Walker asked Brytnnie S. if she was sure that defendant was the person
    who shot her and Brytnnie S. admitted that she was not certain. Walker asked Brytnnie S.
    why she blamed defendant for the shooting if she was not certain that he was the offender
    and she said that the shots had come from the direction of defendant’s residence and that
    people in the crowd had said defendant was the shooter. Walker acknowledged that he did
    not want defendant to be in trouble and that he was a convicted felon.
    ¶ 21        The parties then proceeded by way of stipulation. The parties first stipulated that if
    Detective Carney was called to testify, he would state that he interviewed Jasmine S. on
    November 8, 2006. She informed him that Jasmine Broxton had been hit with an egg.
    Jasmine S. also indicated that she had never seen a gun that evening.
    ¶ 22        The parties further stipulated that if Amy Martarono, a dispatcher at the Chicago police
    department’s 911 center, were called to testify, she would state that a call was received at
    6:28 p.m. on October 31, 2006, regarding a man that had been stabbed at the corner of
    Homan and Huron Streets. The caller also stated that there were approximately 100 kids on
    the street at the 700 block of North Christiana Street. The caller reported that the mob was
    throwing bottles and there was a female participant who had a knife. Martarono would
    further testify that at 6:19 p.m. a call was received from 657 North Christiana and the caller
    said that there were hundreds of kids fighting on the street with sticks, bricks and golf clubs.
    The kids were breaking house and car windows. Another 911 call was received at 6:20 p.m.
    from the 700 block of North Christiana about kids fighting and throwing bricks in the street.
    A call placed at 6:33 p.m. from 614 North Christiana indicated that there were 13 people
    fighting on the street with bats, knives, and bottles. Finally, a call placed at 6:37 p.m. from
    a cell phone somewhere in the 700 block of North Christiana indicated that shots had been
    fired.
    ¶ 23        Next, the parties stipulated that Detective Gerald Swinkle would testify that he
    interviewed Carla Duncan on November 9, 2006. Duncan admitted that she was unsure when
    defendant was at her residence on October 31, 2006, but indicated that her daughter informed
    her that defendant arrived at approximately 5:30 p.m.
    ¶ 24        Following the stipulations, the parties delivered closing arguments. The jury returned
    with a verdict, finding defendant guilty of aggravated battery with a firearm of Jasmine P.
    and Brytnnie S. and not guilty of the first degree murder charges. Upon posttrial motion, the
    court found insufficient evidence of injury or bodily harm to Brytnnie S. and entered a
    conviction for the lesser included offense of simple battery. The trial court sentenced
    defendant to 8½ years in the Illinois Department of Corrections for aggravated battery of
    Jasmine P. concurrent with 364 days for the battery of Brytnnie S. This appeal followed.
    -6-
    Defendant does not challenge the sufficiency of the evidence; rather, the only issue defendant
    raises on appeal is whether the trial court violated Rule 431(b).
    ¶ 25                                             ANALYSIS
    ¶ 26        In his supplemental brief, defendant, relying on Thompson, argues that the trial court
    erred when it provided a broad statement of applicable legal principles including the four
    Rule 431(b) principles during the voir dire process and failed to inquire into the potential
    jurors’ acceptance and understanding of each of the principles. The trial court merely asked
    whether the voir dire members could “abide by” the legal principles it had listed and did not
    ascertain whether the potential jurors understood and accepted each of the four Rule 431(b)
    principles. Defendant acknowledges that he failed to properly preserve this issue on appeal,
    but he urges this court to review this matter for plain error. Defendant acknowledges that,
    pursuant to Thompson, a trial court’s failure to comply with Rule 431(b) does not require
    reversal under the second prong of plain error review absent a showing of actual jury bias;
    however, he argues that the trial court’s error warrants reversal in this case because the
    evidence against him was closely balanced and constituted plain error under the first prong
    of plain error review.
    ¶ 27        To properly preserve an issue for appeal, a defendant must object to the purported error
    at trial and specify the error in a posttrial motion. People v. Enoch, 
    122 Ill. 2d 176
    , 186
    (1988); People v. Bannister, 
    232 Ill. 2d 52
    , 65 (2008). A defendant’s failure to abide by both
    requirements results in forfeiture of appellate review of his claim. Enoch, 
    122 Ill. 2d at 186
    ;
    People v. Piatkowski, 
    225 Ill. 2d 551
    , 564 (2007). Here, it is undisputed that defendant failed
    to object to the trial court’s purported Rule 431(b) violations at trial or in a posttrial motion,
    and accordingly, we find that forfeiture applies.
    ¶ 28        The plain error doctrine, however, provides a limited exception to the forfeiture rule. Ill.
    S. Ct. R. 615(a); Bannister, 
    232 Ill. 2d at 65
    . It permits review of otherwise improperly
    preserved issues on appeal if the evidence is closely balanced or the error is of such a serious
    magnitude that it affected the integrity of the judicial process and deprived the defendant of
    his right to a fair trial. Ill. S. Ct. R. 615(a); Bannister, 
    232 Ill. 2d at 65
    . The first step in any
    such analysis is to determine whether any error actually occurred. People v. Walker, 
    232 Ill. 2d 113
    , 124-25 (2009). If an error is discovered, the defendant then bears the burden of
    persuasion to show that the error prejudiced him under either prong. People v. McLaurin, 
    235 Ill. 2d 478
    , 495 (2009).
    ¶ 29        Defendant’s claim of error concerns the trial court’s compliance with a supreme court
    rule, which is subject to de novo review. People v. Suarez, 
    224 Ill. 2d 37
    , 41-42 (2007);
    People v. Haynes, 
    399 Ill. App. 3d 903
     (2010). To determine whether an error occurred in
    this case, we examine amended Rule 431(b) as well as our supreme court’s recent opinion
    interpreting the rule (People v. Thompson, 
    238 Ill. 2d 598
     (2010)). Rule 431(b) provides:
    “The court shall ask each potential juror, individually or in a group, whether that
    juror understands and accepts the following principles: (1) that the defendant is
    presumed innocent of the charge(s) against him or her; (2) that before a defendant can
    be convicted the State must prove the defendant guilty beyond a reasonable doubt;
    -7-
    (3) that the defendant is not required to offer any evidence on his or her own behalf;
    and (4) that the defendant’s failure to testify cannot be held against him or her;
    however, no inquiry of a prospective juror shall be made into the defendant’s failure
    to testify when the defendant objects.
    The court’s method of inquiry shall provide each juror an opportunity to respond
    to the specific questions concerning the principles set out in this section.” (Emphasis
    added.) Ill. S. Ct. R. 431(b) (eff. May 1, 2007).
    ¶ 30        Here, the trial court commenced the voir dire process by making prefatory comments to
    the entire venire, informing them of the relevant legal principles that governed defendant’s
    trial, including the four Zehr principles contained in Rule 431(b). Specifically, the court
    stated:
    “THE COURT: Now, Jurors, I want to go over some basic fundamental
    principles of American constitutional and criminal law that will guide and direct and
    control our trial. I read to you the counts from the indictment. The indictment is a
    mere formal document which is necessary to place the defendant on trial. The
    indictment does not constitute any proof of guilt. It does not constitute any inference
    of guilt. Again, it’s a mere formal document which is necessary to begin this trial.
    Indeed, jurors, the defendant is presumed to be innocent of the charges against
    him in the indictment. This presumption of innocence is fundamental to our system.
    Every defendant charged with a crime in this country is presumed to be innocent
    thereof. The presumption of innocence rests with the defendant now. It remains with
    him throughout every stage of the trial and even at the close of the case during your
    deliberations. Presumption of innocence is not overcome unless and until the time
    aries when you are convinced beyond a reasonable doubt that he is guilty. That is the
    burden in this case, jurors, proof beyond a reasonable doubt. The burden of proof
    rests with the State. It never shifts to a defendant. A defendant may never be called
    upon to prove innocence.
    ***
    The defense then may or may not choose to present a case. Again, the defense has
    no burden. If the defense decides to present a case, they may do so in the same form
    and fashion that the State did. If the defendant chooses to testify, then his testimony
    must be judged in the same manner as any other witness. If the defendant chooses not
    to testify, that in no way may be considered against him. The defense will rest their
    case.”
    ¶ 31        The trial court further explained as follows:
    “THE COURT: The Judge is the judge of the law and the jury must accept and
    apply the law as given to them by the Judge whether they like it or not, whether it fits
    into some preconceived opinion, but by their oaths the jury must accept and apply the
    law given to them by the Judge. The way the case is decided is for the jury to apply
    the law to the facts and in that way they decide the case.
    ***
    -8-
    Is there any juror who honestly, sincerely feels that they cannot abide by any or
    some or all of the principles I just talked about? Any juror who disputes it and feel
    that they cannot follow these constitutional principles? If so, please stand and tell me
    your name. Let the record show a negative response.”
    ¶ 32       After the court made these preliminary comments and inquiries, the voir dire process
    commenced. The prospective jurors were questioned individually by the trial court and
    defense counsel about their backgrounds but were not questioned again about any controlling
    legal principles. Accordingly, the record establishes that the trial court admonished the
    potential jurors about each of the four Rule 431(b) principles and that the principles were
    discussed during the trial court’s prefatory comments to the venire along with basic
    courtroom procedure and scheduling. After concluding these prefatory comments, the court
    then made a single inquiry, asking whether there was any juror who could not “abide by” or
    who “dispute[d]” “any or some or all of the principles.”
    ¶ 33       Although defendant takes issue with the trial court’s phraseology and argues that the trial
    court’s inquiry did not track the precise language in the rule, reviewing courts have observed
    that Rule 431(b) “does not dictate a particular methodology for establishing the venire’s
    understanding or acceptance of those principles” and have found that trial courts have met
    the requirements of the rule when they have utilized terminology that deviated slightly from
    the precise language contained in the rule. See, e.g., People v. Digby, 
    405 Ill. App. 3d 544
    ,
    548 (2010) (trial court’s questioning complied with Rule 431(b) when it inquired whether
    jurors “ ‘had a problem’ “ or “ ‘disagreed’ ” with the principles); People v. Ingram, 
    401 Ill. App. 3d 382
    , 393 (2010) (trial court complied with Rule 431(b) when it admonished the
    potential jurors of the four Zehr principles and inquired whether they had any “ ‘difficulty
    or quarrel’ ” with the principles). Here, we do not find that the trial court’s phraseology
    constituted error. More problematic, however, is that the trial court essentially “collapsed”
    the four Rule 431(b) principles and included them into one question.
    ¶ 34       In our original disposition, we found that the trial court’s inquiry was sufficient and
    observed that the plain language of Rule 431(b) did not require the trial court to question the
    jurors about each individual principle. On reconsideration, in light of Thompson, we find that
    the trial court’s inquiry did not satisfy the requirements of Rule 431(b).
    ¶ 35       In Thompson, our supreme court found that the language of amended Rule 431(b) to be
    “clear and unambiguous.” Thompson, 
    238 Ill. 2d at 607
    . The court explained:
    “The rule states that the trial court ‘shall ask’ potential jurors whether they
    understand and accept the enumerated principles. While the prospective jurors may
    be questioned individually or in a group, the method of inquiry must ‘provide each
    juror with an opportunity to respond to specific questions concerning the [Rule
    431(b)] principles.’ The committee comments emphasize that trial courts may not
    simply give ‘a broad statement of the applicable law followed by a general question
    concerning the juror’s willingness to follow the law.’ [Citation.]
    Rule 431(b), therefore, mandates a specific question and response process. The
    trial court must ask each potential juror whether he or she understands and accepts
    each of the principles in the rule. The questioning may be performed either
    -9-
    individually or in a group, but the rule requires an opportunity for a response from
    each prospective juror on his or her understanding and acceptance of those
    principles.” (Emphasis added.) Thompson, 
    238 Ill. 2d at 607
    .
    ¶ 36        Here, we find that the trial court failed to abide by the mandatory question and response
    process required by Rule 431(b). In contravention of Rule 431(b), the trial court merely
    provided the prospective jurors with a broad statement of legal principles interspersed with
    commentary on courtroom procedure and the trial schedule, and then concluded with a
    general question about the potential jurors’ willingness to follow the law. Our supreme
    court’s ruling in Thompson makes it clear that the court’s inquiry was insufficient to
    ascertain whether the potential jurors understood and accepted each of the four Rule 431(b)
    principles.
    ¶ 37        Indeed, in People v. Lampley, 
    405 Ill. App. 3d 1
     (2010), this court recently found that the
    trial court erred when it informed jurors of the four Rule 431(b) principles and then engaged
    in questioning that collapsed the principles. Specifically, the court inquired about the first
    three principles as follows: “ ‘the defendant is presumed innocent and does not have to offer
    any evidence on his own behalf but must be proven guilty beyond a reasonable doubt by the
    State. Does anyone here have any problems with those concepts? If so, please stand up?’ ”
    Lampley, 405 Ill. App. 3d at 3. The court then inquired about the final principle, asking:
    “ ‘As I have also previously stated, the defendant does not have to testify on his own behalf.
    If the defendant does not testify, you must not hold that decision against the defendant. If the
    defendant decides not to testify, is there anyone here who believes that, regardless of what
    I have just said, you would hold that decision against the defendant? If so, please stand up.’ ”
    Id. Ultimately, we found that the court’s inquiry was insufficient pursuant to Thompson,
    explaining: “the trial court should have followed a straightforward questioning of the Zehr
    principles as outlined by Rule 431(b) and, as a result, committed error.” Id. at 10-11. Here,
    as in Lampley, the trial court admonished the venire about the four Zehr principles, but its
    inquiry was even more deficient as it did not specifically refer to the four principles when it
    inquired whether the potential jurors could abide by all of the legal principles it had
    discussed in its prefatory comments. Accordingly, we find that the trial court erred. We do
    not, however, find that the error warrants reversal of defendant’s conviction.
    ¶ 38        In Thompson, the court concluded that a Rule 431(b) error was not a structural error
    warranting automatic reversal of a defendant’s conviction; rather, such an error is subject to
    plain error review. Thompson, 
    238 Ill. 2d at 608-15
    . Upon applying plain error review, the
    court concluded that a Rule 431(b) violation does not require reversal under the substantial
    rights prong of the plain error doctrine absent a showing of actual jury bias. Thompson, 
    238 Ill. 2d at 608-15
    . In light of Thompson, defendant, in his supplemental brief, does not present
    any evidence of actual bias or argue that his conviction should be reversed pursuant to the
    second prong of plain error review. Instead, defendant argues that the evidence against him
    was closely balanced and that the trial court’s error constituted plain error under the first
    prong of plain error review. Defendant emphasizes that he presented two alibi witnesses and
    impeached the State’s witnesses with prior comments made to police and civilians that they
    did not see the shooter. Moreover, defendant argues that “the scene of the offense was a
    street-wide brawl in the dark of night, hampering clear identification.”
    -10-
    ¶ 39       We disagree that the evidence against defendant was closely balanced. Brytnnie S. and
    Jasmine P. both identified defendant as the shooter. Although defendant emphasizes that it
    was dark and the street was chaotic at the time of the shooting, defendant was not a stranger
    to either girl. Both girls testified that they knew defendant from the neighborhood and knew
    the home where he and his family resided. The girls immediately named defendant as the
    perpetrator when they were interviewed by police officers. In addition to the testimony from
    the victims, the State also presented testimony from Jasmine S., an eyewitness to the
    shooting who identified defendant as the shooter. Although defendant emphasizes that he
    presented alibi testimony, we observe that his alibi witnesses included his girlfriend, Tamara
    Duncan, and his girlfriend’s mother, Carla Duncan, both of whom shared a close relationship
    with defendant. See People v. Mullen, 
    313 Ill. App. 3d 718
    , 729 (2000) (“the trier of fact is
    not required to accept alibi testimony over positive identification of an accused, particularly
    where the alibi testimony is provided by biased witnesses”). Moreover, although Carla
    Duncan testified that defendant was at her residence at the time of the shooting, she admitted
    to Detective Swinkle that she was unsure when defendant arrived at her residence and that
    her daughter informed her that defendant arrived at approximately 5:30 p.m. and stayed with
    them the rest of the night. Based on the facts presented at trial, we do not find that the
    evidence was so closely balanced that the trial court’s error in questioning the jurors about
    their understanding and acceptance of Rule 431(b) constituted plain error under the first
    prong of plain error review.
    ¶ 40                                  CONCLUSION
    ¶ 41      For the aforementioned reasons, we affirm the judgment of the trial court.
    ¶ 42      Affirmed.
    -11-
    

Document Info

Docket Number: 1-08-1805

Filed Date: 9/1/2011

Precedential Status: Precedential

Modified Date: 10/22/2015