People v. Oats ( 2021 )

NOTICE
2021 IL App (5th) 170392-UNOTICE
Decision filed 12/21/21. The
This order was filed under
text of this decision may be NO. 5-17-0392 Supreme Court Rule 23 and is
changed or corrected prior to
not precedent except in the
the filing of a Peti ion for
Rehearing or the disposition of
IN THE limited circumstances allowed
under Rule 23(e)(1).
the same.
APPELLATE COURT OF ILLINOIS
FIFTH DISTRICT
________________________________________________________________________
THE PEOPLE OF THE STATE OF ILLINOIS, ) Appeal from the
) Circuit Court of
Plaintiff-Appellee, ) Jefferson County.
)
v. ) No. 03-CF-100
)
EDWARD OATS SR., ) Honorable
) Jerry E. Crisel,
Defendant-Appellant. ) Judge, presiding.
________________________________________________________________________
PRESIDING JUSTICE BOIE delivered the judgment of the court.
Justices Cates and Barberis concurred in the judgment.
ORDER
¶1 Held: The circuit court properly dismissed the defendant’s amended postconviction
petition at the second stage of the postconviction proceeding where the
defendant failed to show a substantial deprivation of his constitutional rights.
¶2 A jury found the defendant, Edward Oats Sr., guilty of three counts of predatory
criminal sexual assault. The circuit court sentenced the defendant to a term of natural life
imprisonment on each count. On direct appeal, we affirmed the defendant’s convictions
and sentences. People v. Oats, 2013 IL App (5th) 110556, ¶ 1. The defendant subsequently
filed a petition pursuant to the Post-Conviction Hearing Act (Act) (725 ILCS 5/122-1
et seq. (West 2014)), collaterally attacking his convictions and sentences. The circuit court
1
dismissed the postconviction proceeding on the State’s motion at the second stage of the
proceeding. The defendant now appeals the dismissal. For the following reasons, we
affirm.
¶3 I. BACKGROUND
¶4 In 2003, the defendant was in a romantic relationship with Santamara Kidd.
Santamara had three minor children who lived with her: Tashirah, Travis, and Tyeshia. In
2003, Tashirah was in the sixth grade, Travis was in the fifth grade, and Tyeshia was in the
third grade.
¶5 On March 7, 2003, while Tyeshia was at school, she approached her substitute
teacher, Camille Jones, and asked to speak with Jones in private. According to Jones,
Tyeshia stated: “Miss Jones, my momma’s boyfriend has been having sex with me, and he
came last night. He’s coming back tonight, and I’m sick of it.” Jones sensed that Tyeshia
was upset and nervous. Jones retrieved a pencil and paper, placed Tyeshia alone in a room,
and told Tyeshia not to say anything else but to use the paper and pencil to “pour your heart
out.” Jones left Tyeshia alone to write what happened to avoid influencing what Tyeshia
wanted to report. Tyeshia wrote on the piece of paper as follows: “Dear Ms. Jones Every
time my mom be at work her boyfriend come over and he rapes me last night he came.” In
addition, in her written statement, Tyeshia reported other details of the defendant’s sexual
assaults.
¶6 Administrators at Tyeshia’s school contacted the police and the Department of
Children and Family Services (DCFS). A police officer picked up Tyeshia at the school
and took her to the Amy Center, which is a child advocacy center where children that have
2
been abused can be comfortable while they are interviewed. Police officers also picked up
Tashirah and Travis, who were attending different schools, and brought them to the Amy
Center.
¶7 At the Amy Center the minors were placed in separate rooms where they could not
communicate with each other, and the children were interviewed individually. A police
detective, Ken McElroy, conducted the interviews of the children. In addition, a DCFS
investigator, Vanessa Shaw, was present in the room during the interviews. In an adjacent
room, another police detective, Ray Gilbert, observed the interviews through a closed-
circuit television system designed for such interviews. Gilbert took notes to form police
reports and operated video recording equipment to record the interviews. However, due to
equipment error, the video recordings of the first interviews of the children had no audio.
¶8 According to McElroy, during his interview of Tyeshia, she reported that the
defendant sexually penetrated her using Vaseline as a lubricant. She described the locations
in her house where the assaults occurred, mainly in her mother’s bedroom, and she drew a
diagram of the bedroom where the assaults occurred. The diagram included details such as
clothes piled by the door and the location of the Vaseline the defendant used. Tyeshia drew
the Vaseline jar on the corner of a dresser, telling the investigators, “That’s the jar of
Vaseline that he uses when he does bad things to me.”
¶9 Tyeshia told McElroy that the defendant would call her into the mother’s bedroom
and that sometimes she would go and sometimes she would not. If she did not go
voluntarily, the defendant would drag her by her shirt, arm, or hair into the mother’s
bedroom and take off her clothes. Tyeshia reported that the defendant laid on top of her
3
and used Vaseline to put his private part in her private part, which she referred to as her
“privacy.” She also reported that the defendant would put his private part in her butt and
forced his private part in her mouth. Tyeshia described an occasion when the defendant hit
her in her face and head with his private part while he was bent over her. Tyeshia also
reported that she had seen the defendant place his private part in Tashirah’s private part
and in Travis’s butt on different occasions.
¶ 10 Shaw described Tyeshia’s statement during the interview as follows:
“She started out saying that [the defendant] was nasty; that he had put his penis into
her—what she called her privacy, which she was able to identify that by pointing to
a [sic] anatomically correct drawing. She pointed to the drawing, the vaginal area,
and identified her private area as her privacy.”
¶ 11 During Tashirah’s interview, Tashirah also told the investigators that the defendant
had placed his private part in her butt and in her private part (identifying her vaginal area)
and also reported that the defendant used Vaseline as a lubricant while committing the
assaults. Tashirah also told McElroy that she had observed the defendant on top of Tyeshia
in their mother’s bedroom putting his private part in Tyeshia’s private part, in her butt, and
in her mouth. Tashirah reported that the defendant had sex with Tyeshia many times.
Tashirah also reported seeing the defendant place his private part in Travis’s butt. Shaw
described Tashirah’s statement as follows:
“She said that [the defendant] had sex with her, had put his penis into her private
area on many different occasions. She said that he had used Vaseline on her but she
had wiped it off. She said that [the defendant] also had her perform sex on him.”
4
¶ 12 During Travis’s interview, Travis reported that the defendant would bring him into
his mother’s bedroom and used Vaseline to stick his private part in his butt. Travis also
reported that he saw the defendant pull Tyeshia and Tashirah into the mother’s bedroom
and put his private part into Tyeshia’s and Tashirah’s private areas.
¶ 13 The children reported that they had been penetrated by the defendant either
vaginally, rectally, or orally, and that the defendant used Vaseline. The children identified
where the defendant kept the Vaseline and reported that the assaults occurred largely in
their mother’s bedroom. All three children also reported that the defendant would take them
to Walmart, McDonald’s, or to get ice cream after his assaults.
¶ 14 After these interviews, Gilbert and McElroy searched the mother’s home with her
permission. According to Gilbert the bedroom where the children reported that the offenses
took place was laid out exactly as described by Tyeshia, including the location of a jar of
Vaseline on a dresser.
¶ 15 Because the audio was not working when the investigators recorded the first
interviews of the children, the investigators recorded second interviews of the children four
days later on March 11, 2003. According to McElroy, during the second interviews, the
children reported the same details of the abuse that they had reported during the first
interviews. According to the investigators that attended both interviews, there were no
substantive changes in what the children reported during the two interviews. On the day of
their second interviews, investigators took photographs of the children which were later
admitted at the defendant’s trial over the defendant’s objection.
5
¶ 16 On March 14, 2003, an osteopathic physician, Dr. Deanna St. Germain, D.O.,
conducted an examination of the children. Dr. St. Germain opined that her examination
findings were consistent with abuse as described by the children. In forming her opinion,
she considered history, behavior, and physical findings. On cross-examination, Dr.
St. Germain admitted that there was no conclusive physical evidence of abuse for any of
the children. Dr. St. Germain conceded that her opinion that the examinations were
consistent with abuse was based on the history given by each child. The doctor agreed that
she diagnosed abuse because the children said they were abused. She also explained,
however, that usually over 90% of victims of sexual abuse have no physical signs unless
they are examined within the first 24 to 48 hours after the abuse. She also noted that the
use of Vaseline could be a reason for no physical findings.
¶ 17 Police officers arrested the defendant for predatory criminal sexual assault. When
arrested, the defendant denied sexually assaulting the children and told the officers that he
was good to the children and that he had no idea why they would be saying the things they
were saying. The State charged the defendant with six counts of predatory criminal sexual
assault. Specifically, count I alleged that the defendant placed his penis in Tyeshia’s mouth,
count II alleged that the defendant placed his penis in Tyeshia’s vagina, counts III and IV
alleged that the defendant placed his penis in Travis’s anus, count V alleged that the
defendant placed his penis in Tashirah’s vagina, and count VI alleged that the defendant
placed his penis Tashirah’s anus.
¶ 18 The defendant’s jury trial began on December 1, 2009. The evidence presented at
the trial included Tyeshia’s and Tashirah’s testimony about the defendant’s assaults.
6
Tyeshia testified that the defendant came over to their house every day including when
their mother, Santamara, was not there. She also testified that the defendant sometimes
watched them after school. Tyeshia told the jury about the defendant rubbing his penis
between her legs and using Vaseline on her vagina while trying to put his penis inside her
but that it hurt. She told the jury that the defendant also put his penis in her mouth and
rubbed his penis on her butt but never put it in. She testified, “I would tell him that it hurted,
and then he would make me suck his penis. Then he would put Vaseline between my legs
and he would put Vaseline on his penis.”
¶ 19 Tyeshia also testified that she saw the defendant rubbing his penis between
Tashirah’s legs in their mother’s bedroom but the defendant assaulted Tashirah on fewer
occasions. Tyeshia testified that through an open door into their mother’s bedroom, she
saw defendant play with Tashirah’s breasts. She testified: “[The defendant] would always
like—they’d go in my mom’s room. [The defendant] would lay her on the bed, and he
would fondle with her, like put his penis between her legs and touch her.”
¶ 20 Tashirah also described to the jury her experiences with the defendant’s assaults.
According to Tashirah, the assaults first started after the family moved into a house in Mt.
Vernon. She explained, “[The defendant] would bring us in there [(the mother’s bedroom)]
—well, bring me in there and, of course, had the door closed or whatever. He had his little
Vaseline, and he would take his penis, he would put it in my mouth.” Tashirah testified
that the defendant tried to insert his penis in her vagina but it “hurted” so he stopped. She
told the jury that the defendant assaulted her twice a week but assaulted Tyeshia more
often.
7
¶ 21 Travis told the jury that the defendant made him perform oral sex on the defendant.
Travis also testified that “[the defendant] tried to put it in my butt, but it wouldn’t fit.”
Travis testified that he saw defendant make Tyeshia have oral sex with defendant in their
mother’s bedroom and that the defendant had made Tashirah perform oral sex and placed
his penis in her vagina while in their mother’s bedroom. Afterwards, Travis explained, the
defendant would take them to Walmart or out for ice cream.
¶ 22 The defendant testified in his own defense and denied assaulting the children. He
denied having any babysitter responsibilities for the children, although he would watch
them on occasions when no other option was available. The defendant testified that he
picked up the children on only three occasions and that his relationship with Santamara
ended in 2002. According to the defendant, the last time he was at the children’s house was
approximately two to three weeks before the alleged abuse was reported. He explained that
he first found out about the allegations when he was arrested. He described and displayed
birthmarks to the jury and testified that he took the children to Walmart one time and never
took them anywhere else.
¶ 23 At the conclusion of the trial, the jury found the defendant guilty of three counts of
predatory criminal sexual assault. Specifically, the jury found the defendant guilty of
placing his penis into Tyeshia’s mouth and vagina and into Tashirah’s vagina. The jury
found the defendant not guilty with respect to the remaining three counts of predatory
criminal sexual assault. The circuit court sentenced the defendant to natural life in prison
for each conviction. See 720 ILCS 5/12-14.1(b)(1.2) (West 2002).
8
¶ 24 The defendant filed a direct appeal from his convictions and sentences, arguing that
the circuit court improperly admitted hearsay statements made by the children, that he
received ineffective assistance of counsel, that the State presented insufficient evidence of
his guilt, and that the natural life sentence violated the proportionality clause of the Illinois
Constitution and constituted cruel and unusual punishment in violation of the eighth
amendment of the United States Constitution. People v. Oats, 2013 IL App (5th) 110556,
¶¶ 1, 39. We affirmed the defendant’s convictions and sentences. Id. ¶ 63.
¶ 25 On October 2, 2014, the defendant filed a pro se petition for postconviction relief.
Twenty days later, the defendant’s counsel entered his appearance to represent the
defendant in the postconviction proceeding. On March 23, 2016, the circuit court granted
the defendant’s counsel leave to withdraw, and the defendant then filed a new pro se
motion for postconviction relief the same day. The circuit court subsequently appointed
new postconviction counsel (postconviction counsel) to represent the defendant in the
postconviction proceeding, and postconviction counsel filed an amended postconviction
petition (amended postconviction petition) on June 6, 2017.
¶ 26 In the amended postconviction petition, the defendant argued that he was denied his
constitutional right to a fair trial due to (1) an excessive number of uniformed police present
in the courtroom during the trial, (2) the jury being shown photographs of the children
taken in 2003 when the children reported the defendant’s assaults, (3) the admission of
improper hearsay statements identifying the defendant as the perpetrator, (4) the circuit
court’s refusal to allow defense counsel to impeach a State’s witness with a prior
inconsistent statement made before the grand jury, (5) a violation of Illinois Supreme Court
9
Rule 431(b) (eff. May 1, 2007), which requires the circuit court to instruct the jury on the
Zehr principles, and (6) the prosecutor misstating the evidence during closing arguments.
The defendant also argued that his duplicative life sentences must be vacated, and that
appellate counsel was ineffective for failing to raise “issues that were apparent of record.”
¶ 27 The State filed a motion to dismiss the amended postconviction petition. After
hearing arguments from counsel, the circuit court granted the State’s motion and dismissed
the defendant’s amended postconviction petition. The defendant now appeals the dismissal.
On appeal, the defendant raises claimed errors that were included in the amended
postconviction petition as well as claimed errors that were included in the defendant’s
second pro se postconviction petition but were not included in the amended postconviction
petition. We will address each of the defendant’s claimed errors raised on appeal in turn.
¶ 28 II. ANALYSIS
¶ 29 The claimed errors are presented to us in an appeal from the circuit court’s second
stage dismissal of the amended postconviction petition. The purpose of the Act is to provide
an opportunity for a defendant to assert that his conviction was the result of a substantial
deprivation of his constitutional rights. People v. Edwards, 197 Ill. 2d 239, 243-44 (2001).
A proceeding under the Act is a collateral attack on the prior conviction and sentence.
People v. Brisbon, 164 Ill. 2d 236, 242 (1995). It is “not a substitute for, or an addendum
to, direct appeal.” People v. Kokoraleis, 159 Ill. 2d 325, 328 (1994). “The purpose of [a
postconviction] proceeding is to allow inquiry into constitutional issues relating to the
conviction or sentence that were not, and could not have been, determined on direct
appeal.” People v. Barrow, 195 Ill. 2d 506, 519 (2001). Therefore, res judicata bars
10
consideration of issues that were raised and decided on direct appeal, and issues that could
have been presented on direct appeal, but were not, are considered forfeited. People v.
Blair, 215 Ill. 2d 427, 443-47 (2005).
¶ 30 The adjudication of a petition filed under the Act follows a three-stage process. At
the first stage, the trial court must review the postconviction petition within 90 days of its
filing and determine whether it is “frivolous or is patently without merit.” 725 ILCS 5/122-
2.1(a)(2) (West 2016). If the petition presents the gist of a constitutional claim the petition
passes to the second stage. People v. Hotwagner, 2015 IL App (5th) 130525, ¶¶ 28-29. At
the second stage, the trial court may appoint counsel to represent an indigent defendant. Id.
¶ 29. Appointed postconviction counsel has the duty to “shape[ ] the petitioner’s claims
into proper legal form and present[ ] those claims to the court.” People v. Perkins, 229 Ill.
2d 34, 43-44 (2007). “An adequate or proper presentation of a [postconviction] petitioner’s
substantive claims necessarily includes attempting to overcome procedural bars, including
timeliness, that will result in dismissal of a petition if not rebutted.” Id. at 44. A
postconviction petitioner is “not entitled to the advocacy of counsel for purposes of
exploration, investigation and formulation of potential claims.” People v. Davis, 156 Ill.
2d 149, 163 (1993). “[P]ostconviction counsel is not required to comb the record for issues
not raised in the defendant’s pro se postconviction petition.” People v. Helton, 321 Ill. App.
3d 420, 424-25 (2001).
¶ 31 After postconviction counsel makes all necessary amendments to the postconviction
petition, the State may move to dismiss the defendant’s petition. People v. Pendleton, 223
Ill. 2d 458, 472 (2006). At a second stage hearing, in determining whether the defendant
11
has made a substantial showing of a constitutional violation, all well-pleaded facts in the
petition, not positively rebutted by the record, are to be taken as true. Id. at 473.
¶ 32 A postconviction petition that is not dismissed at the first or second stage advances
to the third stage, at which an evidentiary hearing is held. People v. Ramirez, 402 Ill. App.
3d 638, 641 (2010). A postconviction petitioner is not entitled to an evidentiary hearing as
of right. Rather, the Act permits summary dismissal when the allegations in the petition,
along with the trial record or accompanying affidavits, fail to show a substantial violation
of constitutional rights. People v. Richardson, 189 Ill. 2d 401, 408 (2000).
¶ 33 In the present case, the defendant’s postconviction petition proceeded to the second
stage of the postconviction process. The defendant’s court appointed postconviction
counsel filed an amended postconviction petition, and the circuit court dismissed the
amended postconviction petition on the State’s motion. In challenging the circuit court’s
second stage dismissal, the first issue the defendant raises on appeal concerns the
effectiveness of his court appointed postconviction counsel.
¶ 34 A. Effectiveness of Postconviction Counsel
¶ 35 In postconviction proceedings, defendants have no constitutional right to effective
assistance of counsel. People v. Custer, 2019 IL 123339, ¶ 32. Instead, under the Act,
defendants are entitled only to a “reasonable” level of assistance of counsel in
postconviction proceedings. Perkins, 229 Ill. 2d at 42. This statutorily defined standard is
lower than the standard of assistance of counsel required under the federal and state
constitutions. People v. Perry, 2017 IL App (1st) 150587, ¶ 26.
12
¶ 36 “Commensurate with the lower reasonable assistance standard mandated in
postconviction proceedings, Illinois Supreme Court Rule 651 *** sharply limits the
requisite duties of postconviction counsel.” Custer, 2019 IL 123339, ¶ 32. Specifically,
Illinois Supreme Court Rule 651(c) (eff. July 1, 2017) imposes three duties on appointed
postconviction counsel. Perkins, 229 Ill. 2d at 42. Either the record or a certificate filed by
the attorney must show that postconviction counsel (1) consulted with the defendant to
ascertain his contentions of constitutional deprivations, (2) examined the record of the trial
proceedings, and (3) made any amendments to the filed pro se petitions necessary to
adequately present the defendant’s contentions. Id. If a claim is frivolous or spurious,
ethical obligations prevent postconviction counsel from advancing such claims. Perry,
2017 IL App (1st) 150587, ¶ 26. The purpose of Rule 651(c) is to ensure that
postconviction counsel shapes the defendant’s claims into the proper legal form and
presents them to the trial court. Perkins, 229 Ill. 2d at 44. Substantial compliance with the
rule is sufficient. People v. Miller, 2017 IL App (3d) 140977, ¶ 47.
¶ 37 In the present case, the defendant’s postconviction counsel filed a Rule 651(c)
certificate. The filing of a Rule 651(c) certificate gives rise to a rebuttable presumption that
postconviction counsel provided reasonable assistance. People v. Marshall, 375 Ill. App.
3d 670, 680 (2007). To overcome this presumption, the defendant must demonstrate his
counsel’s failure to substantially comply with the duties imposed by Rule 651(c). People
v. Wallace, 2016 IL App (1st) 142758, ¶ 26. Whether postconviction counsel complied
with Rule 651(c) and provided reasonable assistance is reviewed de novo. People v. Profit,
2012 IL App (1st) 101307, ¶ 17.
13
¶ 38 With respect to this claimed error, the defendant recites a number of complaints in
his brief about his postconviction counsel. We agree with the State that the defendant’s
complaints about his postconviction counsel primarily concern communications between
the defendant and postconviction counsel that are not part of the record as well as other
complaints about postconviction counsel that are not part of the record. Accordingly, the
facts in the record do not support the defendant’s argument and do not rebut the
presumption that arises from postconviction counsel filing the Rule 651(c) certificate. In
addition, the record establishes that postconviction counsel did consult with the defendant.
The consultation duty under Rule 651(c) can be satisfied in only one conversation between
attorney and the defendant. People v. Turner, 187 Ill. 2d 406, 410-11 (1999). In Turner,
the supreme court rejected the defendant’s argument that his postconviction counsel
provided inadequate representation because they met only once in a two-year period. Id.The Turner court held that “there is no reason as a matter of law why this [consultation
requirement] cannot be accomplished in one meeting with defendant.” Id. at 411.
¶ 39 Postconviction counsel was not obligated to engage in communication about
potential new claims for the defendant’s petition; postconviction counsel was only required
to investigate and properly present the defendant’s raised claims. People v. Collins, 2021
IL App (1st) 170597, ¶ 49. The record shows that postconviction counsel communicated
with the defendant about his contentions of constitutional deprivations. While the
defendant claims on appeal that the communication was not what the defendant wanted,
nothing in the record establishes that the communication was insufficient to satisfy the
requirements of Rule 651(c).
14
¶ 40 The defendant also argues that postconviction counsel failed to contact witnesses
that could have been called to testify at the trial but were not. A postconviction claim that
trial counsel was ineffective for failing to call certain witnesses must be supported by
affidavits of the witnesses and an explanation of the significance of the testimony. People
v. Johnson, 154 Ill. 2d 227, 240-41 (1993).
¶ 41 Here, postconviction counsel did not include any claims about uncalled witnesses
in the amended postconviction petition or attach any affidavits or other documents
supporting the defendant’s contentions about missing witnesses. However, “[a]bsent a
showing of available material for supporting affidavits, a failure to present affidavits
obviously cannot be considered a neglect by the attorney.” People v. Stovall, 47 Ill. 2d 42,
46 (1970). “[A] reviewing court cannot presume the existence of error which is not
affirmatively shown of record.” People v. Boshears, 228 Ill. App. 3d 677, 681 (1992). The
defendant has failed to establish the existence of any evidence supporting the
postconviction petition’s allegations that could have been, but was not, procured by
postconviction counsel.
¶ 42 B. Voir Dire Process
¶ 43 The defendant argues on appeal that his trial counsel and appellate counsel were
constitutionally ineffective for failing to challenge the “voir dire process,” including the
State’s exclusion of African Americans and 10 men from the pool of potential jurors. In
Batson v. Kentucky, 476 U.S. 79, 89 (1986), the Court held that the equal protection clause
of the United States Constitution forbids the prosecutor from dismissing potential jurors
15
solely on account of their race or on the assumption that black jurors as a group will be
unable impartially to consider the State’s case against a black defendant.
¶ 44 The defendant raised an issue with respect to the voir dire process in his second
pro se postconviction petition that he filed on October 2, 2014, but postconviction counsel
did not include any voir dire issues in the amended postconviction petition filed by
postconviction counsel on June 6, 2017. Even though an issue may have been raised in an
earlier version of a postconviction petition, the issue is not preserved for purposes of review
if the defendant’s final amended petition neither includes the claim nor generally
incorporates the defendant’s prior postconviction pleadings. People v. Snow, 2012 IL App
(4th) 110415, ¶ 55.
¶ 45 An amended postconviction petition supersedes the defendant’s original petition
such that any claims not included in the amended petition are not properly before the circuit
court. See People v. Pinkonsly, 207 Ill. 2d 555, 566-67 (2003) (citing People v. Phelps, 51
Ill. 2d 35, 38 (1972), and Barnett v. Zion Park District, 171 Ill. 2d 378, 384 (1996) (“Where
an amended pleading is complete in itself and does not refer to or adopt the prior pleading,
the earlier pleading ceases to be part of the record for most purposes and is effectively
abandoned and withdrawn.”)). As a result, because the voir dire issues the defendant argues
on appeal were not included in the amended postconviction petition that the circuit court
dismissed, those issues cannot be raised on appeal. See People v. Jones, 211 Ill. 2d 140,
148 (2004).
¶ 46 The defendant argues that postconviction counsel was ineffective for failing to
include claims related to the voir dire process in the amended postconviction petition.
16
However, there is no requirement that postconviction counsel must amend the petition to
include a certain claim. People v. Spreitzer, 143 Ill. 2d 210, 221 (1991). In order to show
inadequate representation in a postconviction proceeding, the defendant must show that the
petition could have been amended to state a case upon which relief could be granted. People
v. Wren, 223 Ill. App. 3d 722, 731 (1992). In addition, in the present case, since these
claimed errors were not raised at the trial or on direct appeal, the defendant must show that
both his trial counsel and appellate counsel were ineffective in failing to raise the claimed
errors at trial or on direct appeal.
¶ 47 “It is axiomatic that the right to effective representation includes the right to
effective assistance in preserving and establishing a claim of racial discrimination in the
selection of one’s jury pursuant to Batson.” People v. Little, 2021 IL App (1st) 191108,
¶ 20. In Batson, the United States Supreme Court held that the equal protection clause of
the fourteenth amendment prohibits a prosecutor from using a peremptory challenge to
exclude a prospective juror solely on the basis of his or her race. Batson, 476 U.S. at 89.
The State has violated the equal protection clause when the facts show that the State
excluded an African American venireperson on the assumption that he or she will be biased
in favor of the defendant simply because of their shared race. Id. at 97.
¶ 48 The Batson Court established a three-step process for evaluating claims of
discrimination in jury selection. First, “the defendant must make a prima facie showing
that the prosecutor has exercised peremptory challenges on the basis of race.” People v.
Williams, 209 Ill. 2d 227, 244 (2004). Second, once the circuit court determines that the
defendant has established a prima facie case, the burden shifts to the State to provide a
17
race-neutral explanation for excluding the potential jury members. Id. The defendant may
then rebut the proffered reason as pretextual. Id. Third, the circuit court must then
determine whether the defendant has met his burden of showing purposeful discrimination
in light of the parties’ submissions. Id.¶ 49 In the present case, the defense did not raise a Batson challenge in the proceedings
below. Therefore, we must examine the record to determine whether the defendant can
arguably make a prima facie showing of discriminatory purpose in the State’s use of its
peremptory challenges which would have arguably triggered defense counsel’s duty to
object to the exclusion of the venirepersons from the jury.
¶ 50 Under Batson, in order to establish a prima facie showing of discrimination, a
defendant must present relevant factors or circumstances that raise an inference that the
prosecutor challenged the venirepersons on account of their race. See People v. Williams,
173 Ill. 2d 48, 71 (1996); People v. Davis, 231 Ill. 2d 349, 360 (2008). The relevant factors
include (1) the racial identity between the petitioner and the excluded venirepersons; (2) a
pattern of strikes against African American venirepersons; (3) a disproportionate use of
peremptory challenges against African American venirepersons; (4) the level of African
American representation in the venire as compared to the jury; (5) the State’s questions
and statements during voir dire and while exercising peremptory challenges; (6) whether
the excluded African American venirepersons were a heterogenous group sharing race as
their only common characteristic; and (7) the race of the defendant, victim, and witnesses.
Williams, 173 Ill. 2d at 71. These examples are “ ‘merely illustrative’ ” and are not all
inclusive. People v. Davis, 345 Ill. App. 3d 901, 907 (2004) (quoting Batson, 476 U.S. at
18
97). The trial court “must consider ‘the totality of the relevant facts’ and ‘all relevant
circumstances’ surrounding the peremptory strike.” Davis, 231 Ill. 2d at 360 (quoting
Batson, 476 U.S. at 94).
¶ 51 After reviewing the record, we cannot say that the defendant would have been
entitled to relief had postconviction counsel included the Batson issue in the amended
postconviction petition. This is true because the record does not arguably support a
prima facie showing of discriminatory purpose in the State’s use of its peremptory
challenges which would have arguably triggered defense counsel’s duty to object to the
exclusion of the venirepersons from the jury.
¶ 52 Our supreme court has repeatedly cautioned that “the mere fact of a peremptory
challenge of a black venireperson who is the same race as defendant or the mere number
of black venirepersons peremptorily challenged, without more, will not establish a
prima facie case of discrimination.” Id. at 360-61. In the present case, the record does not
establish the ethnicity of any of the venirepersons. Accordingly, the defendant has not
established that he and any of the excluded venirepersons were from the same cognizable
racial group. In addition, the defendant failed to raise any “ ‘other relevant circumstances’ ”
from which a trial court could find a prima facie showing of discrimination. Johnson v.
California, 545 U.S. 162, 169 (2005) (quoting Batson, 476 U.S. at 96).
¶ 53 Also, the record does not demonstrate the level of African American representation
on the venire as compared to the jury. The Illinois Supreme Court has held the
“unchallenged presence of jurors of that race on the seated jury is a factor properly
considered [citations] and tends to weaken the basis for a prima facie case of
19
discrimination.” People v. Rivera, 221 Ill. 2d 481, 513 (2006). The defendant has the
responsibility for “preserving the record, and any ambiguities in the record will be
construed against [defendant].” Davis, 231 Ill. 2d at 365. We will not speculate as to the
race of witnesses, the venire panel, or members of the jury. The defendant’s failure to
preserve a complete record prevents an analysis of all relevant first stage Batson factors.
¶ 54 “Fulfillment of the third obligation under Rule 651(c) does not require
postconviction counsel to advance frivolous or spurious claims on defendant’s behalf.”
People v. Greer, 212 Ill. 2d 192, 205 (2004). In addition, as stated above, postconviction
counsel’s filing of a Rule 651(c) certificate gives rise to a rebuttable presumption that
postconviction counsel provided reasonable assistance. People v. Blanchard, 2015 IL App
(1st) 132281, ¶ 16. Based on the record before us, the defendant’s Batson argument does
not rebut this presumption or otherwise provide us with a basis for reversing the circuit
court’s second stage dismissal of the amended postconviction petition.
¶ 55 The defendant also argues that the jury pool from which his jury was chosen was
not made up of a fair cross-section of the community. The only case cited by the defendant
in support of his argument is Batson. In his second pro se postconviction petition, the
defendant never argued or even set forth the requirements to establish a prima facie
violation of the jury pool fair cross-section requirement. Therefore, the defendant’s pro se
petition did not clearly set forth the argument he now attempts to present on appeal, it was
not considered by the circuit court, and we therefore need not address it. People v. Cathey,
2012 IL 111746, ¶ 21.
20
¶ 56 In his brief, the defendant included a “Section B” attached to this argument in which
he complains about his trial attorney’s cross-examination of the substitute teacher who was
Tyeshia’s first contact in reporting the defendant’s assaults. The defendant did not raise
this issue in his amended postconviction petition. In addition to this issue not being raised
in the amended postconviction petition, in his brief, the defendant fails to cite any authority
or citations in the record to establish a basis for reversing the circuit court’s judgment on
this argument.
¶ 57 Illinois Supreme Court Rule 341(h)(7) (eff. Oct. 1, 2020) requires the argument
section of the defendant’s brief to contain arguments supported by citation to authorities.
Although the defendant is pursuing this appeal pro se, the defendant’s pro se status does
not alleviate his duty to comply with our supreme court’s rules governing appellate
procedure. Wing v. Chicago Transit Authority, 2016 IL App (1st) 153517, ¶ 7. Here, the
defendant has forfeited this argument for failure to comply with Rule 341(h)(7). See People
v. Phillips, 215 Ill. 2d 554, 565 (2005) (finding an argument forfeited due to appellant’s
failure to support his assertion with argument or cite relevant authority); People v.
Robinson, 2013 IL App (2d) 120087, ¶ 15 (noting the appellate court is “not simply a
repository in which appellants may dump the burden of argument and research” (internal
quotation marks omitted)).
¶ 58 C. Failure to Subpoena Witnesses and Documents
¶ 59 Next, the defendant argues that his trial counsel was ineffective for not confronting
the substitute teacher about her “perjured” testimony and in failing to call a number of
witnesses and subpoenaing certain records that he claims would have supported his
21
defense. Again, the defendant included these claimed errors in his pro se postconviction
petition, but the claimed errors were not included in the amended postconviction petition.
As we explained above, although an issue may have been raised in the initial postconviction
petition, the issue is not preserved for purposes of review if the defendant’s final amended
petition considered by the circuit court neither includes the claim nor generally
incorporates the defendant’s prior postconviction pleadings. Snow, 2012 IL App (4th)
110415, ¶ 55. As a result, these claimed errors cannot be raised on appeal. See Jones, 211
Ill. 2d at 148.
¶ 60 The defendant argues that appointed postconviction counsel was ineffective for
failing to include these and other issues raised in his second pro se postconviction petition.
As we explained above, in such circumstances, in order to show unreasonable assistance
of postconviction counsel, a defendant must show that the petition could have been
amended to state a case upon which relief could be granted. Wren, 223 Ill. App. 3d at 731.
With respect to these claimed errors, the defendant has failed to make the necessary
showing.
¶ 61 These claimed errors raise claims of ineffective assistance of trial counsel. Claims
of ineffective assistance of counsel are reviewed under the two-part test established in
Strickland v. Washington, 466 U.S. 668 (1984). People v. Curry, 178 Ill. 2d 509, 518
(1997). To prevail on a claim of ineffective assistance of counsel under Strickland, a
defendant must show both (1) that counsel’s performance fell below an objective standard
of reasonableness and (2) that the deficient performance prejudiced the defendant.
Strickland, 466 U.S. at 687-88.
22
¶ 62 The record on appeal does not establish that the substitute teacher offered perjured
testimony and does not establish the substance of the testimony of any witnesses or
documents that trial counsel did not subpoena. The defendant fails to demonstrate how the
missing witnesses and documents would have resulted in his acquittal, nor does the
defendant’s unsubstantiated argument in his brief describe any specific information that
any of the described witnesses had that would have resulted in his acquittal had the
evidence been presented to the jury. The defendant’s argument with respect to these
claimed errors does not establish that postconviction counsel rendered unreasonable
assistance of counsel or otherwise establish a basis for reversing the circuit court’s second
stage dismissal of the amended postconviction petition.
¶ 63 D. Not Allowing Impeachment of a State’s Witness
With Inconsistent Grand Jury Testimony
¶ 64 Next, the defendant’s amended postconviction petition included an argument that
the circuit court erred in denying the defendant an opportunity to cross-examine Detective
Ken McElroy with prior inconsistent statements that McElroy gave during his grand jury
testimony. The defendant did not challenge this evidentiary ruling in his posttrial motion,
and the defendant did not raise the issue on direct appeal. In his amended postconviction
petition, the defendant argued that his trial counsel and appellate counsel were ineffective
in failing to properly raise the issue in the posttrial motion and on direct appeal.
¶ 65 As we have explained, claims of ineffective assistance of trial counsel and appellate
counsel are reviewed under the two-part test established in Strickland, 466 U.S. 668. Curry,
178 Ill. 2d at 518; People v. Edwards, 195 Ill. 2d 142, 163 (2001). In reviewing the circuit
23
court’s dismissal of this claimed error, the issue we must address is whether the claimed
error, viewed in conjunction with the trial record, made a substantial showing that the
defendant was denied effective assistance of trial and appellate counsel. People v.
Coleman, 183 Ill. 2d 366, 381 (1998). To prevail on a claim of ineffective assistance of
counsel under Strickland, a defendant must show both prongs, i.e., (1) that counsel’s
performance fell below an objective standard of reasonableness and (2) that the deficient
performance prejudiced the defendant. Strickland, 466 U.S. at 687-88.
¶ 66 Officer McElroy conducted the forensic interviews of the children and led the
investigation into their allegations of sexual assault. Before the grand jury, McElroy
testified that when he learned of Tyeshia’s allegations, he gathered all three children and
brought them to Amy Center for their safety. He told the grand jury that he spoke with
Santamara, told her what Tyeshia had reported, and got her permission to interview the
children. McElroy told the grand jury that the mother explained that she worked several
nights a week and that the defendant often babysat the children while she worked.
¶ 67 At the trial, McElroy told the jury about taking the children to the Amy Center and
contacting Santamara for her to come to the Amy Center and to get her permission to
interview of the children. During cross-examination, the defendant’s attorney asked
McElroy whether he interviewed or talked to Santamara “about what her babysitting
arrangements were.” McElroy responded, “No. The children had told us.” The defense
attorney asked, “So you didn’t think that it was necessary to talk to mom about that?”
McElroy responded, “Babysitting wasn’t the issue here.” When the defense attorney started
24
to ask McElroy about his grand jury testimony, the prosecution objected, and the circuit
court sustained the objection.
¶ 68 The State never articulated the basis for its objection, and the defendant did not
include this issue in his posttrial motion. The defendant raised this issue in his amended
postconviction petition and argued that appellate counsel was ineffective in failing to raise
the issue on direct appeal. In moving to dismiss this claimed error, the State argued that the
defendant “overstated” the value of McElroy’s testimony as the case hinged on the
credibility of the children’s testimony about the assaults. The State also noted that had
McElroy been impeached with his prior grand jury testimony, the cross-examination would
have presented the jury with additional evidence of his babysitting the children thereby
reinforcing the State’s evidence that the defendant had ample opportunity to assault the
children as they reported despite his denials. The circuit court agreed with the State, finding
as follows: “This Court fails to see what prejudice the Defendant would have suffered by
the trial jury receiving even more evidence that the Defendant regularly cared for the
children, thereby showing his opportunity to commit these offenses.”
¶ 69 We agree with the circuit court’s evaluation of this claimed error. The impeachment
value of this grand jury testimony would have been minimal at best. In addition, if the
circuit court had allowed the defendant’s trial counsel to impeach McElroy with his grand
jury testimony, the jury would have heard additional evidence that, according to Santamara,
the defendant often babysat the children while she was at work. We are confident that
impeaching McElroy with this grand jury testimony would not have resulted in an acquittal.
Therefore, under the record before us, the defendant has failed to establish the denial of his
25
constitutional right to effective assistance of trial and appellate counsel based on this
claimed error. We cannot conclude that appellate counsel was ineffective in failing to raise
this issue on direct appeal. We agree with the circuit court and the State that whatever
minimal value the impeachment might have accrued in the defendant’s favor would have
been outweighed by evidence reinforcing the State’s contention that the defendant and the
children were alone for significant periods of time contrary to the defendant’s testimony.
Accordingly, we have no basis for reversing the circuit court’s second stage dismissal of
the amended postconviction petition based on this argument.
¶ 70 On appeal, the defendant also complains that his trial counsel did not cross-examine
McElroy about other matters but does not cite any pages in the record in support of his
contentions, likely because many of the factual assertions are not contained within the
record. As we explained above, Illinois Supreme Court Rule 341(h)(7) (eff. Oct. 1, 2020)
requires the argument section of the defendant’s brief to contain citations to the record and
arguments supported by citation to authorities. The defendant has forfeited these claimed
errors by failing to include record citations in support of his factual assertions. In re
Marriage of Sinha, 2021 IL App (2d) 191129, ¶ 50 (“Failure to cite authority or to the
record are independent grounds to forfeit an argument.”).
¶ 71 E. Uniformed Police Officer Presence at the Jury Trial
¶ 72 Next, in his amended postconviction petition, the defendant included a claim that
he was denied a fair trial due to “an excessive number of uniformed police in the courtroom
during the trial.” In addressing this claim at the second stage of the postconviction
proceeding, the circuit court found that this claim was “without merit and lack[ed] any
26
showing whatsoever [of] prejudice against the Defendant.” We agree with the circuit
court’s ruling.
¶ 73 The presence of uniformed police officers in a courtroom during a criminal jury trial
is not “inherently prejudicial.” People v. Peeples, 205 Ill. 2d 480, 529 (2002). In addition,
decisions regarding the propriety of uniformed officers in the courtroom are generally left
to the discretion of the circuit court. Id. at 531. The Peeples court noted that jurors could
reasonably draw a wide range of inferences from the presence of uniformed officers in the
courtroom and their presence does not necessarily suggest that the defendant is particularly
dangerous or culpable. Id. In addition, the Peeples court also recognized that was entirely
possible that the jury would not infer anything prejudicial from uniformed officers’
presence because armed guards are often present in public places. Id. at 530. Therefore, the
circumstances of each case are essential in determining whether a defendant was prejudiced
by the presence of police officers in the courtroom and whether the circuit court abused its
discretion in allowing police officers in the courtroom. In the present case, the record falls
short of establishing any prejudice or an abuse of discretion.
¶ 74 At the second stage of the postconviction proceeding, the defendant has the burden
of showing a violation of a constitutional right. Pendleton, 223 Ill. 2d at 473. Dismissal at
the second stage is warranted where the petition’s allegations of fact, liberally construed in
favor of the petitioner, and in light of the original trial record, fail to make a substantial
showing of a constitutional violation. Coleman, 183 Ill. 2d at 382. In the present case,
nothing in the record establishes any specific details about the presence of police officers.
The record does not establish when, where, or how officers were present during the four-
27
day trial. We cannot determine whether the 20 officers referenced in the defendant’s
affidavit were present in the courtroom at the same time, whether they carried and
displayed any weaponry, where the officers were situated in the courtroom, whether they
were sitting or standing, whether they were visible to the jury, how long the officers were
present in the courtroom, or whether there were any other circumstances surrounding their
presence that could have led a juror to any prejudicial conclusions about the defendant as
a result of their presence. The defendant also references the arrest of his son on a warrant
during the trial, but there is nothing in the record or in the defendant’s amended
postconviction petition that would establish that the jury could make any connection
between the person arrested and the defendant.
¶ 75 Furthermore, the defendant has again failed to adequately support his argument
about this claimed error with any citations to the record in violation of Illinois Supreme
Court Rule 341(h)(7) (eff. Oct. 1, 2020). As we explained above, the defendant’s pro se
status does not excuse his failure to comply with the supreme court’s requirements for
appellate procedure. Wing, 2016 IL App (1st) 153517, ¶ 7. The defendant has forfeited this
argument by failing to cite any portion of the record in support of his contention. Failure
to provide proper record citation “is a violation of Rule 341(h)(7), the consequence of
which is the forfeiture of the argument.” Hall v. Naper Gold Hospitality LLC, 2012 IL App
(2d) 111151, ¶ 12. Therefore, the defendant has presented us with no basis to reverse the
circuit court’s second stage dismissal of this claimed error.
28
¶ 76 F. The Introduction of Photographs of the Children
¶ 77 The next argument that the defendant presents on appeal is that he was denied his
constitutional right to a fair trial as a result of the prosecution introducing pictures of the
children taken at the time of their forensic interviews. The circuit court allowed the
admission of these photographs over the defendant’s objection. The defendant could have
raised this argument on direct appeal but did not do so. In his amended postconviction
petition, the defendant maintained that appellate counsel was ineffective for failing to raise
the issue on appeal. A defendant who contends that appellate counsel rendered ineffective
assistance for failing to argue an issue must show that the failure to raise that issue was
objectively unreasonable and that, but for this failure, defendant’s conviction or sentence
would have been reversed. People v. Griffin, 178 Ill. 2d 65, 74 (1997); People v. Caballero,
126 Ill. 2d 248, 269-70 (1989).
¶ 78 In dismissing this claimed error at the second stage of the postconviction
proceeding, the circuit court found that the “photographs were not gruesome and were
relevant because the children’s ages were elements of the offense, and a significant period
of time had elapsed between the offenses and the jury trial.” We again agree with the circuit
court’s finding.
¶ 79 In order to prove the defendant guilty of predatory criminal sexual assault, the State
had to prove, among other things, that the children were under 13 years old at the time of
the offense. See 720 ILCS 5/12-14.1(a)(1) (West 2002) (now codified at 720 ILCS 5/11-
1.40(a)(1) (West 2020)). In 2003, when Tyeshia reported the defendant’s abuse, Tyeshia
29
was 9 years old and Tashirah was 12 years old. The defendant’s trial began over seven
years later in December 2009 when the children were well past their thirteenth birthdays.
¶ 80 The admission of photographs is a matter that lies within the discretion of the circuit
court. People v. Taylor, 2011 IL 110067, ¶ 27. An abuse of discretion occurs only when
the circuit court’s ruling is fanciful, unreasonable, or when no reasonable person would
adopt the circuit court’s view. People v. Baez, 241 Ill. 2d 44, 106 (2011). Photographs that
are relevant to establish any fact in issue are admissible, and the admission of photographs
does not necessarily become cumulative merely because there is also testimony on the same
subject. People v. Henenberg, 55 Ill. 2d 5, 13-14 (1973).
¶ 81 In the present case, given that the photographs were probative on an element of the
offense and were not otherwise inflammatory, we cannot say that the circuit court abused
its discretion in allowing their admission. In addition, even if the admission of the
photographs had been error, the defendant has failed to establish any prejudice from their
admission. As a result, appellate counsel was not ineffective in failing to raise this issue on
direct appeal. Appellate counsel is not obligated to brief every conceivable issue on appeal.
Appellate counsel is not constitutionally ineffective in failing to raise issues that, in his or
her judgment, are without merit, unless counsel’s appraisal of the merits is patently wrong.
People v. Simms, 192 Ill. 2d 348, 362 (2000). A defendant does not suffer prejudice from
appellate counsel’s failure to raise a nonmeritorious claim on appeal.
¶ 82 In the present case, the defendant has failed to establish that his appellate counsel
was ineffective in failing to challenge the introduction of the photographs. Accordingly,
30
the circuit court properly dismissed this claimed error at the second stage of the
postconviction proceeding.
¶ 83 Intermingled with his argument concerning the photographs are undeveloped
arguments that suggest that the defendant was denied his right to a speedy trial and that the
State committed a violation of Brady v. Maryland, 373 U.S. 83, 87 (1963), by failing to
turn over notes of the investigating officer who recorded the interviews of the victims. The
defendant failed to include these claimed errors in his amended postconviction petition;
therefore, the arguments are forfeited. People v. Jones, 213 Ill. 2d 498, 507-08 (2004). In
addition, the defendant has forfeited these claimed errors by failing to comply with the
requirement of Illinois Supreme Court Rule 341(h)(7) (eff. Oct. 1, 2020).
¶ 84 G. Admission of Out of Court Statements Made for Medical Treatment
¶ 85 Next, the defendant argues that the circuit court erred in admitting out of court
statements made by Tyeshia about her being mad “at her mom’s boyfriend.” The defendant
raised this issue in his amended postconviction petition.
¶ 86 During the trial, Dr. St. Germain testified that Tyeshia reported that she was “mad
at her mom’s boyfriend.” In addition, another witness testified that Tyeshia shared that
same information as part of the history taken for medical purposes. The defendant failed to
raise this issue on direct appeal but argued in his amended postconviction petition that his
appellate counsel was ineffective for failing to raise the issue on appeal.
¶ 87 Section 115-13 of the Code of Criminal Procedure of 1963 (725 ILCS 5/115-13
(West 2008)) provides that in prosecutions for predatory criminal sexual assault:
31
“statements made by the victim to medical personnel for purposes of medical
diagnosis or treatment including descriptions of the cause of symptom, pain or
sensations, or the inception or general character of the cause or external source
thereof insofar as reasonably pertinent to diagnosis or treatment shall be admitted
as an exception to the hearsay rule.”
¶ 88 The statements were admissible under this statutory exception to the hearsay rule.
Accordingly, appellate counsel was not constitutionally ineffective in challenging the
admission of this testimony.
¶ 89 Furthermore, the evidence was not prejudicial. The evidence of these out of court
statements was presented to the jury during the course of permissible testimony about
Tyeshia’s physical complaints and symptoms given to medical providers. As the circuit
court observed, “the victims in this case testified in considerable detail as to the offenses
and were subject to cross-examination, making the medical witness hearsay testimony pale
in comparison and thereby leaving this Court unconvinced that the Defendant was
prejudiced by evidence that the child ‘was mad at her mom’s boyfriend.’ ” We agree with
the circuit court’s assessment of the prejudicial effect of the challenged testimony. This
claimed error does not provide us with a basis for reversing the circuit court’s dismissal of
the amended postconviction petition.
¶ 90 In his brief, the defendant also appears to argue that it was improper for Dr.
St. Germain to explain to the jury why there was often no physical signs of sexual abuse
unless the victim is examined within the first 24 to 48 hours after the assault. The defendant
failed to include this claimed error in his pro se postconviction petition or in his amended
32
postconviction petition; therefore, this argument forfeited. Jones, 213 Ill. 2d at 507-08.
Although the defendant argues that postconviction counsel was ineffective in failing to
include this issue in the amended postconviction petition, as we stated above,
postconviction counsel was not required to comb the record for issues not raised in the
defendant’s pro se postconviction petition. Helton, 321 Ill. App. 3d at 424-25. In addition,
a postconviction petitioner is “not entitled to the advocacy of counsel for purposes of
exploration, investigation and formulation of potential claims.” Davis, 156 Ill. 2d at 163.
¶ 91 H. Illinois Supreme Court Rule 431(b)
¶ 92 The defendant next argues that he was denied a fair trial due to the circuit court’s
failure to properly comply with Illinois Supreme Court Rule 431(b) (eff. May 1, 2007).
Illinois Supreme Court Rule 431(b) requires the circuit court to explain the following four
principles to prospective jurors during voir dire: (1) that the defendant is presumed
innocent of the offenses charged; (2) that the State must prove the defendant’s guilt beyond
a reasonable doubt; (3) that the defendant is not required to present any evidence; and
(4) that the defendant is not required to testify, and if he chooses not to do so, jurors may
not draw any negative inferences from this fact. Ill. S. Ct. R. 431(b) (eff. May 1, 2007).
The rule requires the circuit court to ask all prospective jurors whether they both understand
and accept each of these principles, also known as Zehr principles. People v. Thompson,
238 Ill. 2d 598, 606 (2010); see also People v. Zehr, 103 Ill. 2d 472, 477 (1984).
¶ 93 In the present case, the defendant argues that the circuit court did not advise
potential jurors of the fourth Zehr principle, i.e., the circuit court failed to question potential
jurors whether they understood and accepted the principle that a defendant’s failure to
33
testify cannot be used against him. The defendant also argues that the circuit court failed
to allow each individual juror the opportunity to answer the judge directly as to whether he
or she understood and accepted each principle. However, at the trial, the defendant failed
to raise any objections to the circuit court’s questioning of potential jurors.
¶ 94 Failure to object to the circuit court’s questioning during voir dire forfeits appellate
review of a claimed error in the circuit court’s explanation of the Zehr principles. People
v. Belknap, 2014 IL 117094, ¶ 47. Therefore, the issue is reviewable only under the plain
error rule. The plain error rule allows a reviewing court to review a forfeited error affecting
substantial rights under one of two alternative prongs: (1) the evidence is so closely
balanced that the conviction may have resulted from the error and not the evidence, or
(2) the error is so serious that the defendant was denied a substantial right and a review of
the forfeited error preserves the integrity of the judicial process. People v. Herron, 215 Ill.
2d 167, 178-79 (2005).
¶ 95 In addition, because this issue was not raised on direct appeal, the defendant must
establish that his appellate counsel was ineffective in failing to raise the issue on direct
appeal. Therefore, the issue before us is whether the defendant’s appellate counsel could
have established that the circuit court’s failure to strictly comply with Rule 431(b) in this
case constituted plain error.
¶ 96 The initial analytical step under either prong of the plain error rule is determining
whether there was a clear or obvious error at the trial. People v. Piatkowski, 225 Ill. 2d 551,
556 (2007). In dismissing the defendant’s claimed error with respect to the Zehr principles,
the circuit court agreed that its Rule 431(b) admonishments did not strictly comply with
34
the rule with respect to the fourth Zehr principle. The circuit court found, however, that the
defendant was not prejudiced by the error because the defendant testified at his trial and
presented evidence in his defense. The circuit court also found that the potential jurors were
properly advised of the other three Zehr principles and “the impaneled jurors received a
verbal and written instruction to follow those principles, and evidently they did because
the [d]efendant was acquitted of three of the counts after four hours of deliberation.”
¶ 97 A lack of strict compliance with Rule 431(b) does not result in an automatic reversal.
People v. Williams, 409 Ill. App. 3d 408, 413 (2011). The questioning mandated by Rule
431(b) “is simply one way of helping to ensure a fair and impartial jury,” and failure to
comply with the rule “does not necessarily result in a biased jury.” People v. Thompson,
238 Ill. 2d 598, 610-11 (2010). Therefore, our supreme court had held that a circuit court’s
failure to strictly comply with Rule 431(b)’s requirements does not amount to second prong
structural error unless the circuit court empaneled a biased jury. Therefore, with no
evidence of a biased jury, a claimed error with respect to Zehr principles is reviewable only
under the first prong of the plain error rule, not the second prong. People v. Wilmington,
2013 IL 112938, ¶ 26; People v. Sebby, 2017 IL 119445, ¶ 52 (“A Rule 431(b) violation is
not cognizable under the second prong of the plain error doctrine, absent evidence that the
violation produced a biased jury.”).
¶ 98 Here, the defendant has not established that the jury was biased and, therefore, he
has failed to establish error under the second prong of the plain error rule. Belknap, 2014
IL 117094, ¶ 47. With respect to the first prong of the plain error rule, the defendant must
establish that the evidence was so closely balanced that the jury’s guilty verdict may have
35
resulted from the error and not the evidence. Herron, 215 Ill. 2d at 178. The evaluation of
whether the evidence was closely balanced involves a qualitative, commonsense
assessment of the totality of the evidence within the context of the case. Sebby, 2017 IL
119445, ¶ 53. The reviewing court must look at the evidence on the elements of the charged
offense along with any evidence regarding the witnesses’ credibility. Id. In the present case,
after a careful review of the record, we agree with the circuit court that the defendant has
failed to establish plain error under the first prong of the plain error rule.
¶ 99 The State presented the consistent testimonies of the victims, Tyeshia and Tashirah.
Both Tyeshia and Tashirah offered detailed testimony of not only what the defendant did
to them but what they observed the defendant do to each sibling. The victims’ testimony at
trial was corroborated by their statements given during their forensic interviews. When
Tyeshia first reported the abuse, the investigators kept the children apart and interviewed
them separately. When reviewing whether the evidence was closely balanced, we find it
compelling that each child gave nearly identical details of the abuse during their separate
interview and find that the evidence of the defendant’s guilt was not closely balanced.
¶ 100 In addition, as the circuit court observed, prejudice resulting from the absence of an
admonishment about the defendant’s right to refuse to testify was curtailed by the
defendant’s decision to testify. See People v. Albarran, 2018 IL App (1st) 151508, ¶ 58
(“Here, defendant simply cannot obtain plain error relief based on the circuit court’s failure
to ask potential jurors whether they understood that a defendant is not required to offer any
evidence on his behalf because defendant did offer evidence on his behalf at trial.”
(Emphasis in original.)). Also, Rule 431(b) is not violated by the circuit court giving the
36
admonishments to the venire as a group as long as jurors were given the opportunity to
respond. Thompson, 238 Ill. 2d at 607. The record establishes that the jurors were given
the opportunity to respond to the circuit court’s Rule 431(b) admonishments.
¶ 101 The defendant alludes to the fact that one of the jurors worked as an administrative
secretary with the State’s Attorneys Appellate Prosecutor’s office and had worked for a
period of time with one of the prosecutors. However, the juror in question was questioned
thoroughly during voir dire and told the circuit court that she would be a fair and impartial
juror. The circuit court denied the defendant’s request that the juror be excused for cause.
A challenge for cause is left to the discretion of the circuit court, and we will not reverse
that decision in absence of an abuse of discretion. People v. Bowens, 407 Ill. App. 3d 1094,
1098 (2011). Based on the record before us, the defendant has failed to establish that the
circuit court erred in failing to excuse the juror for cause.
¶ 102 I. State’s Closing Argument
¶ 103 Next, the defendant argues that he was denied a fair trial due to the prosecutor
misstating the evidence during closing argument when the prosecutor stated that Tyeshia’s
hymen had an “opening” in it. Dr. St. Germain testified that Tyeshia had “less hymen” in
the 5 o’clock position which was not a typical finding in a child Tyeshia’s age. The doctor
did not testify about an “opening” in the hymen as stated by the prosecution during closing
arguments.
¶ 104 In dismissing this claimed error at the second stage of the postconviction
proceeding, the circuit court found that this misstatement of the evidence during closing
argument was not substantial enough to deny the defendant a fair trial. Specifically, the
37
circuit court noted that the “jury was instructed that closing arguments are not evidence”
and that nothing had been presented by the defendant to show that but for the prosecutor’s
misstatement, the defendant would have been acquitted. We agree with the circuit court
analysis.
¶ 105 The defense did not object to the prosecutor’s misstatement of the evidence.
Therefore, on direct appeal, the defendant’s appellate counsel would have to argue that the
error constituted plain error. People v. Theis, 2011 IL App (2d) 091080, ¶ 47. A
prosecutor’s improper remarks during closing argument do not merit reversal unless they
result in substantial prejudice to the defendant. People v. Kitchen, 159 Ill. 2d 1, 38 (1994).
¶ 106 Our review of the record indicates that the prosecution did not place great emphasis
on the physician’s findings and the isolated comment was not a material factor in the State’s
case and the defendant’s conviction. People v. Woods, 2011 IL App (1st) 091959, ¶ 42. In
addition, the jury was properly instructed that closing arguments were not evidence. People
v. McGee, 2015 IL App (1st) 130367, ¶ 72. As we explained above, the evidence of the
defendant’s guilt was not closely balanced. Therefore, the defendant has failed to establish
that appellate counsel could have successfully argued plain error on appeal. The results of
the defendant’s appeal would not have been different had appellate counsel raised this issue
on direct appeal. People v. Childress, 191 Ill. 2d 168, 175 (2000). Accordingly, the circuit
court properly dismissed this claimed error at the second stage of the postconviction
proceeding.
38
¶ 107 J. Sentencing
¶ 108 Finally, the defendant argues that he was improperly sentenced to natural life in
prison for each count. Again, this is an issue that could have been raised on direct appeal
but was not raised. In the postconviction proceeding, the defendant argues that his appellate
counsel was ineffective for failing to raise the issue on direct appeal. We disagree.
¶ 109 The circuit court sentenced the defendant pursuant to section 12-14.1(b)(1.2) of the
Criminal Code of 1961 (720 ILCS 5/12-14.1(b)(1.2) (West 2002) (now see 720 ILCS 5/11-
1.40(b)(1.2) (West 2020))), which stated that “[a] person convicted of predatory criminal
sexual assault of a child committed against 2 or more persons regardless of whether the
offenses occurred as the result of the same act or of several related or unrelated acts shall
be sentenced to a term of natural life imprisonment.” We upheld the constitutionality of
this sentencing provision in the defendant’s direct appeal. Oats, 2013 IL App (5th) 110556,
¶¶ 47-62.
¶ 110 A defendant may be prosecuted for more than one criminal act that arises from the
same episode or transaction, so long as the charges do not arise from the same physical act.
People v. Segara, 126 Ill. 2d 70, 77 (1988). With respect to offenses involving sexual
assault, a defendant may be convicted on each act of penetration. See People v. Bishop,
218 Ill. 2d 232, 247 (2006). Each act of sexual assault constitutes a discrete offense
permitting multiple sentences. People v. Foley, 206 Ill. App. 3d 709, 718 (1990). Therefore,
the circuit court’s sentences were proper.
39
¶ 111 III. CONCLUSION
¶ 112 For the foregoing reasons, we affirm the circuit court’s judgment dismissing the
amended postconviction petition at the second stage of the postconviction proceeding.
¶ 113 Affirmed.
40