People v. Barry , 2023 IL App (2d) 220324 ( 2023 )


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    2023 IL App (2d) 220324
    No. 2-22-0324
    Opinion filed August 29, 2023
    _____________________________________________________________________________
    IN THE
    APPELLATE COURT OF ILLINOIS
    SECOND DISTRICT
    ______________________________________________________________________________
    THE PEOPLE OF THE STATE                ) Appeal from the Circuit Court
    OF ILLINOIS,                           ) of Kane County.
    )
    Plaintiff-Appellee,              )
    )
    v.                                     ) No. 99-CF-3272
    )
    LIONEL J. BARRY,                       ) Honorable
    ) Julia A. Yetter,
    Defendant-Appellant.             ) Judge, Presiding.
    ______________________________________________________________________________
    JUSTICE SCHOSTOK delivered the judgment of the court, with opinion.
    Justices Hutchinson and Jorgensen concurred in the judgment and opinion.
    OPINION
    ¶1     Defendant, Lionel J. Barry, appeals from an order granting the State’s motion to dismiss
    his petition for relief under the Post-Conviction Hearing Act (Act) (725 ILCS 5/122-1 et seq. (West
    2020)). We affirm.
    ¶2                                     I. BACKGROUND
    ¶3     The State charged defendant with committing several offenses on December 14, 1999,
    when he was 17 years old. The charges included three alternative counts of first degree murder
    (720 ILCS 5/9-1(a)(1), (2), (3) (West 1998)), two alternative counts of home invasion (id. § 12-
    11(a)(1)), and one count each of attempted murder (id. §§ 8-4(a), 9-1(a)(1)), aggravated battery
    
    2023 IL App (2d) 220324
    with a firearm (id. § 12-4.2(a)(1)), and armed robbery while armed with a deadly weapon (id. § 18-
    2(a)).
    ¶4       On August 9, 2002, the parties presented an agreement under which defendant would plead
    guilty to the aggravated battery with a firearm count (id. § 12-4.2(a)(1)) and one of the first degree
    murder counts (id. § 9-1(a)(3)). In exchange, the State would dismiss the remaining charges. There
    was no agreement on sentencing. The court sentenced defendant to consecutive prison terms of 6
    years for aggravated battery with a firearm and 30 years for first degree murder. Defendant filed a
    motion to reduce the sentence, which the court denied. Defendant appealed.
    ¶5       On appeal, we remanded the cause for proper admonishments under Illinois Supreme Court
    Rule 605(b) (eff. Oct. 1, 2001). People v. Barry, No. 2-03-0382 (2004) (unpublished order under
    Illinois Supreme Court Rule 23). Defendant filed a new motion to reduce the sentence, which the
    trial court also denied. On appeal, defendant contended that he had been denied a fair sentencing
    hearing. We disagreed and affirmed. People v. Barry, No. 2-05-0015 (2006) (unpublished order
    under Illinois Supreme Court Rule 23).
    ¶6       On October 9. 2007, defendant filed his first petition under the Act. On December 10, 2007,
    the trial court summarily dismissed the petition. Defendant did not appeal.
    ¶7       On October 9, 2019, the trial court granted defendant leave to file his pro se successive
    petition (see 725 ILCS 5/122-1(f) (West 2018)). The court docketed the petition for second-stage
    review and appointed counsel. On January 19, 2021, counsel filed an amended petition. That
    petition contained three claims; only one is pertinent here. It centered on section 5-4.5-115(b) of
    the Unified Code of Corrections (730 ILCS 5/5-4.5-115(b) (West Supp. 2019)), enacted in 2019.
    See Pub. Act 100-1182, § 5 (eff. June 1, 2019) (adding 730 ILCS 5/5-4.5-110); Pub. Act 101-288,
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    § 10 (eff. Jan. 1, 2020) (amending and renumbering as 730 ILCS 5/5-4.5-115). Subsection (b) of
    section 5-4.5-115 reads:
    “(b) A person under 21 years of age at the time of the commission of an offense or
    offenses, other than first degree murder, and who is not serving a sentence for first degree
    murder and who is sentenced on or after June 1, 2019 (the effective date of Public Act 100-
    1182) shall be eligible for parole review by the Prisoner Review Board after serving 10
    years or more of his or her sentence or sentences, except for those serving a sentence or
    sentences for: (1) aggravated criminal sexual assault who shall be eligible for parole review
    by the Prisoner Review Board after serving 20 years or more of his or her sentence or
    sentences or (2) predatory criminal sexual assault of a child who shall not be eligible for
    parole review by the Prisoner Review Board under this Section. A person under 21 years
    of age at the time of the commission of first degree murder who is sentenced on or after
    June 1, 2019 (the effective date of Public Act 100-1182) shall be eligible for parole review
    by the Prisoner Review Board after serving 20 years or more of his or her sentence or
    sentences, except for those subject to a term of natural life imprisonment under Section 5-
    8-1 of this Code [(730 ILCS 5/5-8-1 (West 2020))] or any person subject to sentencing
    under subsection (c) of Section 5-4.5-105 of this Code [(id. § 5-4.5-105(c))].” 730 ILCS
    5/5-4.5-115(b) (West Supp. 2019). 1
    1
    During this appeal, the legislature amended section 5-4.5-115(b) by extending parole
    review to, inter alia, a person convicted of first degree murder committed when he or she was
    under 21 years of age and sentenced to natural life imprisonment on or after June 1, 2019. See Pub.
    Act 102-1128, § 5 (eff. Jan. 1, 2024) (amending 730 ILCS 5/5-4.5-115(b)). The amendment has
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    Defendant contended that, as applied to him, section 5-4.5-115(b) violated the equal protection
    clauses of the United States and Illinois Constitutions (U.S. Const., amend. XIV; Ill. Const. 1970,
    art. I, § 2) because it arbitrarily limited the opportunity for parole to those sentenced on or after
    June 1, 2019. Defendant reasoned that the bases for providing a chance for parole to an offender
    under 21—relative immaturity and incomplete brain development 2—applied equally to everyone
    in that age group, regardless of sentencing date.
    ¶8     The State moved to dismiss the petition on several grounds. First, the State argued that
    defendant had waived his challenge to the judgment by pleading guilty. Defendant could not now
    seek a new benefit while holding the State to its end of the bargain. Second, the State argued that,
    because section 5-4.5-115(b) neither affects a fundamental right nor creates a suspect
    classification, it must be upheld if it has a rational basis. According to the State, the legislature
    reasonably restricted the operation of section 5-4.5-115(b) to defendants unsentenced when the
    law was enacted. Otherwise, defendants would deluge the courts with additional proceedings.
    ¶9     The trial court granted the State’s motion. Defendant timely appealed.
    ¶ 10                                      II. ANALYSIS
    no bearing on the issues raised in this appeal.
    2
    “The enactment of [(730 ILCS 5/5-4.5-115(b) (West Supp. 2019))] is a reflection of the
    recent Illinois jurisprudence deriving from Miller v. Alabama, 
    567 U.S. 460
     (2012), recognizing
    the potential for rehabilitation of juveniles and the evolving neuroscience showing that young
    adults (18 to 21 years old) may have similar brain development to those typically considered
    juveniles.” People v. Profit, 
    2023 IL App (1st) 210881
    , ¶ 23; see 100th Ill. Gen. Assem., Senate
    Proceedings, May 31, 2017, at 31, 36 (statements of Senator Harmon).
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    2023 IL App (2d) 220324
    ¶ 11   On appeal, defendant contends that he made a substantial showing that, as applied to him,
    section 5-4.5-115(b) violates equal protection. The State responds that (1) defendant lacks standing
    to challenge section 5-4.5-115(b), (2) defendant waived his challenge by pleading guilty, and
    (3) section 5-4.5-115(b) does not violate equal protection because the legislature had a rational
    basis for not making the law retroactive.
    ¶ 12   At the second stage of proceedings under the Act, the defendant bears the burden of making
    a substantial showing of a constitutional violation. People v. Pendleton, 
    223 Ill. 2d 458
    , 473
    (2006). We review de novo the second-stage dismissal of a petition under the Act. People v.
    Whitfield, 
    217 Ill. 2d 177
    , 182 (2005). We may affirm the judgment on any basis of record. People
    v. Johnson, 
    208 Ill. 2d 118
    , 129 (2003).
    ¶ 13   We affirm on two bases—that the Act does not recognize defendant’s claim as a basis for
    relief and that, even if defendant’s claim were within the scope of the Act, section 5-4.5-115(b)
    does not violate equal protection.
    ¶ 14   The first basis is compelled by the plain language of section 122-1(a)(1) of the Act:
    “(a) Any person imprisoned in the penitentiary may institute a proceeding under
    this Article if the person asserts that:
    (1) in the proceedings which resulted in his or her conviction there was a
    substantial denial of his or her rights under the Constitution of the United States or
    of the State of Illinois or both[.]” (Emphasis added.) 725 ILCS 5/122-1(a)(1) (West
    2018).
    Defendant’s challenge to section 5-4.5-115(b), passed in 2019, does not raise a claim that he was
    denied any constitutional rights in the proceedings that resulted in his conviction or sentence.
    Whatever errors or deprivations might have occurred in defendant’s plea and sentencing, they did
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    not include the enactment of an allegedly invalid statute years later. See People v. Harris, 
    2022 IL App (1st) 211236-U
    , ¶¶ 25-26 (claim that the State denied the defendant due process by destroying
    evidence following her direct appeal was beyond the Act’s scope); People v. Keller, 
    353 Ill. App. 3d 830
    , 832-33 (2004) (claim that corrections officials misinterpreted the defendant’s sentence
    was not cognizable under the Act). Thus, defendant’s claim falls outside the Act. 3 See People v.
    LaPointe, 
    2023 IL App (2d) 210312
    , ¶ 17.
    ¶ 15   Although neither the State nor the trial court relied on this ground, there is no unfairness in
    our raising it sua sponte. This defect in defendant’s claim is a matter of law that could not have
    been cured by amendment. Moreover, we are responsible for maintaining a sound and uniform
    body of precedent. See Hux v. Raben, 
    38 Ill. 2d 223
    , 225 (1967). Thus, there is neither a legal nor
    an equitable reason to refrain from our holding here.
    ¶ 16   Further, even if defendant’s claim could be construed to fall within the scope of the Act, it
    would lack merit. Section 5-4.5-115(b) does not violate equal protection.
    ¶ 17   We review de novo the constitutionality of a statute. People v. Jones, 
    223 Ill. 2d 569
    , 596
    (2006). In conducting an equal protection analysis, we apply the same standards under the United
    States and Illinois Constitutions. People v. Richardson, 
    2015 IL 118255
    , ¶ 9. A legislative
    classification that does not discriminate against a suspect class or impact a fundamental right will
    be upheld if the classification bears a rational relationship to a legitimate government purpose. 
    Id.
    3
    Moreover, the enactment of section 5-4.5-115(b) did not deny defendant any rights he had
    at the time of the original proceedings or had been granted since then. The gravamen of his petition
    is that the new section grants other offenders new rights that it does not grant him.
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    2023 IL App (2d) 220324
    ¶ 18    Defendant contends that section 5-4.5-115(b) violates equal protection because it
    arbitrarily limits the opportunity for parole to those sentenced on or after June 1, 2019. Defendant
    concedes that, because the new law neither affects a fundamental right nor creates a suspect
    classification, it must be upheld if there is a rational basis for the differential treatment. See People
    v. Alcozer, 
    241 Ill. 2d 248
    , 263 (2011) (“Prisoners are not a suspect class.”); Vitek v. Jones, 
    445 U.S. 480
    , 488 (1980) (parole is not a fundamental right). Defendant, however, denies that there is
    a rational basis to distinguish between offenders solely as to their sentencing date. We disagree.
    ¶ 19    Our conclusion is guided by the principles set out in Richardson, 
    2015 IL 118255
    , ¶¶ 9-11.
    There, the supreme court held that the legislature did not violate equal protection by extending the
    applicability of the Juvenile Court Act of 1987 from minors under the age of 17 to minors under
    the age of 18 but limiting the amendment to violations committed after January 1, 2014, the
    effective date of the change (see 705 ILCS 405/5-120 (West Supp. 2013); see also Pub. Act 98-
    61, § 5 (eff. Jan. 1, 2014) (amending 705 ILCS 405/5-120)). Richardson, 
    2015 IL 118255
    , ¶¶ 3, 9-
    11. Like defendant here, Richardson, who was charged in 2013 when he was 17, contended that
    limiting the amendment to prospective application denied him equal protection. Id. ¶¶ 3, 7.
    ¶ 20    Rejecting this argument, the court noted that “neither the fourteenth amendment nor the
    Illinois Constitution prevents statutes and statutory changes from having a beginning, nor does
    either prohibit reasonable distinctions between rights as of an earlier time and rights as they may
    be determined at a later time.” Id. ¶ 10. The court held that the temporal limitation of the
    amendment was rationally related to the purpose of judicial economy: cases already in progress
    would not have to restart, and defendants could not manipulate or delay their proceedings to take
    advantage of the new law. Id. In so holding, the court relied on People v. Grant, 
    71 Ill. 2d 551
    ,
    560-62 (1978), where it found no equal protection violation in the legislature’s decision to make a
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    2023 IL App (2d) 220324
    law changing the sentence for aggravated battery applicable only to those defendants who had not
    been sentenced before the amendment’s effective date. See Richardson, 
    2015 IL 118255
    , ¶ 11.
    ¶ 21   Recently, three of our sister appellate districts have followed Richardson in concluding
    that section 5-4.5-115(b) does not violate equal protection. In Profit, 
    2023 IL App (1st) 210881
    ,
    ¶¶ 34-37, the court reasoned:
    “Effective dates for the application of a statute are remarkably common. In every
    instance where a new statute applies only prospectively, there will be two similarly situated
    classes that are treated differently based on the temporal reach of the statute or amendment.
    In that sense, the challenge before us is not unique nor distinguishable from the
    circumstances in Richardson. As the appellate court, we have no authority to depart from
    our supreme court’s precedent on an issue, and defendant provides no precedential
    authority contradicting either Richardson or Grant. See People v. Artis, 
    232 Ill. 2d 156
    ,
    164 (2009) (‘The appellate court lacks authority to overrule decisions of [the supreme]
    court, which are binding on all lower courts.’).
    Moreover, the clear purposes of establishing effective dates for legislative changes
    set forth in Richardson are equally applicable here. We, like the Richardson court,
    recognize the resulting disparities in being sentenced prior to a change in the law that could
    potentially reduce such sentence; however, there must be some semblance of finality to
    convictions, and judicial resources are limited. The legislature intended to provide youthful
    offenders with cases then pending in the trial court, as well as future youthful offenders,
    the possibility of parole review to assess their rehabilitation. As such, we find the statute
    bears a rational relationship to a legitimate state interest and must be upheld.” Id. ¶¶ 36-37.
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    2023 IL App (2d) 220324
    ¶ 22   In People v. Wells, 
    2023 IL App (3d) 210292
    , the court similarly relied on Richardson, as
    well as People v. Hunter, 
    2016 IL App (1st) 141904
    , the latter of which upheld the prospective-
    only application of a new statute requiring trial courts to consider mitigating factors when
    sentencing juveniles (see 730 ILCS 5/5-4.5-105 (West 2016)). Wells, 
    2023 IL App (3d) 210292
    ,
    ¶ 31 (citing Hunter, 
    2016 IL App (1st) 141904
    , ¶ 61). Wells noted numerous foreign cases
    upholding legislation applying new sentencing laws prospectively only (see id. ¶¶ 32-33, 37),
    including federal legislation that reduced the penalties for defendants sentenced only after a certain
    date (id. ¶ 33 (citing, inter alia, Dorsey v. United States, 
    567 U.S. 260
    , 281 (2012))). The court
    found that legislatures had two proper grounds for limiting penal reform statutes, such as section
    5-4.5-110(b) to future cases. Id. ¶¶ 41-42. First, “ ‘[p]rospective application allows the [l]egislature
    to control the risk of new legislation by limiting its application.’ ” Id. ¶ 41 (quoting People v.
    Lynch, 
    146 Cal. Rptr. 3d 811
    , 817 (Ct. App. 2012)). Second, prospective application promotes
    finality in sentencing by refusing to disturb charging and sentencing decisions that were valid when
    imposed. Id. ¶ 42.
    ¶ 23   Likewise, the court in People v. Lowder, 
    2023 IL App (4th) 220315-U
    , ¶¶ 41-42, 46, held
    that the prospectivity of section 5-4.5-110(b) was rationally related to both finality and
    governmental economy. As to finality, the court noted that lawmakers had defended the
    prospectivity of the statute based on “concern for victims and their families and upholding the
    promises made by prosecutors surrounding the finality of a defendant’s sentence.” Id. ¶ 41. The
    legislature “sought to avoid undermining confidence in the justice system by diminishing the
    finality of sentences on matters already adjudicated.” Id. ¶ 42. As to governmental economy, the
    court reasoned, as did the Richardson court, that prospectivity avoids confusion and delay and
    preserves scarce resources. Id. ¶ 46. The court noted that, even aside from the new law, the Parole
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    2023 IL App (2d) 220324
    Review Board reviews thousands of matters yearly (id. ¶ 48) and that “preparing for the parole
    hearing is resource intensive” (id. ¶ 49).
    ¶ 24   We agree with the reasoning of all the foregoing cases. The finality of prior sentencing
    decisions and the conservation of limited time and resources are rational bases for restricting
    section 5-4.5-115(b) to prospective application. Thus, even if defendant’s claim were cognizable
    under the Act, he could not make a substantial showing of a constitutional violation. Therefore,
    the trial court properly dismissed defendant’s postconviction petition.
    ¶ 25                                    III. CONCLUSION
    ¶ 26   For the reasons stated, we affirm the judgment of the circuit court of Kane County.
    ¶ 27   Affirmed.
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    2023 IL App (2d) 220324
    People v. Barry, 
    2023 IL App (2d) 220324
    Decision Under Review:        Appeal from the Circuit Court of Kane County, No. 99-CF-3272;
    the Hon. Julia A. Yetter, Judge, presiding.
    Attorneys                     James E. Chadd, Thomas A. Lilien, and Drew A. Wallenstein, of
    for                           State Appellate Defender’s Office, of Elgin, for appellant.
    Appellant:
    Attorneys                     Jamie L. Mosser, State’s Attorney, of St. Charles (Patrick Delfino,
    for                           Edward R. Psenicka, and Ivan O. Taylor Jr., of State’s Attorneys
    Appellee:                     Appellate Prosecutor’s Office, of counsel), for the People.
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