People v. Sustaita , 2022 IL App (4th) 210479-U ( 2022 )

NOTICE 2022 IL App (4th) 210479-U FILED
This Order was filed under August 3, 2022
Supreme Court Rule 23 and is
NO. 4-21-0479 Carla Bender
not precedent except in the th
limited circumstances allowed 4 District Appellate
under Rule 23(e)(1). IN THE APPELLATE COURT Court, IL
OF ILLINOIS
FOURTH DISTRICT
THE PEOPLE OF THE STATE OF ILLINOIS, ) Appeal from the
Plaintiff-Appellee, ) Circuit Court of
v. ) Douglas County
ANTONIO SUSTAITA, ) No. 10CF14
Defendant-Appellant. )
) Honorable
) Gary Webber,
) Judge Presiding.
PRESIDING JUSTICE KNECHT delivered the judgment of the court.
Justices Turner and Zenoff concurred in the judgment.
ORDER
¶1 Held: Defendant failed to make a substantial showing of counsel’s ineffectiveness after
alleged failures by the Texas Department of Civil Justice and counsel caused
defendant not to seek an earlier resolution of the Illinois charges against him,
resulting in his spending more time in a Texas prison for his Texas offense rather
than earning time-served credit against that sentence while also earning
presentence credit in Illinois.
¶2 Defendant, Antonio Sustaita, appeals the second-stage dismissal of his amended
postconviction petition. Defendant argues his petition and supporting documentation made a
substantial showing he was denied the effective assistance of counsel when trial counsel
(1) failed to raise before the trial court the failure of the Texas Department of Civil Justice
(TDCJ) to provide prompt notice pursuant to the Interstate Agreement on Detainers (IAD) (730
ILCS 5/3-8-9, art. III(c) (West 2010)) of his right to request a speedy resolution of the Illinois
charges against him and (2) failed to advise defendant he could receive credit for time served
against both his Texas sentence and his Illinois sentence if defendant elected to proceed on the
Illinois charges.
¶3 We affirm.
¶4 I. BACKGROUND
¶5 After a traffic stop on February 4, 2010, defendant was charged with one count of
unlawful cannabis trafficking (720 ILCS 550/5.1(a) (West 2010) (2500 grams or more)),
unlawful possession with intent to deliver cannabis (720 ILCS 550/5(g) (West 2010) (more than
5000 grams)), and unlawful possession of cannabis (720 ILCS 550/4(g) (West 2010) (more than
5000 grams)). In February 2011, Harvey Welch entered an appearance on defendant’s behalf.
After that appearance, Welch served as defendant’s trial counsel on the above charges.
¶6 While out on bond for the above offenses, in June 2011, defendant was arrested in
Texas for driving while intoxicated (DWI). According to defendant’s affidavit attached to his
amended postconviction petition, defendant informed Welch he had a Texas court date and he
asked Welch to request a continuance for his Illinois case. Welch refused to do so and advised
defendant a warrant for his arrest would probably be issued. While incarcerated in Texas,
defendant did not appear for a July hearing on his Illinois charges. An arrest warrant was issued.
On July 11 and 27, 2011, Welch advised defendant of the arrest warrant by letter sent to
defendant’s Indiana address.
¶7 On August 8, 2011, defendant pleaded guilty to the Texas charge and received a
two-year prison sentence. At some point that same month, the Douglas County state’s attorney
learned defendant was incarcerated in Texas. A docket entry dated August 15, 2011, indicates
Welch represented to the trial court defendant “may be incarcerated” in Texas and the parties
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wished to have additional time to acquire defendant’s address.
¶8 According to defendant’s affidavit, defendant again contacted Welch to inform
him of his prison sentence in Texas. Defendant asked Welch to have him extradited to Illinois for
the resolution of the Illinois case. Welch refused defendant’s request, telling defendant he
“would have to do that on [his] own.” Defendant averred he had no communication with Welch
until April 4, 2012.
¶9 On September 13, 2011, defendant filed a petition contesting Texas’s hold on
him. The next day, the “authority” informed defendant “Illinois will probably pick you up once
you are done with [TDJC].”
¶ 10 On October 21, 2011, Welch sent an email to the Douglas County state’s attorney,
inquiring into defendant’s status “regarding incarceration in Texas.” The state’s attorney
responded by providing defendant’s address at the Garza West Correctional Center. The state’s
attorney further indicated defendant was eligible for parole in Texas after October 21, 2011, but
the projected release date was July 28, 2013. The state’s attorney opined, given overcrowding
and defendant’s offense, it was “extremely unlikely that he will do the entire 2 years.” The
state’s attorney observed, “He has our Warrant hold, so hopefully he will not go skipping back
across the Rio Grande before we have a chance at him.”
¶ 11 The Sheriff’s Office of Douglas County was notified by Joni White of the TDCJ
by letter dated January 31, 2012, that “[n]otifications have been made on our records” that
defendant “will be wanted by your agency upon release from this institution.” The TDCJ further
indicated the Sheriff’s Office would be “notified prior to release of this offender so that you may
have an officer here to take him/her into custody.”
¶ 12 On February 12, 2012, White informed defendant of the Douglas County detainer
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against him. White also provided notice defendant had a right to request final disposition of the
Illinois charges and, if defendant desired to make the request, he should notify White.
¶ 13 On April 2, 2012, the Douglas County clerk of the circuit court received a letter
from defendant. In the letter, defendant asked for transcripts, stating his request was due to the
detainer on his name by Douglas County.
¶ 14 By letter dated April 4, 2012, Welch wrote defendant stating his office had been
attempting for some time to get into contact with him. Welch further stated, “Now that we know
your status as to where you are, we can try and get your Douglas County case resolved.”
¶ 15 According to defendant’s postconviction affidavit, a Texas correctional officer, on
April 12, 2012, delivered a form entitled “Offender’s Notice of Place of Imprisonment and
Request for Disposition of Indictments, Informations or Complaints” to defendant’s cell and told
defendant to sign it. Defendant signed it that day.
¶ 16 On May 14, 2012, the Douglas County sheriff received defendant’s IAD demand
from White. The letter from White was dated April 27, 2012.
¶ 17 On May 31, 2012, the Douglas County state’s attorney sent IAD forms requesting
temporary custody of defendant for a hearing in Illinois.
¶ 18 An Illinois jury, in January 2013, found defendant guilty of charges against him.
Defendant was sentenced to 24 years’ imprisonment and awarded presentence credit for several
time periods, the last of which began on July 3, 2012.
¶ 19 On July 3, 2012, defendant was in Douglas County custody. Upon being
sentenced, defendant received pretrial sentencing credit for several periods, the last beginning on
July 3, 2012. No credit was given for time between February 5, 2011, and July 3, 2012.
¶ 20 After his conviction, defendant filed multiple collateral pleadings, including an
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April 2016 pro se petition for postconviction relief under the Post-Conviction Hearing Act (Act)
(725 ILCS 5/122-1 et seq. (West 2016)). In June 2020, an amended petition for postconviction
relief was filed by defendant’s counsel.
¶ 21 According to the amended petition and the accompanying documentation, the
TDCJ violated the terms of the IAD by failing to notify him promptly of his right to a speedy
trial. Defendant emphasized the email of October 21, 2011, demonstrates a detainer warrant had
already been issued as of that date but defendant was not provided notice of the warrant and his
rights under the IAD until February 12, 2012. This, according to defendant, was a violation of his
due-process rights. In addition, defendant contended he was denied the effective assistance of
counsel in that Welch did not notify defendant of his rights under the IAD and he was thereby
prejudiced as “[h]ad [he] achieved an earlier resolution of his Illinois cases his time in the IDOC
would at the very least been significantly reduced.”
¶ 22 Regarding his claims of ineffective assistances of counsel, defendant alleged
“[t]rial counsel failed to communicate with [defendant] during the period of time [defendant]
was held by TDCJ.” Defendant asserts trial counsel was plainly aware he was in custody in
Texas as early as August 15, 2011. According to defendant, “[t]his failure to advise [him] of his
rights to speedy trial pursuant to the IAD deprived [him] of vital information needed to make
informed decisions concerning his case.” Defendant asserted had counsel informed him of his
rights under IAD, he “could have received presentence credit on his Illinois sentence while
continuing to earn credit on his Texas sentence.” Defendant argued was prejudiced by counsel’s
conduct because had he achieved “an earlier resolution of his Illinois cases[,] his time in the
IDOC would at the very least been significantly reduced.”
¶ 23 The State moved to dismiss the petition. The State argued the defendant’s IAD
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claim was barred by res judicata as it could have been raised on direct appeal, the Douglas
County prosecutor complied with the IAD statute, the State could not be responsible for Texas’s
errors, and dismissal is not an appropriate remedy for an IAD notice failure. The State
maintained defendant failed to prove counsel’s performance was deficient and he was prejudiced
by the defense.
¶ 24 The circuit court agreed the State of Texas had a duty to notify defendant
promptly of his rights under IAD but failed to do so. The court found counsel did not have the
same duty under the IAD. The court believed the matter could have been brought on direct
appeal and defendant had not shown his counsel was ineffective. The court found the issue did
not “affect his ability to have a fair trial *** in light of the fact that he did not want a speedy trial
when he was back here and the [S]tate indicated they [were] ready to go and the defendant
wanted the continuance and was granted that.” The court concluded it did “not believe that
anyone other than the State of Texas failed to give prompt notice.” The court found that failure
was not “something that would demand for a dismissal.” The court further concluded the matter
could have been brought on direct appeal
¶ 25 This appeal followed.
¶ 26 II. ANALYSIS
¶ 27 A. Proceedings Under the Act
¶ 28 Under the Act, a three-stage process provides prisoners the opportunity to assert
constitutional challenges to their convictions or sentences. People v. Hunt, 2022 IL App (4th)
210001, ¶ 19. At the first stage of proceedings, a defendant files a petition in the circuit court.
People v. Andrews, 403 Ill. App. 3d 654, 658-59, 936 N.E.2d 648, 653 (2010). The court then
examines the petition to decide whether its claims are frivolous or patently without merit. Id. If
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the court finds the petition’s claims to be frivolous or patently without merit, it shall dismiss the
petition. 725 ILCS 5/122-2.1(a)(2) (West 2016).
¶ 29 If a petition survives the first-stage review, it will advance to the second stage
(725 ILCS 5/122-2.1(a) (West 2016)), during which counsel may be appointed and an amended
petition may be filed. Hunt, 2022 IL App (4th) 210001, ¶ 19. When an amended petition is filed,
the State may answer the petition or move to dismiss it. 725 ILCS 5/122-5 (West 2016). If the
State files an answer or the circuit court denies the State’s motion to dismiss, the postconviction
proceeding advances to the third stage, at which an evidentiary hearing may occur and the
defendant may present evidence to support his claim. See 725 ILCS 5/122-6 (West 2016); see
also Andrews, 403 Ill. App. 3d at 659.
¶ 30 This appeal involves a claim that was dismissed at the second stage of
proceedings. At this stage, the circuit court’s task is to decide whether the allegations of the
petition and the documentation accompanying the petition demonstrate a substantial showing of
a constitutional violation. People v. Snow, 2012 IL App (4th) 110415, ¶ 15, 964 N.E.2d 1139.
The burden of making that showing falls on the defendant. Id. A petition may be dismissed at the
second stage only when its allegations, “liberally construed in light of the trial record,” do not
make a substantial showing of a constitutional violation. Id. On appeal, we review a second-stage
dismissal de novo. Id.¶ 31 B. Defendant’s IAD-Based Claims
¶ 32 On appeal, defendant contends he made a substantial showing of a denial of his
constitutional rights to the effective assistance of counsel due to counsel’s failure to raise the
issue of TDCJ’s failure to comply with the prompt notice requirement of the IAD and counsel’s
failure to notify him of defendant’s rights under the IAD. Defendant, however, no longer seeks
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dismissal of his Illinois conviction based on these alleged constitutional deprivations but seeks
additional presentence credit for time lost in Illinois due to those errors. Defendant contends
Welch’s failure to speak to him and advise him to demand resolution of his Illinois claims caused
him to lose “several more months of sentence credit” against his Illinois conviction.
¶ 33 Ineffective-assistance-of-counsel claims are constitutional claims cognizable
under the Act. See, e.g., People v. Jones, 191 Ill. 2d 354, 359, 732 N.E.2d 573, 576 (2000). To
succeed on an ineffectiveness claim, one must show (1) counsel’s performance fell below an
objective standard of reasonableness and (2) but for counsel’s unprofessional errors, there is a
reasonable probability the result of the proceeding would have been different. People v.
Domagala, 2013 IL 113688, ¶ 36, 987 N.E.2d 767. It is not necessary for a court to consider
whether counsel’s performance was deficient before considering whether there is a reasonable
probability the proceeding’s outcome would have been different but for counsel’s error.
Strickland v. Washington, 466 U.S. 668, 697 (1984).
¶ 34 Defendant’s postconviction claims of ineffectiveness are based on the IAD, which
is a compact that sets forth procedures for the resolution of one state’s charges against an
individual incarcerated in another state. People v. Davis, 356 Ill. App. 3d 940, 942, 827 N.E.2d
518, 519 (2005). Forty-eight states, including Texas (Tex. Code Crim. Proc. Ann. art. 51.14
(West 2016)), have entered that contract. Davis, 356 Ill. App. 3d at 942. The IAD seeks to
expedite charges pending in one state, the receiving state, against a person imprisoned in another
state, the sending state. United States v. Mauro, 436 U.S. 340, 350-51 (1978); 730 ILCS 5/3-8-9,
arts. I, II(b), (c) (West 2010).
¶ 35 The receiving state triggers the IAD by filing a detainer with the sending state.
Davis, 356 Ill. App. 3d at 942; 730 ILCS 5/3-8-9, art. II(b), (c) (West 2010). A detainer “is a
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request by the state that the institution in which the prisoner is housed hold the prisoner for the
[receiving] state or notify the state when the prisoner’s release is imminent.” Davis, 356 Ill. App.
3d at 942. Once a detainer has been filed against a prisoner, “[t]he warden, commissioner of
corrections or other official having custody of the prisoner shall promptly inform him” of that
detainer and “of his right to make a request for final disposition of” the receiving state’s charges.
730 ILCS 5/3-8-9, art. III(c) (West 2010). Section (a) of Article III of the IAD provides that a
prisoner may file a demand for final disposition of all charges against him in the receiving state,
which must occur within 180 days. Davis, 356 Ill. App. 3d at 942; see also 730 ILCS 5/3-8-9, art.
III(a) (West 2010).
¶ 36 1. Forfeiture
¶ 37 The State initially argues defendant forfeited his claims as, before the trial court
and in his postconviction petition, defendant did not seek as a remedy additional presentence
credit for time served in Texas. The State argues, before the circuit court, defendant sought the
dismissal of his conviction and sentence and did not ask for credit for time that would have been
served in Illinois had Texas promptly notified him of the IAD or had his Illinois trial counsel
done so. The State emphasizes defendant agrees he is not entitled to having his Illinois
conviction vacated. The State argues defendant should be foreclosed from raising a new theory
of relief on appeal.
¶ 38 Defendant counters he is asserting the same claim of constitutional errors on
appeal, the absence of legally mandated notice under the IAD, but is only seeking lesser relief.
Defendant acknowledges a claim for the reversal of his Illinois conviction would fail. See People
v. Adams, 2012 IL App (5th) 100088, ¶ 15, 969 N.E.2d 553 (declining to dismiss Illinois charges
based on Kentucky’s failure to provide notice under the IAD).
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¶ 39 Defendant has changed his claim of constitutional errors on appeal. In his
amended petition, defendant asserted a violation of his right to due process by the TDCJ. On
appeal, he challenges the same error but does so within a claim counsel was ineffective for not
raising the matter before the trial court. The change is likely due to the circuit court’s conclusion
the matter could have been raised on direct appeal. Defendant is asserting the same constitutional
deprivation regarding counsel’s failure to advise him regarding the provisions of the IAC but is
requesting a different remedy for that claim. At oral argument the State conceded defendant
briefly raised the lesser remedy of sentence credit in his postconviction petition. We accept the
concession.
¶ 40 2. Ineffectiveness Claims
¶ 41 Defendant first alleges he made a substantial showing he was denied the effective
assistance of counsel when counsel failed to argue before the trial court that he was denied due
process when TDCJ failed to provide him notice “of his right to make a request for final
disposition of” the Illinois charges. 730 ILCS 5/3-8-9, art. III(c) (West 2010). Defendant asserts
had trial counsel raised the issue of the untimely IAD notice, he could have obtained the remedy
of credit toward his sentence and have been set for release from his Illinois sentence earlier.
¶ 42 We find, however, defendant has not made a substantial showing the outcome of
the proceeding would have been different had trial counsel raised this issue before the trial court.
Defendant has not shown the trial court had the authority to provide the relief he would have
sought.
¶ 43 Fatal to defendant’s claim is the mistaken assertion he has been denied time
against his Illinois sentence: “Had [defendant] demanded trial sooner, he would [have] reached
Illinois sooner. And had [he] reached Illinois sooner, he would have gained more Illinois pretrial
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custody credit, thus advancing his out date.” Defendant’s argument presupposes that had he been
sent sooner to Illinois he would have earned more pretrial custody credit. However, had
defendant made the demand sooner, his trial similarly would have occurred sooner. The 180-day
speedy trial demand continued to apply. While an out-date may have occurred sooner, the
defendant has not shown he would have had to serve even one day longer for his Illinois crimes
as a result of the alleged failures of the TDCJ and trial counsel.
¶ 44 What defendant lost was time served against his Texas sentence. According to the
amended petition, defendant received a two-year sentence for his Texas DWI. He was serving
that sentence when he made his request for a speedy trial on the Illinois charges and was sent to
Illinois for trial. Under the IAD, when a prisoner makes a request under Article III, the “sending
state shall offer to deliver temporary custody of such prisoner to the appropriate authority in the
state where” the charges were pending “in order that speedy and efficient prosecution may be
had.” 730 ILCS 5/3-8-9, art. V(a) (West 2010). “During the continuance of temporary custody
***, time being served on the sentence shall continue to run.” Id. § 3-8-9, art. V(f). Here, the
defendant was in Douglas County custody as of July 3, 2012. He was given credit against his
Illinois sentence as of that date. Under article V, section (f) of the IAD, defendant’s time on his
Texas sentence continued to run as he was gaining presentence credit toward his Illinois
sentence. Had defendant gotten to Illinois sooner, his Illinois time would not have changed but
his Texas sentence would have, as he could have been serving that sentence and receiving credit
against that sentence while in Illinois also receiving credit against his future Illinois sentence.
¶ 45 Defendant has not shown the trial court had any authority to give credit for lost
time served against the Texas sentence toward his Illinois sentence. Cases cited by the State,
though not directly on point regarding a failure to give IAD notice, show Illinois courts have not
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credited Illinois sentences for time served in other states when those defendants were serving
sentences for offenses committed in those states. See People v. Gardner, 172 Ill. App. 3d 763,
768, 527 N.E.2d 155, 158 (1988) (finding defendants are “not entitled to credit for time spent in
custody while incarcerated in another state as the result of a crime committed there, even if a
detainer warrant is served on the defendant in that state”); see also People v. Wills, 251 Ill. App.
3d 640, 646-47, 622 N.E.2d 1271, 1276 (1993) (rejecting a claim for time served against an
Illinois sentence after a detainer was served as the defendant “was not confined because of the
charges pending against him in Illinois” but for his federal crimes); People v. Harvey, 213 Ill.
App. 3d 83, 89-90, 571 N.E.2d 1185, 1189-90 (1991) (rejecting the Illinois defendant’s claim for
time served credit as “[h]e was not confined by Missouri and Federal authorities simply because
Illinois charges were pending against him”). In another Illinois decision, the court refused to give
credit for time spent in custody in a sending state even when the Illinois detainer directly affected
the sending state’s prisoner’s opportunity for work release. See People v. Tucker, 138 Ill. App.
3d 503, 506, 485 N.E.2d 1290, 1292 (1985) (drawing a distinction between the situation where a
detainer kept an individual in custody longer than he could be held under the charge in the
sending state and the detainer that “merely prompts the sending state to deny discretionary
privileges to the prisoner”).
¶ 46 Defendant cites only one case in support of his contention that an appropriate
remedy is to give credit against his Illinois sentence to remedy the time lost on the Texas
sentence, People v. Johnson, 819 P.2d 1114 (Colo. App. 1991). The Johnson court, however, did
not find the remedy proposed here proper. It simply held the defendant could not acquire a
dismissal for the lack of IAD notice because defendant had received sufficient sentencing credit
and could not prove prejudice. Id. at 1116. Specifically, in Johnson, while burglary charges were
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pending against the defendant in Colorado, the defendant was imprisoned in California. Id. at
1114-15. Colorado authorities lodged a detainer against the defendant. Id. at 1115. The record
shows California received the detainer in November 1988 but failed to inform the defendant of
his right to request final disposition under the IAD. Id. At the time the Johnson case was decided,
Colorado permitted a dismissal of charges as a sanction for the failure to comply with IAD’s
notice requirements unless the State could show no prejudice occurred. Sweaney v. District
Court, 713 P.2d 914, 918 (Colo. 1986). The Johnson court rejected the defendant’s request to
dismiss his Colorado charges as a sanction for the violation of the prompt notification
requirement of the IAD. Johnson, 819 P.2d at 1115. The defendant’s claim of prejudice, like
defendant’s claim here, was he “was prejudiced only by being deprived of the possible benefit of
concurrent sentences on the California conviction and the untried Colorado information.” Id. at
1116. The court ultimately found no prejudice as the trial court gave the Johnson defendant
sentencing credit for the time spent in the California from the date the detainer had been lodged.
Id. This placed the defendant “in a position at least as favorable as might have been achieved if
prompt notification had been given in California.” Id. Johnson contains no analysis and no
determination of the propriety of such a remedy. It thus provides no legal authority under the
IAD or under other statutes or case law for this court to do so here.
¶ 47 Defendant has thus not provided any legal basis on which the trial court could
have ordered time lost on the Texas sentence against the Illinois sentence and, therefore, has not
made a substantial showing a reasonable probability exists the outcome of the proceeding would
have been different had counsel raised the issue of the TDCJ’s failure to give defendant prompt
notice.
¶ 48 Defendant’s second claim for ineffective assistance of counsel is based on his
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Illinois trial counsel’s failure to advise him to invoke the IAD soon after Douglas County lodged
its detainer. Defendant contends, had counsel done so, he would have made the IAD request
promptly and gained several more months of sentence credit against his Illinois sentence as
“more Illinois credit was in his interest.”
¶ 49 We find defendant has not made a substantial showing counsel was ineffective, as
defendant has not shown counsel’s representation fell below an objective standard of
reasonableness for not advising him the effect an IAD request would have on defendant’s Texas
sentence. Defendant has cited case law showing counsel’s failure to advise for the offense which
counsel provided the representation when that failure resulted in lost time served credit on that
same offense was ineffective. See, e.g., People v. Nesbit, 2016 IL App (3d) 140591, ¶ 47, 64
N.E.3d 682. But, as we observed above, defendant has not established he lost any time against
his Illinois sentence that should have been given to him. Instead, defendant lost time against his
Texas sentence. Defendant has cited no case law and developed no argument that it was
unreasonable for counsel to not advise defendant of the collateral effects on his Texas sentence
from proceedings in which counsel did not represent defendant.
¶ 50 Defendant has, therefore, not met his burden of making a substantial showing of a
deprivation of his constitutional rights. His postconviction petition was properly dismissed.
¶ 51 III. CONCLUSION
¶ 52 We affirm the trial court’s judgment.
¶ 53 Affirmed.
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