People v. Mullen , 2024 IL App (1st) 230603-U ( 2024 )


Menu:
  •                                          
    2024 IL App (1st) 230603-U
    No. 1-23-0603
    Order filed June 20, 2024
    Fourth Division
    NOTICE: This order was filed under Supreme Court Rule 23 and is not precedent except in the
    limited circumstances allowed under Rule 23(e)(1).
    ______________________________________________________________________________
    IN THE
    APPELLATE COURT OF ILLINOIS
    FIRST DISTRICT
    ______________________________________________________________________________
    THE PEOPLE OF THE STATE OF ILLINOIS,                           )   Appeal from the
    )   Circuit Court of
    Plaintiff-Appellee,                                  )   Cook County.
    )
    v.                                                         )   No. 10 CR 4268 (02)
    )
    WILLIE MULLEN,                                                 )   Honorable
    )   Carol M. Howard,
    Defendant-Appellant.                                 )   Judge, presiding.
    JUSTICE MARTIN delivered the judgment of the court.
    Presiding Justice Rochford and Justice Ocasio concurred in the judgment.
    ORDER
    ¶1            Held: The circuit court properly dismissed Mullen’s postconviction petition at the second
    stage where the petition failed to make a substantial showing that trial counsel was
    ineffective. Mullen did not rebut the presumption that postconviction counsel
    provided reasonable assistance.
    ¶2            Defendant Willie Mullen appeals from the second-stage dismissal of his postconviction
    petition pursuant to the Post-Conviction Hearing Act (Act) (725 ILCS 5/122-1 et seq. (West
    2020)). On appeal, Mullen contends that he made a substantial showing that trial counsel was
    ineffective for failing to investigate and call two witnesses, and that postconviction counsel
    No. 1-23-0603
    provided unreasonable assistance where he filed a deficient certificate pursuant to Illinois
    Supreme Court Rule 651(c) (eff. July 1, 2017), and the record did not establish that he fulfilled
    the duties required by the rule. We affirm.1
    ¶2                                         I. BACKGROUND
    ¶3      Following a bench trial in February 2015, Mullen was found guilty of the first degree
    murder of Cecil Ward and was sentenced to 45 years’ imprisonment. The facts are detailed in this
    court’s order on direct appeal. See People v. Mullen, 
    2018 IL App (1st) 152415-U
    . Accordingly,
    we recount only the facts necessary to resolve the present appeal.
    ¶4      In February 2010, Mullen was charged by indictment with six counts of first degree
    murder. Anthony White was charged with one count of conspiracy to commit the first degree
    murder of Ward and one count of first degree murder. Prior to Mullen’s trial, White pleaded guilty
    to conspiracy to commit first degree murder.
    ¶5      The State’s supplemental answer to discovery, filed on February 11, 2014, stated that on
    January 13, 2014, Liketta Lucas informed two assistant state’s attorneys (ASAs) that on the date
    of the incident, Mullen was at home with her, and she did not know Ward. 2 According to Lucas,
    she had an order of protection against Mullen at the time of the incident, and she “would call the
    police and file charges when she got mad at him for seeing other women.”
    ¶6      Prior to trial, defense counsel filed motions to suppress photograph identifications of
    Mullen made by Randy Nowak and Hasan Awwad, arguing that the identifications were
    1
    In adherence with the requirements of Illinois Supreme Court Rule 352(a) (eff. July 1, 2018), this
    appeal has been resolved without oral argument upon the entry of a separate written order.
    2
    The record on appeal also refers to Liketta Lucas as “Lakita Lucas.” We adopt the spelling from,
    inter alia, Lucas’s affidavit included in the record. The record establishes that Lucas was also known as
    “Keisha.”
    -2-
    No. 1-23-0603
    unnecessarily suggestive and coercive. 3 The court granted the State’s motions for directed
    findings, noting that Mullen presented no evidence that the identifications were unnecessarily
    suggestive.
    ¶7     At trial, Awwad testified that at approximately 3:45 p.m. on November 16, 2009, he was
    with Nowak, a friend, near Homan Avenue and Howard Street in Chicago. Nowak was “dope sick”
    and asked Awwad for help buying drugs. After purchasing drugs, but prior to Nowak using them,
    they heard gunshots. Awwad saw Mullen, whom he identified in court, wearing a hoody and
    standing near a vehicle, pointing a firearm at a man inside. Another vehicle, which had blocked
    the path of the vehicle into which Mullen fired, then drove away. Awwad checked the shooting
    victim’s pulse and called 911. He and Nowak then went to an abandoned house so that Nowak
    could ingest the drugs. Police questioned them and took them to the police station.
    ¶8     On January 28, 2010, Awwad viewed a photographic array wherein he identified Mullen,
    whom he recognized because he had “cornrows” or “little twists” in his hair, as the shooter. On
    the same date, Awwad gave a written statement to police officers and told them he could see the
    shooter’s hairstyle, but Awwad did not know whether that assertion was included in the written
    statement. He also informed a detective about the shooter’s hairstyle. Awwad stated that Mullen
    shot the other man “once in the throat and then a couple more times,” turned, “glimpse[ed]”
    Awwad, and ran into an alley. Awwad testified that “[t]he hoody came off,” and he saw Mullen’s
    cornrows. On cross-examination, Awwad stated that Nowak was very sick, so he helped Nowak
    walk and gave Nowak heroin to sniff prior to the shooting.
    ¶9     Nowak testified that he observed Mullen, whom he identified in court, firing into a parked
    3
    The record also refers to Randy Nowak as “Randy Novak.” We adopt the spelling from the trial
    transcript.
    -3-
    No. 1-23-0603
    vehicle. A second parked vehicle “block[ed]” the vehicle into which Mullen fired. The second
    vehicle’s hood was raised, and the vehicle seemed “broke down.” Mullen ran into an alley and the
    second vehicle left, but it later returned with Mullen as a passenger. On January 29, 2010, while
    in prison, Nowak viewed a photographic array and identified Mullen as the shooter.
    ¶ 10    On cross-examination, Nowak agreed with the State that he was addicted to heroin at the
    time of the incident but denied being “dope sick.” Nowak ingested heroin after the incident, and
    prior to giving the police a description of the shooter. Nowak informed the detectives that Mullen
    wore a black skull cap, black jacket, and blue jeans, and had “braids.” Although Mullen wore a
    skull cap, Nowak saw that he had “dreads” or “braids” falling out of the cap. Following the
    shooting, Nowak had been convicted of possession of a controlled substance and felony retail theft.
    Nowak also had two other felony retail theft convictions.
    ¶ 11    White testified that he came to an agreement with the State’s Attorney’s Office to plead
    guilty to conspiracy to commit murder in exchange for 15 years’ imprisonment. The State agreed
    to dismiss the murder charge in return for White’s honest and truthful testimony at Mullen’s trial.4
    On the morning of November 17, 2009, White went to the area of Christiana Avenue and Huron
    Street to sell drugs. In the early afternoon, White saw Mullen, whom he had known his whole life.
    Mullen told White that Mullen’s girlfriend Lucas was cheating on Mullen with Ward, and that
    Mullen had seen Lucas and Ward leave a hotel together. Mullen spoke about “getting down on”
    Ward.
    ¶ 12    At Mullen’s request, White entered a nearby store and asked “Tony,” one of the owners,
    to open the back door. Tony did not open the door. After a conversation with Mullen’s uncle, who
    4
    As part of the same agreement, White also pleaded guilty to two unrelated possession charges,
    with the sentences to run concurrent to his sentence for conspiracy to commit murder.
    -4-
    No. 1-23-0603
    was also inside the store, White left. Mullen then told White to park on Huron, “pop [his] hood,”
    and pretend that his vehicle was not working. White did so. Then, White saw Mullen exit an alley,
    walk to a vehicle in which Ward was sitting in the driver’s seat, and discharge a firearm through
    the driver’s window. Afterward, Mullen ran through the alley and White drove the vehicle around
    the block. There, he saw two men near Ward’s vehicle and conversed with them.
    ¶ 13    White testified that a police “POD” video recorded by a street camera accurately depicted
    the events that occurred during the shooting. The video was published, and White narrated it in
    court. The POD video depicts White exiting his vehicle and activating the hazard lights. An
    individual, whom White identified as Mullen, approaches Ward’s vehicle and fires multiple
    gunshots at Ward. The video does not clearly show the shooter’s face, whether his head is covered,
    or if his hair is visible.
    ¶ 14    White was arrested on January 26, 2010, for possession of a controlled substance and spoke
    with the police regarding the Ward shooting. White did not originally tell police the truth about
    the incident because he did not want to implicate himself.
    ¶ 15    On cross-examination, White acknowledged that after telling police that Mullen wanted
    him to speak with Tony in the store, he “changed [his] story” and told police that he “never talked
    to Tony.” White also changed his “story” regarding other events of that day during his
    conversations with the police. At one point, White told the police that another drug dealer, Anthony
    Hoskins, drove the vehicle which was parked with the hood raised. He also informed them that
    White’s cousin, Tyesha Johnson, was in the vehicle with Hoskins. White denied that Mullen was
    in White’s vehicle when White left the scene, although White did have a passenger named Terrell
    Owens.
    -5-
    No. 1-23-0603
    ¶ 16   The State introduced evidence that Awwad initially informed the detective who
    administered the photo array that the photos were not “as clear as he’d like and he preferred to do
    a physical lineup.” The next day, Awwad viewed a physical lineup and identified Mullen as the
    shooter. The detective investigated Ward’s cellphone and found no number for Lucas.
    ¶ 17   For the defense, Reginald Minor testified that he was driving near the intersection of Huron
    and Homan and observed a stalled vehicle on the street. A man was in front of the raised hood
    with his back to Minor. Another man emerged from a nearby building and entered a vehicle and,
    “almost simultaneously,” another man followed him and stood outside of the vehicle. Minor was
    unable to see the third man’s face, which was covered with a shirt. Minor did not know whether
    the man was wearing a hood or a hat but testified that only his eyes were visible. Minor “noticed
    a popping sound and a flash,” and realized the third man was discharging a firearm into the vehicle.
    Once the shooting began, the man by the stalled vehicle “took off.” The shooter ran into an alley.
    Minor did not see a hood or hat fall from the shooter, nor did he observe the hairstyle of the shooter.
    ¶ 18   After the shooting, Minor approached the man who had been shot in the vehicle and dialed
    911, but the man died. Minor gave officers his statement and was unable to identify any individual
    from lineups held on January 29, 2010, and January 30, 2010.
    ¶ 19   Mullen’s uncle, Vashon Woolridge, testified that he was not in the area when the shooting
    occurred and denied conversing with White in the store.
    ¶ 20   The court found Mullen guilty of first degree murder. In ruling, the court found that Minor
    was a “very credible” witness, and Nowak was not credible because he was in the area to purchase
    drugs, was “dope sick,” and had consumed drugs prior to the shooting. The court believed that
    Awwad’s observation was “clear,” and that he “got a glimpse” of the shooter’s face, but he
    -6-
    No. 1-23-0603
    observed the photo array and lineup “over two months later,” on January 29, 2010, and was unsure
    of the shooter. The court noted that Awwad remembered that the shooter had “corn rolls,” and
    identified Mullen as the shooter based upon his hairstyle.
    ¶ 21   The court commented that Awwad’s testimony alone would not be enough to constitute
    proof beyond a reasonable doubt. The court also noted that White only volunteered information
    regarding the murder after his arrest for a drug case, but that fact did not necessarily mean that he
    lied about the identity of the shooter. The court noted that no physical evidence connected Mullen
    to the offense, so “the State’s case falls and rises on the testimony of [White] and [Awwad].” After
    a hearing, the court sentenced Mullen to 45 years’ imprisonment.
    ¶ 22   On direct appeal, Mullen argued that the State failed to prove him guilty beyond a
    reasonable doubt given the “self-serving and unbelievable testimony of [White],” and two other
    identifications which were not believable. We affirmed and amended Mullen’s fines and fees
    order. People v. Mullen, 
    2018 IL App (1st) 152415-U
    . In finding the evidence sufficient, we noted
    that White’s testimony was corroborated by Awwad, the POD video, and Minor. 
    Id. ¶¶ 48-57
    .
    ¶ 23   On March 3, 2020, Mullen filed a pro se postconviction petition. Mullen argued, inter alia,
    that trial counsel was ineffective for failing to investigate Najeh Samad, also known as Tony, the
    store owner, who would have testified that White never entered the store before the shooting and
    he never spoke with White that day. Mullen also contended that trial counsel was ineffective for
    failing to investigate Lucas, who would have testified that she never left a hotel with Ward, whom
    she did not know, and that she dated Mullen exclusively before and after Ward’s death. Mullen
    stated that trial counsel was aware of both Samad and Lucas prior to trial.
    -7-
    No. 1-23-0603
    ¶ 24    Mullen attached his affidavit and the affidavits of Samad and Lucas. Mullen averred that
    prior to trial, he asked his trial attorney to call additional witnesses to testify in response to White’s
    lies, but trial counsel “seemed uninterested in the idea [because] they weren’t witnesses” to the
    shooting. 5 Samad averred that “[i]n October of 2009,” he was at his store and heard gunshots.
    Samad never saw White in the store or conversed with him the day of the shooting. Samar was
    willing to speak with Mullen’s lawyer but was never interviewed. Lucas averred that she did not
    know Ward, never had a relationship with him, and never left a hotel with him. Lucas dated Mullen
    exclusively around the time of Ward’s death, and informed Mullen that she did “not understand
    why anyone would place [her] anywhere near a person [she did] not know.” According to Lucas,
    Mullen’s lawyer never spoke with her about the facts in her affidavit.
    ¶ 25    The circuit court advanced Mullen’s petition to the second stage of proceedings and
    appointed postconviction counsel.
    ¶ 26    On February 17, 2022, postconviction counsel filed a supplemental petition and a
    certificate pursuant to Illinois Supreme Court Rule 651(c) (Ill. S. Ct. R. 651(c) (eff. July 1, 2017)).
    Postconviction counsel argued that, had trial counsel investigated Samad, White’s testimony
    would have been impeached regarding White’s presence at the store. Postconviction counsel
    further contended that the State introduced motive through White’s testimony, regarding a
    purported sexual relationship between Lucas and Ward. Lucas would have testified that she did
    not know Ward and was exclusively dating Mullen. As Mullen’s conviction relied upon the
    combined testimony of Awwad and White, it was “critical to investigate White’s allegations.” Had
    5
    Mullen’s affidavit states that he wished “Willie Mullen” and Lucas to testify, with “Willie Mullen”
    handwritten in a blank space on the typed affidavit. From context, it appears that the name should be
    Samad’s.
    -8-
    No. 1-23-0603
    counsel investigated, he would have gained testimony from independent witness Samad and from
    Lucas that impeached key witness White. Postconviction counsel also contended that counsel on
    direct appeal was ineffective for failing to raise these issues.
    ¶ 27    Postconviction counsel’s Rule 651(c) certificate stated that he consulted with Mullen by
    mail and phone to ascertain his contentions of deprivations of constitutional rights. Counsel also
    stated that he “obtained and examined the record (report of proceedings and common law record)
    from [Mullen’s] trial and reviewed the relevant case law related to [Mullen’s] claims.” Lastly,
    counsel stated that he prepared a supplemental petition for postconviction relief.
    ¶ 28    On August 16, 2022, the State filed a motion to dismiss Mullen’s petition. The State argued
    that the record rebutted Mullen’s assertion that trial counsel was ineffective for failing to
    investigate Samad, as White testified on cross-examination that he informed the police that he
    never spoke to “Tony.” Further, the State argued that Mullen failed to establish that trial counsel
    was ineffective for failing to investigate Lucas because, inter alia, proof of motive was not
    necessary for a conviction. Additionally, Lucas could not refute the conversation between Mullen
    and White regarding her purported affair with Ward, as she lacked firsthand knowledge of the
    conversation. In any event, impeachment evidence typically is not so conclusive as to justify
    postconviction relief. The State noted that the supplemental answer to discovery stated that Lucas
    had an order of protection against Mullen at the time of the shooting, so trial counsel was aware
    of Lucas prior to the trial.
    ¶ 29    Prior to the hearing on the State’s motion, the court asked postconviction counsel whether
    he filed a written response to the State’s motion, and counsel stated that he was “resting on the
    supplemental filings as well as the pro se filings.”
    -9-
    No. 1-23-0603
    ¶ 30   On March 27, 2023, after a hearing, the circuit court dismissed Mullen’s petition. First, the
    court clarified that it found Mullen guilty based on White’s and Awwad’s testimonies, but also the
    POD video and Minor’s testimony, which corroborated White’s testimony regarding the sequence
    of events. The court believed “trial counsel should have investigated the case,” but his failure was
    not so “egregious” as to alter the outcome of the litigation. It noted that White was thoroughly
    cross-examined and he admitted that he did not speak with the store manager. The court
    commented that given the totality of the evidence, the outcome would not have been different had
    trial counsel called Samad to rebut White’s testimony. The court stated, inter alia, that Lucas
    denied having an affair with Ward, but her statements were not proof that Mullen did not believe
    an affair occurred. Further, Lucas filed an order of protection against Mullen, which established
    that Mullen was jealous or abusive and “could have had an irrational belief that [Lucas] was
    involved in an affair.”
    ¶ 31                                       II. ANALYSIS
    ¶ 32   On appeal, Mullen first argues that the circuit court erred in dismissing his postconviction
    petition, which made a substantial showing that trial counsel was ineffective for failing to
    investigate Samad and Lucas. According to Mullen, White’s testimony was “the linchpin of the
    State’s case,” and had Samad and Lucas testified, the trial court would likely have found White to
    be “an utterly incredible witness unworthy of any belief.”
    ¶ 33   The Act provides a three-stage mechanism for imprisoned persons to collaterally challenge
    convictions for violations of federal or state constitutional rights. 725 ILCS 5/122-1 et seq. (West
    2020); People v. LaPointe, 
    227 Ill. 2d 39
    , 43 (2007). A petition survives dismissal at the first stage
    if its claims are not frivolous or patently without merit, and the defendant alleges enough facts to
    - 10 -
    No. 1-23-0603
    raise a claim that is arguably constitutional. 725 ILCS 5/122-2.1(a)(2) (West 2020); People v.
    Hodges, 
    234 Ill. 2d 1
    , 9 (2009). At the second stage, counsel is appointed if a defendant is indigent,
    and the State may file either a motion to dismiss or an answer to the petition. 725 ILCS 5/122-4,
    122-5 (West 2020); People v. Domagala, 
    2013 IL 113688
    , ¶ 33. The circuit court here dismissed
    Mullen’s petition at the second stage.
    ¶ 34   In order to survive dismissal at the second stage of proceedings, the defendant bears the
    burden of making a substantial showing of a constitutional violation. Id. ¶ 35. The court does not
    engage in fact-finding or credibility determinations but must take all well-pleaded facts not
    positively rebutted by the record as true. People v. Smith, 
    2015 IL App (1st) 140494
    , ¶ 21. The
    second stage tests the legal sufficiency of the petition, which survives dismissal where the
    allegations would entitle petitioner to relief if proven at an evidentiary hearing. Domagala, 
    2013 IL 113688
    , ¶ 35. Our review is de novo. People v. Suarez, 
    224 Ill. 2d 37
    , 42 (2007).
    ¶ 35   Mullen contends his petition made a substantial showing of ineffective assistance of trial
    counsel. To state a claim of ineffective assistance of counsel, the defendant must demonstrate that
    (1) counsel’s performance “fell below an objective standard of reasonableness,” and (2) the
    defendant was prejudiced by counsel’s deficient performance where a reasonable probability exists
    that but for counsel’s errors, the result of the proceeding would have been different. People v.
    Rouse, 
    2020 IL App (1st) 170491
    , ¶ 46 (citing Strickland v. Washington, 
    466 U.S. 668
    , 687-88
    (1984)). The deficient performance prong also requires the defendant overcome the “strong
    presumption” that the challenged action or inaction is the product of sound trial strategy. People
    v. Dupree, 
    2018 IL 122307
    , ¶ 44. “This is a high bar to clear since matters of trial strategy are
    generally immune from claims of ineffective assistance of counsel.” 
    Id.
     Additionally, if the
    - 11 -
    No. 1-23-0603
    defendant fails to establish prejudice, then we can dispose of the ineffective assistance claim for
    that reason alone. 
    Id.
    ¶ 36   Here, Mullen cannot establish that trial counsel’s alleged failure to investigate either
    witness was prejudicial. First, neither Samad’s nor Lucas’s averments challenge Mullen’s identity
    as the shooter, but rather White’s credibility. Although White admitted he gave different
    descriptions to officers of certain elements of the incident, he never wavered on his identification
    of Mullen as the shooter, and neither Samad’s nor Lucas’s affidavits attack that critical issue.
    Second, according to Samad’s affidavit, he would have testified that White never entered his store
    or conversed with him. However, during trial counsel’s cross-examination of White, counsel had
    adduced similar information, when White admitted that, although his “story” to police changed
    multiple times, he informed the police that he never spoke with “Tony,” i.e., Samad, on the day of
    the shooting. Similarly, trial counsel had elicited testimony from Mullen’s uncle that, contrary to
    White’s testimony, he did not converse with White in the store that day, thereby casting additional
    doubt on White’s version of events. Thus, although White testified at trial that he spoke with Tony,
    trial counsel already cast doubt on White’s version of events regarding his presence at the store
    through both White’s cross-examination and Mullen’s uncle’s testimony.
    ¶ 37   As to Lucas’s affidavit, she averred she would have testified that she was never in a
    relationship with Ward and dated Mullen exclusively. However, as the circuit court noted, Lucas’s
    affidavit does not establish whether Mullen believed that Lucas was cheating on him with Ward.
    Indeed, outside of White’s testimony, we have no evidence of this supposed relationship at all.
    While Lucas’s averment that there was no relationship with Ward may have potentially cast doubt
    on White’s statements regarding Mullen’s motive, it would not have undermined his identification
    - 12 -
    No. 1-23-0603
    of Mullen as the shooter. Consequently, neither witness’s testimony would have challenged the
    identification of Mullen as the offender nor probably led to a different result had trial counsel
    presented it.
    ¶ 38   Mullen contends that, had Samad and Lucas testified, a reasonable probability existed that
    the outcome of the trial would have been different because no physical evidence was presented,
    and the State’s identification witnesses were incredible. Mullen notes that White, Mullen’s
    accomplice, was the “linchpin” of the State’s case, and the court relied on Awwad’s and White’s
    testimonies to establish the identification of Mullen as the shooter. Thus, Mullen concludes that
    his proffered evidence, which would have undermined White’s credibility, would have altered the
    outcome of trial.
    ¶ 39   We disagree. In finding Mullen guilty, the trial court noted that White was self-serving in
    testifying but that did not necessarily mean he lied about the identity of the shooter. White’s
    identification of Mullen was corroborated by Awwad’s testimony. In denying his postconviction
    petition, the court commented that the guilty finding was based not only on Awwad’s and White’s
    identifications but also on the POD video and Minor’s testimony, which corroborated White’s
    testimony regarding the sequence of events. No evidence establishes that the court did not consider
    the deficiencies in White’s testimony. Regardless, the totality of the evidence at trial established
    the identification of Mullen, and the new evidence—impeaching White’s credibility as to whether
    he spoke with Samad and/or that Lucas was not cheating on Mullen—would not have altered the
    result of the proceeding. Thus, Mullen did not allege facts making a substantial showing that trial
    counsel was ineffective. See Domagala, 
    2013 IL 113688
    , ¶ 35.
    - 13 -
    No. 1-23-0603
    ¶ 40   Mullen next contends that postconviction counsel provided unreasonable assistance where
    he amended the pro se petition to include a claim of appellate counsel’s ineffectiveness for failing
    to investigate Samad and Lucas, despite the claim being predicated on information outside of the
    trial record, specifically Samad’s and Lucas’s affidavits. Further, Mullen contends that in view of
    arguments raised in the State’s motion to dismiss, postconviction counsel should have amended
    Mullen’s affidavit to address “the veracity of White’s claim that he and [Mullen] discussed the
    alleged cheating shortly before the shooting.” Mullen further contends that postconviction
    counsel’s Rule 651(c) certificate failed to raise a presumption of compliance with the rule because
    it did not specifically address that he had reviewed the trial exhibits.
    ¶ 41   The Act guarantees a postconviction petitioner “reasonable” assistance by counsel, which
    is “less than that afforded by the federal or state constitutions.” (Internal quotation marks omitted.)
    People v. Cotto, 
    2016 IL 119006
    , ¶¶ 30, 45. To that end, Illinois Supreme Court Rule 651(c) (eff.
    July 1, 2017) mandates certain duties postconviction counsel must undertake at the second stage
    of postconviction proceedings. Appointed counsel must consult with the defendant, examine the
    record of trial proceedings, make any necessary amendments to the petition, and file a certificate
    indicating they have complied with the rule. Id.; Cotto, 
    2016 IL 119006
    , ¶ 27.
    ¶ 42   The filing of a Rule 651(c) certificate creates a rebuttable presumption that postconviction
    counsel rendered reasonable assistance. People v. Bass, 
    2018 IL App (1st) 152650
    , ¶ 12. The
    defendant has the burden to overcome this presumption by showing their attorney’s failure to
    substantially comply with the duties mandated by Rule 651(c). People v. Profit, 
    2012 IL App (1st) 101307
    , ¶ 19.
    - 14 -
    No. 1-23-0603
    ¶ 43   We review de novo the question of whether postconviction counsel fulfilled his duties
    under Rule 651(c). Profit, 
    2012 IL App (1st) 101307
    , ¶ 17.
    ¶ 44   Here, postconviction counsel filed a Rule 651(c) certificate stating, in compliance with the
    rule, that he: (1) consulted with Mullen by mail and phone to ascertain his contentions of
    deprivations of constitutional rights; (2) “obtained and examined the record (report of proceedings
    and common law record) from [Mullen’s] trial and reviewed the relevant case law related to
    [Mullen’s] claims”; and (3) prepared a supplemental petition for postconviction relief. Thus, the
    presumption exists that Mullen received the representation required by the rule.
    ¶ 45   Mullen argues, however, that the presumption does not arise, as counsel’s certificate failed
    to comply with Rule 651(c) by not specifically stating that he reviewed the trial exhibits. However,
    Rule 651(c) does not suggest “the certificate is intended to be a comprehensive recounting of all
    of postconviction counsel’s efforts.” People v. Jones, 
    2011 IL App (1st) 092529
    , ¶ 24. Further,
    “Rule 651(c) only requires postconviction counsel to examine as much of the record as is necessary
    to adequately present and support those constitutional claims raised by the [defendant].” (Internal
    quotation marks omitted). People v. Collins, 
    2021 IL App (1st) 170597
    , ¶ 34. Thus, although
    postconviction counsel did not specifically state that he reviewed the trial exhibits, he was under
    no obligation to recite all his efforts. See Jones, 
    2011 IL App (1st) 092529
    , ¶ 24. Further, nothing
    in the record suggests that postconviction counsel did not review the exhibits. Notably, the exhibits
    did not relate to Mullen’s claims in his pro se and supplemental petitions because the affidavits of
    Samad and Lucas did not contradict the events of the shooting itself or the identity of the shooter.
    See Collins, 
    2021 IL App (1st) 170597
    , ¶ 34. Thus, because postconviction counsel filed an
    - 15 -
    No. 1-23-0603
    adequate certificate under Rule 651(c), a rebuttable presumption exists that counsel provided
    reasonable assistance. Bass, 
    2018 IL App (1st) 152650
    , ¶ 12.
    ¶ 46   Mullen does not overcome that presumption. Mullen contends that the State’s motion to
    dismiss argued that his pro se postconviction petition did not mention White’s testimony that
    White and Mullen discussed Lucas’s relationship with Ward prior to the shooting. Thus, according
    to Mullen, to properly present the claim that trial counsel was ineffective for not investigating
    Lucas, postconviction counsel needed to file an amended affidavit from Mullen refuting the
    alleged conversation between White and Mullen. We observe, however, that the pro se petition
    merely argued that trial counsel was ineffective for failing to call Lucas, who would have testified
    that she was not in a relationship with Ward. Because Mullen never raised a claim regarding
    White’s conversation with Mullen about Lucas in his pro se and supplemental petitions, counsel
    was under no obligation to provide support for it. See People v. Milam, 
    2012 IL App (1st) 100832
    ,
    ¶ 33 (“Under Rule 651(c) there is no requirement that postconviction counsel must amend a
    defendant’s pro se petition or scour the record to uncover claims that were not raised by the
    defendant.”). Thus, Mullen has not overcome the presumption that counsel substantially complied
    with Rule 651(c).
    ¶ 47   Last, Mullen contends postconviction counsel provided unreasonable assistance where,
    even though White and Lucas’s affidavits were not included in the direct appeal record,
    postconviction counsel added an allegation that direct appellate counsel was ineffective for failing
    to allege that trial counsel was ineffective for failing to investigate Samad and Lucas.
    ¶ 48   Here, the ineffective assistance of trial counsel was not raised on direct appeal, and so could
    not be raised in a postconviction petition and was forfeited from review. See People v. English,
    - 16 -
    No. 1-23-0603
    
    2013 IL 112890
    , ¶ 22 (In postconviction proceedings “issues that could have been raised on direct
    appeal, but were not, are forfeited.”). In such situations, to circumvent the forfeiture,
    postconviction counsel may claim ineffective assistance of appellate counsel for failing to address
    the issue on appeal. See id.; People v. Addison, 
    2023 IL 127119
    , ¶ 23. Here, it is apparent that
    counsel included the allegation of ineffective assistance of appellate counsel out of an abundance
    of caution to avoid potential forfeiture of the ineffective assistance of trial counsel claim. We
    cannot say that postconviction counsel’s choice to do so overcomes the presumption of reasonable
    assistance. Therefore, Mullen’s claims asserting unreasonable assistance of postconviction counsel
    fail. See Profit, 
    2012 IL App (1st) 101307
    , ¶ 19.
    ¶ 49                                   III. CONLCUSION
    ¶ 50   For the foregoing reasons, we affirm the judgment of the circuit court of Cook County.
    ¶ 51   Affirmed.
    - 17 -
    

Document Info

Docket Number: 1-23-0603

Citation Numbers: 2024 IL App (1st) 230603-U

Filed Date: 6/20/2024

Precedential Status: Non-Precedential

Modified Date: 6/20/2024