People v. Bons ( 2021 )


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    Appellate Court                          Date: 2022.03.30
    21:01:35 -05'00'
    People v. Bons, 
    2021 IL App (3d) 180464
    Appellate Court   THE PEOPLE OF THE STATE OF ILLINOIS, Plaintiff-Appellee, v.
    Caption           JESSE A. BONS, Defendant-Appellant.
    District & No.    Third District
    No. 3-18-0464
    Filed             June 10, 2021
    Decision Under    Appeal from the Circuit Court of Whiteside County, No. 17-CF-143;
    Review            the Hon. Stanley B. Steines, Judge, presiding.
    Judgment          Affirmed.
    Counsel on        James E. Chadd, Thomas A. Karalis, and Emily A. Brandon, of State
    Appeal            Appellate Defender’s Office, of Ottawa, for appellant.
    Terry A. Costello, State’s Attorney, of Morrison (Patrick Delfino,
    Thomas D. Arado, and Jamie L. Bellah, of State’s Attorneys Appellate
    Prosecutor’s Office, of counsel), for the People.
    Panel             JUSTICE DAUGHERITY delivered the judgment of the court, with
    opinion.
    Justice Lytton concurred in the judgment and opinion.
    Justice Holdridge specially concurred, with opinion.
    OPINION
    ¶1       Defendant, Jesse A. Bons, appeals his predatory criminal sexual assault of a child
    conviction. He argues that the Whiteside County circuit court erred by admitting evidence of
    his medical condition under subsections 8-802(4) and (7) of the Code of Civil Procedure
    (Code) (735 ILCS 5/8-802(4), (7) (West 2016)) and that the testimony regarding his medical
    condition was inadmissible hearsay. We affirm.
    ¶2                                        I. BACKGROUND
    ¶3        The State charged defendant with predatory criminal sexual assault of a child (720 ILCS
    5/11-1.40(a)(1) (West 2016)). The charge alleged that between July 17, 2015, and April 19,
    2016, defendant, who was over 17 years of age, knowingly committed an act of sexual contact
    with C.B., who was less than 13 years of age, in that defendant placed his penis in C.B.’s
    vagina and anus.
    ¶4        Before trial, defense counsel filed a motion in limine requesting that the circuit court bar
    any evidence regarding defendant’s chlamydia diagnosis. At the hearing on the motion
    in limine, the State proffered that a member of the health department asked the State for
    defendant’s contact information. Further, the morning of the hearing, C.B.’s mother, Saleana
    Raab, informed the State that defendant had previously told her that he had been diagnosed
    with and treated for chlamydia. According to Raab, defendant subsequently indicated that he
    had no knowledge of his chlamydia diagnosis. The State asked to continue the hearing to
    address the foundational requirements to admit defendant’s chlamydia diagnosis. The court
    continued the hearing over defendant’s objection.
    ¶5        The State subpoenaed the Morrison Community Hospital for defendant’s medical records
    from May 23, 2017, regarding defendant’s visit and treatment for chlamydia. Defense counsel
    filed a motion to quash the subpoena.
    ¶6        At the hearing on defendant’s motion to quash, defense counsel argued that defendant did
    not consent to release his medical records. Counsel asserted that without defendant’s consent
    or waiver, only an applicable exception could waive defendant’s physician-patient privilege.
    See 735 ILCS 5/8-802 (West 2016). Counsel further contended that the subsection 8-802(4)
    exception did not apply because defendant’s medical condition was not an element of the
    offense and not at issue. See 
    id.
     § 8-802(4). Additionally, counsel argued that subsection 8-
    802(7) did not automatically waive defendant’s privilege simply because a Department of
    Children and Family Services (DCFS) report was made. Instead, the subsection 8-802(7)
    exception was inapplicable to defendant because it required a physician to disclose findings
    made during an evaluation of a child after a DCFS report was made. See id. § 8-802(7).
    ¶7        The State argued that subsection 8-802(4) applied because “there is a physical or mental
    condition that is an issue, and it becomes an issue because it is relevant, and, *** all evidence
    that is relevant is admissible.” The State contended that defendant’s medical condition was
    relevant because C.B. had been diagnosed with the same sexually transmitted disease (STD)
    as defendant, chlamydia. The State also argued that defendant’s condition was evidence of a
    sexual act and, therefore, was evidence of an element of the offense.
    ¶8        The State also argued that subsection 8-802(7) applied because the criminal proceeding
    arose from a report filed under the Abused and Neglected Child Reporting Act (Act) (325 ILCS
    -2-
    5/1 et seq. (West 2016)). The State proffered that, as part of a police investigation, defendant
    informed Detective David Pilgrim that he learned C.B. had an STD. Afterward, defendant
    submitted to an STD screening. Further, Raab informed Pilgrim that after she told defendant
    about C.B.’s chlamydia diagnosis, defendant went to Morrison Community Hospital on May
    23, 2017, for STD testing.
    ¶9          The court found defendant’s medical condition at issue due to the sexual nature of the
    charged offense. The court reasoned that subsection 8-802(4) was “almost a catch all in a way,
    that any time you have a proceeding against a patient and their physical or mental condition is
    at issue, that the physician is allowed to release or disclose those protected health issues.” The
    court also found that subsection 8-802(7) applied because the criminal case arose from the
    filing of a DCFS report. The court denied defendant’s motion in limine and released
    defendant’s medical records to the parties. The case proceeded to a bench trial.
    ¶ 10        Tammy Meumann testified that she was a counselor at C.B.’s elementary school. On May
    8, 2017, Meumann met with C.B. regarding statements that C.B. had made to another student.
    C.B. told Meumann that defendant entered the bathroom with her and hit her face with his
    hand. Defendant took C.B. to his bedroom and “had sex with her.” Defendant took his “thing”
    out and put it in her “bad spot.” C.B. pointed to her vaginal area as she referred to her “bad
    spot.” Defendant told C.B. not to tell anyone. When Meumann attempted to clarify where the
    sexual abuse took place, C.B. said, “at her house, at the new house, at the old house.” When
    asked how many times defendant sexually abused her, C.B. gave several answers between one
    and four. Based on this conversation, Meumann made a report to DCFS.
    ¶ 11        Raab testified that around May 8 or 9, 2017, a representative from C.B.’s school asked her
    to speak with a DCFS caseworker and police officers. Following the meeting, Raab took C.B.
    to a forensic interview and medical examination. The examination revealed that C.B. had
    chlamydia. C.B. did not disclose to Raab any information regarding sexual abuse.
    ¶ 12        Raab started dating defendant in May or June 2015. After July 2015, defendant began
    living with Raab and her two children, A.B. and C.B. When defendant moved in, C.B. was
    approximately 4½ years old. During this time, Raab worked varying night and day shifts, and
    defendant watched Raab’s children while she worked.
    ¶ 13        On cross-examination, Raab testified that during the time defendant lived with her, C.B.
    observed several instances of sexual conduct between defendant and Raab. Raab also said that
    C.B. occasionally had a rash on her genitals that required treatment. At some point, C.B.
    received a prescription for the rash in the form of a topical cream. Raab stated that on one
    occasion defendant had applied C.B.’s prescription.
    ¶ 14        C.B. testified that she was six years old. C.B. previously lived with Raab, A.B., and
    defendant. In May 2017, C.B. spoke to several people about an incident that occurred when
    she lived with defendant. When asked to describe the incident with defendant, C.B. said, “[h]e
    had sex.” Subsequently, the State asked
    “Q. *** [W]hat did [defendant] do to you?
    A. He did sex.
    Q. He did sex. Can you—what do you mean by he did sex?
    A. I don’t know what that means.
    Q. Can you tell when [defendant] did sex, did he have any part of his body exposed
    with his clothes off?
    -3-
    A. His pants.”
    C.B. explained that at the time she and defendant were alone in defendant’s bedroom while
    Raab was at work. Defendant removed his pants, and his “wiener” touched C.B.’s “hoo-ha.”
    C.B. identified her vaginal area as her “hoo-ha.” When asked if it hurt when defendant put his
    “wiener” inside her “hoo-ha,” C.B. said, “[y]eah, because of the nail, his nails.” C.B. clarified
    that defendant did not put his hands inside her, just his penis. Also, defendant put his penis in
    her “butt.” Defendant told C.B., “don’t tell mommy.”
    ¶ 15        On cross-examination, C.B. stated that sex means when “you just get your wiener out and
    then get your hoo-ha out and then put them together and they just go back and forth.” C.B.
    learned the word “sex” from other children. C.B. saw defendant’s penis when he was having
    sexual intercourse with Raab. C.B. could not recall who she told first about the sexual abuse
    but stated that she did tell Raab. C.B. understood the difference between a truth and a lie. C.B.
    stated that truth means “[t]o be respectful,” and a lie means “God can hear you or you can—
    he put you in the dungeon down there.”
    ¶ 16        Shannon Krueger, a pediatric nurse practitioner, testified that on May 18, 2017, she
    conducted a physical examination of C.B. Prior to the examination, C.B. told Krueger that
    defendant “had sex on her,” which involved vaginal and anal contact on several different
    occasions. C.B. described defendant’s penis as a “stick with something at the end of it with a
    hole where pee and other stuff comes out of.” Defendant “took his weenie out of his pants”
    and “put his weenie in her pee bad spot, then her poo bad spot, and when he took it out of her
    poo bad spot he made her hold it *** in her hand and move back and forth.” C.B. demonstrated
    the movement with her hands and stated that “warm gooey stuff that smelled bad came out of
    it.” Defendant told C.B. that “she couldn’t tell anybody or he would do more sex on her.” C.B.
    asked if Krueger could look at her “hoo-ha *** to make sure that it was okay.”
    ¶ 17        Krueger conducted a physical examination of C.B. and found no signs of sexual abuse.
    C.B.’s urine tested positive for chlamydia. Krueger testified that there were no documented
    cases of chlamydia transmission in humans other than sexual transmission.
    ¶ 18        Joan Hager testified that on May 10, 2017, she conducted a forensic interview with C.B. at
    the Children’s Advocacy Center. The State entered the video recording of the interview into
    evidence and played it for the court.
    ¶ 19        In the video, C.B. tells Hager that defendant “wants to do sex.” When asked what happened,
    C.B. states defendant took his “bad spot” out and put it inside her “bad spot.” C.B. uses “bad
    spot” and “wiener” to describe defendant’s penis. When Hager asks what made defendant stop,
    C.B. responds that defendant “ha[d] to come.” C.B. then explains, “coming means he had to
    take a deep breath.” C.B. says the incident occurred while Raab was at work. Defendant told
    C.B. not to tell anyone.
    ¶ 20        Sergeant Pilgrim testified that he interviewed defendant on May 11, 2017. Defendant lived
    with Raab and her children. Defendant watched the children while Raab was at work. While
    watching them, defendant observed that C.B. had peed her pants and had a rash on her genital
    area. Defendant applied cream to her genital area one or two times.
    ¶ 21        Following defendant’s arrest on May 23, 2017, Pilgrim interviewed defendant a second
    time. Defendant denied sexually assaulting C.B. Defendant told Pilgrim that he went to
    Morrison Community Hospital for STD testing.
    -4-
    ¶ 22       Krista Barnes, a physician’s assistant at Morrison Community Hospital, testified that on
    May 23, 2017, she observed a person enter the hospital who identified himself as defendant. 1
    Counsel objected and argued defendant’s medical information was inadmissible under section
    8-802 of the Code. The court overruled defendant’s objection. Defendant requested STD
    testing. Hospital staff obtained a urine and blood sample from defendant and submitted the
    samples for testing. Barnes documented defendant’s treatment and laboratory results.
    ¶ 23       The State elicited evidence of the results of the STD test. Counsel objected to the admission
    of the results for lack of foundation. The court permitted counsel to ask several foundational
    questions, which established that the blood and urine samples collected were sent to a third-
    party laboratory for testing. The results were returned to the hospital. Barnes stated that
    reliance on reports generated by the third party was a “standard medical practice” used to treat
    patients. Barnes commonly relied on the results generated by the third party to administer care
    to patients. In this case, Barnes relied on the results to diagnose and treat defendant. Counsel
    objected to this testimony as inadmissible hearsay and renewed his earlier foundation
    objection. The court granted defendant’s hearsay objection.
    ¶ 24       The State asked Barnes what she did with defendant’s test results. Counsel objected to the
    relevance of Barnes’s course of conduct. The court overruled the objection, and Barnes
    testified that, based on the test results, a doctor prescribed an antibiotic that would treat a
    positive chlamydia result. Counsel objected based on the court’s prior ruling that information
    from defendant’s medical records was hearsay. The court overruled the objection and stated,
    “It won’t come in for the truth of the matter asserted but only with regard to why this physician
    assistant acted in a particular manner.” Counsel moved to strike Barnes’s testimony, which the
    court denied. Barnes testified that defendant’s urine sample showed a positive chlamydia
    result.
    ¶ 25       Prior to the close of the State’s case-in-chief, the court asked the parties to research the
    evidentiary issue of defendant’s medical records admissibility. The parties renewed their prior
    arguments regarding admissibility under section 8-802 of the Code and whether the diagnosis
    was inadmissible hearsay. The court found that defendant’s medical records were admissible
    as expert testimony under Illinois Rules of Evidence 702 (eff. Jan. 1, 2011).
    ¶ 26       Following the court’s ruling, Barnes testified that defendant’s urine test showed a positive
    result for chlamydia.
    ¶ 27       After closing arguments, the court found defendant guilty of predatory criminal sexual
    assault of a child. In its ruling, the court noted
    “I will add to that that without the dual diagnosis of chlamydia, whether I would be
    able to find [defendant] guilty beyond a reasonable doubt is difficult to say based upon
    what I indicated as to the confusion or the inconsistent testimony of the minor child,
    but I still go back to the point that I said earlier is in some ways that does add to the
    credibility of a child of this age, but I will certainly indicate that the evidence—the
    expert opinions of the health care providers that each of these people have tested
    positive for chlamydia and we have to keep in mind the age of the young child, we,
    certainly, know that it is absolutely uncommon for a kindergarten child to be diagnosed
    with chlamydia and we also know that there is some—that there is evidence that
    [defendant] himself voluntarily went to a health care clinic to be tested for that sexually
    1
    Barnes did not identify defendant in court.
    -5-
    transmitted disease, so certainly, with those diagnosis, that is really what supports my
    finding that [defendant] is guilty beyond a reasonable doubt.”
    ¶ 28       Counsel filed a motion for a new trial that argued the court erred when it denied the motion
    to quash the subpoena for defendant’s medical records and permitted Barnes’s testimony about
    defendant’s medical condition. The court denied defendant’s motion and sentenced defendant
    to 35 years’ imprisonment.
    ¶ 29                                          II. ANALYSIS
    ¶ 30       On appeal, defendant argues (1) the circuit court improperly admitted evidence of his
    medical condition under subsections 8-802(4) and (7) of the Code (735 ILCS 5/8-802(4), (7)
    (West 2016)), and (2) the testimony regarding defendant’s medical condition was hearsay. The
    State argues neither of the issues alleged by defendant are error, and in the alternative, if the
    court erred with regard to either issue, that error was harmless.
    ¶ 31                                     A. Medical Condition Evidence
    ¶ 32       Defendant argues that the court erred when it concluded that the physician-patient privilege
    provision of section 8-802 of the Code did not apply to his medical records and that the State
    was entitled to the results of defendant’s STD testing because (1) defendant placed his medical
    condition at issue (see id. § 8-802(4)) and (2) the applicability of the Act requires that the
    results be disclosed (see id. § 8-802(7)). Defendant’s arguments require us to determine the
    meaning and applicability of two subsections of the Code. To determine the meaning of a
    statute, a reviewing court must ascertain and give effect to the legislature’s intent. People v.
    Hammond, 
    2011 IL 110044
    , ¶ 53. The best indication of that intent is the plain language of the
    statute itself. 
    Id.
     If the statute’s language is clear and unambiguous, we will give effect to the
    statute’s plain meaning without resorting to other aids of statutory construction. Palm v.
    Holocker, 
    2018 IL 123152
    , ¶ 21. We must view the statute as a whole and in light of other
    relevant statutory provisions. 
    Id.
     We review de novo the application of statutory evidentiary
    privileges and exceptions. 
    Id.
    ¶ 33       Section 8-802 of the Code states “[n]o physician or surgeon shall be permitted to disclose
    any information he or she may have acquired in attending any patient in a professional
    character, necessary to enable him or her professionally to serve the patient.” 735 ILCS 5/8-
    802 (West 2016). This physician-patient privilege exists to “protect the patient from invasions
    of privacy.” Palm, 
    2018 IL 123152
    , ¶ 20. “The purpose of the privilege is to encourage full
    disclosure of all medical facts by the patient in order to ensure the best diagnosis and outcome
    for the patient.” 
    Id.
     Section 8-802 provides 14 exceptions to the physician-patient privilege.
    735 ILCS 5/8-802 (West 2016). In this case, defendant takes issue with the circuit court’s
    application of exceptions provided in subsections 8-802(4) and (7).
    ¶ 34                                      i. Subsection 8-802(4)
    ¶ 35      Defendant first argues that the section 8-802(4) exception to the physician-patient privilege
    does not apply and permit the introduction of his medical records into evidence. Subsection 8-
    802(4) states that the physician-patient privilege is inapplicable “in all actions brought by or
    -6-
    against the patient *** wherein the patient’s physical or mental condition is an issue.” 2 
    Id.
     § 8-
    802(4). Defendant’s first argument turns on the meaning of “an issue.”
    ¶ 36       In Palm, 
    2018 IL 123152
    , our supreme court was similarly tasked with defining what “an
    issue” means for purposes of the subsection 8-802(4) exception. The issue arose in the context
    of a personal injury suit resulting from an automobile accident. During the pretrial proceedings,
    plaintiff asked defendant to answer several interrogatories pertaining to defendant’s medical
    and physical condition. Id. ¶¶ 3-6. Defendant refused to answer two interrogatories that
    inquired as to the name of his physician or ophthalmologist and the dates of medical
    examinations and treatments. Defendant objected to these questions because they violated the
    “ ‘doctor-patient privilege’ ” and defendant had not placed his medical condition at issue. Id.
    ¶ 7. Plaintiff filed a motion to strike defendant’s objection and compel defendant to answer.
    Plaintiff argued that defendant’s ability to see and drive was at issue because he drove his
    vehicle into a pedestrian. Id. ¶ 8. The circuit court granted plaintiff’s motion and directed
    defendant to answer the interrogatories. Id. ¶ 9. Defendant refused, and eventually, the court
    found defendant’s attorney in contempt of court. Id. ¶ 10.
    ¶ 37       On review, the supreme court noted that “[t]he legislature’s intent in enacting section 8-
    802(4) is not clear, and the cases interpreting that section are inconsistent in applying it.” Id.
    ¶ 28. The supreme court then made two findings relevant to our analysis in this case. First, “the
    physician-patient privilege belongs to the patient and therefore only the patient may waive it
    by putting his physical or mental condition at issue.” Id. Second, a broad application of
    subsection 8-802(4), allowing disclosure in every case in which a patient’s medical condition
    is “relevant” would render the other 13 exceptions in section 8-802 of the Code unnecessary.
    Id. ¶ 29. The supreme court concluded
    “the question facing this court is whether the legislature’s intent in enacting subsection
    (4) was to codify the near-universally recognized principle of waiver by implied
    consent or to enact a broadly applicable exception allowing the privilege to be vitiated
    any time a party’s medical condition is relevant. For the reasons set forth above, we
    believe it was the former.” Id. ¶ 33.
    The supreme court “express[ed] no opinion on those criminal cases that have held that
    subsection (4) applies when the legislature has made a party’s physical or mental condition an
    element of an offense.” Id.
    ¶ 38       By taking no position on the applicability of subsection 8-802(4) to criminal cases where
    a defendant’s physical or mental condition is an element of the offense (see id.), the supreme
    court left open the possibility that its rationale could apply to the instant case where defendant’s
    physical or mental condition was not an element of the offense. Here, the State charged
    defendant with predatory criminal sexual assault of a child (720 ILCS 5/11-1.40(a)(1) (West
    2016)). The charge included the following elements: (1) defendant was 17 years of age or
    older, (2) defendant knowingly committed an act of sexual contact with C.B., (3) for the
    purpose of sexual gratification, and (4) C.B. was under 13 years of age. Id. Defendant’s
    physical or mental condition is not one of these elements. Instead, defendant’s physical
    condition is relevant to and highly probative of the element of sexual contact, as C.B. had been
    2
    A patient’s medical records are protected by the physician-patient privilege unless an exception
    under section 8-802 applies. People ex rel. Department of Professional Regulation v. Manos, 
    202 Ill. 2d 563
    , 576 (2002).
    -7-
    diagnosed with chlamydia, an STD that defendant had also been diagnosed with. However,
    relevance and probative value alone are insufficient to invoke the subsection 8-802(4)
    exception. See Palm, 
    2018 IL 123152
    , ¶ 29. Moreover, under the Palm rationale, the State may
    not place defendant’s medical condition at issue by alleging that defendant had an STD, to
    force defendant to waive the privilege, as this would permit the State to waive defendant’s
    privilege for him. See id. ¶¶ 30-32. Therefore, we find that the Palm rationale applies to the
    instant case and prohibits the application of subsection 8-802(4).
    ¶ 39       We note that several other criminal cases have found the subsection 8-802(4) exception
    applicable in criminal prosecutions. However, these cases are distinct from the instant case
    because they involve criminal charges that include, as an element of the offense, defendant’s
    physical or mental state. See People v. Botsis, 
    388 Ill. App. 3d 422
    , 435 (2009) (finding the
    subsection 8-802(4) exception applicable to a prosecution for aggravated reckless driving and
    reckless homicide because defendant’s physical and mental condition established the element
    of recklessness); People v. Popeck, 
    385 Ill. App. 3d 806
    , 810 (2008) (finding subsection 8-
    802(4) allowed the release of defendant’s medical information as it related to an element of the
    charged driving while under the influence (DUI) offense); People v. Wilber, 
    279 Ill. App. 3d 462
    , 468 (1996) (finding the physician-patient privilege inapplicable to defendant’s statement
    to the paramedics that he consumed several beers prior to the collision because defendant’s
    mental and physical conditions were directly at issue in the DUI prosecution); People v.
    Nohren, 
    283 Ill. App. 3d 753
    , 762 (1996) (finding the subsection 8-802(4.1) exception to the
    physician-patient privilege permitted the disclosure of defendant’s medical record because
    defendant’s physical or mental condition was an element of the offense); People v. Krause,
    
    273 Ill. App. 3d 59
    , 63 (1995) (holding “[t]he criminal prosecution of a patient for a DUI
    offense is an action against a patient within the scope of exception (4) to the physician-patient
    privilege”); see also In re Detention of Anders, 
    304 Ill. App. 3d 117
    , 123 (1999) (finding the
    subsection 8-802(4) exception applied in a sexually violent person’s commitment proceeding
    because respondent’s mental condition was an issue that was the subject of the proceedings).
    Therefore, we find that the court erred in finding defendant’s medical records excepted from
    the physician-patient privilege under subsection 8-802(4).
    ¶ 40                                       ii. Subsection 8-802(7)
    ¶ 41       Defendant next argues that the court erred in finding evidence of his medical condition
    admissible under the subsection 8-802(7) exception to the physician-patient privilege. The
    State argues that defendant’s medical condition was admissible under subsection 8-802(7)
    because a DCFS report was made.
    ¶ 42       Subsection 8-802(7) serves an exception to the physician-patient privilege where “actions,
    civil or criminal, arising from the filing of a report in compliance with the *** Act.” 735 ILCS
    5/8-802(7) (West 2016).
    ¶ 43       In conjunction with the Act, the purpose of subsection 8-802(7) is to protect children by
    permitting the disclosure of reports of abuse and neglect under the Act. See 325 ILCS 5/2(a)
    (West 2016). Mandated reporters, including medical professionals, are required to report
    observations and medical diagnosis, which trigger a report under the Act. 
    Id.
     § 4. Here, the
    purpose of the Act was satisfied when Meumann, a school counselor, reported C.B.’s allegation
    of sexual abuse to DCFS. The records at issue did not “arise[ ] from” making a report under
    the Act. 735 ILCS 5/8-802(7) (West 2016). Therefore, the exception does not apply.
    -8-
    ¶ 44       Moreover, the statute does not apply to Barnes’s testimony regarding defendant’s medical
    condition where Barnes, a medical professional, did not make a report under the Act. The plain
    language of the statute excepts from the physician-patient privilege information “arising” from
    the filing of a report in compliance with the Act. Id. Here, there is no indication that defendant’s
    medical records regarding his chlamydia diagnosis and treatment arose from the DCFS
    investigation or report. The record indicates that defendant independently sought medical care
    on May 23, 2017, approximately two weeks after C.B. reported the sexual abuse to Meumann.
    Additionally, the State obtained defendant’s medical records through its own investigation and
    by subpoena, rather than through the DCFS investigation and report. Since defendant’s medical
    condition information was not procured from a DCFS report or investigation, we reject the
    State’s assertion that subsection 8-802(7) excepts the information from the physician-patient
    privilege.
    ¶ 45       We further find that the State’s reading of subsection 8-802(7) is overly broad and would
    automatically waive the physician-patient privilege of all individuals connected to or
    implicated in a report filed under the Act. Cf. Anders, 
    304 Ill. App. 3d at 123
     (finding the
    subsection 8-802(4) exception applicable in a sexually violent persons commitment proceeding
    because defendant’s mental condition was an issue that was the subject of the commitment
    proceeding). Such a broad reading would render the other 13 exceptions to the privilege
    meaningless in cases that involve or relate to a DCFS report. See Palm, 
    2018 IL 123152
    , ¶ 29.
    ¶ 46                                        iii. Harmless Error
    ¶ 47        The State argues that any error was harmless, as the evidence against defendant was
    overwhelming. An evidentiary issue will be deemed “harmless when no reasonable probability
    exists that the jury would have acquitted the defendant absent the error.” People v. Pelo, 
    404 Ill. App. 3d 839
    , 865 (2010), abrogated on other grounds by People v. Veach, 
    2017 IL 120649
    ,
    ¶¶ 39, 48; see also In re E.H., 
    224 Ill. 2d 172
    , 180 (2006) (explaining the difference between
    harmless error review for evidentiary issues—the reasonable probability standard—and
    harmless error review for constitutional issues—the “beyond a reasonable doubt” standard
    (emphasis omitted)).
    ¶ 48        From our review, there is no reasonable probability that defendant would have been
    acquitted absent the erroneously admitted medical evidence. The trial evidence established that
    C.B. reported defendant’s sexual abuse at five years old. C.B. was six years old when she
    testified. Despite her young age, C.B.’s description of defendant’s sexual abuse was detailed
    and consistent. C.B. described defendant placing his penis inside her body. C.B. then described
    in detail how defendant told her to put her hands on his penis until he ejaculated. C.B.
    consistently described defendant’s penis as “bad spot” and “wiener.” C.B. referred to her
    vagina as her “hoo-ha” and “bad spot” and her anus as her “poo bad spot.”
    ¶ 49        Furthermore, evidence of C.B.’s chlamydia diagnosis was properly admitted into evidence
    and is not challenged in this appeal. This evidence, combined with Krueger’s testimony that
    chlamydia can only be transferred by sexual contact, permits the reasonable inference that C.B.
    received chlamydia as a result of defendant’s sexual contact. Thus, Krueger’s testimony lent
    support to C.B.’s allegations even in the absence of defendant’s medical records. Accordingly,
    we conclude that setting aside the erroneous evidence of defendant’s medical condition, no
    reasonable probability of an acquittal exists.
    -9-
    ¶ 50                                             B. Hearsay
    ¶ 51       Defendant argues that the circuit court erred in allowing Barnes to testify that he tested
    positive for chlamydia because the testimony was based entirely on a report generated by a
    third party and was inadmissible hearsay. Defendant’s argument is unavailing where the State
    laid the proper foundation for Barnes to testify as an expert, and the testimony regarding the
    results of defendant’s STD tests were admissible.
    ¶ 52       The admissibility of evidence by the circuit court is reviewed for an abuse of discretion.
    People v. Pikes, 
    2013 IL 115171
    , ¶ 12. “The threshold for finding an abuse of discretion is a
    high one and will not be overcome unless it can be said that the trial court’s ruling was
    arbitrary, fanciful, or unreasonable, or that no reasonable person would have taken the view
    adopted by the trial court.” People v. Foreman, 
    2019 IL App (3d) 160334
    , ¶ 30.
    ¶ 53       Illinois Rule of Evidence 702 (eff. Jan. 1, 2011) permits the introduction of expert opinion
    testimony “[i]f scientific, technical, or other specialized knowledge will assist the trier of fact
    to understand the evidence or to determine a fact in issue.” It is well established that an expert
    may give her opinion based on facts contained in medical records and third-party information.
    See Wilson v. Clark, 
    84 Ill. 2d 186
    , 196 (1981). To lay the proper foundation for expert
    testimony, the foundation must show “that the facts or data relied upon by the expert are of a
    type reasonably relied upon by experts in that particular field in forming opinions or
    inferences.” People v. Contreras, 
    246 Ill. App. 3d 502
    , 510 (1993); see also Ill. R. Evid. 703
    (eff. Jan. 1, 2011). “[E]xperts may not only consider the reports commonly relied upon by
    experts in their particular field, but also to testify to the contents of the underlying records.”
    People v. Williams, 
    238 Ill. 2d 125
    , 144 (2010).
    ¶ 54       As an expert, Barnes testified that it was a “standard medical practice” to rely on the STD
    test results generated by the third party. Barnes commonly relied upon the test results to
    diagnose and treat patients. Barnes reasonably relied on defendant’s test results to treat
    defendant. Therefore, Barnes’s testimony regarding defendant’s medical condition contained
    in the records was admissible.
    ¶ 55                                     III. CONCLUSION
    ¶ 56      The judgment of the circuit court of Whiteside County is affirmed.
    ¶ 57      Affirmed.
    ¶ 58       JUSTICE HOLDRIDGE, specially concurring:
    ¶ 59       While I agree with the majority’s decision to affirm the defendant’s conviction, I
    respectfully deviate from its conclusions regarding the defendant’s hearsay claim. I write
    separately because I would find any analysis regarding the defendant’s hearsay claim is
    unwarranted. The majority already determined that the testimony provided by Barnes
    regarding the defendant’s medical condition was inadmissible under subsections 8-802(4) and
    (7) of the Code, and that its admission was harmless error. Therefore, the inadmissibility of the
    defendant’s medical condition under either exception bars the testimony, and we need not
    determine whether it was further barred as hearsay.
    - 10 -
    

Document Info

Docket Number: 3-18-0464

Filed Date: 6/10/2021

Precedential Status: Precedential

Modified Date: 5/17/2024