People v. Barthel ( 2021 )

2021 IL App (2d) 180722-UNo. 2-18-0722
Order filed August 20, 2021
NOTICE: This order was filed under Supreme Court Rule 23(b) and is not precedent
except in the limited circumstances allowed under Rule 23(e)(1).
______________________________________________________________________________
IN THE
APPELLATE COURT OF ILLINOIS
SECOND DISTRICT
______________________________________________________________________________
THE PEOPLE OF THE STATE ) Appeal from the Circuit Court
OF ILLINOIS, ) of Kendall County.
)
Plaintiff-Appellee, )
)
v. ) No. 15-CF-180
)
ZACHARY BARTHEL, ) Honorable
) Timothy J. McCann,
Defendant-Appellant. ) Judge, Presiding.
______________________________________________________________________________
JUSTICE ZENOFF delivered the judgment of the court.
Justices McLaren and Hutchinson concurred in the judgment.
ORDER
¶1 Held: Defendant’s contentions in five of the six sections of his brief were forfeited for
failure to comply with a variety of Illinois Supreme Court Rules. However, the
court reached the merits in section three of defendant’s brief and concluded that the
State proved defendant guilty beyond a reasonable doubt of home invasion on an
accountability theory.
¶2 Following a jury trial, defendant, Zachary Barthel, was convicted of one count of home
invasion (720 ILCS 5/19-6(a)(3) (West 2014)) and one count of residential burglary (720 ILCS
5/19-3(a) (West 2014)), both on an accountability theory. The court sentenced defendant to
concurrent terms of imprisonment of 23 years for home invasion and 10 years for residential
2021 IL App (2d) 180722-Uburglary. On appeal, defendant’s appointed attorney withdrew, so defendant filed a brief pro se.
We affirm.
¶3 I. BACKGROUND
¶4 The following facts were established at trial. Defendant and Marco Ortega had been friends
for approximately nine years, and defendant had been to Ortega’s house many times. In 2015,
defendant accused Ortega of breaking into defendant’s home and stealing a safe. Thereafter,
defendant and Ortega had a falling out and stopped communicating. Defendant designed a plan to
retrieve the safe from Ortega’s home while Ortega was present. Defendant asked his girlfriend,
Ranae Earnest, to drive by Ortega’s house and look for Ortega’s car. Defendant even discussed
installing a tracking device on Ortega’s car. Defendant did not want to enter Ortega’s house
himself, because Ortega might recognize him. Therefore, defendant was going to need assistance,
which Thomas Gallagher, Cory Gorges, and Kathryn Fyfe ultimately provided.1
¶5 Gorges procured two guns and a box of ammunition. Then Gorges drove Gallagher and
Fyfe to defendant’s residence in Naperville. Defendant explained to his cohorts that he had been
robbed and that a safe containing money was stolen. Defendant wanted to retrieve that safe.
Defendant drew a layout of Ortega’s house on a napkin. He indicated that a door on the house’s
attached garage would be unlocked. The safe was black and it would be sitting on the floor in a
back bedroom. Gorges and Gallagher would enter the house and defendant would wait in Gorges’
Dodge Durango. Defendant did not want Ortega to recognize him.
¶6 At around 3 p.m. on June 12, 2015, Gorges drove the foursome to Ortega’s neighborhood.
Defendant pointed out Ortega’s house. Because Ortega’s car was in the driveway, defendant said,
1
Gorges and Fyfe both testified at trial pursuant to plea agreements.
-2-
2021 IL App (2d) 180722-U“[h]e’s the only one home.” Gorges drove around the block and parked. Gallagher and Gorges
donned gloves, hooded sweatshirts, and face coverings. Fyfe got in the driver’s seat and drove the
foursome back toward Ortega’s home. Gallagher and Gorges exited the Durango with their loaded
firearms displayed. They ran toward Ortega’s home and entered the garage. Fyfe drove off with
defendant in the back seat and parked about a block away.
¶7 Inside of Ortega’s garage, Gallagher cocked both guns. Then Gallagher and Gorges entered
Ortega’s home, with the firearms drawn. While they walked down the hallway, they looked around
to see if the house was occupied. They entered a bedroom and located a black safe. Gorges handed
his gun to Gallagher, picked up the safe, and ran out of Ortega’s house.
¶8 Ortega testified that, on the day in question, he was preparing to take a shower when he
heard his dog bark. He was home alone, and his car was in the driveway. Through a window, he
saw a Durango driving off and two masked men running toward his house. He felt the blood drain
from his head, and he panicked. He felt scared because he thought the men were coming to “do
something to [him].” He ran to the back of his house and tried to open a window. In the process,
he punched through the window’s screen and broke a piece of furniture. He then ran barefoot out
of his front door to his neighbor’s house. Ortega’s neighbor, Sam King, was in his driveway when
he saw two masked men running toward Ortega’s house. Each man had a gun in his hand. King
called 911. He saw the men enter Ortega’s house. Ortega’s car was in the driveway. Then King
saw Ortega run barefoot out of his house in his boxers and an undershirt. King testified that Ortega
appeared to be in imminent danger. A short while later, Ortega saw the masked men run out of his
house. Ortega ran into the street and yelled. One of the men pointed a gun at Ortega. One of the
men also pointed a gun at King. The police arrested Gallagher, Gorges, Fyfe, and defendant a few
minutes later.
-3-
2021 IL App (2d) 180722-U¶9 The jury found defendant guilty of home invasion and residential burglary. After the trial
court denied the defense’s postjudgment motion, defendant filed a timely notice of appeal. As
noted, after defendant’s appointed attorney withdrew, defendant filed a brief pro se.
¶ 10 II. ANALYSIS
¶ 11 Due to a variety of Illinois Supreme Court Rule violations, we are unable to reach the
merits as to the issues defendant raises in all but one section of his brief. Because the defects in
section three of defendant’s brief are not so substantial as to preclude our review, we address the
sufficiency of evidence issue appearing in that section.
¶ 12 A. Forfeiture
¶ 13 The State moved to dismiss the appeal for multiple reasons, including that defendant failed
to comply with Illinois Supreme Court Rule 341 (eff. Oct. 1, 2020). This is defendant’s third
attempt to file a compliant brief. This court struck his first two briefs for failure to comply with
Illinois Supreme Court Rules. In two separate written orders, we offered defendant some guidance.
We also invited him to use a standardized form that is available online. Despite this guidance, the
instant brief violates multiple rules.
¶ 14 Illinois Supreme Court Rule 341(h) (eff. Oct. 1, 2020) governs the contents of an
appellant’s brief. A pro se litigant is not granted more lenient treatment than attorneys as to
appellate briefing rules. Holzrichter v. Yorath, 2013 IL App (1st) 110287, ¶ 78. The appellate court
“is not a repository into which an appellant may foist the burden of argument and research.”
Velocity Investments, LLC v. Alston, 397 Ill. App. 3d 296, 297 (2010). It is within the appellate
court’s discretion to dismiss an appeal for failure to comply with the rules of procedure. Longo
-4-
2021 IL App (2d) 180722-URealty v. Menard, Inc., 2016 IL App (1st) 151231, ¶ 18. We decline to dismiss the appeal, but we
will instead deem forfeited the claims in sections one, two, four, five, and six of defendant’s brief. 2
¶ 15 In section one, defendant contends, in part, that the prosecutor committed misconduct
during closing argument. Other than requesting plain-error review, defendant does not explain the
plain-error test or how it applies. Next, defendant lists a variety of contentions of alleged
prosecutorial misconduct. Many of the facts contained in these contentions do not appear in his
statement of facts. Illinois Supreme Court Rule 341(h)(6) (eff. Oct. 1, 2020) requires a statement
of facts that contains the facts “necessary to an understanding of the case.” Other than providing
general boilerplate at the beginning of this section, defendant does not cite any apposite cases or
otherwise engage in substantive analysis of any of his contentions. In this section, as in the other
forfeited sections, defendant does not set forth a cogent legal argument that is capable of appellate
review. See Sakellariadis v. Campbell, 391 Ill. App. 3d 795, 804 (2009) (“The failure to assert a
well-reasoned argument supported by legal authority is a violation of Supreme Court Rule
341(h)(7) ***, resulting in waiver.”).
¶ 16 In section two, defendant argues, in part, that the prosecutor shifted the burden of proof
during closing argument. Defendant again asks us to review this contention as plain-error, but he
does not demonstrate how the plain-error test would apply. Defendant does not engage in any
substantive analysis or cite any case law other than general boilerplate. He does not even attempt
to explain why be believes that the prosecutor improperly shifted the burden of proof.
¶ 17 In section four, defendant asks the court to use its authority under Illinois Supreme Court
Rule 615(b)(3) (eff. Jan. 1, 1967) to reduce his home invasion conviction to attempted home
2
We are using and referring to defendant’s numbering of the issues in his brief.
-5-
2021 IL App (2d) 180722-Uinvasion. But, section four does not include either case law or a cogent legal argument. In section
five, defendant argues that the trial court erred by refusing the defense’s proposed jury instruction
on attempt. In support of that argument, defendant cites People v. Cramer, 85 Ill. 2d 92 (1981),
which the trial court considered in its ruling rejecting the instruction. However, defendant engages
in no substantive analysis of this case.
¶ 18 In section six, defendant alleges ineffective assistance of counsel, but he does not include
any discussion or analysis of Strickland v. Washington, 446 U.S. 668 (1984). He also does not
include a standard of review, in violation of Illinois Supreme Court Rule 341(h)(3) (eff. Oct. 1,
2020). Here, again, defendant fails to provide a cogent legal argument, only contentions. “Mere
contentions, without argument or citation to authority, do not merit consideration on appeal.” Hall
v. Naper Gold Hospitality LLC, 2012 IL App (2d) 111151, ¶ 12.
¶ 19 Additionally, in violation of Illinois Supreme Court Rule 341(c) (eff. Oct. 1, 2020),
defendant did not submit a certificate of compliance. Further, in violation of Illinois Supreme
Court Rule 342 (eff. Oct. 1, 2020), defendant does not include an appendix. Finally, defendant’s
reply brief raises new issues, in violation of Illinois Supreme Court Rule 341(j) (eff. Oct. 1, 2020).
¶ 20 Given the many deficiencies in defendant’s brief, we would be justified in dismissing the
appeal. See Hall, 2012 IL App (2d) 111151, ¶ 15. We choose not to do so and deny the State’s
motion to dismiss this appeal. Instead, we deem forfeited the contentions in sections one, two,
four, five, and six of defendant’s brief. We will, however, address the merits of section three,
insofar as defendant challenges the sufficiency of the evidence. Although section three contains
many of the same deficiencies as the forfeited sections, defendant generally sets forth a cogent
legal argument in section three that is capable of review. Further, the statement of facts contains
-6-
2021 IL App (2d) 180722-Uthe facts necessary for an understanding of the issues in this section. Because we choose to address
the merits of section three, we deny the State’s motion to dismiss the appeal.
¶ 21 B. Sufficiency of the Evidence (Home Invasion)
¶ 22 Defendant contends that the evidence at trial was insufficient to prove him guilty of the
offense of home invasion beyond a reasonable doubt. “Where a criminal conviction is challenged
based on insufficient evidence, a reviewing court, considering all of the evidence in the light most
favorable to the prosecution, must determine whether any rational trier of fact could have found
beyond a reasonable doubt the essential elements of the crime.” People v. Brown, 2013 IL 114196,
¶ 48. That standard of review recognizes the responsibility of the trier of fact to resolve any
conflicts in the testimony, to weigh the evidence, and to draw reasonable inferences from the
evidence. Brown, 2013 IL 114196, ¶ 48. Accordingly, “a reviewing court will not substitute its
judgment for that of the trier of fact on issues involving the weight of the evidence or the credibility
of the witnesses.” Brown, 2013 IL 114196, ¶ 48.
¶ 23 A person who is not a police officer acting in the line of duty commits home invasion when,
he (1) knowingly enters the dwelling place of another without authority, (2) knows or has reason
to know that one or more persons is present, (3) is armed with a firearm, and (4) either uses force
or threatens the imminent use of force upon any person within the dwelling. 720 ILCS 5/19-6(a)(3)
(West 2014). “A person is legally accountable for the conduct of another when *** either before
or during the commission of an offense, and with the intent to promote or facilitate that
commission, he or she solicits, aids, abets, agrees, or attempts to aid that other person in the
planning or commission of that offense.” 720 ILCS 5/5-2(c) (West 2014). Defendant argues that
the evidence was insufficient as to two elements of the home invasion statute, and we will address
-7-
2021 IL App (2d) 180722-Uboth in turn. We will first address the element regarding knowledge that a person is in the dwelling.
Then we will address the element regarding the threat of the imminent use of force.
¶ 24 1. Knowledge Requirement
¶ 25 Defendant maintains that he and his cohorts did not have knowledge that a person was
present because, among other things, Ortega’s home was not surveilled.
¶ 26 The State contends that the knowledge requirement was proven beyond a reasonable doubt
because multiple witnesses testified that Ortega’s car was in the driveway. The State also argues
that multiple witnesses, including defendant, indicated that Ortega was home.
¶ 27 Relevant considerations regarding whether the defendant knew or had reason to know that
a person was present in the home include the time the entry took place, the attire of the defendant,
whether the defendant rang the front doorbell, and the time of the defendant’s arrival at the house.
People v. Price, 2011 IL App (4th) 100311, ¶ 18-20.
¶ 28 Here, evidence of knowledge was overwhelming. The State’s evidence showed that
defendant, Gorges, and Gallagher tried to conceal their identities, indicating that they expected to
encounter someone in the home. Gorges and Gallagher wore hoods, masks, and gloves. See Price,
2011 IL App (4th) 100311, ¶ 19 (noting that the defendants’ attire of bandanas, stocking caps, and
hooded jackets, was indicative of their attempt to conceal their identities). Defendant tried to
conceal his identity as well, by remaining in the Durango so that Ortega would not recognize him.
Additionally, King, Gorges, and Fyfe testified that Gorges and Gallagher were armed with
firearms. Gorges and King testified that the firearms were displayed. Gorges testified that
Gallagher cocked both firearms in the garage and that, when they entered the home, they looked
around to see if anybody was present, indicating that the men expected to encounter someone in
the home. The time of day that the incident occurred is also relevant to our analysis. Price, 2011
-8-
2021 IL App (2d) 180722-UIL App (4th) 100311, ¶ 18. This incident occurred around 3 p.m., and it was not uncommon for
Ortega to be home around this time. Earnest testified that defendant wanted to figure out Ortega’s
schedule because he wanted to confront him at home. However, the most significant evidence
indicating that the home was occupied was the testimony of Fyfe, Ortega, and King, that a car was
in the driveway. The evidence showed that defendant saw the car too and that he knew it was
Ortega’s. All of this evidence established beyond a reasonable doubt that defendant, or somebody
for whose conduct defendant was accountable, knew or had reason to know that somebody was
present within Ortega’s house.
¶ 29 2. Threat of Force
¶ 30 Next, defendant maintains that the evidence was insufficient to prove that he, or someone
for whose conduct he was accountable, threatened the imminent use of force against a person
within the dwelling. Specifically, defendant argues that there was no direct interaction between
Ortega and either Gorges or Gallagher.
¶ 31 The State responds that Gorges and Gallagher communicated a threat of force by running
toward Ortega’s house while wearing masks and displaying firearms. Ortega perceived that threat,
so he fled his home in his underwear.
¶ 32 Defendant misunderstands the law. The offense of home invasion “is comprised of acts
and conduct of a defendant both within and without the dwelling place.” People v. Kovacs, 135
Ill. App. 3d 448, 451 (1985). The offense does not require the unlawful entry to preclude the threat
of force. Kovacs, 135 Ill. App. 3d at 451. Further, there can be a home invasion even though the
occupant flees the dwelling before the defendant enters. People v. Mata, 316 Ill. App. 3d 849, 854
(2000). To hold otherwise would defeat the purpose of the home invasion statute, which is to
protect people in their homes. People v. Kolls, 179 Ill. App. 3d 652, 655 (1989).
-9-
2021 IL App (2d) 180722-U¶ 33 At approximately 3 p.m. on June 12, 2015, Ortega heard his dog bark and looked out of his
front window. He saw two masked men running toward his home. He felt the blood drain from his
head, and he panicked. He felt scared because he thought the men were coming to “do something
to [him].” He ran to the back of his house and tried to open a window. In the process, he punched
through the window’s screen and broke a piece of furniture. Having no luck in opening the
window, he ran barefoot out of the front door of his house, wearing only his boxers and an
undershirt. Hence, not only did Ortega’s subjective testimony indicate that he perceived a threat,
but his conduct supports that finding as well.
¶ 34 Thus, we affirm the judgment of the circuit court of Kendall County.
¶ 35 III. CONCLUSION
¶ 36 For the foregoing reasons, we affirm.
¶ 37 Affirmed.
-10-