People v. Gacho , 2020 IL App (1st) 190597-U ( 2020 )


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    2020 IL App (1st) 190597-U
    NOTICE: This order was filed under Supreme Court Rule 23 and may not be cited as precedent
    by any party except in the limited circumstances allowed under Rule 23(e)(1).
    SECOND DIVISION
    December 22, 2020
    No. 1-19-0597
    ______________________________________________________________________________
    IN THE
    APPELLATE COURT OF ILLINOIS
    FIRST DISTRICT
    ______________________________________________________________________________
    PEOPLE OF THE STATE OF ILLINOIS,                              )      Appeal from the
    )      Circuit Court of
    Respondent-Appellee,                   )      Cook County
    )
    v.                                                        )      No. 11-CR-9879
    )
    NIKOLAS GACHO,                                                )      The Honorable
    )      William G. Gamboney,
    Petitioner-Appellant.                  )      Judge Presiding.
    PRESIDING JUSTICE FITZGERALD SMITH delivered the judgment of the court.
    Justices Lavin and Cobbs concurred in the judgment.
    ORDER
    ¶1   Held: Trial court’s first-stage summary dismissal of postconviction petition, which alleged
    ineffective assistance of counsel for failing to inform petitioner of correct sentencing range
    until day of trial, failing to request a continuance on day of trial, and failing to include
    a claim in petition for leave to appeal to supreme court, is affirmed.
    ¶2        Petitioner Nikolas Gacho was convicted in a bench trial of attempted first-degree murder for
    an offense committed in 2010 when he was 17 years old. He was sentenced to 35 years in prison,
    and his sentence included a mandatory sentencing enhancement of 25 years based on his personal
    discharge of a firearm that proximately caused great bodily harm, permanent disability, or
    permanent disfigurement to the victim, Mario Palomino. See 720 ILCS 5/8-4(c)(1)(D) (West
    No. 1-19-0597
    2010). He now appeals from the trial court’s first-stage summary dismissal of his pro se petition
    for relief under the Post-Conviction Hearing Act. 725 ILCS 5/122-1 et seq. (West 2018). He
    contends that the trial court erred in summarily dismissing his petition because it presented an
    arguable claim that he was denied his constitutional right to the effective assistance of counsel in
    that: (1) his trial counsel did not inform him until the day of trial that he was subject to the
    mandatory sentencing enhancement of 25 years to life and then refused to request a continuance
    to allow him to consider the State’s 20-year plea offer; and (2) his appellate counsel failed to
    include, as part of the petition for leave to appeal filed on his behalf in the Illinois Supreme Court,
    a claim that the mandatory sentencing enhancement imposed on him for an offense committed as
    a juvenile violated the proportionate penalties clause of the Illinois Constitution. Ill. Const. 1970,
    art. I, § 11. For the reasons that follow, we affirm the summary dismissal.
    ¶3                                            I. BACKGROUND
    ¶4        The record reflects that on the day the case was set for trial, the following colloquy occurred
    in court prior to the commencement of the bench trial:
    “MS. D’SOUZA [(ASSISTANT STATE’S ATTORNEY)]: *** The State is making
    an offer covering this case only of 20 years Illinois Department of Corrections on the
    attempt murder, which I believe the Defendant is rejecting. He is looking at a minimum of
    31 years to natural life if he is convicted on this charge based on the fact that it is charged
    that the Defendant personally discharged a firearm that caused permanent disfigurement
    and permanent disability to the victim.
    THE COURT: Mr. Gacho, do you understand what the State’s offer is?
    THE DEFENDANT: Yes, your Honor.
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    THE COURT: Okay. You understand they are offering you 20 years on the attempt
    first degree murder, one of the lesser charges. If you are found guilty of one of the counts,
    Count 4 in that you proximately caused—that you personally discharged a firearm that
    proximately caused great bodily harm to Mario Palomino or caused permanent disability
    to Mario Palomino, the absolute minimum you could get would be 31 years. You could get
    a maximum up to natural life. I just want to make sure you understand.
    THE DEFENDANT: I understand, your Honor.
    THE COURT: Understanding that, do you reject the offer of 20 years?
    THE DEFENDANT: I reject it, your Honor.”
    The trial court then confirmed that petitioner’s waiver of his right to a jury trial was being made
    knowingly, intelligently, and voluntarily. The case proceeded immediately to a bench trial.
    ¶5        The trial evidence is not at issue in this appeal. In this court’s prior order on direct appeal, we
    summarized the evidence as follows:
    “At trial, the evidence established that on June 8, 2010, defendant and Mario
    Palomino had an argument over the phone about defendant’s girlfriend, Jessica Drowns.
    Later in the evening, after Palomino left a party with Drowns to walk her home, defendant
    appeared and pulled out a firearm. Palomino began to run away, but defendant fired his
    weapon three times and hit Palomino once in the middle of his upper back, causing him to
    fall down. As a result of the gunshot, Palomino became paralyzed from the chest down and
    suffers from other conditions caused by the gunshot. Defendant presented evidence of
    previous altercations with Palomino and people associated with him. Defendant testified
    that when he saw Palomino and Drowns together on the night in question, Palomino made
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    a motion to his waistband and told defendant ‘I got you now.’ Thinking Palomino was
    reaching for a firearm, defendant pulled out his firearm and shot at Palomino three times.
    The trial court rejected defendant’s assertion of self-defense and found him guilty of
    attempted first-degree murder. The court subsequently sentenced defendant to 35 years’
    imprisonment, 10 years for attempted first-degree murder and another 25 years for
    personally discharging the firearm that proximately caused great bodily harm to
    Palomino.” People v. Gacho, 
    2016 IL App (1st) 140896-U
    , ¶¶ 3-4.
    ¶6        On direct appeal, petitioner argued that the exclusive jurisdiction provision of the Juvenile
    Court Act of 1987 (705 ILCS 405/5-120 (West 2010)) was unconstitutional under the eighth
    amendment of the United States Constitution (U.S. Const., amend. VIII), an argument that this
    court rejected. Gacho, 
    2016 IL App (1st) 140896-U
    , ¶¶ 5-15. He also argued that the application
    of the 25-year mandatory firearm sentencing enhancement (720 ILCS 5/8-4(c)(1)(D) (West
    2010)), combined with the requirement of the truth-in-sentencing law that he serve at least 85% of
    his 35-year-sentence (730 ILCS 5/3-6-3(a)(2)(ii) (West 2010)), prevented the trial court from
    properly considering his youth and attendant circumstances in determining the appropriate
    sentence for his crime, and that this rendered his sentence unconstitutional under the eighth
    amendment and the proportionate penalties clause of the Illinois Constitution (Ill. Const. 1970, art.
    I, § 11). Gacho, 
    2016 IL App (1st) 140896-U
    , ¶¶ 16-22. The court rejected petitioner’s argument
    on this issue. 
    Id. ¶¶ 21-22
    . Finally, the court rejected petitioner’s argument that he was entitled to
    resentencing under the statutory provision that became effective on January 1, 2016, while his
    direct appeal was pending, providing that when a trial court sentences an offender who was under
    the age of 18 at the time of the offense, it must consider certain additional factors in mitigation and
    also has the discretion to decline to impose an otherwise-mandatory sentencing enhancement based
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    on the offender’s discharge of a firearm. 
    Id.
     ¶¶ 23-31 (citing 730 ILCS 5/5-4.5-105 (West 2016)).
    Petitioner filed a petition for leave to appeal in the Illinois Supreme Court, which was denied.
    People v. Gacho, No. 121344, 
    94 N.E.3d 630
     (Table), 
    419 Ill. Dec. 761
     (Ill. Jan. 18, 2018).
    ¶7        On October 17, 2018, petitioner filed a pro se postconviction petition. On January 11, 2019,
    the trial court entered a written order summarily dismissing the petition upon finding that all claims
    raised in it were frivolous or patently without merit. The petition raised thirteen claims, only two
    of which are pertinent to this appeal. Both involve claims that he was denied his constitutional
    right to the effective assistance of counsel.
    ¶8        In his first claim, petitioner alleged that his trial counsel did not inform him until the day of
    trial that he was subject to a mandatory sentencing enhancement of 25 years to life. Rather, he
    asserted, throughout the case until that day, both of his attorneys had informed him that he was
    facing a sentence of between 6 to 30 years, without mentioning the sentencing enhancement, and
    they had assured him that because he was a juvenile at the time of the offense he would not receive
    a sentence of “anything near 30 years.” He contended that this incorrect advice led him in late
    2012 or early 2013 to reject the State’s first offer of 26 years.
    ¶9        His petition asserted that on December 4, 2013, the day of his trial, his attorneys informed
    him that the State was offering him 20 years in exchange for a guilty plea. They also told him then
    that the State was seeking a mandatory 25-year-to-life sentencing enhancement and that he was
    thus facing a sentencing range of 31 years to life instead of 6 to 30 years. After his trial counsel
    informed him of this, he “asked his attorney(s) to try and get the offer down to 15 years.” His
    attorneys returned and informed him that the State remained at its offer of 20 years. He asked his
    attorneys to go back a second time and attempt to “get the offer down to 15 years or as close to it
    as possible.” They returned again and informed him that they had spoken to the judge and that the
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    judge felt 20 years was a fair offer. He asked his attorneys for advice about what to do, and they
    informed him that they could not help him in making his decision. Petitioner then told his attorneys
    he would like a continuance to consider the offer and speak to his family, but they told him that it
    was “not an option” to ask for a continuance on the day they were to start trial. One of his attorneys
    also said to him that asking for a continuance would undermine his credibility in front of the court.
    Based on his attorneys’ “providing [him] with no useful information or advice and refusing to ask
    for a continuance,” petitioner “refused the 20 year offer and proceeded to trial.” He claimed that
    his trial counsel provided him ineffective assistance by failing to inform him of the correct
    sentencing range until the day of trial, providing him with no assistance about whether to accept
    the plea offer, and then refusing to ask for a continuance to allow him to consider the offer and
    make an informed decision after full consultation with his defense counsel. He claimed that he
    would have accepted the State’s 20-year offer, but for the ineffective assistance of his counsel.
    ¶ 10        In its written order summarily dismissing petitioner’s postconviction petition, the trial court
    determined that there was no basis in law to find that petitioner’s attorneys’ performance was
    unreasonable. The trial court reasoned that, although his attorneys may have stated an incorrect
    sentencing range at earlier stages, they ultimately provided him with accurate information by the
    time he had to make his choice about whether to accept the State’s offer. Thus, he had received
    “all the relevant information that is constitutionally required to decide whether to accept or reject
    the plea offer when he made his choice.” The court reasoned that the constitution did not require
    his counsel to tell him what to do or to persuade him to accept the plea. It further reasoned that
    petitioner’s own conduct belied his assertion that he would have accepted the 20-year offer. Under
    his own telling, even after being informed of the correct sentencing range, he twice asked his
    lawyers to counter the State’s offer with 15 years. Thus, the court determined, “he had a
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    meaningful opportunity to consider the offer with correct information,” and “his actual decision to
    go to trial contradicts his conclusory claim that he would have accepted the plea.”
    ¶ 11        The second claim that petitioner raised in his postconviction petition pertinent to this appeal
    was that he received ineffective assistance from his appellate counsel for not including in his
    petition for leave to appeal to the Illinois Supreme Court any claim that the imposition of the
    mandatory 25-year firearm sentencing enhancement was unconstitutional under the eighth
    amendment or the proportionate penalties clause of the Illinois constitution. He contended that he
    informed his appellate counsel that he was unwilling to forfeit review of this claim and that the
    omission of it deprived him of consideration of the issue by the supreme court or federal courts.
    The petition for leave to appeal was not attached to his postconviction petition.
    ¶ 12        In rejecting this second claim, the trial court reasoned that petitioner’s appellate counsel was
    not arguably ineffective for failing to include the claim in the petition for leave to appeal. The trial
    court noted that if the supreme court had granted review, it could have considered the issue in its
    discretion, as other issues in the petition addressed sentencing and the court could have found the
    issues intertwined. The trial court further reasoned that it was “entirely speculative” whether
    petitioner’s claim would have succeeded in the Illinois Supreme Court or federal courts.
    ¶ 13                                              II. ANALYSIS
    ¶ 14        On appeal, petitioner argues that the trial court erred in its first-stage, summary dismissal of
    his postconviction petition because it set forth a nonfrivolous, arguable claim that his constitutional
    rights were violated in the proceedings below. The Post-Conviction Hearing Act (725 ILCS 5/122-
    1(a)(1) (West 2018)) permits a person under criminal sentence to challenge his conviction or
    sentence by showing that, in the proceedings that resulted in his conviction, there was a substantial
    denial of his constitutional rights. People v. Hodges, 
    234 Ill. 2d 1
    , 9 (2009). A postconviction
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    proceeding is a collateral attack on a prior conviction that is limited to constitutional matters that
    were not and could not have been previously adjudicated. People v. Morris, 
    236 Ill. 2d 345
    , 354
    (2010). The action is commenced by the filing of a petition in the circuit court where the original
    proceeding occurred. People v. Tate, 
    2012 IL 112214
    , ¶ 8.
    ¶ 15        A postconviction proceeding involves three stages. People v. Johnson, 
    2018 IL 122227
    , ¶ 14.
    This case is at the first stage, in which the trial court independently reviews the petition without
    input from the State. 
    Id.
     This stage involves no hearings, arguments, or introduction of evidence.
    Id. ¶ 21. Rather, the trial court reviews the petition to determine whether it “is frivolous or is
    patently without merit,” and the trial court must summarily dismiss that petition if it determines
    that it meets that standard. 725 ILCS 5/122-2.1(a)(2) (West 2018); see Tate, 
    2012 IL 112214
    , ¶ 9.
    A petition should be summarily dismissed under this standard “only if the petition has no arguable
    basis either in law or in fact.” Hodges, 
    234 Ill. 2d at 11-12
    . “A petition lacks an arguable basis in
    law when it is grounded in ‘an indisputably meritless legal theory,’ for example, a legal theory
    which is completely contradicted by the record.” Morris, 
    236 Ill. 2d at 354
     (quoting Hodges, 
    234 Ill. 2d at 16
    ). “A petition lacks an arguable basis in fact when it is based on a ‘fanciful factual
    allegation,’ which includes allegations that are ‘fantastic or delusional’ or belied by the record.”
    
    Id.
     (quoting Hodges, 
    234 Ill. 2d at 16-17
    ). Further, a petition alleging nonfactual and nonspecific
    assertions that merely amount to conclusions will not survive summary dismissal. 
    Id.
    ¶ 16        In evaluating a petition at the first stage, the trial court must take the allegations as true and
    construe them liberally. People v. Brown, 
    236 Ill. 2d 175
    , 184 (2010). Thus, although the petition
    must provide some facts about the constitutional deprivation alleged, a limited amount of factual
    detail is sufficient. 
    Id.
     The threshold for a petition to survive the first stage of review is low. People
    v. Allen, 
    2015 IL 113135
    , ¶ 24. If a petition alleges sufficient facts to state the gist of a
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    constitutional claim, even if it lacks legal argument or citations to authority, first-stage dismissal
    is inappropriate. 
    Id.
     In considering the petition, the trial court may examine the court file of the
    proceeding that resulted in the conviction, any transcripts of that proceeding, and any action taken
    by an appellate court in that proceeding. 725 ILCS 5/122-2.1(c) (West 2018). The summary
    dismissal of a postconviction petition is reviewed de novo. Tate, 
    2012 IL 112214
    , ¶ 10. Also, a
    reviewing court may affirm on any basis appearing in the record, whether or not the trial court
    relied on that basis or its reasoning was correct. People v. Walker, 
    2018 IL App (1st) 160509
    , ¶ 23.
    ¶ 17        A petition that is not subject to summary dismissal advances to the second stage of a
    postconviction action, where counsel may be appointed for an indigent defendant and where the
    State may answer or move to dismiss the petition. Tate, 
    2012 IL 112214
    , ¶ 10; see 725 ILCS 5/122-
    4, 122-5 (West 2018). At the second stage, the trial court must determine whether the petition and
    any accompanying documentation make “a substantial showing of a constitutional violation.” Tate,
    
    2012 IL 112214
    , ¶ 10 (quoting People v. Edwards, 
    197 Ill. 2d 239
    , 246 (2001)). If no such showing
    is made, the petition is dismissed. 
    Id.
     If such a showing is made, the petition is advanced to the
    third stage, at which an evidentiary hearing is conducted. Id.; 725 ILCS 5/122-6 (West 2018).
    ¶ 18        Petitioner’s first argument is that he presented an arguable claim that he was denied his
    constitutional right to effective assistance of counsel, where his trial counsel failed until the day of
    trial to inform him that he was subject to a mandatory sentencing enhancement of 25 years to
    natural life if he was found guilty of personally discharging a firearm that proximately caused great
    bodily harm, permanent injury, or permanent disfigurement to another person. Instead, his counsel
    led him to believe until that day that he faced a sentencing range of only between 6 and 30 years
    and that he was unlikely to be sentenced to anything near 30 years because he was a juvenile at
    the time of the offense. He further argues that ineffectiveness is arguably shown by the fact that
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    counsel thereafter refused to request a continuance so that petitioner could consider the State’s
    offer in light of his new knowledge of the accurate sentencing range, for fear that counsel would
    lose credibility with the trial court. Petitioner argues that there is arguably a reasonable probability
    that he would have accepted the State’s offer of 20 years if his trial counsel had advised him of the
    accurate sentencing range prior to the day of trial or at least requested a continuance so that he had
    a reasonable time to consider the State’s offer after learning of the accurate sentencing range.
    ¶ 19        A criminal defendant has a constitutional right to the effective assistance of counsel in the
    trial court. U.S. Const., amends. VI, XIV; Ill. Const. 1970, art. I, § 8. The constitutional right to
    effective assistance of counsel extends to the plea-bargaining process. People v. Hale, 
    2013 IL 113140
    , ¶ 15. “ ‘A criminal defendant has the constitutional right to be reasonably informed with
    respect to the direct consequences of accepting or rejecting a plea offer.’ ” (Emphasis in original.)
    Id. ¶ 16 (quoting People v. Curry, 
    178 Ill. 2d 509
    , 528 (1997)). “Concomitantly, a criminal defense
    attorney has the obligation to inform his or her client about the maximum and minimum sentences
    that can be imposed for the offenses with which the defendant is charged.” Curry, 
    178 Ill. 2d at 528
    . The right to effective assistance of counsel extends to the decision to reject a plea offer, even
    if the defendant subsequently receives a fair trial. 
    Id. at 518
    .
    ¶ 20        The familiar two-part test set forth in Strickland v. Washington, 
    466 U.S. 668
     (1984), governs
    claims of ineffective assistance of counsel in the plea-bargaining context. Hale, 
    2013 IL 113140
    ,
    ¶ 15. Under that test, to ultimately prevail on a claim of ineffective assistance of counsel, it must
    be shown that counsel’s performance “ ‘fell below an objective standard of reasonableness’ ” and
    that the deficient performance prejudiced the petitioner’s defense. Tate, 
    2012 IL 112214
    , ¶ 19
    (quoting Hodges, 
    234 Ill. 2d at 17
     (quoting Strickland, 
    466 U.S. at 687-88
    )). However, a “more
    lenient formulation” of this standard applies at the first stage of a postconviction action alleging
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    ineffective assistance of counsel. Tate, 
    2012 IL 112214
    , ¶¶ 19-20. “ ‘At the first stage of
    postconviction proceedings under the Act, a petition alleging ineffective assistance may not be
    summarily dismissed if (i) it is arguable that counsel’s performance fell below an objective
    standard of reasonableness and (ii) it is arguable that the defendant was prejudiced.’ ” (Emphases
    in original.) Id. ¶ 19 (quoting Hodges, 
    234 Ill. 2d at 17
    ).
    ¶ 21        To establish prejudice, a petitioner must show that there is arguably a reasonable probability
    that, but for counsel’s unprofessional errors, the result of the proceeding would have been different.
    See Hale, 
    2013 IL 113140
    , ¶ 18. A reasonable probability is a probability sufficient to undermine
    confidence in the outcome. 
    Id.
     “In other words, the defendant must establish that there is a
    reasonable probability that, absent his attorney’s deficient advice, he would have accepted the plea
    offer.” 
    Id.
     This showing of prejudice must encompass more than the postconviction petitioner’s
    own subjective, self-serving testimony. 
    Id.
     Rather, there must be independent, objective
    confirmation that defendant’s rejection of the proffered plea was based upon counsel’s erroneous
    advice and not on other considerations. 
    Id.
     The disparity between the sentence faced and a
    significantly shorter plea offer can be considered supportive of a claim of prejudice. 
    Id.
    ¶ 22        In support of his argument that his trial counsel was ineffective for failing to accurately advise
    him of the 25-year sentencing enhancement until the day of trial, after having previously advised
    him that he faced a sentencing range of 6 to 30 years and was unlikely to be sentenced to anywhere
    near 30 years because he was a juvenile, petitioner cites People v. Barghouti, 
    2013 IL App (1st) 112373
    , and People v. Williams, 
    2016 IL App (4th) 140502
    .
    ¶ 23        In Barghouti, this court reversed a trial court’s first-stage dismissal of a postconviction
    petition alleging ineffective assistance of counsel. Barghouti, 
    2013 IL App (1st) 112373
    , ¶ 1. The
    petitioner, who was charged with aggravated criminal sexual assault and aggravated kidnapping,
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    had rejected the State’s 12-year plea offer and proceeded to trial, where he was convicted and then
    sentenced to 35 years in prison. Id. ¶¶ 3-8. The postconviction petition alleged that during plea
    negotiations, counsel failed to advise the petitioner that he faced a possible prison term of 6 to 60
    years if found guilty, but instead counsel had advised him that he would be eligible for probation
    if convicted since he had no criminal record. Id. ¶ 8. The petition further alleged that the petitioner
    had rejected the State’s offer because of this erroneous advice and that if he had been aware of the
    maximum sentencing range and had not been erroneously advised that he would receive probation,
    he would have accepted the State’s plea offer of 12 years. Id. After noting that a criminal defense
    attorney had the obligation to advise a client about the maximum and minimum sentences that
    could be imposed for the charged offenses and that the failure to do so is objectively unreasonable,
    this court held that the petition had adequately alleged facts showing that, arguably, counsel had
    been ineffective. Id. ¶¶ 17-18 (citing Curry, 
    178 Ill. 2d at 528-29
    ). The court also held that arguable
    prejudice had been shown through the petitioner’s allegation that he would have accepted the plea
    bargain if he had known the sentencing range applicable to the crimes charged. Id. ¶ 18.
    ¶ 24        In Williams, the court reversed a trial court’s second-stage dismissal upon a finding that the
    postconviction petition alleged a substantial showing of a constitutional violation. Williams, 
    2016 IL App (4th) 140502
    , ¶¶ 1-2. The petitioner, who was charged with attempted first-degree murder,
    unlawful use of a weapon by a felon (UUWF), and attempted armed robbery, had rejected the
    State’s 18-year plea offer and proceeded to trial, where he was found guilty and later sentenced to
    45 years in prison. 
    Id. ¶ 1
    . He alleged in his postconviction petition that his counsel had been
    ineffective during guilty-plea negotiations by informing him that he faced a sentence of up to 30
    years at 50% on the attempted first-degree murder charge, 5 years on the UUWF charge, and
    between 4 and 15 years at 50% on the attempted armed robbery charge, by failing to tell him that
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    he could face up to 30 years on the attempted armed robbery charge, by failing to tell him the
    sentences could be consecutive based on his prior record, and by failing to tell him that he was
    subject to serving 85% of his sentence on the attempted first-degree murder charge. 
    Id. ¶ 6
    . His
    petition further alleged that the advice he received caused him to reject the State’s guilty-plea offer
    of 18 years and that if he had known the information his attorney failed to tell him, he would have
    accepted the State’s offer. 
    Id.
     The court noted that the allegations of the petition were
    uncontradicted by the record and therefore must be taken as true, as the trial court had not
    conducted a pretrial inquiry to make a record of the guilty-plea negotiations. 
    Id. ¶ 44
    .
    ¶ 25        The court engaged in a lengthy discussion of the pretrial inquiries that it recommended trial
    courts undertake on the record “to ensure compliance with the defendant’s constitutional rights.”
    
    Id. ¶ 36
    . It recommended that trial courts conduct an inquiry to address the following matters:
    “• Ensure that the prosecutor, defense attorney, and the defendant all understand the
    applicable minimum and maximum sentences the defendant is facing on the State’s charges
    if he is convicted at trial, which should include a discussion of any sentencing
    enhancements (such as extended terms), any mandatory or discretionary consecutive
    sentencing options, and any truth-in-sentencing considerations.
    • Inquire of the State whether it entered into negotiations with defense counsel, and if
    the State made a guilty-plea offer to defense counsel, the exact nature of the offer (including
    expiration dates, if any).
    • Confirm with defense counsel the terms of the State’s stated guilty-plea offer and
    whether counsel conveyed that offer to the defendant.
    • Confirm personally with the defendant his understanding of the State’s guilty-plea
    offer as conveyed by his counsel.
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    • Ensure the defendant’s understanding that the ultimate decision whether to accept
    or reject the State’s offer rests with the defendant after consultation with his counsel.
    • Confirm the defendant’s decision to reject the State’s guilty-plea offer.
    • Confirm that given his understanding of the minimum and maximum sentences that
    the trial court can impose if convicted of the State’s current charges, the defendant persists
    with his decision regarding the State’s guilty-plea offer.
    • Admonish the defendant that although he should consult with his counsel and
    consider counsel’s advice, the decision whether to (1) plead guilty or not guilty and (2)
    have a jury trial or a bench trial is ultimately the defendant’s decision to make.” (Emphases
    in original.) 
    Id.
    The court stated that conducting such an inquiry would “allow for the efficient adjudication of any
    collateral challenges at the first stage of the postconviction proceeding and, by extension, save
    time and limit the expenditure of scarce judicial resources.” 
    Id.
    ¶ 26        We conclude that neither Barghouti nor Williams assists petitioner in demonstrating an
    arguable claim of ineffective assistance of counsel in this case. The key distinction is that in both
    of those cases, the petitioners alleged that, as of the time they were considering and ultimately
    rejected the State’s guilty-plea offers, they were operating under a misunderstanding based on their
    attorneys having provided them with inaccurate information about the sentences they faced, which
    led them to reject the plea offer and proceed to trial. Barghouti, 
    2013 IL App (1st) 112373
    , ¶ 8;
    Williams, 
    2016 IL App (4th) 140502
    , ¶ 6. Here, by contrast, there is no dispute that petitioner’s
    attorneys had provided him with accurate information about the sentence he faced as of the time
    he was presented with, considered, and ultimately rejected the State’s 20-year guilty-plea offer.
    This fact is confirmed not only by the allegations of the petition itself, but also by the fact that the
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    trial court here conducted the kind of pretrial inquiry recommended in Williams. The trial court
    confirmed on the record that defendant understood that the State was offering him 20 years on the
    charge of attempted first-degree murder and that, if he was found guilty on the count alleging that
    he personally discharged a firearm that proximately caused great bodily harm or permanent
    disability to Palomino, he faced a minimum sentence of 31 years and a maximum sentence of
    natural life. The trial court confirmed that, with that understanding, petitioner wished to reject the
    State’s offer of 20 years. We note that it is “well established that admonishments by the circuit
    court can cure prejudice to a defendant resulting from counsel’s incorrect advice.” People v.
    Valdez, 
    2016 IL 119860
    , ¶ 31.
    ¶ 27        Given that a trial court’s admonishments can cure prejudice even where an attorney has given
    incorrect advice, we find nothing in Barghouti or Williams to suggest that a criminal defendant
    whose counsel has provided him or her with accurate sentencing information by the time he or she
    is considering and ultimately decides whether to accept or reject a guilty-plea offer has received
    ineffective assistance of counsel, merely because counsel had provided incorrect sentencing
    information at an earlier point in this case. We thus agree with the trial court’s assessment that,
    with respect to information about the potential sentence he faced, petitioner’s attorneys had
    provided him with “all the relevant information that is constitutionally required to decide whether
    to accept or reject the plea offer when he made his choice.”
    ¶ 28        Petitioner also argues that he presented a claim that his counsel was arguably ineffective for
    refusing to request a continuance to allow him to more fully consider the State’s 20-year offer in
    light of the accurate sentencing information that he had been provided. As support for the
    contention that such conduct can amount to ineffective assistance, petitioner cites People v. Minter,
    
    2015 IL App (1st) 120958
    , United States v. Mota, 
    685 F.3d 644
     (7th Cir. 2012), and People v.
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    No. 1-19-0597
    Gunartt, 
    218 Ill. App. 3d 752
     (1991). Of these cases, only Gunartt involved a claim of ineffective
    assistance of counsel. In Minter, the issue was whether a trial court had abused its discretion by
    failing sua sponte to order a continuance to allow defense counsel to secure the appearance of a
    witness to perfect an impeachment, where no continuance was requested by counsel. Minter, 
    2015 IL App (1st) 120958
    , ¶¶ 69-75. Petitioner here cites the court’s statement, in holding that the trial
    court had no obligation sua sponte to order a continuance, that it was “ ‘incumbent on defense
    counsel to request a continuance’ ” to secure presence of the witness. See id. ¶ 76. In Mota, the
    issue was whether the defendant was entitled to a new trial where defense counsel discovered at
    the start of trial that exculpatory evidence had been withheld but was nevertheless fully able to
    present the evidence to the jury. Mota, 
    685 F.3d at 648-49
    . In holding that the defendant was not
    entitled to a new trial, the court rejected the argument that the late revelation of the exculpatory
    evidence gave the defendant insufficient time to investigate it. 
    Id. at 649
    . The court noted that
    defendant’s counsel had not requested a continuance for further investigation and stated that “if
    his counsel needed more time, a request for a continuance was the proper course of action.” 
    Id.
    ¶ 29        In Gunartt, the court held that a defendant convicted of aggravated criminal sexual assault
    had received ineffective assistance of trial counsel that deprived him of a fair trial where, among
    a variety of ways in which it found counsel had failed to investigate and develop available
    defenses, counsel had “proceeded immediately to trial without requesting a continuance or even a
    brief recess to examine and evaluate” documents tendered by the prosecution for the first time on
    the morning defendant’s trial began. Gunartt, 
    218 Ill. App. 3d at 762
    . It was shown that, had
    counsel obtained these documents prior to trial or requested the time to review them when they
    were turned over to him, he would have learned information that would have led a reasonable
    attorney to additional documents showing that the victim, her brother, and her mother had all given
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    No. 1-19-0597
    statements about the incident at issue that differed from their trial testimony and to other evidence
    favorable to the defendant’s case. 
    Id.
    ¶ 30        We find that none of the cases cited by petitioner support the conclusion that an attorney’s
    refusal to request a continuance on the day of trial, solely to allow a client to have additional time
    to consider a plea offer, is arguably conduct that falls below an objective standard of
    reasonableness to the prejudice of the defendant. Each of the cases cited by petitioner involved the
    need for a continuance for some purpose related to investigating or supporting a defense at trial:
    securing the presence of an impeachment witness, investigating exculpatory evidence discovered
    at the start of trial, or reviewing documents tendered on the day of trial that would have led the
    attorney to evidence favorable to his client’s case. None of these cases suggest that an attorney is
    required to request a continuance of the trial for a purpose unrelated to the trial itself, such as
    allowing the client more time to consider a plea offer. See United States v. Cronic, 
    466 U.S. 648
    ,
    658 (1984) (“Absent some effect of challenged conduct on the reliability of the trial process, the
    Sixth Amendment guarantee is generally not implicated.”). We believe that this is true regardless
    of whether the client was previously operating under a misunderstanding about the potential
    sentence he or she faced if convicted.
    ¶ 31        Furthermore, we agree with the trial court that petitioner has not shown that his decision to
    reject the guilty plea was caused by his attorneys’ misinforming him of the sentencing range he
    faced prior to the day of trial and then refusing to request a continuance to allow him more time to
    consider the State’s offer. His petition discloses that even after being informed of the correct
    sentencing range on the day of trial, he directed his attorneys twice to attempt to obtain an offer
    from the State of 15 years or as close to that as possible, which they attempted to do. Thus, even
    after learning that the State was holding firm to its 20-year offer and that the trial judge thought it
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    No. 1-19-0597
    was fair, he nevertheless decided to reject it and proceed to trial. Further, during the trial court’s
    pretrial inquiry into petitioner’s understanding of the plea offer and his desire to reject it, petitioner
    did not suggest to the trial court that he wanted additional time to consider the State’s offer or
    otherwise equivocate about his desire to reject the State’s 20-year offer. See People v. Mujica,
    
    2016 IL App (2d) 140435
    , ¶ 19. These facts contradict petitioner’s own “ ‘subjective, self-
    serving’ ” assertion after-the-fact that he would have accepted the State’s offer of 20 years if only
    his attorneys had obtained more time for him to consider it. See Hale, 
    2013 IL 113140
    , ¶ 18. Thus,
    petitioner has failed to show arguable prejudice.
    ¶ 32        For these reasons, we hold that the trial court correctly determined that petitioner’s claim that
    he was denied the constitutional right to effective assistance of trial counsel was frivolous or
    patently without merit. The trial court therefore did not err in summarily dismissing this claim.
    ¶ 33        Petitioner’s second contention on appeal is that his postconviction petition presented an
    arguable claim that he was deprived of his constitutional right to effective assistance of counsel
    because his appellate counsel failed to include, as part of the petition for leave to appeal filed on
    his behalf in the Illinois Supreme Court, a claim that imposition of the 25-year mandatory firearm
    sentencing enhancement imposed on him for an offense committed as a juvenile violated the
    proportionate penalties clause of the Illinois Constitution. Ill. Const. 1970, art. I, § 11. As stated
    above, on direct appeal this court rejected petitioner’s argument that his sentence was
    unconstitutional under the proportionate penalties clause or the eighth amendment to the United
    States Constitution (U.S. Const., amend. VIII). Gacho, 
    2016 IL App (1st) 140896-U
    , ¶¶ 21-22.
    Following this court’s decision, petitioner’s appellate counsel filed a petition for leave to appeal
    with the Illinois Supreme Court, but, according to the postconviction petition, counsel did not
    argue this claim as grounds for taking the appeal. The supreme court denied the petition for leave
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    No. 1-19-0597
    to appeal. Petitioner claims that his appellate counsel’s omission of this meritorious claim from
    the petition for leave to appeal constituted ineffective assistance of appellate counsel.
    ¶ 34        Although this is not the basis for dismissal relied upon by the trial court or the State, this
    court has previously rejected the contention that a criminal defendant can suffer a deprivation of
    the constitutional right to effective assistance of counsel where his or her appellate counsel fails to
    include a particular claim in a petition for leave to appeal filed in the Illinois Supreme Court.
    People v. Stephens, 
    2012 IL App (1st) 110296
    , ¶¶ 115-118. In so holding, this court recognized
    that a criminal defendant has no constitutional right to appointed counsel to obtain discretionary
    appellate review. 
    Id.
     ¶ 117 (citing In re Adoption of L.T.M., 
    214 Ill. 2d 60
    , 72 (2005) (citing Ross
    v. Moffitt, 
    417 U.S. 600
    , 619 (1974))). Because no such constitutional right exists, a criminal
    defendant cannot be deprived of any constitutional right to the effective assistance of counsel when
    his or her appellate counsel fails to seek discretionary review. 
    Id.
     (citing People v. James, 
    111 Ill. 2d 283
    , 291 (1986)). “Thus, even if appellate counsel’s performance in preparing the application
    falls below minimum standards of performance, there is no deprivation of the constitutional right
    to counsel because there is no such right to counsel in filing the application.” 
    Id.
     (citing Chalk v.
    Kuhlmann, 
    311 F.3d 525
    , 529 (2d Cir. 2002)).
    ¶ 35        In this case, as in Stephens, petitioner merely had the ability to petition the supreme court to
    grant discretionary review of his appeal. See Ill. S. Ct. R. 315(a) (eff. Mar. 15, 2016). As such, he
    had no constitutional right to counsel in filing his petition for leave to appeal. Stephens, 
    2012 IL App (1st) 110296
    , ¶ 118. Because no such constitutional right to counsel existed, petitioner could
    not suffer a constitutional deprivation of the right to effective assistance of counsel through the
    failure of his appellate counsel to include claims in his petition for leave to appeal. See 
    id.
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    No. 1-19-0597
    Accordingly, his postconviction petition presents no arguable claim of ineffective assistance of
    appellate counsel and was properly dismissed as being frivolous or patently without merit.
    ¶ 36                                         III. CONCLUSION
    ¶ 37        For the foregoing reasons, the trial court’s summary dismissal of petitioner’s postconviction
    petition is affirmed.
    ¶ 38        Affirmed.
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Document Info

Docket Number: 1-19-0597

Citation Numbers: 2020 IL App (1st) 190597-U

Filed Date: 12/22/2020

Precedential Status: Non-Precedential

Modified Date: 7/30/2024