People v. Farner , 2020 IL App (4th) 180796-U ( 2020 )


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  •            NOTICE                                                                                   FILED
    This order was filed under Supreme          
    2020 IL App (4th) 180796-U
    Court Rule 23 and may not be cited                                                              December 10, 2020
    as precedent by any party except in                NO. 4-18-0796                                   Carla Bender
    the limited circumstances allowed                                                              4th District Appellate
    under Rule 23(e)(1).                                                                                 Court, IL
    IN THE APPELLATE COURT
    OF ILLINOIS
    FOURTH DISTRICT
    THE PEOPLE OF THE STATE OF ILLINOIS,                          )   Appeal from the
    Plaintiff-Appellee,                                )   Circuit Court of
    v.                                                 )   Livingston County
    JOSHUA FARNER,                                                )   No. 17CF189
    Defendant-Appellant.                               )
    )   Honorable
    )   Jennifer H. Bauknecht,
    )   Judge Presiding.
    PRESIDING JUSTICE STEIGMANN delivered the judgment of the court.
    Justices Cavanagh and Harris concurred in the judgment.
    ORDER
    ¶ 1 Held:          The appellate court affirmed the trial court’s denial of defendant’s motion to
    withdraw guilty plea.
    ¶2                 In June 2017, the State charged defendant, Joshua Farner, with one count of
    aggravated battery (720 ILCS 5/12-3.05(d)(4)(i) (West 2016)), alleging that in May 2016,
    defendant threw an unknown liquid substance on Timothy Bowden, an Illinois Department of
    Corrections (DOC) employee. At the time of the offense, defendant was located at Pontiac
    Correctional Center in the mental health ward. He had previously been diagnosed with numerous
    mental health problems.
    ¶3                 Throughout the proceedings, defendant had occasional outbursts in court, and on at
    least one occasion, his appointed counsel, an assistant public defender, made representations to the
    trial court that he had difficulty communicating with defendant. In August 2018, counsel filed a
    motion requesting that the court appoint a psychiatrist to determine whether a bona fide doubt
    existed as to defendant’s fitness to stand trial and to render an opinion as to his sanity at the time
    of the offense. The court never addressed the motion, and counsel never took further action in
    relation to it.
    ¶4                In August 2018, defendant pleaded guilty but mentally ill in exchange for a
    sentence of six years in prison, to run consecutively to the sentence he was already serving.
    ¶5                In September 2018, defendant pro se filed a motion to withdraw his guilty plea. In
    October 2018, the trial court conducted a hearing at which the court asked defendant whether he
    wanted the previous assistant public defender to assist him with his motion or whether he would
    prefer to proceed pro se. Defendant ultimately agreed to have the public defender represent him.
    ¶6                In December 2018, the trial court conducted a hearing on defendant’s motion at
    which the court noted it had received from counsel a certificate of compliance with Illinois
    Supreme Court Rule 604(d) (eff. July 1, 2017). The court denied the motion to withdraw.
    ¶7                Defendant appeals, arguing that (1) the trial court abused its discretion by denying
    his motion to withdraw guilty plea, (2) the trial court erred by denying defendant’s request for new
    counsel to represent him on his motion to withdraw his guilty plea, and (3) counsel failed to comply
    with Rule 604(d). We disagree and affirm the trial court’s judgment.
    ¶8                                        I. BACKGROUND
    ¶9                                      A. Pretrial Proceedings
    ¶ 10              In June 2017, the State charged defendant with one count of aggravated battery in
    violation of section 12-3.05(d)(4)(i) of the Code of Criminal Procedure of 2012. 720 ILCS
    5/12-3.05(d)(4)(i) (West 2016). The charge alleged that in May 2016, defendant threw an unknown
    liquid substance on Timothy Bowden, a DOC employee. At the time of the offense, defendant was
    -2-
    located at Pontiac Correctional Center in the mental health ward.
    ¶ 11           In August 2017, the trial court appointed the public defender to represent defendant.
    In September 2017, counsel filed a motion seeking defendant’s psychiatric records. In October
    2017, counsel informed the court that he had received defendant’s records. In December 2017,
    counsel requested that the case be set for trial.
    ¶ 12           In February 2018, the trial court conducted a hearing at which the court asked
    counsel if defendant was ready for trial. Defendant interjected, “Why are you asking him? Why
    are you asking him if he is ready for trial. I am the one you should be asking. What’s wrong with
    you, Lady?” The court replied, “All right. I am not—really not in the mood. It has been a very long
    day.” Defendant responded, “I don’t give a fuck what kind of mood you are in.” The court had
    defendant removed, and as defendant left, he called the court a “stupid bitch.” Counsel informed
    the court that he had been having difficulty communicating with defendant that day and “much of
    it has been what the Court just experienced.” In April 2018, defendant told the court, “Ma’am, I
    wanted to apologize to you for my last court date on the video screen. I wasn’t taking my
    medication.”
    ¶ 13           In a June 2018 pretrial hearing, counsel told defendant that defendant would receive
    a letter soon discussing some of the issues in the case. Counsel also noted that he scheduled a
    phone conference with defendant the following week. Counsel stated that he had spoken with
    defendant’s expert witnesses.
    ¶ 14           Later that month, counsel informed the trial court that he was not ready for trial
    because defendant had “raised an issue with me in respect to mental health which we are
    addressing[.]” In August 2018, counsel filed a motion requesting that the court appoint Dr. Terry
    Killian, a psychiatrist, to determine whether a bona fide doubt existed as to defendant’s fitness to
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    stand trial and to render an opinion regarding defendant’s sanity at the time of the alleged offense.
    Neither counsel nor the court took any further action on that motion.
    ¶ 15                                B. Defendant’s Guilty Plea
    ¶ 16           Later in August 2018, counsel informed the trial court that the parties were working
    out a plea deal. Counsel explained, “The proposal is a plea of guilty but mentally ill so that we can
    get him into a hospital *** rather than a correctional center.” Counsel said that he had reviewed
    defendant’s mental health records “from when the case was first filed,” ending in mid-to-late 2017.
    Counsel explained that defendant deteriorated at Pontiac Correctional Center. Counsel spoke with
    the people who treated defendant while at Pontiac and had requested, but not yet received,
    defendant’s most recent medical records. Counsel further stated, “We do not have a separate report
    from Dr. Killian.”
    ¶ 17           Counsel continued that the records he had indicated that defendant had been
    hospitalized and civilly committed since he was 13 years old. Defendant had been involuntarily
    medicated, and those medications were currently in flux because the most effective medication
    caused blood platelet problems. Counsel said that defendant may have been diagnosed with
    schizophrenia when he was younger but counsel could not confirm that in the reports he had.
    ¶ 18           Counsel noted that defendant was diagnosed while in prison with bipolar disorder,
    post-traumatic stress disorder, impulse control disorder, antisocial personality disorder, and
    borderline personality disorders. Defendant had attempted to commit suicide at least twice while
    in prison and attempted suicide three or four times before he was in prison. However, counsel said,
    “Some of that though I don’t know how accurate the number is simply because most of that seems
    to be self-reporting by [defendant].” Counsel explained that based upon his experience with
    defendant, “[T]he breadth with which he describes his issues from time to time will expand or
    -4-
    contract.”
    ¶ 19           The State provided to the court a report created by Dr. Kelly Renzi, a clinical
    psychologist and director of mental health services at Pontiac Correctional Center. The State
    summarized the report, stating, “[Renzi] did indicate, while not as specific as [defense counsel],
    indicated that mental illness did contribute to behaviors; and then there’s stuff regarding the
    enforced medication.” The State continued, “So I think that’s sufficient. The State wouldn’t contest
    the finding of guilty but mentally ill and would agree that it’s appropriate.”
    ¶ 20           The trial court then took a recess so that defendant and defense counsel could speak
    about the plea agreement. When they went back on the record, defendant asked for another moment
    to ask counsel a question, which the court allowed. The court then told defendant, “So, as I
    understand the agreement, you are prepared today to plead guilty but mentally ill to the Class 2
    felony offense of aggravated battery. In exchange for that plea, the State has agreed to a term of
    six years in the Illinois Department of Corrections.” The court stated defendant would serve two
    years of mandatory supervised release. The court further explained, “The sentence will run
    consecutive to the sentences you are currently serving.” The court also listed the fines and fees
    defendant would need to pay.
    ¶ 21           The trial court asked if defendant had any questions about the sentence or
    agreement, and defendant responded, “No,” and “No, ma’am,” to each. The court asked if that was
    defendant’s understanding of the agreement. Defendant replied, “Yes, ma’am.” The court
    explained the rights defendant was giving up by pleading guilty, and defendant said he had no
    questions about those rights. The court listed some collateral consequences of a conviction,
    including that “there may be registration requirements that restrict where you can live, work, or be
    present,” to which defendant asked, “What do you mean register or something?” The court then
    -5-
    gave defendant an opportunity to speak with his counsel about that question. The court asked if
    defendant had any other questions, and he replied, “No, ma’am.”
    ¶ 22           The trial court asked whether anyone forced defendant to plead guilty, defendant
    replied, “No, ma’am.” The court asked whether anyone promised him anything other than the
    agreement, defendant replied, “No, ma’am.” The court asked whether he had enough time to talk
    with his attorney, defendant replied, “Yes, ma’am.” The court asked whether he still wanted to
    plead guilty, defendant replied, “Yes, ma’am. Could I ask him another question, please?” The court
    allowed defendant time to ask counsel his question. Defendant then pled guilty.
    ¶ 23           Immediately following the guilty plea, counsel told the trial court that defendant
    had asked him whether he could be transferred to Joliet Correctional Center, “pending his
    placement in a hospital,” to which the court replied, “Okay. And thank you. And that, of course,
    is up to the Department of Corrections.” The court then sentenced defendant pursuant to the
    agreement described above.
    ¶ 24                    C. Defendant’s Motion to Withdraw Guilty Plea
    ¶ 25           In September 2018, defendant pro se filed a motion to withdraw his guilty plea. In
    the motion, defendant claimed (1) his plea counsel was ineffective, (2) defendant was unfit at the
    time of his guilty plea, and (3) defendant did not understand the terms of the plea agreement when
    he pled guilty. Defendant contended that his counsel “never consulted with the expert witnesses
    employed by IDOC that were willing to testify on behalf of defendant, Dr. K Renzi, Dr. D. Marano,
    Dr. Sangster, and Dr. Washington.” Defendant further claimed his counsel never visited him to
    discuss the charges or review the evidence. Defendant stated that he had been diagnosed as
    “Seriously Mentally Ill” and required residential treatment. At the time of the crime, he was in a
    manic state, and shortly thereafter, he attempted suicide. Defendant believed the combination of
    -6-
    his mental health problems and medications had made him unfit to assist in his defense or to enter
    a guilty plea. Finally, defendant asserted that he did not understand the terms of his plea because
    he believed he would be placed in a hospital and that no further time would be added to his prison
    sentence.
    ¶ 26           In October 2018, the trial court conducted a hearing at which the court asked
    defendant whether he wanted the public defender to assist him with his motion or whether he
    would prefer to proceed pro se. Defendant ultimately agreed to have the counsel that represented
    him during his plea also assist him with the motion to withdraw his guilty plea. After speaking
    with defendant, counsel said, “[Defendant] expressed the portions of the process and the day that
    he did not understand and what the ramification of that is.” The court then continued the hearing
    to give counsel more time to confer with defendant.
    ¶ 27           In December 2018, the trial court conducted the continued hearing on defendant’s
    motion. During the hearing, counsel provided to the court a certificate which stated that he
    performed the duties enumerated in Rule 604(d).
    ¶ 28           Counsel informed the trial court that he had spoken with defendant in November
    and also that morning. Defendant testified in support of his motion, stating that he did not
    understand when he pled guilty that he would have to spend more time in prison. He also testified
    that when he pled guilty, he thought he would be re-evaluated by the Department of Corrections
    regarding proper placement and treatment but was not re-evaluated.
    ¶ 29           The trial court noted that defendant’s “motion alleges ineffective assistance of
    counsel in regards to consultations with Dr. Renzi. Is that something that [defendant] wishes to
    still go forward with, or I can kind of do a Krankel hearing in connection with that if that is an
    issue.” Defendant replied, “[Counsel] said he had my mental health files himself.” Defendant
    -7-
    continued, “And that he reviewed them himself and he said he didn’t need to speak with him
    because he was able to review those, so—” The court asked, “So are you withdrawing your claim
    of ineffective assistance of counsel and just proceeding on the other issues?” Defendant replied,
    “Yes, ma’am. Now that that was clarified. Yes, ma’am.”
    ¶ 30           Counsel said to the court that although he explained defendant’s sentence to
    defendant, as he does with all his clients, defendant had consistently indicated that he did not know
    there would be time added to his sentence. Counsel also noted that he had told defendant that DOC
    was required to conduct a new evaluation upon his return to their custody, and that this evaluation
    could result in defendant’s being transferred to a different correctional center or a state hospital.
    Defendant said, “IDOC has done nothing, ma’am.” The court replied, “Well, I am sorry. I don’t
    mean with regards to what IDOC has done. I mean with regards to what [counsel] may have
    advised you or what understood [sic] at the time of the plea was entered.”
    ¶ 31           Following the State’s argument, the trial court said that it remembered asking
    defendant if he understood the agreement. The court said that it believed it had “very clearly
    spelled out for him” the length of the sentence and that it would lengthen the time he would have
    to spend in prison. The court believed it had “very clearly admonished” defendant and noted the
    evidence suggesting otherwise was only “defendant’s own testimony, which I think is fairly
    self-serving at this point[.]” The court denied the motion.
    ¶ 32           This appeal followed.
    ¶ 33                                      II. ANALYSIS
    ¶ 34           Defendant appeals, arguing that (1) the trial court abused its discretion by denying
    his motion to withdraw guilty plea, (2) the trial court erred by denying defendant’s request for new
    counsel to represent him on his motion to withdraw his guilty plea, and (3) counsel failed to comply
    -8-
    with Rule 604(d). We disagree and affirm the trial court’s judgment.
    ¶ 35           A. The Trial Court Properly Denied Defendant’s Motion to Withdraw His Plea
    ¶ 36           Defendant first argues that the trial court erred by denying his motion to withdraw
    his guilty plea because (1) he was unfit at the time of plea and (2) he did not understand the terms
    of the plea agreement. We disagree.
    ¶ 37                                         1. The Law
    ¶ 38           “To enter a voluntary plea of guilty, a defendant must understand the nature of the
    proceedings against him and be competent to assist in his own defense. [Citation.] The standard is
    the same whether a defendant is standing trial or pleading guilty.” People v. Shanklin, 
    351 Ill. App. 3d 303
    , 306, 
    814 N.E.2d 139
    , 142-43 (2004). “A defendant is presumed to be fit to stand trial or
    to plead, and be sentenced. A defendant is unfit if, because of his mental or physical condition, he
    is unable to understand the nature and purpose of the proceedings against him or to assist in his
    defense.” 725 ILCS 5/104-10 (West 2018). “When a bona fide doubt of the defendant’s fitness is
    raised, the court shall order a determination of the issue before proceeding further.” 
    Id.
     § 104-11.
    ¶ 39           “[A]lthough any party may raise the issue of a defendant’s fitness to stand trial at
    an appropriate time, whenever a bona fide doubt of the defendant’s fitness arises, the trial court
    must sua sponte order a determination of the defendant’s fitness before proceeding further.”
    People v. Nichols, 
    2012 IL App (4th) 110519
    , ¶ 31, 
    979 N.E.2d 1002
    . “Whether a bona fide doubt
    of the defendant’s fitness exists is a matter within the trial court’s discretion.” 
    Id.
     If no fitness
    hearing was held, a reviewing court will reverse a conviction “only where the trial court abused its
    discretion in failing to act on a bona fide doubt of the defendant’s fitness.” 
    Id.
    ¶ 40           “Fitness concerns the defendant’s functioning only in the context of trial and
    sentencing, such that [a] person can be fit for trial although his mind may be otherwise unsound.”
    -9-
    (Internal quotation marks omitted.) 
    Id. ¶ 32
    . “ ‘A bona fide doubt exists when the facts raise a real,
    substantial, and legitimate doubt regarding a defendant’s mental capacity to meaningfully
    participate in his defense.’ ” People v. Schnoor, 
    2019 IL App (4th) 170571
    , ¶ 45, 
    145 N.E.3d 544
    (quoting People v. Westfall, 
    2018 IL App (4th) 150997
    , ¶ 54, 
    115 N.E.3d 1148
    ). “ ‘Relevant
    factors that the trial court may consider in assessing whether a bona fide doubt exists include
    (1) the defendant’s behavior and demeanor, (2) prior medical opinions regarding the defendant’s
    competence, and (3) defense counsel’s representations about the defendant’s competence.’ ” 
    Id.
    (quoting Westfall, 
    2018 IL App (4th) 150997
    , ¶ 54). “A defendant’s use of psychotropic
    medications may indicate unfitness but cannot alone override the presumption of fitness.” Nichols,
    
    2012 IL App (4th) 110519
    , ¶ 32.
    ¶ 41           “Generally, a trial court's decision to deny a motion to withdraw a guilty plea is
    reviewed for an abuse of discretion.” People v. Williams, 
    2016 IL 118375
    , ¶ 14, 
    47 N.E.3d 976
    .
    ¶ 42                                        2. This Case
    ¶ 43           The motion to withdraw guilty plea stated that the motion should have been granted
    because (1) defendant was unfit at the time of his plea and (2) defendant was led to believe he
    would receive treatment for his mental illness and no further prison time as a result of his guilty
    plea.
    ¶ 44           The trial court never made a finding of a bona fide doubt as to defendant’s fitness
    in the proceedings leading up to defendant’s guilty plea. In his motion for a psychiatric evaluation,
    defense counsel did not claim that he believed defendant was unfit. In fact, the motion was to
    appoint a doctor to determine if a bona fide doubt existed, further highlighting the fact that no one,
    including counsel, had yet come to that conclusion. Recently, the Illinois Supreme Court stated
    that neither the filing of a motion seeking the appointment of a psychiatrist, nor the trial court’s
    - 10 -
    granting of such a motion, amounts to a bona fide doubt concerning defendant’s fitness. People v.
    Brown, 
    2020 IL 125203
    , ¶ 43. Additionally, following counsel’s filing of that motion, no further
    action was taken, which amounts to abandonment of that motion. See People v. Haywood, 
    2016 IL App (1st) 133201
    , ¶ 25, 
    50 N.E.3d 1237
    . Here, counsel merely filed a motion on the issue and
    then abandoned that motion, making the question as to whether a bona fide doubt as to defendant’s
    fitness existed in this case less of a close call than in Brown.
    ¶ 45           Although defendant, on appeal, explains that defendant had outbursts in court, we
    note that these outbursts were emotional outbursts of rage or frustration and not the sort of
    outbursts that would obviously lead an observer to believe defendant did not understand the
    proceedings. Importantly, following one of those outbursts, defendant apologized to the court at
    the next hearing and explained, “I wasn’t taking my medication.” A reasonable inference from this
    statement is that since the outburst, he began taking his medication again and had thereafter
    regained control of his emotions.
    ¶ 46           Defendant also lists numerous possible ways that defendant could have been
    impacted by his mental illnesses or by his medication, as well as the red flags of defendant’s suicide
    attempts and other problems related to his mental health. However, the trial court had the
    opportunity to observe defendant in the courtroom and saw that after defendant’s initial outburst,
    he began to function more appropriately. Moreover, the court was presented with all of this
    information and had the opportunity to consider it at the guilty plea hearing. Defendant responded
    to the court’s questions appropriately and asked questions that helped demonstrate that he
    understood what the court was saying and what the proceedings entailed. Accordingly, we
    conclude that the trial court did not abuse its discretion by not sua sponte ordering a fitness hearing
    - 11 -
    prior to accepting defendant’s plea.
    ¶ 47            Similarly, defendant’s argument that his plea was not knowing or voluntary, and
    therefore his motion to withdraw guilty plea should have been granted, is meritless. For the reasons
    already mentioned, we conclude that there was no reason for the trial court to suspect that
    defendant was unable to understand the proceedings. Further, the court’s admonitions to
    defendant—particularly in relation to the length of his sentence—were crystal clear. The court
    further asked appropriate follow up questions of defendant to ensure defendant understood the
    proceedings, and defendant’s answers indicated he understood them. The court noted that his claim
    that he did not understand the agreement following his plea was self-serving, and the court was
    entitled to utilize its discretion to conclude that his motion to withdraw guilty plea should not be
    granted. We conclude that the trial court did not abuse its discretion by denying defendant’s motion
    to withdraw his guilty plea.
    ¶ 48            B. The Trial Court Did Not Err by Not Appointing New Counsel for Defendant
    ¶ 49            Defendant next argues that (1) counsel had a conflict of interest with defendant and
    (2) the trial court failed to assess whether a potential conflict of interest existed.
    ¶ 50            Defendant argues that a conflict of interest existed when counsel (1) “convinced
    [defendant] that the challenge to [counsel’s] effectiveness should be withdrawn,” (2) “framed the
    issues so as to avoid review of [counsel’s] failure to obtain a fitness evaluation or properly explain
    the plea terms,” and (3) “directly contradicted [defendant’s] claims (effectively testifying against
    [defendant]) at the motion hearing.”
    ¶ 51            We conclude the record does not support the claim that counsel convinced
    defendant to withdraw his ineffective assistance of counsel claim. Counsel did not ask defendant
    if he wanted to withdraw that claim; instead, the trial court inquired by saying, “The only issue or
    - 12 -
    question I have at this point [defense counsel,] is part of the motion alleges ineffective assistance
    of counsel in regards to consultations with Dr. Renzi. Is that something that [defendant] wishes to
    still go forward with, or I can kind of do a Krankel hearing in connection with that if that is an
    issue.” See People v. Krankel, 
    102 Ill. 2d 181
    , 
    464 N.E.2d 1045
     (1984). Defendant replied,
    “[Counsel] said he had my mental health files himself.” Defendant continued, “And that he
    reviewed them himself and he said he didn’t need to speak with him because he was able to review
    those, so—.” The court interjected, “So are you withdrawing your claim of ineffective assistance
    of counsel and just proceeding on the other issues?” Defendant replied, “Yes, ma’am. Now that
    that was clarified. Yes, ma’am.” Obviously, counsel took no part in this discussion between the
    trial court and defendant; accordingly, no conflict of interest could have existed in relation to this
    decision.
    ¶ 52           Because no ineffective assistance of counsel claim remained, counsel was perfectly
    capable of assisting defendant with his remaining claims without a conflict of interest. Defendant’s
    claims on appeal regarding how counsel “framed the issues” and “contradicted [defendant’s]
    claims” are better understood as issues related to the effectiveness of counsel. Although defendant
    now casts aspersions as to the motivation behind counsel’s arguing defendant’s claims in the
    manner that he did, this court concludes that the content of counsel’s argument was a matter of
    strategy. See Strickland v. Washington, 
    466 U.S. 668
    , 689 (1984).
    ¶ 53           Further, the trial court did not err by not conducting a Krankel or similar inquiry
    regarding defendant’s ineffective assistance of counsel claim or any potential conflict of interest.
    The court told defendant that it was prepared to conduct such an inquiry, but defendant chose of
    his own free will to withdraw the ineffective assistance of counsel claim. The court cannot and
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    should not force defendant to proceed with a claim he has chosen to abandon.
    ¶ 54                       C. Trial Counsel Did Not Fail to Comply With Rule 604(d)
    ¶ 55           Defendant next argues counsel failed to comply with Rule 604(d) because the
    record refutes counsel’s certificate. We disagree.
    ¶ 56                                        1. The Law
    ¶ 57           We review counsel’s compliance with Rule 604(d) de novo. People v. Grice, 
    371 Ill. App. 3d 813
    , 815, 
    867 N.E.2d 1143
    , 1145 (2007). Rule 604(d) sets forth the procedures to be
    followed when a defendant who entered a guilty plea subsequently moves to reconsider his
    sentence or to withdraw his guilty plea. 
    Id.
     The rule provides, in relevant part:
    “The motion shall be in writing and shall state the grounds therefor. When
    the motion is based on facts that do not appear of record it shall be supported by
    affidavit ***. *** The trial court shall then determine whether the defendant is
    represented by counsel, and if the defendant is indigent and desires counsel, the
    trial court shall appoint counsel.
    *** The defendant’s attorney shall file with the trial court a certificate
    stating that the attorney has consulted with the defendant either by phone, mail,
    electronic means or in person to ascertain defendant’s contentions of error in the
    sentence and the entry of the plea of guilty, has examined the trial court file and
    both the report of proceedings of the plea of guilty and the report of proceedings in
    the sentencing hearing, and has made any amendments to the motion necessary for
    adequate presentation of any defects in those proceedings.
    *** Upon appeal any issue not raised by the defendant in the motion to
    reconsider the sentence or withdraw the plea of guilty and vacate the judgment shall
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    be deemed waived.” Ill. S. Ct. R. 604(d) (eff. July 1, 2017).
    ¶ 58           “It is well established that the attorney’s certificate must strictly comply with the
    requirements of Rule 604(d).” People v. Calleros, 
    2018 IL App (2d) 151256
    , ¶ 3, 
    127 N.E.3d 75
    .
    If the certificate does not comply with Rule 604(d), the reviewing court must “remand to the circuit
    court for the filing of a new motion to withdraw guilty plea *** and a new hearing on the motion.”
    People v. Janes, 
    158 Ill. 2d 27
    , 33, 
    630 N.E.2d 790
    , 792 (1994). However, “even when the
    certificate is valid on its face, a remand will be necessary if the record refutes the certificate.”
    People v. Winston, 
    2020 IL App (2d) 180289
    , ¶ 14, 
    155 N.E.3d 1125
    .
    ¶ 59                                        2. This Case
    ¶ 60           As an initial matter, we note that because counsel did file a certificate in compliance
    with Rule 604(d), the question is whether the record refutes what is contained in that certificate.
    
    Id.
     Defendant argues that counsel’s certification that he had made “any amendments to the motion
    necessary for the adequate presentation of any defects in those proceedings” is undermined by the
    record because counsel failed to (1) attach affidavits to support defendant’s claims, (2) contact
    defendant’s proposed expert witnesses, or (3) request an evaluation of defendant’s fitness to stand
    trial.
    ¶ 61           Counsel was not obligated to contact defendant’s expert witnesses or to obtain
    affidavits from them because defendant withdrew his allegation of ineffective assistance of counsel
    regarding counsel’s alleged failure to speak with the experts. Because the claim was withdrawn,
    further evidence to support that claim would be unnecessary.
    ¶ 62           Counsel also was not obligated to request a fitness hearing for the same reason we
    previously described—no bona fide doubt existed as to defendant’s fitness at the time of his plea.
    Instead, the question is whether the record refutes counsel’s certification that he “made any
    - 15 -
    amendments to the motion necessary for adequate presentation of any defects in those
    proceedings.” Despite the numerous suggestions defendant expresses on appeal regarding how
    counsel could have improved his representation of defendant on his motion, we conclude that
    nothing in the record refutes counsel’s Rule 604(d) certification. Rule 604(d) requires adequate
    presentation, and the motion along with defendant’s testimony at the hearing fulfilled that
    requirement.
    ¶ 63                                   III. CONCLUSION
    ¶ 64           For the foregoing reasons, we affirm the trial court’s judgment.
    ¶ 65           Affirmed.
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Document Info

Docket Number: 4-18-0796

Citation Numbers: 2020 IL App (4th) 180796-U

Filed Date: 12/10/2020

Precedential Status: Non-Precedential

Modified Date: 7/30/2024