Kimble v. Illinois State Board of Education ( 2014 )

Illinois Official Reports
Appellate Court
Kimble v. Illinois State Board of Education, 2014 IL App (1st ) 123436
Appellate Court SHARON KIMBLE, Plaintiff-Appellant, v. THE ILLINOIS STATE
Caption BOARD OF EDUCATION; VICKI PETERSON COHEN, Hearing
Officer; THE BOARD OF EDUCATION OF THE CITY OF
CHICAGO; and BARBARA BYRD-BENNETT, Chief Executive
Officer, Defendants-Appellees.
District & No. First District, Fifth Division
Docket No. 1-12-3436
Filed July 18, 2014
Held On appeal from the termination of plaintiff, a tenured teacher with 20
(Note: This syllabus years of service, based on allegations that she pushed and choked a
constitutes no part of the 10-year-old student who was in a gifted class, the appellate court
opinion of the court but reversed the trial court’s affirmation of the termination, since the
has been prepared by the student was not present at the dismissal hearing, even though the
Reporter of Decisions hearing was based almost entirely on his hearsay statements, there
for the convenience of were no eyewitnesses to plaintiff’s alleged conduct, plaintiff testified
the reader.) that she only took the student’s hand, and she was denied her right to
due process when she was not given an opportunity to cross-examine
the student.
Decision Under Appeal from the Circuit Court of Cook County, No. 10-CH-28423; the
Review Hon. LeRoy Martin, Jr., Judge, presiding.
Judgment Reversed.
Counsel on Elaine K.B. Siegel and Jessica R. Hill, both of Elaine K.B. Siegel &
Appeal Associates, P.C., of Chicago, for appellant.
James L. Bebley and Lee Ann Lowder, both of Chicago Board of
Education Law Department, of Chicago, for appellees.
Panel PRESIDING JUSTICE GORDON delivered the judgment of the
court, with opinion.
Justices McBride and Palmer concurred in the judgment and opinion.
OPINION
¶1 Plaintiff Sharon Kimble, a tenured teacher assigned to teach at Parkside Academy
(Parkside), was dismissed from her employment by the defendant board of education of the
City of Chicago1 (the Board) after over 20 years of service based on allegations that she
pushed and choked a 10-year-old student. At the time of its alleged occurrence, the incident
was reported to the Department of Children and Family Services (DCFS), which determined
that the allegations of abuse were unfounded. However, the Board approved dismissal
charges against plaintiff based on alleged violations of the Chicago Public Schools’
employee discipline and due process policy, which prohibited the use of corporal
punishment.
¶2 At her tenured-teacher dismissal hearing before an Illinois State Board of Education
(ISBE) appointed hearing officer, defendant Vicki Peterson Cohen, plaintiff did not dispute
that, on the day in question, (1) she told the student that he could not attend gym class
because he failed to complete an assignment, (2) he nonetheless lined up with the other
students for gym and refused to leave the line, and (3) she removed him from the line and
took him to the counselor’s office. However, she disputed the claim that she grabbed him by
the neck and pushed him into the counselor’s office and also denied choking him, which was
a separate incident that allegedly occurred several days later. The student who was allegedly
abused was absent from the hearing, and his statements were testified to by the school
counselor and principal, as well as by a Board investigator. The hearing officer
recommended that plaintiff’s employment be terminated, and the Board adopted the hearing
officer’s recommendation and terminated plaintiff’s employment.
1
While plaintiff’s notice of appeal lists Ron Huberman as the chief executive officer (CEO) of the
Board, Huberman no longer holds that position. Accordingly, pursuant to section 2-1008(d) of the Code
of Civil Procedure (735 ILCS 5/2-1008(d) (West 2012)), we have amended the caption to correctly
reflect the current CEO. On this court’s own motion, we hereby substitute her as a party as shown
above.
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¶3 On administrative review before the trial court, the trial court reversed in part and
remanded for further findings of fact, explaining that the record contained inadmissible
hearsay and prior incidents evidence, and the factual basis of the hearing officer’s
recommendation was not apparent from the record. On remand, the hearing officer issued a
clarification, and the Board issued a supplemental order on remand, affirming plaintiff’s
employment termination. On further administrative review, the trial court affirmed.
¶4 On appeal, plaintiff argues that (1) the termination proceedings denied her due process;
(2) the Board failed to follow the trial court’s directions on remand; and (3) the hearing
officer’s and the Board’s findings of fact and conclusions of law were contrary to law and
against the manifest weight of the evidence. For the reasons that follow, we reverse.
¶5 BACKGROUND
¶6 I. Dismissal Charges
¶7 On February 3, 2009, the Board approved nine dismissal charges against plaintiff, a
tenured teacher assigned to Parkside who had been employed with the Board for over 20
years. Plaintiff was charged with: (1) violating section 3-17 of the Chicago Public Schools’
employee discipline and due process policy (the CPS policy), which “prohibits violating
School rules, Board rules, policies or procedures that result in behaviors that disrupt the
orderly educational process in the classroom, in the school, and may occur on or off school
grounds or assigned work location”; (2) violating section 4-1 of the CPS policy, which
“prohibits repeated or flagrant acts of Group 3 misconduct”; (3) violating section 4-3 of the
CPS policy, which “prohibits assaulting, threatening, intimidating, or physical or verbal
abuse, by any employee against any person on school grounds which results in physical
contact; or provoking or inciting another person to engage in such conduct”; (4) violating
section 4-16 of the CPS policy, which “prohibits retaliating against an employee or student”;
(5) violating section 4-25 of the CPS policy, which “prohibits using corporal punishment that
results in the deliberate use of physical force with a student (e.g., slapping, hitting, pushing,
shaking, twisting, pinching, choking, swatting, head banging, or other physical contact; using
any type of object or instrument that has contact with a student)”; (6) violating section 4-26
of the CPS policy, which “prohibits violating School rules, Board rules, policies or
procedures that result in behaviors that seriously disrupt the orderly educational process in
the classroom, in the school, and may occur on or off the school grounds or assigned work
location”; (7) violating section 5-1 of the CPS policy, which “prohibits repeated or flagrant
acts of Group 4 misconduct”; (8) violating section 5-17 of the CPS policy, which “prohibits
violating School rules, or Board rules, policies or procedures that result in behaviors that
grossly disrupt the orderly educational process in the classroom, in the school, and may occur
on or off school grounds or assigned work location”; and (9) “conduct *** unbecoming an
employee of the Chicago Public Schools.”
¶8 The dismissal charges were supported by nine specifications:
“1. At all relevant times to these charges, you were assigned as a teacher at
Parkside Elementary School.
2. You have been disciplined and warned in the past regarding your use of
corporal punishment, and other issues of misconduct.
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3. On or about October 28, 2008, you grabbed J.W., a male student, age 10, by the
neck and as you led him into a classroom his eye hit the edge of the wooden border
on the wall causing injury.
4. On or about October 28, 2008, you grabbed J.W. by the neck again, and pushed
him into a room.
5. On or about October 30, 2008, you grabbed J.W. by the front of his shirt and
choked him.
6. J.W. notified the school administration about your physical abuse of him.
7. The school administration contacted the Illinois Department of Children and
Family Services (‘DCFS’), as required by Illinois law.
8. On or about November 6, 2008, a DCFS investigator interviewed you about the
allegations set forth in paragraph two through four above.
9. Shortly after being interviewed by the DCFS investigator, on or about
November 6, 2008, you retaliated against J.S. [sic] by inciting the students in J.W.’s
class to scream at him and ridicule him, among other things.”
The form approving the dismissal charges concluded: “Based on the above specifications,
dismissal is warranted due to your irremediable conduct.”
¶9 II. Dismissal Hearing
¶ 10 On September 14 and 16 and December 14 and 15, 2009, the parties came before a
hearing officer for plaintiff’s dismissal hearing. The Board’s CEO presented four witnesses:
Kenneth Wiggins, an investigator for the Board’s law office; Sarah Barber, a consultant with
CPS and former assistant principal at Parkside; Cari Rohe, a counselor at Parkside; and
Dorothy Thompson, the principal at Parkside. Plaintiff presented six witnesses: plaintiff;
D.W., a 10-year-old former student of plaintiff’s; Jennifer Figueroa, plaintiff’s daughter and
a former counseling intern at Parkside; Sophia Lumkin and Raymond Dozier, two members
of the local school council; and Angletta Ashford, a part-time security officer at Parkside.
¶ 11 While the hearing officer considered all of the witnesses’ testimony, the Board on remand
expressly made its decision to terminate plaintiff’s employment based on the testimony of
only three witnesses: plaintiff, Rohe, and Thompson; and only focused on the alleged “push”
of October 28, 2008, and the alleged “choke” of October 30, 2008, as well as evidence of a
prior incident for which plaintiff was allegedly reprimanded. Thus, we relate the evidence
relied upon by the Board in greater detail, and only provide such testimony of the other
witnesses as will assist in the understanding of the sequence of events in the case at bar.
¶ 12 A. Kenneth Wiggins
¶ 13 While considered by the hearing officer, Wiggins’ testimony does not appear to have
been considered by the Board as a basis for terminating plaintiff’s employment. Thus, we
include it only to provide an understanding of the administrative proceedings.
¶ 14 Kenneth Wiggins, an investigator for the Board’s law office and a detective with the
Chicago police department, testified that in his capacity as an investigator, on December 1,
2008, he was assigned to investigate allegations of physical abuse committed by plaintiff.
The basis of the investigation was an incident report that Wiggins received, dated October
31, 2008, as well as a second document, an “incident information report,” that he received as
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part of the file. There was some confusion in the incident information report as to the date of
the incident, but Wiggins believed that the incident occurred on October 28, 2008, and that
there was only one incident to investigate.
¶ 15 According to the incident information report, “on Tuesday, October 28, J.[W., a student,]
indicated that Ms. Kimble grabbed him by the back of his neck and took him to the
counselor’s office. *** [H]e indicated that she grabbed him by his shirt twice and choked
him.” Wiggins testified that the incident report also indicated that DCFS was contacted
regarding the incident.
¶ 16 On March 13, 2009, Wiggins visited the school and met the principal, Dorothy
Thompson, and interviewed witnesses, including the alleged victim and four other students at
the school. Later in the investigation, he also interviewed plaintiff. After concluding his
investigation, Wiggins determined “[t]hat credible evidence did exist to support the
allegation.”
¶ 17 Wiggins testified that, as part of his investigation, he spoke to J.W., the victim, alone in
the principal’s office. During the interview, J.W. informed Wiggins that on the day in
question, the class had left the classroom, lined up, and went to the gym. Plaintiff then
grabbed J.W. by the back of his neck and then, when they reached room 103, she released his
neck and pushed him in through the door; Wiggins did not attempt to establish the level of
force, since “[a] push is a push, regardless of the level.” J.W. did not tell Wiggins that
plaintiff had grabbed his shirt and choked him, and he also did not tell Wiggins that he had
hit his face against the wall or that he had been injured.
¶ 18 Wiggins also interviewed Cari Rohe, a counselor at the school, who informed him that
plaintiff asked Rohe if she could bring someone into Rohe’s office, and Rohe agreed.
Plaintiff then “pushed [J.W.] in his back toward the chair.”
¶ 19 Wiggins interviewed plaintiff a few days later, on March 17, and found plaintiff to be
pleasant. Plaintiff told Wiggins that she had informed J.W. that he would not be attending
gym class because he had not completed a reading assignment. When it came time to leave
for class, she lined up the class to escort them to the gym. When they reached the gym, she
asked J.W. to move to the back of the line, and he refused. When he refused to leave the line,
she approached J.W. and grabbed both of his hands; J.W. struggled to get away. She then
escorted J.W. to Rohe’s office and asked Rohe if J.W. could sit there. Plaintiff denied
pushing J.W. into the office and denied grabbing him by the shirt; Wiggins did not believe
plaintiff, because “I knew that she grabbed him, not necessarily by his shirt, but I knew that
she had grabbed him.” Plaintiff also denied choking J.W., and Wiggins believed her. Wiggins
believed that “[s]ome parts” of what plaintiff was saying were true, because “[b]asically she
gave the same account of everyone else.” “[I]n essence,” Wiggins concluded “[t]hat she
grabbed him by both hands and she pushed him in the back.”
¶ 20 B. Sarah Barber
¶ 21 Barber’s testimony was not considered by the hearing officer or the Board as a basis for
terminating plaintiff’s employment. Thus, we include it only to provide an understanding of
the administrative proceedings.
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¶ 22 Sarah Barber, a consultant with CPS and former assistant principal at Parkside, testified
to an alleged incident between Barber and plaintiff that occurred on December 2, 2008, when
she was working as a consultant at Parkside.
¶ 23 Barber further testified that she was familiar with J.W., who was a fourth grader, and that
he was “a very smart young man” who was in a gifted class. She had never known him to
fabricate stories.
¶ 24 C. Cari Rohe
¶ 25 Rohe’s testimony was considered by the Board as a basis for terminating plaintiff’s
employment. Thus, we relate it in detail as to the “push” and “choke” allegations considered
by the Board.
¶ 26 Cari Rohe, a counselor at Parkside who also assisted with discipline, testified that she
was familiar with J.W., who was a fourth-grader and a new student at Parkside during the
2008-09 school year. On October 28,2 2008, Rohe had just returned to her office with lunch
after attending a meeting and was sitting at her desk when the door opened. When she looked
up, J.W. “was coming rather quickly into the office into a chair” near the entrance of her
office. Plaintiff was accompanying J.W. and looked at Rohe and told her that J.W. needed a
“time out” and that she tried to place him “across the way,” but he refused, so she wanted to
keep him in Rohe’s office. Rohe agreed, and plaintiff closed the door. After plaintiff had
departed, J.W. told Rohe that his neck hurt and placed his hand around his neck. Rohe asked
him why his neck hurt and “he said Ms. Kimble had her hand around his neck.” J.W. then
told Rohe that his head also hurt because “apparently when she took him to go to the room
across from me, *** he hit his head.” At that point, “I was like okay, if he is saying this,
[and] it did happen, it’s over my head.” Rohe contacted the principal to inform her of what
J.W. was saying. Rohe testified that “when [J.W.] said that he was pushed, of course I
believed him because I kind of saw the end of it, but didn’t see any–you know, physical
pushing.”
¶ 27 Rohe testified that J.W. did not have any misconduct reports for violations of the student
code of conduct as of the time that he made his accusation against plaintiff. Rohe further
testified that plaintiff never initiated a “school-based, problem-solving document” on J.W.,
which was a form detailing a process used when a teacher was having difficulty with a
student either academically or behaviorally.
¶ 28 Rohe testified that Jennifer Figueroa was plaintiff’s daughter and was a counseling intern
at Parkside during 2008. Figueroa worked a few days per week, sporadically. Rohe never
asked Figueroa to create an individual counseling case note on J.W. and never saw an
individual counseling case note created by Figueroa. However, on cross-examination, Rohe
testified that J.W. had received counseling services from Figueroa and Sheila Washington,
another intern.
¶ 29 Rohe testified that at some point, it came to her attention that J.W. had stated that he
observed his father kill his baby brother. Rohe reported the statement to the school social
worker, Eric Cochran, who met with J.W.
2
Rohe testified that the incident occurred on October 30, but the record indicates that the “push”
incident allegedly occurred on October 28.
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¶ 30 Rohe also testified about another incident between plaintiff and a different fourth-grade
student, and testified about an incident between plaintiff and the principal, Dorothy
Thompson.
¶ 31 D. Dorothy Thompson
¶ 32 Thompson’s testimony was considered by the Board as a basis for terminating plaintiff’s
employment. Thus, we relate it in detail as to the “push” and “choke” allegations considered
by the Board, as well as the incident for which plaintiff was previously reprimanded, also
considered by the Board.
¶ 33 The Board’s next witness was Dorothy Thompson, the principal at Parkside, who testified
that J.W. was a new student, approximately nine years old, who arrived at Parkside in
September 2008. His mother was in the military, so he lived with his grandparents; J.W. had
moved from Louisiana prior to attending Parkside. J.W. was no longer attending Parkside
and was no longer in the CPS system.
¶ 34 Thompson testified that on October 30, 2008, J.W. came into her office, and “his shirt
was wrinkled in the front” and “he had indicated that Ms. Kimble had grabbed him and
choked him.” Thompson later discovered that there had been an earlier incident on October
28, in which she was told that “he walked into the room and was–you know, was pushed or
grabbed by the back of the neck.” When she learned of the October 28 incident, she placed it
in the same incident report as the October 30 incident but forgot to indicate that they
occurred on different dates. Thompson reported these incidents to DCFS; DCFS determined
that the allegations of abuse were unfounded.
¶ 35 Thompson testified that there was also a third incident, on November 6, when J.W. ran
down to her office crying and shaking, saying that plaintiff had the class scream at him
because of the DCFS investigation. Plaintiff also entered Thompson’s office and looked at
J.W., and J.W. ran out of the office.
¶ 36 Thompson completed a notice of predisciplinary hearing on November 13, 2008, and
listed all three of the incidents involving J.W.
¶ 37 Thompson also testified to several other incidents involving plaintiff, including an
incident on March 15, 2008, in which a parent complained to her that plaintiff picked up a
child and placed the child in a chair, resulting in the child hitting his head on a desk. Plaintiff
admitted to shaking the child, and police were contacted. No police report was completed,
but Thompson removed the child from plaintiff’s classroom, created an incident report, and
filed documents with DCFS; the DCFS report concluded that the allegation of abuse was
unfounded.
¶ 38 E. Student D.W.
¶ 39 D.W.’s testimony was not considered by the Board as a basis for terminating plaintiff’s
employment. Thus, we include it only to provide an understanding of the administrative
proceedings.
¶ 40 D.W., a 10-year-old boy who was in plaintiff’s class at Parkside the prior year, testified
as to his knowledge of the “pushing” incident.
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¶ 41 F. Jennifer Figueroa
¶ 42 Figueroa’s testimony was not considered by the Board as a basis for terminating
plaintiff’s employment. Thus, we include it only to provide an understanding of the
administrative proceedings.
¶ 43 Jennifer Figueroa, plaintiff’s daughter, testified that she had spent 50 hours working at
Parkside under Rohe as part of a practicum requirement for her master’s degree in school
counseling. Figueroa testified that she worked with J.W., whom Rohe suggested Figueroa
work with because “[h]e would be called down to the office a lot for a lot of discipline
problems. So when he would come down for his discipline problems, she figured that that
was a good way for me to talk to those students as they come down for me to kind of see
what’s going on with them.” Figueroa further testified that when a student was sent to the
counselor’s office, he or she would have a referral from the teacher, explaining why the
student was being sent to the office. J.W. had “a lot” of these referrals, with “about six to
eight of them” by early September and October.
¶ 44 G. Plaintiff
¶ 45 Plaintiff’s testimony was considered by the Board as a basis for terminating plaintiff’s
employment. Thus, we relate it in detail as to the “push” and “choke” allegations considered
by the Board.
¶ 46 Plaintiff testified that she had been teaching at CPS for 21 years. In the fall of 2008, she
was assigned to work in a classroom with third-, fourth-, and fifth-grade gifted students.
During one “gym day,” plaintiff informed J.W. during class that if he did not complete his
reading assignment, he would not be permitted to attend gym class; J.W. did not complete his
reading assignment. When it was time for gym, the class lined up, and J.W. was standing in
the back of the line. Plaintiff told J.W. that he was not going to be attending gym and ordered
him to step out of the line, but he refused. Plaintiff took him by the hand and removed him
from the line, while the other students went into the gym; plaintiff testified that she used one
hand and did not “pull or drag” him or otherwise use any force against him. Plaintiff took
J.W. downstairs to a different classroom, but decided against leaving him there. Across from
the classroom was Rohe’s office. Plaintiff observed Rohe walking down the hall with her
lunch and waited a minute for her to enter her office. Plaintiff then opened the door and
asked Rohe if J.W. could stay there until after gym class. Rohe agreed.
¶ 47 Plaintiff denied grabbing J.W. by the shirt or by the back of the neck and denied hitting
J.W.’s head against the wall. She learned on October 31 that J.W. had accused her of
corporal punishment.
¶ 48 Plaintiff testified that on November 6, 2008, she met with a DCFS investigator and
denied grabbing or choking J.W. She returned to her class and asked, “[D]id anyone see me
do anything to hurt J.W.? Have you ever seen me choke him or anything? And they said, no,
Ms. Kimble, you didn’t do that. I said, well, they’re saying that I did that to J.W.” J.W. was
not in the room at that time, but when he returned, “one little boy said, Ms. Kimble didn’t do
nothing to you. Why you lie on Ms. Kimble like that?” Plaintiff testified that the students
“were all rared up at J.W., and [she] had to calm them down.”
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¶ 49 H. Posthearing Briefs
¶ 50 After the hearing, the parties filed posthearing briefs. One of the arguments in plaintiff’s
brief was that the Board failed to carry its burden of proving the allegations of abuse.
Plaintiff argued that “[t]he Board would strip Ms. Kimble of her tenured teaching position,
relying on virtually nothing but hearsay statements allegedly made by young children,
interviewed months after the events at issue” and further noted that “[t]he accusing witness,
J.W., did not appear.” Plaintiff specifically argued that “Ms. Kimble’s inability to
cross-examine J.W., [and] the other students who were interviewed by Wiggins, violates her
due process confrontation clause rights.”
¶ 51 Attached to the Board’s posthearing brief was a copy of a resolution passed by the Board
on July 28, 2004. The resolution provided, “The Board deems that certain acts of employee
misconduct are irremediable and warrant discharge of any employee who engaged in such
conduct immediately and without further warning and said acts of misconduct are set forth in
Sections 4 and 5 of the Policy’s Acts of Misconduct Section.” (Emphasis in original.) The
resolution then “further emphasize[d] that the following acts of misconduct are prohibited
and shall be presumed, absent mitigating factors, to be irremediable and shall justify
immediate discharge of employees,” and specified “Corporal punishment that results in the
deliberate use of physical force with a student in violation of Section 4-25 of the Policy’s
Acts of Misconduct Section.” The resolution provided that it would be distributed to all CPS
employees “and shall be deemed adequate forewarning of the types of misconduct that shall
lead to immediate discharge.”
¶ 52 III. Hearing Officer Recommendation and Board Adoption
¶ 53 On April 11, 2010, the hearing officer issued a recommendation concerning plaintiff’s
termination. The hearing officer found that plaintiff violated the CPS employee discipline
and due process policy, as alleged in charges 1, 2, 3, 4, 5, and 6 and specifications 1, 2, 4, 5,
6, 7, 8, and 9, and recommended that the Board uphold plaintiff’s dismissal. In short, the
hearing officer found that the Board had proven all of the charges and specifications, except
that, concerning the allegation that plaintiff grabbed J.W. by the neck and J.W. hit his eye on
the edge of a wooden border, “[t]here was no direct or circumstantial evidence produced at
the hearing to sustain this charge/specification.”
¶ 54 Concerning the allegation that on October 28, 2008, plaintiff grabbed J.W. by the neck
and pushed him into a room, the hearing officer found that “[t]he Board’s evidence
established that on October 28, 2008, the Respondent physically removed J.W. from a line of
her students waiting to enter gym class. The Respondent then physically guided J.W. down
the school stairway with her hand on his neck, and eventually into school Counselor Rohe’s
office.” The hearing officer further found that while plaintiff denied pushing J.W. into
Rohe’s office, “the Board’s evidence is found to be more credible and convincing than the
Respondent’s blanket denial,” noting that “[o]n cross-examination, the Respondent
categorically denied *** engaging in any past conduct alleged by any school staff, or
students, for which she received discipline or counseling, and asserted they were all lying.”
The hearing officer also pointed to the fact that, while plaintiff testified that she met Rohe in
the hallway while taking J.W. to Rohe’s office, “[t]here is no record of the Respondent
claiming she met Rohe in the hallway prior to the hearing. Thus, the Respondent’s last
minute effort to distort the facts, or sequence of events, further impugns her credibility
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regarding this incident.” Finally, the hearing officer noted that plaintiff’s counsel conceded
that plaintiff “ ‘lightly led’ J.W. by the ‘back of his neck,’ to Rohe’s office. Thus, the
Respondent’s rendition of the incident up to Rohe’s office[ ] supports J.W.’s and Rohe’s
subsequent account of the final push into Rohe’s office.”3
¶ 55 The hearing officer also addressed the absence of J.W. from the hearing, noting that his
unavailability was due to his departure from CPS. However, “[w]hile enrolled as a student
while in the Chicago Public Schools, J.W. fulfilled his responsibility to report the
Respondent’s conduct to the school administrators as charged in Specification 6. In each
event, J.W. immediately and eagerly reported how he perceived the Respondent’s conduct.”
The hearing officer concluded that, “[u]nder the circumstances, the school administrators
reasonably relied on the truthfulness of such perceptions when pursuing disciplinary action”
and noted that “J.W. subsequently corroborated his instantaneous impressions when speaking
with Investigator Wiggins at a later date.” The hearing officer found that J.W.’s credibility
was not diminished by the testimony of D.W. or by J.W.’s receipt of services from the
counselor’s office. With regard to D.W., the hearing officer found that “what D.W. recalled
J.W. telling the class about the Respondent’s treatment of him on October 28 was more
similar than dissimilar in each instance. J.W. fundamentally told his classmates the same
thing he told the school administrators and Investigator Wiggins.” The hearing officer further
found that “[t]he fact that J.W. received services in the counselor’s office to address an
unconfirmed statement about his family life fails to impugn his credibility. J.W.’s willingness
to participate in counseling services and seek out school administrators to address personal
issues shows that he trusted them to protect and assist him. It does not establish that he lied to
them, or that he did [not] understand what it means to tell the truth.”
¶ 56 The hearing officer also found that it was more likely than not that plaintiff grabbed J.W.
by the front of his shirt on October 30, 2008, “[b]ased upon the Respondent’s prior physical
intimidation of J.W., her subsequent verbal intimidation of J.W., and J.W.’s instantaneous
reporting of the October 30 incident.” The hearing officer further noted that “J.W.’s
immediate physical impression was that the Respondent was choking him when she grabbed
him by the front of his shirt. Thus, J.W. immediately proceeded to Principal Thompson’s
office to report the event. The noticeable wrinkling on the front of J.W.’s shirt corroborated
his perception. Whether the Respondent intended to choke J.W. when she grabbed the front
of his shirt is irrelevant.”
¶ 57 On May 26, 2010, the Board adopted a resolution in which, “[a]fter considering (a) the
hearing officer’s findings of fact, conclusions of law, and recommendation, (b) the record of
the dismissal hearing, and (c) any exceptions and memorandum of law submitted by the
parties, the Board of Education of the City of Chicago adopts the recommendation of the
hearing officer” and dismissed plaintiff from employment with the Board.
3
In plaintiff’s posthearing brief, under a section entitled “Assuming Ms. Kimble Engaged in the
Alleged Conduct, it was Remediable,” the brief states: “On the overwhelming evidence, Ms. Kimble
took J.W. by the hand. At most, on the hearsay of J.W. himself, Ms. Kimble lightly led J.W. by the back
of the neck, in response to provocation by this unruly student.” We note that this statement appears at
the beginning of the last paragraph on page 44 of the posthearing brief, not page 12 as stated in the
hearing officer’s recommendation.
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¶ 58 IV. Administrative Review
¶ 59 On July 1, 2010, plaintiff filed a complaint for administrative review in the circuit court
of Cook County, claiming that the Board’s decision was contrary to law and against the
manifest weight of the evidence. The complaint focused on the fact that plaintiff “was the
only witness to the alleged event who testified at the hearing” and that the hearing officer
relied on inadmissible hearsay to sustain the charges against plaintiff.
¶ 60 On May 23, 2011, the parties came before the trial court on plaintiff’s complaint for
administrative review. The trial court found that the charges concerning plaintiff’s allegedly
humiliating J.W. in front of the class were unsupported by the record. While the court noted
that it was inappropriate for plaintiff to discuss the allegations made by J.W. with the class,
“there’s nothing in the record to indicate that that act was somehow cruel.” With regard to
the allegations concerning the “push” and the “choke,” the trial court stated:
“I must tell you all that I have some concerns. And these are the concerns: I’m
mindful of the argument that the Respondent, the Board of Education, the State Board
of Education makes regarding the introduction of certain hearsay evidence and certain
hearsay evidence that seems to have been solicited by the Plaintiff. The problem I
find is that there was some hearsay evidence that was introduced that the Plaintiff did
object to. And the fact of the matter is, I can’t be certain, having read this record–and
I read the record–I can’t be certain as to what evidence the hearing officer relied
upon.
***
I am just going to cite to the Seacrest [sic] case, for example. There are others that
I could cite[,] too. But the Court said in that case, it said this: In our opinion, the
consideration of testimony about prior unrelated incidences could only serve to color
the outlook of the hearing officer and encourage her to conclude that Plaintiff was a
man given to attacks, so forth and so on. Under these circumstances the due process
requirements of a fair and impartial hearing before a fair and impartial tribunal could
not be met.
And so I have concerns, quite frankly, about the introduction of evidence, which
appears to me to be clearly hearsay, and in some instances was objected to, and
whether or not the hearing officer relied upon that evidence in making her
determination. Now she says–the hearing officer does, at points in the record that, you
know, I am going to allow this hearsay–I am paraphrasing. I am going to allow this
hearsay, but I am not sure–but I’m not saying that I am going to rely on it.
Now, that’s well and good and I think probably in the course of trials that I have
presided over I may have taken the same position, but at some point in enunciating
one’s decision, I think it’s important that what the basis of your opinion is, is
well-documented or well set out so that one knows what you relied upon in making
the decision.
And so, frankly, in this instance, I am not sure. So I believe that on that issue
there is a basis for me to remand that issue back to the Board for hearing on the issue
of push, the shove, the choke, excluding that sort of unrelated, those sort of unrelated
instances.”
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¶ 61 The same day, the trial court entered an order in which: (1) “As to the charge that
Plaintiff ‘incit[ed] the students in J.W.’s class to scream at him and ridicule him, among other
things:’ the Hearing Officer is REVERSED”; and (2) “As to the charges that Plaintiff
‘grabbed J.W. by the neck again, and pushed him into a room;’ and that ‘on or about October
30, you grabbed J.W. by the front of his shirt and choked him,’ the case is REMANDED for
further findings of fact consistent with [Secrest v. Department of Corrections, 64 Ill. App. 3d
458 (1978)].”
¶ 62 V. Response on Remand
¶ 63 The hearing officer issued a “Response to Order of Remand,” in which she stated that she
had not relied on Barber’s testimony when reaching the conclusion that plaintiff engaged in
prohibited corporal punishment. The hearing officer further stated:
“The Hearing Officer has reviewed the case of Secrest v. The Department of
Corrections, 64 Ill. App. 3d 458 (2d Dist. 1978), and respectfully asserts that the
Respondent was not prejudiced by the admission of Barber’s testimony, and the
admission of such testimony did not deny the Respondent’s right to due process. The
Hearing Officer’s Findings of Fact and Recommendation to the Board were not based
upon any incompetent evidence, and any error in admitting such testimony did not
materially effect [sic] the rights of the Respondent or cause her an injustice.
The Hearing Officer further asserts that her Findings of Fact are consistent with
Judge Leroy Martin’s instructions.”
¶ 64 On January 25, 2012, the Board issued a supplemental order on remand in which it stated
that “the Board of Education, on remand and reconsideration in light of Judge Martin’s
ruling, rejects those parts of the hearing officer’s findings and recommendations that are
based upon challenged hearsay and unrelated incident[s].” The Board resolved:
“After considering (a) the Hearing Officer’s findings of fact, conclusions of law and
recommendation, (b) the record of the dismissal hearing, (c) exceptions and
memoranda of law submitted by the Petitioner and Respondent, (d) the ruling of
Judge Martin reversing the Board’s previous order in part and remanding the matter
for clarification and further decision, (e) Hearing Officer Cohen’s Response, and (f)
the further arguments and exceptions of both Petitioner and Respondent, the Board of
Education of the City of Chicago accepts the Hearing Officer’s Response, and also
accepts in part, and rejects in part, the Hearing Officer’s initial findings of fact and
legal conclusions, with the exceptions noted in the Appendix to this Resolution. ***
Sharon Kimble is discharged from her employment with the Board of Education
effective January 25, 2012, for the reasons stated here and in a separate Opinion and
Order adopted as part of this Resolution.”
The appendix referred to by the resolution provided:
“1. The Board rejects the Hearing Officer’s findings that are based upon hearsay
statements of students, except for the excited utterances by J.W. to Ms. Rohe on
October 28, 2008 and to Principal Thompson on October 30, 2008, and the testimony
regarding shaking of a sleeping student in 2007 that was elicited by Ms. Kimble’s
counsel during cross examination.
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2. The Board does not accept the Hearing Officer’s findings on any incidents
other than the incidents of October 28 and October 30, 2008, and both the incident of
shaking a sleeping student in 2007 as well as the written reprimand that was issued
for that incident.
3. On the issue of retaliation and humiliation of student J.W. that was subject to
Judge Martin’s reversal order, the Board did not consider that incident in its decision
on remand. However, the Board reserves its right to rely upon that portion of the
Hearing Officer’s findings and recommendation as to that issue on appeal.”
¶ 65 The Board also issued a supplemental order on remand, as referenced in the resolution, in
which it noted that, “[i]n summary, the Board on remand has, in accordance with the
direction from Judge Martin, considered only those incidents that were proved with evidence
that was presented by direct testimony, unchallenged hearsay or corroboration. The two
incidents occurred on October 28 and 30, 2008.” Concerning the October 28, 2008, incident,
the Board relied on the hearing officer’s findings that “Ms. Kimble grabbed student J.W. by
the neck when he refused to respond to her order that he step out of the line that was formed
for gym” and “held him by the neck until she led him into the office of counselor Cari Rohe,
at which point Ms. Kimble pushed J.W. into the office.” The Board noted that the findings
were based upon the following evidence:
“i) The admission of Ms. Kimble that she ordered J.W. to step out of the line
because he had not completed his assignment, and that he refused. She admitted that
she walked him to Room 103, but needed to change plans and took him to the
counseling office instead. Counsel for Ms. Kimble also admitted that Ms. Kimble
‘lightly led’ J.W. by the ‘back of his neck’ to Ms. Rohe’s office.
ii) The testimony of Ms. Cari Rohe that she saw J.W. entering her counseling
office ‘in motion kind of fast’ with Ms. Kimble behind him. [Citation.]
iii) The statement of J.W. to Ms. Rohe, the evidence of which Ms. Kimble did not
challenge, that his neck hurt because Ms. Kimble had her hand around his neck.
[Citation.] This statement may also be considered an excited utterance by J.W.”
¶ 66 The Board further noted that the following evidence supported the allegation that plaintiff
had choked J.W. on October 30, 2008:
“1. Student J.W. went to the office of Principal Thompson and reported that Ms.
Kimble had grabbed him by the shirt collar twice and choked him. Counsel for Ms.
Kimble did not object to this testimony. [Citation.]
2. Principal Thompson testified that she observed that J.W.’s shirt-front was
wrinkled. [Citation.]
3. Principal Thompson also testified that she was not aware of the allegations
about the October 28 incident when she initiated disciplinary proceedings for the
October 30 conduct reported by J.W.
4. Investigator Wiggins testified that he did not investigate the October 30
allegations.
5. HO Cohen decided that there was sufficient evidence that Ms. Kimble did
choke J.W. on October 30. She based her finding upon that J.W. ‘instantaneously’
reported the incident. [Citation.] She also noted that Principal Thompson was
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credible, and that she had observed the wrinkling in J.W.’s shirt near the neck area
shortly after the time of the alleged incident. [Citation.]”
¶ 67 Finally, the Board determined that the prior incident of shaking a student in 2007 could
be considered because there was an admission by plaintiff and the testimony regarding the
accusation was elicited by plaintiff’s attorney while cross-examining Thompson. The Board
also concluded that the written reprimand as a result of the incident was properly admitted
under the business records exception “only to show the business of the school principal in
having investigated and acted in a matter for which a Written Reprimand was issued.”
¶ 68 VI. Further Administrative Review
¶ 69 On March 12, 2012, plaintiff filed an amended complaint for administrative review,
which added a count seeking administrative review of the January 25, 2012, supplemental
order on remand. Plaintiff claimed that the Board did not have jurisdiction to modify its May
26, 2010, resolution, in which it adopted the hearing officer’s recommendation, and also
claimed that the hearing officer’s recommendation, as supplemented, was inadequate to
sustain plaintiff’s dismissal.
¶ 70 On October 15, 2012, the trial court entered an order affirming the Board’s decision. 4
This appeal follows.
¶ 71 ANALYSIS
¶ 72 On appeal, plaintiff argues that (1) the termination proceedings denied her due process;
(2) the Board failed to follow the trial court’s directions on remand; and (3) the hearing
officer’s and the Board’s findings of fact and conclusions of law were contrary to law and
against the manifest weight of the evidence.
¶ 73 The decision of the Board to terminate plaintiff’s employment is an administrative
decision and judicial review is governed by the Administrative Review Law (735 ILCS
5/3-101 et seq. (West 2008)). 105 ILCS 5/34-85b (West 2008). In the case of an
administrative review action, we review the decision of the administrative agency and not the
decision of the circuit court. Marconi v. Chicago Heights Police Pension Board, 225 Ill. 2d
497, 531 (2006) (per curiam). In reviewing the actions of an administrative agency, “[t]he
findings and conclusions of the administrative agency on questions of fact shall be held to be
prima facie true and correct.” 735 ILCS 5/3-110 (West 2008). The reviewing court is not to
reweigh the evidence or make an independent determination of the facts. Kouzoukas v.
Retirement Board of the Policemen’s Annuity & Benefit Fund, 234 Ill. 2d 446, 463 (2009).
¶ 74 The propriety of the agency’s findings of fact will be upheld unless they are against the
manifest weight of the evidence. Kouzoukas, 234 Ill. 2d at 463; Marconi, 225 Ill. 2d at 532.
“An administrative agency decision is against the manifest weight of the evidence only if the
opposite conclusion is clearly evident.” Abrahamson v. Illinois Department of Professional
Regulation, 153 Ill. 2d 76, 88 (1992). The fact that the opposite conclusion is reasonable or
4
The appendix to plaintiff’s brief on appeal contains a transcript of the October 15, 2012, hearing
before the trial court. However, this transcript is not contained in the record on appeal and therefore is
not considered on appeal. As the transcript is not necessary for the resolution of the issues on appeal, we
do not order plaintiff to supplement the record.
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that the reviewing court may have reached a different outcome does not justify reversal of the
administrative findings. Abrahamson, 153 Ill. 2d at 88. “If the record contains evidence to
support the agency’s decision, it should be affirmed.” Abrahamson, 153 Ill. 2d at 88-89.
¶ 75 I. Due Process
¶ 76 Plaintiff first argues that she was denied her right to due process, in that (1) the admission
of J.W.’s hearsay testimony violated her right to confront her accuser and (2) she was denied
her right to notice of the specific charges against her. Whether a party’s due process rights
were violated during the administrative hearing is a question of law that we review de novo.
Board of Education of Valley View Community Unit School District No. 365-U v. Illinois State
Board of Education, 2013 IL App (3d) 120373, ¶ 40. De novo consideration means we
perform the same analysis that a trial judge would perform. Khan v. BDO Seidman, LLP, 408
Ill. App. 3d 564, 578 (2011).
¶ 77 A tenured teacher has a property interest in continued employment that is protected by
the principles of due process. Board of Education of Community Consolidated School District
No. 54 v. Spangler, 328 Ill. App. 3d 747, 755-56 (2002). “[D]ue process is a flexible concept
and requires only such procedural protections as fundamental principles of justice and the
particular situation demand.” Abrahamson, 153 Ill. 2d at 92. “ ‘[P]rocedural due process in
an administrative proceeding does not require a proceeding in the nature of a judicial
proceeding’ ” (Abrahamson, 153 Ill. 2d at 92 (quoting Telcser v. Holzman, 31 Ill. 2d 332, 339
(1964))), but on administrative review, a reviewing court “ ‘has a duty to examine the
procedural methods employed at the administrative hearing, to insure that a fair and impartial
procedure was used’ ” (Abrahamson, 153 Ill. 2d at 92-93 (quoting Middleton v. Clayton, 128
Ill. App. 3d 623, 630 (1984))).
¶ 78 “A fair hearing before an administrative agency includes the opportunity to be heard, the
right to cross-examine adverse witnesses, and impartiality in ruling upon the evidence.”
Abrahamson, 153 Ill. 2d at 95. “If the procedures used by an administrative agency violate
fundamental fairness and a party’s due process rights, the appellate court should reverse the
agency’s decision.” Hearne v. Chicago School Reform Board of Trustees of the Board of
Education for the City of Chicago, 322 Ill. App. 3d 467, 484 (2001) (citing Dimensions
Medical Center, Ltd. v. Elmhurst Outpatient Surgery Center, L.L.C., 307 Ill. App. 3d 781, 795
(1999)).
¶ 79 In the case at bar, plaintiff argues that the use of J.W.’s hearsay testimony violated her
due process right to cross-examine adverse witnesses. “Generally, procedural due process
protections preclude the admission of hearsay evidence in an administrative proceeding.”
Chamberlain v. Civil Service Comm’n, 2014 IL App (2d) 121251, ¶ 47. However, “ ‘where
there is sufficient competent evidence to support an administrative decision, the improper
admission of hearsay testimony in the administrative proceeding is not prejudicial error.’ ”
Abrahamson, 153 Ill. 2d at 94 (quoting Goranson v. Department of Registration & Education,
92 Ill. App. 3d 496, 501 (1980)). Additionally, the strict rules of evidence that apply in a
judicial proceeding are not applicable to proceedings before an administrative agency. MJ
Ontario, Inc. v. Daley, 371 Ill. App. 3d 140, 149 (2007); Ivy v. Illinois State Police, 263 Ill.
App. 3d 12, 19 (1994); see also 23 Ill. Adm. Code 51.60(d)(2), amended at 29 Ill. Reg. 10108(eff. June 30, 2005) (“The hearing officer shall be the judge of the relevancy and materiality
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of the evidence offered and strict conformity to legal rules of evidence shall not be
necessary.”).
¶ 80 The Board argues that plaintiff’s argument must fail because she did not object to the use
of J.W.’s statements during the hearing. “It is well established that when hearsay evidence is
admitted without an objection, it is to be considered and given its natural probative effect.”
Jackson v. Board of Review of the Department of Labor, 105 Ill. 2d 501, 508 (1985).
However, during plaintiff’s testimony, plaintiff’s counsel responded to an objection about an
alleged conversation with J.W.’s family by commenting that “I don’t think the allegations
should be in the record at all without him being present to testify.” Thus, while no formal
objection appears to have been made during the hearing, plaintiff’s counsel made it clear that
the use of J.W.’s statements in his absence was problematic. Additionally, plaintiff did raise
the issue of J.W.’s absence in her posthearing brief and argued that the use of his statements
violated due process. Thus, the issue was raised during the administrative proceeding, prior
to the hearing officer issuing her recommendation. Indeed, the hearing officer specifically
mentioned plaintiff’s arguments about J.W.’s hearsay statements in her recommendation and
addressed J.W.’s absence. Moreover, “waiver is an admonition to the parties rather than a
limitation on this court’s jurisdiction, and *** it may be relaxed in order to maintain a
uniform body of precedent, or where the interests of justice so require.” Texaco-Cities
Service Pipeline Co. v. McGaw, 182 Ill. 2d 262, 279 (1998). In the case at bar, we find that
the interests of justice require us to consider plaintiff’s due process argument.
¶ 81 In support of her argument that admission of J.W.’s hearsay statements violated due
process, plaintiff primarily relies on the case of Colquitt v. Rich Township High School
District No. 227, 298 Ill. App. 3d 856 (1998). There, a student sought review of the Board of
Education’s decision to expel him due to a verbal confrontation between the student and
three other students. Colquitt, 298 Ill. App. 3d at 857-58. The three other students were not
present at the hearing, but their statements were admitted into evidence over objection by the
student’s attorney. Colquitt, 298 Ill. App. 3d at 858. On appeal, the student argued that
admission of the statements denied him due process by denying him the right to confront and
cross-examine his accusers. Colquitt, 298 Ill. App. 3d at 864. The appellate court agreed,
noting:
“Although three independent witnesses were present to observe portions of the
behavior and the language of [the student], none of those witnesses were present at
the inception of the confrontation. In fact, the only accusing witnesses against [the
student] who allegedly observed the entire incident were not even present at the
hearing. Here, the outcome of the hearing was directly dependent on the credibility of
witnesses whose statements were received by the hearing officer; yet, these
statements were conflicting. In such an instance, the opportunity for
cross-examination is imperative.” Colquitt, 298 Ill. App. 3d at 864.
Plaintiff argues that here, like in Colquitt, the outcome of the hearing was dependent on
J.W.’s credibility and there was no competent evidence corroborating the improper hearsay
testimony. We agree.
¶ 82 In the case at bar, none of the witnesses present at the hearing observed the entirety of
either the “push” or the “choke.” Thus, without J.W.’s testimony, the remaining
evidence–plaintiff’s, Rohe’s, and Thompson’s testimony–is clearly insufficient to support
plaintiff’s dismissal. With regard to the “push” allegation, Rohe testified that she observed
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J.W. entering her office quickly, but that she did not actually observe any push; while
plaintiff testified that she took J.W.’s hand to remove him from the class line and brought
him to Rohe’s office, she denied holding J.W.’s neck or pushing him. With regard to the
“choke” allegation, Thompson testified that she observed J.W. with his shirt wrinkled. Thus,
there can be no dispute that the outcome of the hearing was directly dependent on the
credibility of the statements given by J.W. Consequently, as in Colquitt, we cannot find that
the requirements of due process were satisfied where plaintiff was unable to challenge J.W.’s
statements through cross-examination due to his absence from the hearing. Instead, we must
find that plaintiff’s right to due process was violated where she did not have the opportunity
to cross-examine a witness whose testimony was indispensable to the outcome of a hearing in
which her constitutionally protected interest in continued employment was at stake.
¶ 83 We do not find the cases cited by the Board, in which hearsay was permitted, to be
persuasive. None of those cases involved the situation here: a due process challenge to the
admission of statements of the sole accusing witness despite the witness’ absence from the
hearing. See Dookeran v. County of Cook, 396 Ill. App. 3d 800, 814 (2009) (permitting
comments in student evaluations that demonstrated a pattern of student complaints against
the plaintiff); Hall v. Board of Education of the City of Chicago, 227 Ill. App. 3d 560, 565
(1992) (testimony of two fellow participants and eyewitnesses presented at hearing);
Montalbano v. Department of Children & Family Services, 343 Ill. App. 3d 471, 478-79
(2003) (in dicta, noting that an administrative law judge’s reliance on hearsay was not error).
Thus, we do not find that these cases change our result.
¶ 84 We must emphasize that, in the case at bar, a tenured teacher is being terminated from her
employment of over 20 years based almost entirely on the hearsay statements of one student,
who was not present at the hearing. There were no eyewitnesses to the alleged incidents, and
the only other evidence of the incidents considered by the Board was two witnesses who
observed the student entering a room quickly and wearing a wrinkled shirt, respectively; the
teacher denies the conduct and testified to only taking the student’s hand to remove him from
the class line. While we have no way of knowing what actually occurred on October 28 and
30, 2008, it is simply unjust to terminate a tenured teacher’s employment without giving her
the opportunity to cross-examine her accuser, and we cannot find that such a procedure
comports with due process.
¶ 85 II. Other Arguments
¶ 86 Since we have determined that plaintiff was not afforded due process during her
termination hearing, we have no need to consider the parties’ other arguments.
¶ 87 CONCLUSION
¶ 88 Plaintiff’s dismissal hearing violated her due process right to cross-examine adverse
witnesses, and, accordingly, the Board’s dismissal of plaintiff from her employment with the
Board is reversed.
¶ 89 Reversed.
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