State of Indiana v. Brishen R. Vanderkolk ( 2015 )

ATTORNEYS FOR APPELLANT ATTORNEYS FOR APPELLEE
Gregory F. Zoeller Bruce W. Graham
Attorney General of Indiana Graham Law Firm P.C.
Indianapolis, Indiana Lafayette, Indiana
Ian A.T. McLean
Stephen R. Creason
Deputy Attorneys General
Indianapolis, Indiana
_____________________________________________________________________________
In the
Indiana Supreme Court Jun 09 2015, 2:11 pm
_________________________________
No. 79S04-1411-CR-718
STATE OF INDIANA, Appellant (Defendant),
v.
BRISHEN R. VANDERKOLK, Appellee (Plaintiff).
_________________________________
Appeal from the Tippecanoe Superior Court, No. 79D04-1301-FD-6
The Honorable Gregory J. Donat, Judge
_________________________________
On Transfer from the Indiana Court of Appeals, No. 79A04-1308-CR-407
_________________________________
June 9, 2015
Dickson, Justice.
A probationer or community corrections participant may, by a valid advance consent or
search term in the conditions of release, authorize a warrantless search of his or her premises
without reasonable suspicion. Because the search term in this case informed the participant that
he was consenting only to searches made upon probable cause, we reverse the partial denial of
the defendant's motion to suppress.
In December 2012, defendant Brishen Vanderkolk was living in the residence of Jordan
Sullivan (who was on home detention under Community Corrections supervision in Tippecanoe
County) when community corrections officers went to the Sullivan residence to conduct a rou-
tine warrantless search to assure Sullivan's compliance with the conditions of the program. As
the search began, the officers had no suspicion of illegal activity. But after entering the resi-
dence, the ensuing search uncovered illegal drugs and a drug smoking device in the common ar-
eas shared by the defendant and Sullivan as well as drugs and drug paraphernalia in the private
bedrooms of both the defendant and Sullivan. The defendant was charged with Maintaining a
Common Nuisance as a Class D felony; Dealing in Marijuana as a Class A misdemeanor; Pos-
session of Marijuana as a Class A misdemeanor; and Possession of Paraphernalia as a Class A
misdemeanor. The defendant filed a motion to suppress all of the evidence, arguing that it
stemmed from an improper search in violation of the Search and Seizure Clauses of the Indiana
and United States Constitutions. The trial court granted the motion in part, finding "that the
Community Corrections officers had consent to search the residence of Jordan Sullivan and such
common areas as were available to him" and thus denying suppression of items found in such ar-
eas but suppressing "items found and/or seized in the private bedroom of [the defendant]." Ap-
pellant's App'x at 61.
The State appealed,1 relying primarily on Samson v. California, 547 U.S. 843, 126
S. Ct. 2193, 165 L. Ed. 2d 250 (2006), and urges that the challenged search by the offic-
ers was authorized under the Fourth Amendment to the United States Constitution (a) be-
cause of Sullivan's community corrections status and/or (b) because of Sullivan's consent.
The State argues that once lawfully inside, the search of the defendant's private bedroom
was part of a reasonable protective sweep. Finally, the State argues that the conduct of
1
Notwithstanding the continuation of the case in the trial court, this is not an interlocutory appeal
but one in which the judgment "is otherwise deemed final by law." Ind. Appellate Rule 2(H)(5). The
State is authorized by statute to appeal "[f]rom an order granting a motion to suppress, if the ultimate ef-
fect of the order is to preclude further prosecution." Ind. Code § 35-38-4-2(5) (2012) (recently amended
to authorize the State to appeal "[f]rom an order granting a motion to suppress evidence, if the ultimate
effect of the order is to preclude further prosecution of one (1) or more counts of an information or indict-
ment" by S.E.A. 261 § 2, 119th Gen. Assem., 1st Reg. Sess. (Ind. 2015); P.L. 110–2015 § 2 (effective
July 1, 2015) (new language in italics)). While application of these provisions may be tenuous in this
case, the defendant does not challenge the State's right to appeal.
2
the officers throughout the entire entry and search of the residence was reasonable under the In-
diana Constitution. The defendant responds that a probation or community corrections home de-
tention participant is entitled to Fourth Amendment protection that requires corrections officers
to have accompanying reasonable suspicion of either criminal activity or a violation of proba-
tionary terms in order to conduct a compliance search and that a participant may not dispense of
this right even by signing a valid waiver. He argues that Samson is specifically limited in appli-
cation only to parolees and that State v. Schlechty, 926 N.E.2d 1 (Ind. 2010) requires that reason-
able suspicion must accompany a search of a probationer's residence under all circumstances.
The Court of Appeals affirmed the trial court. State v. Vanderkolk, 10 N.E.3d 585, 591 (Ind. Ct.
App. 2014).
For purposes of today's analysis, "probation" is not distinguishable from "community cor-
rections," and the terms will be used interchangeably. A trial court has the authority to place a
convicted offender "in home detention under IC 35-38-2.5 instead of commitment to the depart-
ment of correction." Ind. Code § 35-38-1-21(b) (2012). Home detention may be imposed as ei-
ther a condition of probation or as an alternative placement that is part of an offender's commu-
nity corrections program. See Ind. Code § 35-38-2.5-5 (2012)2 and Ind. Code § 35-38-2.6-4.5
(2012). "Both probation and community corrections programs serve as alternatives to commit-
ment to the Department of Correction and both are made at the sole discretion of the trial court."
Cox v. State, 706 N.E.2d 547, 549 (Ind. 1999). Placement under either probation or a commu-
nity corrections program is "a matter of grace and a conditional liberty that is a favor, not a
right." Id. (internal quotations and citations omitted). The similarities between the two programs
have led to common treatment in appellate review of a trial court's decision to revoke either, but
our Court noted in Cox that "there may be other matters related to community corrections and
probation which the law will not treat in the same way." Id. at 549 n.6. The present case does
not call for differing treatment. Although conditions of probation and other rules governing the
2
We note that there have been two legislative changes amending this statute since the trial court
heard this case. In both instances, the statutory changes have no bearing on the resolution of this case, as
the changes affect the computation of credit time and the language to be employed when computing credit
time for home detention served. See Ind. Code § 35-38-2.5-5 (Supp. 2014) (effective July 1, 2014) and
S.E.A. 175 § 22, 119th Gen. Assem., 1st Reg. Sess. (Ind. 2015); P.L. 74–2015 § 22; I.C. § 35-38-2.5-5
(effective July 1, 2015).
3
process of probation are listed under Indiana Code section 35-38-2 et. seq. and rules governing
the direct placement in a community corrections program are governed by Indiana Code section
35-38-2.6 et. seq., home detention under either is not necessarily different in its purpose or exe-
cution. The difference rather relates to the administration and costs of the program. See Ind.
Code § 35-38-2.5-5(c) ("The court may order supervision of an offender's home detention to be
provided by the probation department for the court or by a community corrections program that
provides supervision of home detention.") and Ind. Code § 35-38-2.5-5.5(d) ("A probation de-
partment or community corrections program that supervises an offender on home detention is re-
sponsible for the expenses of the supervision.").
1. Community Corrections Status and Warrantless Searches
The State first contends that the challenged search was authorized due to Sullivan's com-
munity corrections status. Asserting that Samson is controlling, the State contends that Sulli-
van's status as a home detention participant alone authorized the corrections officers' presence in
the residence (irrespective of reasonable suspicion) and that a protective sweep of the residence
and the plain view of illegal drugs and paraphernalia once inside the residence combined to al-
low for the search and seizure of items in the common areas and in the defendant's private bed-
room.
In Samson, the United States Supreme Court permitted a suspicionless search where a pa-
rolee had agreed to a parole search condition authorizing searches "with or without a search war-
rant and with or without cause." 547 U.S. at 846, 126 S. Ct. at 2196, 165 L. Ed. 2d at 255.
While Samson dispenses with the need for reasonable suspicion where there exists a valid parole
search condition permitting such searches, it does not authorize suspicionless searches based on a
parolee's status alone.
We reject the State's contention that Sullivan's status as a community corrections partici-
pant, standing alone, operated to authorize the warrantless and suspicionless compliance search
of the Sullivan home by community corrections officers.
4
2. Warrantless Search as Authorized by Consent
The State alternatively argues that the search of the home was authorized because Sulli-
van had waived his Fourth Amendment rights and consented in advance to the search of his resi-
dence by signing his community corrections home detention participant handbook. Sullivan was
required to sign the conditions that concluded with the following language:
I have been advised of my rights and understand that any Community Corrections staff,
Law Enforcement Officer or Probation Officer may enter my residence at any time with-
out prior notice to search upon probable cause.
Appellant's Ex. 1 at 5, Tr. at 86.
Here the State argues that the waiver agreement notified Sullivan of his rights, enabling
him to consent to suspicionless searches. The State seizes upon the waiver agreement language
that stated: "I agree and specifically waive any and all rights as to search and seizure under the
laws and constitutions of both the United States and the State of Indiana." Appellant's Reply Br.
at 4 (quoting Appellant's Ex. 1 at 5, Tr. at 86). This waiver agreement language, however, was
fatally compromised by the waiver's closing statement: "I have been advised of my rights and un-
derstand that any Community Corrections staff, Law Enforcement Officer or Probation Officer
may enter my residence at any time without prior notice to search upon probable cause." Appel-
lant's Ex. 1 at 5, Tr. at 86 (emphasis added). This language conditioned Sullivan's search consent
upon the existence of probable cause.
In determining that the warrantless search of a probationer's residence based on reasona-
ble suspicion was reasonable in United States v. Knights, the United States Supreme Court con-
sidered that the probation order "clearly expressed the search condition" and "unambiguously in-
formed [the defendant] of it." 534 U.S. 112, 119, 122 S. Ct. 587, 591–92, 151 L. Ed. 2d 497,
505. In the present case, the search condition was not clearly expressed and the defendant was
not unambiguously informed. The defendant consented only to searches upon probable cause,
not to the type of search conducted in the present case. The ensuing search and seizures were
thus unlawful under the Fourth Amendment, and the resulting evidence must be suppressed. As
a consequence of the unlawfulness of the officers' entry into the Sullivan home, the State's con-
5
tentions that the ensuing search was permissible as a protective sweep or executed in a reasona-
ble manner under the Indiana Constitution are thus irrelevant.
3. Reasonable Suspicion as a Basis for Probation and Community Corrections Searches
The defendant contends that "[e]ven if a probationer, or . . . community corrections par-
ticipant, waives Fourth Amendment rights as a condition of probation, a subsequent search must
be based on reasonable suspicion." Appellee's Br. at 10. This argument urges that we limit the
holding in Samson to cases involving parole and not extend it to probation or community correc-
tions.
Four years after Samson, in a case involving probation rather than parole, this Court was
confronted with a Fourth Amendment claim involving a warrantless search of a probationer's car.
See Schlechty, 926 N.E.2d 1. We reversed the grant of the defendant's motion to suppress, find-
ing that "a warrantless search of a probationer's property that is conducted reasonably, supported
by a probation search term and reasonable suspicion of criminal activity, complies with the dic-
tates of the Fourth Amendment." Id. at 2. Significantly, however, the pivotal issue in Schlechty
was not whether reasonable suspicion was necessary to authorize a search pursuant to a valid
search condition. Rather the question was whether the search of the probationer's car was con-
ducted reasonably. Because reasonable suspicion was present, Schlechty did not address
whether to apply to probationers the holding in Samson, which eliminates the need for reasona-
ble suspicion for searches of parolees subject to a valid search condition. In Schlechty, we noted
that reasonable suspicion existed, but we did not hold that reasonable suspicion was an essential
prerequisite to a search of a probationer whose conditions of probation contained a valid search
condition.
As emphasized in Samson, probation searches "are necessary to the promotion of legiti-
mate [state] interests." 547 U.S. at 849, 126 S. Ct. at 2197, 165 L. Ed. 2d at 257. But the facts in
Samson involved a parolee, not a probationer, and the Samson Court made a point of distinguish-
ing the two. The Samson Court acknowledged that probationers, by virtue of their status alone,
"do not enjoy the absolute liberty to which every citizen is entitled," 547 U.S. at 848–49, 126 S.
6
Ct. at 2197, 165 L. Ed. 2d at 257 (internal quotation marks omitted), and observed that, on the
"continuum of possible punishments, parole is the stronger medicine; ergo, parolees enjoy even
less of the average citizen's absolute liberty than do probationers." 547 U.S. at 850, 126 S. Ct. at
2198, 165 L. Ed. 2d at 258 (quoting United States v. Cardona, 903 F.2d 60, 63 (1st Cir. 1990)).
But the similarities between parole and probation (or community corrections) are far
greater than the differences. Both involve the conditional release from custody, subject to terms
of compliance the violation of which can terminate release and return an individual to serve the
sentence imposed. Both serve humane and restorative objectives that support their utilization. In
both, a decision to place a defendant on such a conditional release program is predictably un-
likely when the enforcement of the conditions of release is uncertain or procedurally difficult.
And despite the differences on the continuum of personal liberty, we nevertheless find that parol-
ees and probationers both share equivalent understandings that their freedom from incarceration
is conditional and subject to monitoring.
Because probation, like parole, involves the conditional release of a prisoner who would
otherwise be subject to unrestricted searches during his or her incarceration, because neither pro-
bationers nor parolees enjoy the absolute liberty to which other citizens are entitled, because pro-
bation searches are necessary to the promotion of legitimate government interests, because the
willingness of judicial officers to grant conditional release is likely to be impaired if supervision
is uncertain or difficult, and because searches of probationers or community corrections partici-
pants require that they be unambiguously informed of a clearly expressed search condition in the
conditions of release to probation or community corrections, we conclude that the holding in
Samson is applicable to probationers and community corrections participants. We therefore hold
that Indiana probationers and community corrections participants, who have consented or been
clearly informed that the conditions of their probation or community corrections program unam-
biguously authorize warrantless and suspicionless searches, may thereafter be subject to such
searches during the period of their probationary or community corrections status.
7
Conclusion
A probationer or community corrections participant may, pursuant to a valid search con-
dition or advance consent, authorize a warrantless premises search without reasonable suspicion.
Here, community corrections officers conducted a warrantless and suspicionless search of the
residence of a home detention participant who had agreed to written conditions of his participa-
tion that consented only to searches upon probable cause, which was admittedly wholly lacking
in this case. We find that all of the evidence seized from the compliance search, including evi-
dence attributable to the defendant, was thus the result of an improper entry and search in viola-
tion of the Fourth Amendment. We reverse the trial court order denying in part the defendant's
motion to suppress and remand with instructions to grant the motion to suppress in its entirety.
Rush, C.J., and David and Massa, JJ., concur.
Rucker, J. concurs in result.
8