James Kindred and B.K. v. The Indiana Department of Child Services, Elizabeth Fiscus, Lindsey Jacobs, Indiana Attorney General, Julie Miller, and Nicole White ( 2019 )

FILED
Nov 26 2019, 5:47 am
CLERK
Indiana Supreme Court
Court of Appeals
and Tax Court
ATTORNEY FOR APPELLANT ATTORNEYS FOR APPELLEE,
Scott A. Norrick NICOLE WHITE
Anderson, Indiana Carol A. Dillon
Nathan A. Pagryzinski
Bleeke Dillon Crandall
Indianapolis, Indiana
ATTORNEYS FOR APPELLEE,
STATE OF INDIANA
Curtis T. Hill, Jr.
Attorney General of Indiana
Abigail R. Recker
Deputy Attorney General
Indianapolis, Indiana
ATTORNEYS FOR APPELLEE,
JULIE MILLER
Mallory Reider Inselberg
Blair Martin Roembke
Eichhorn & Eichhorn, LLP
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
Court of Appeals of Indiana | Opinion 19A-PL-231 | November 26, 2019 Page 1 of 15
James Kindred and B.K., November 26, 2019
Appellants-Plaintiffs, Court of Appeals Case No.
19A-PL-231
v. Appeal from the Owen Circuit
Court
The Indiana Department of The Honorable Kelsey B. Hanlon,
Child Services, Elizabeth Fiscus, Judge
Lindsey Jacobs, Indiana Trial Court Cause No.
Attorney General, Julie Miller, 60C02-1810-PL-482
and Nicole White,
Appellees-Defendants.
Pyle, Judge.
Statement of the Case
[1] Appellants-Plaintiffs, James Kindred (“Kindred”) and his son, B.K. (“B.K.”)
(collectively referred to as “Kindred”), appeal following the trial court’s grant of
three motions to dismiss filed pursuant to Indiana Trial Rule 12(B)(8) by the
following Appellees-Defendants: (1) Indiana Department of Child Services
(“DCS”), Elizabeth Fiscus (“Fiscus”), Lindsey Jacobs (“Jacobs”), and the
Office of the Indiana Attorney General (“the Attorney General”) (collectively,
“the State”); (2) Julie Miller (“Miller”); and (3) Nicole White (“White”).
Court of Appeals of Indiana | Opinion 19A-PL-231 | November 26, 2019 Page 2 of 15
[2] On appeal, Kindred challenges three of the trial court’s rulings. Specifically,
Kindred argues that the trial court erred by: (1) granting the three motions to
dismiss; (2) denying Kindred’s motion to consolidate; and (3) denying
Kindred’s motion to disqualify the State’s counsel. Concluding that there was
no error, we affirm the trial court’s rulings.
[3] We affirm.
Issues
1. Whether the trial court erred by granting the motions to
dismiss.
2. Whether the trial court abused its discretion by denying
Kindred’s motion to consolidate.
3. Whether the trial court abused its discretion by denying
Kindred’s motion to disqualify the State’s counsel.
Facts
[4] This appeal stems from Kindred’s federal and state law claims filed against
DCS, DCS employees, DCS service providers, and other individuals who are
alleged to have reported information to DCS. Kindred filed these claims in
three different complaints in three separate Owen County causes. These
complaints involve Kindred’s challenge to DCS’s investigation into his care of
his son, B.K., and its filing of petitions alleging B.K. to be a child in need of
services (“CHINS”). While this appeal involves Kindred’s third complaint and
cause, we must briefly review the procedural history of the first two complaints
and causes.
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[5] Kindred’s first complaint was filed under cause number 60C02-1803-PL-115
(“Cause #1”) on March 22, 2018.1 Judge Kelsey Hanlon (“Judge Hanlon”),
who is the judge of Owen Circuit Court 2, was the judge assigned to Cause #1.
The initial Cause #1 complaint contained only state law claims against a DCS
family case manager and another individual who had made a report to DCS.2
Shortly after filing the complaint, Kindred filed a motion for change of judge,
and Cause #1 was then assigned to Special Judge Frances Hill (“Special Judge
Hill”). Subsequently, in April 2018, Kindred twice amended the Cause #1
complaint, adding plaintiffs, defendants, and federal claims. Specifically,
Kindred added the following plaintiffs: his minor son, B.K.; Janie Givens
(“Givens”); and Givens’ two minor children.3 Kindred also added the
following defendants: DCS; additional DCS employees; and another
individual. As for the additional claims, Kindred added federal claims under 42
U.S.C. § 1983 and 18 U.S.C. § 241, among others. The crux of Kindred’s
complaint in Cause #1 was a challenge to DCS’s investigations into his care of
B.K., the filing of CHINS petitions, and the removal of B.K. from Kindred’s
custody4 after DCS had received allegations that Kindred had physically and
1
Pursuant to the State’s request under Indiana Evidence Rule 201, we take judicial notice of the
chronological case summaries and filings in Cause #1 and Cause #2.
2
The initial Cause #1 complaint was filed against Rebel Rich and DCS family case manager Charlotte
Church.
3
In Cause #1, Kindred is proceeding pro se while the other plaintiffs, including B.K., are represented by
counsel.
4
According to Kindred’s complaint, he divorced and gained custody of B.K. in 2008 when B.K. was three
years old.
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sexually abused B.K. On April 26, 2018, the State filed a notice of removal of
Cause #1 to federal court.
[6] Meanwhile, on May 21, 2018, Kindred filed a second complaint, under cause
number 60C02-1805-PL-205 (“Cause #2”), against DCS and other defendants.
Kindred filed this complaint pro se on behalf of himself and B.K. The Cause #2
complaint also contained federal and state law claims. Cause #2 was initially
assigned to Judge Hanlon. After Kindred filed a motion for a change of judge,
Cause #2 was also assigned to Special Judge Hill.
[7] In July 2018, the federal court remanded Cause #1 back to the Owen Circuit
Court and Special Judge Hill. The remand was due to a procedural defect in
the notice of removal, i.e., the State had not included written evidence of the
other co-defendants’ consent to removal. Thereafter, on September 26, 2018, in
Cause #1, Special Judge Hill granted Kindred’s motion to consolidate Cause
#2 into Cause #1. Special Judge Hill explained that the two causes were being
consolidated for “judicial economy” and noted “the cost and confusion that
ha[d] plagued the two current law[]suits.” (App. Vol. 3 at 128). The trial court
also instructed Kindred that he “should file a comprehensive amended
complaint.” (App. Vol. 3 at 128).
[8] Thereafter, on October 26, 2018, Kindred filed an amended, consolidated
complaint in Cause #1 and again raised federal and state law claims against
DCS, some DCS employees and service providers, and various individuals who
Court of Appeals of Indiana | Opinion 19A-PL-231 | November 26, 2019 Page 5 of 15
had reported allegations of physical and sexual abuse to DCS.5 The focus of
Kindred’s amended complaint in Cause #1 continued to be a challenge to
DCS’s investigatory process (including the filing of CHINS petitions and
temporary removal of B.K. from his custody) and a challenge to the
involvement of the employees and individuals in that process. Specifically,
Kindred challenged the numerous DCS investigations that had taken place and
subsequent CHINS petitions that had been filed between December 2009 and
July 2018. Kindred sought declaratory and injunctive relief, punitive damages,
and attorney fees. Shortly after Kindred filed the amended complaint, Special
Judge Hill was replaced as the special judge, and Cause #1 was assigned to
Special Judge Erik Allen (“Special Judge Allen”).
[9] On October 29, 2018, three days after Kindred filed his amended, consolidated
complaint in Cause #1, he filed a third complaint—the one at issue in this
appeal—in cause number 60C02-1810-PL-482 (“Cause #3”). Cause #3 was
assigned to Judge Hanlon and is still pending before her. Kindred filed this
third complaint against DCS and other defendants6 and included the same
5
Kindred named the following defendants: (1) DCS; (2) DCS family case manager Charlotte Church; (3)
DCS family case manager Stacy Zehr; (4) DCS regional manager Laura Fair; (5) Owen County DCS director
Sonja Seymour; (6) DCS family case manager Fawn Miller; (7) Rebel Rich; (8) Troy Givens; (9) Bradley
Givens; (10) Estachia Eberle; (11) Suella Ferrand; and (12) Mindy Hughes. The claims raised by Kindred
included federal claims under 42 U.S.C. § 1983 and 18 U.S.C. § 24; conspiracy to violate his federal
constitutional rights; violation of his familial, association, and privacy rights; false reporting; intentional
infliction of emotional distress; false light; and defamation per se.
6
Kindred named the following defendants: (1) DCS; (2) Office of the Attorney General; (3) DCS attorney
Lindsey Jacobs; (4) DCS attorney Elizabeth Fiscus; (5) service provider Nicole White; (6) service provider
Julie Miller; (7) Melissa Sparks Kindred; (8) Chris Hughes; and (9) Angie Bachlor.
Court of Appeals of Indiana | Opinion 19A-PL-231 | November 26, 2019 Page 6 of 15
federal and state law claims. Kindred’s complaint in Cause #3 again
challenged DCS’s investigatory process and the involvement of others in that
process. The Cause #3 complaint focused on the investigations and petitions
from May 2018 to July 2018. The allegations regarding these periods had
already been included in the amended, consolidated complaint in Cause #1.
Indeed, many of the facts and claims are virtually identical to the portion of the
Cause #1 amended complaint that refers to these 2018 incidents. Additionally,
Kindred sought the same relief that he sought in his amended complaint in
Cause #1.
[10] On November 13, 2018, Kindred filed, in Cause #3, a motion to disqualify
counsel for the State. In his motion, Kindred stated that the two attorneys
representing the State in Cause #3 were also representing the State in Cause #1,
and he alleged that they had “consistently acted dilatory” and had violated
various Rules of Professional Conduct in Cause #1. (App. Vol. 4 at 117).
Kindred also alleged that he expected to call the State’s attorneys as witnesses
at trial in Cause #3.
[11] On December 3, 2018, Kindred filed, in Cause #3, a motion to consolidate,
seeking to consolidate Cause #3 into Cause #1. He stated that, while Cause #3
involved additional defendants from Cause #1, the two causes involved
common questions of law and fact. Kindred acknowledged that he had filed
the amended, consolidated complaint in Cause #1 three days before he had
filed the Cause #3 complaint, but he stated that he chose not include the
defendants and claims from the Cause #3 complaint into the Cause #1
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complaint because he wanted to prevent the State from “a second opportunity
to remove” the case back to federal court and because it would have posed a
“disadvantage” to the plaintiffs in Cause #1. (App. Vol. 2 at 72). Judge
Hanlon denied Kindred’s consolidation motion.
[12] Shortly thereafter, in late December and early January 2018, the State, Miller,
and White filed individual motions to dismiss in Cause #3. They argued that
Kindred’s Cause #3 complaint should be dismissed pursuant to Indiana Trial
Rule 12(B)(8) because the same action was pending in another state court.
Specifically, they argued that the same action was pending in Cause #1 that
was presided over by Special Judge Hill and that the parties, subject matter, and
remedies in the two pending causes were substantially the same.
[13] Kindred then filed motions to strike or deny each of the motions to dismiss.
Kindred argued that Judge Hanlon should deny the defendants’ motions to
dismiss because his two causes were pending before the same court, not
different courts. In support of his argument, he cited to an unpublished
opinion. He also argued that the motions should be dismissed as premature
because he had a pending Trial Rule 42 motion to consolidate in Cause #1 in
which he sought to consolidate Cause #3 into Cause #1.7
7
Kindred acknowledged that pursuant to Trial Rule 42 he was required to file the motion to consolidate in
Cause #1 because it was the court having the earliest jurisdiction between Cause #1 and Cause #3.
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[14] The trial court denied Kindred’s motion to disqualify the State’s counsel and
granted the three motions to dismiss, thereafter entering judgment as a final
judgment for purposes of appeal.8 Kindred now appeals.9
Decision
[15] Kindred argues that the trial court erred by: (1) granting the three motions to
dismiss; (2) denying his motion to consolidate; and (3) denying his motion to
disqualify the State’s counsel.
1. Motions to Dismiss
[16] Kindred argues that Judge Hanlon erred by granting the Trial Rule 12(B)(8)
motions to dismiss filed by the State, White, and Miller.
[17] “Indiana Trial Rule 12(B)(8) permits the dismissal of an action when ‘[t]he
same action [is] pending in another state court of this state.’” Beatty v. Liberty
Mut. Ins. Grp., 893 N.E.2d 1079, 1084 (Ind. Ct. App. 2008) (quoting Ind. Trial
Rule 12(B)(8)). “Trial Rule 12(B)(8) implements the general principle that,
when an action is pending in an Indiana court, other Indiana courts must defer
to that court’s authority over the case.” Id. “Courts observe this deference in
the interests of fairness to litigants, comity between and among the courts of
8
The remaining defendants did not file motions to dismiss, so Kindred’s claims against them are still
pending. Pursuant to a motion filed by Kindred, Judge Hanlon granted a motion for stay in Cause #3 in
relation to the remaining defendants.
9
We note that while Kindred appeared pro se throughout the proceedings in Cause #3 and Cause #1, he is
now represented by counsel, who is the counsel for Givens in Cause #1.
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this state, and judicial efficiency.” Thacker v. Bartlett, 785 N.E.2d 621, 625 (Ind.
Ct. App. 2003). Trial Rule 12(B)(8) “applies where the parties, subject matter,
and remedies of the competing actions are precisely the same, and it also
applies when they are only substantially the same.” Id. “Whether two actions
being tried in different state courts amount to the same action depends on
whether the outcome of one action will affect the adjudication of the other.”
Bosley v. Niktob, LLC, 973 N.E.2d 602, 605 (Ind. Ct. App. 2012), trans. denied.
We review a trial court’s dismissal of a complaint under Trial Rule 12(B)(8) de
novo. Beatty, 893 N.E.2d at 1084.
[18] Kindred argues that the trial court erred by granting the motions to dismiss
Cause #3 pursuant to Trial Rule 12(B)(8) because Cause #1 was not pending in
“another” court as required by the rule. Specifically, he points out that both
Cause #1 and Cause #3 were filed in the same court, Owen Circuit Court 2.
He contends that there is no need to analyze whether the parties, subject matter,
and remedies of the two actions are the same or substantially the same because
Cause #1 was not pending in “another” court, making Trial Rule 12(B)(8)
inapplicable.
[19] The Appellees argue that, for purposes of Trial Rule 12(B)(8), Cause #1 was
pending in another court because it was pending before a different trial court
judge. They point to the purpose of the rule, (i.e., to prevent confusion,
conflicting judgments, or inconsistent rulings) and contend that “[w]hen, as in
this case, two substantially similar cases are pending before two different
judges, the risk of confusion and conflicting judgments is the same as if the
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cases were in two different courts.” (White’s Br. 13). We agree with the
Appellees.
[20] “Trial Rule 12(B)(8) is meant to avoid the risk of conflicting judgments or
other confusion that can result from two courts exercising simultaneous
jurisdiction over the same or substantially same action[,]” and “the rule
precludes the same parties from litigating the same issues in two Indiana courts
at the same time.” Beatty, 893 N.E.2d at 1087 (applying Trial Rule 12(B)(8)
and affirming the trial court’s dismissal of an action filed in Marion Superior
Court when the same or a substantially similar action was pending in Marion
Circuit Court). Like the actions in Beatty that were filed in physically distinct
courts, this case involves different judges. Here, at the time that Judge Hanlon
granted the three motions to dismiss in Cause #3, Kindred had a substantially
similar pending action in Cause #1 before Special Judge Hill. Both causes had
been filed in Owen Circuit Court 2, but they were not pending before the same
trial judge. We hold that, for purposes of Trial Rule 12(B)(8), “another” court
includes actions filed in the same court but pending before different trial judges.
[21] Furthermore, the two actions at issue in this appeal involved the same or
substantially the same parties, subject matter, and remedies. Both Cause #1
and Cause #3 involved DCS and other parties who Kindred alleged were
involved in DCS’s investigation into the care of his son, B.K., removal of B.K.
and the filing of CHINS petitions. The fact that these other parties are not
exactly the same in both causes is “irrelevant to the Trial Rule 12(B)(8)
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requirement that each action contain the same parties” and “does not preclude
operation” of the rule. See Beatty, 893 N.E.2d at 1086.
[22] Also, a review of Kindred’s amended complaint in Cause #1 and his complaint
in Cause #3 reveal that both involve the same or substantially the same subject
matter. They both involve Kindred’s challenge to DCS’s investigatory process
(including the filing of CHINS petitions and temporary removal of B.K. from
his custody) and a challenge to the involvement of the employees and
individuals in that process, and both complaints raised the same federal and
state claims. The Cause #1 complaint focused on the investigations and
petitions from December 2009 to July 2018, and the Cause #3 complaint
focused on the investigations and petitions from May 2018 to July 2018. The
allegations regarding the periods in Cause #3 were already included in the
amended complaint in Cause #1. Indeed, many of the facts and claims in the
Cause #3 complaint are virtually identical to the portion of the Cause #1
amended complaint that refers to these 2018 incidents. Moreover, when filing
his motion to consolidate, Kindred acknowledged that the two causes involved
common questions of law and fact, and he admitted that he could have
included his claims in Cause #3 as part of his amended Cause #1 complaint but
chose not to do so because he wanted to prevent the State from “a second
opportunity to remove” the case back to federal court. (App. Vol. 2 at 72).
[23] Additionally, Kindred sought the same relief in his Cause #3 complaint that he
sought in his amended complaint in Cause #1. This relief included declaratory
and injunctive relief, punitive damages, and attorney fees. Indeed, a
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comparison of the two complaints reveal that Kindred’s requested remedies are
virtually identical.
[24] Based on the facts and circumstances of this case, we conclude that Judge
Hanlon did not err by granting the three motions to dismiss pursuant to Trial
Rule 12(B)(8) where Kindred had the same action pending before Special Judge
Hill. See Thacker, 785 N.E.2d at 625 (affirming the trial court’s dismissal of the
plaintiff’s complaint under Trial Rule 12(B)(8) where the plaintiff had
“circumvent[ed] the authority and discretion of the original trial court” by filing
a new complaint instead of petitioning to amend his original complaint).
2. Motion to Consolidate
[25] Kindred contends that Judge Hanlon erred by denying his Trial Rule 42 motion
to consolidate Cause #3 into Cause #1 that was pending before Special Judge
Hill.
[26] Indiana Trial Rule 42 provides that a trial court may order actions to be
consolidated when the actions involve a common question of law or fact. “The
decision to consolidate actions is purely discretionary and will be overturned
only when a manifest abuse of discretion is established.” In re Paternity of
Tompkins, 518 N.E.2d 500, 507 (Ind. Ct. App. 1988). “A party must show
resultant prejudice as a prerequisite to establishing that a trial court erred in
denying a motion under Trial Rule 42.” Id.
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[27] Here, Kindred filed his motion to consolidate, asking Judge Hanlon to
consolidate the cause pending before her, Cause #3, into Cause #1, the cause
pending before Special Judge Hill. On appeal, Kindred has failed to show any
“resultant prejudice” by Judge Hanlon’s denial of his motion. See id.
Moreover, as we noted above, Kindred’s Cause #1 and Cause #3 were pending
before different judges, which we will consider, in this instance, as different
courts. Trial Rule 42(D) provides that a motion to consolidate actions that are
pending in different courts “may only be filed in the court having jurisdiction of
the action with the earliest filing date,” which was Cause #1, not Cause #3.
Accordingly, we conclude that there was no abuse of discretion by Judge
Hanlon’s denial of Kindred’s motion to consolidate Cause #3 into Cause #1.
3. Motion to Disqualify
[28] Lastly, we turn to Kindred’s argument that Judge Hanlon erred by denying his
motion to disqualify the State’s counsel. Our supreme court has explained that
“‘[a] trial court may disqualify an attorney for a violation of the Rules of
Professional Conduct that arises from the attorney’s representation before the
court.’” Aguayo v. City of Hammond Inspection Dep’t, 53 N.E.3d 551, 555 (Ind.
Ct. App. 2016) (quoting Cincinnati Ins. Co. v. Wills, 717 N.E.2d 151, 154 (Ind.
1999)). “The trial court’s authority to disqualify attorneys is necessary to
prevent insult and gross violations of decorum.” Id. (internal quotation marks
and citations omitted). “Importantly, however, this authority is limited to
attorneys appearing before the court.” Id. “More precisely, the authority of the
trial court is limited to disqualification in the case before the court.” Cincinnati
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Ins. 717 N.E.2d at 154 (emphasis added). We review a trial court’s decision
regarding disqualification for an abuse of discretion. XYZ, D.O. v. Sykes, 20
N.E.3d 582, 585 (Ind. Ct. App. 2014).
[29] Here, in Cause #3, Kindred filed a motion to disqualify counsel for the State
based on their alleged conduct that had occurred in Cause #1. Kindred alleged
that the State’s attorneys had violated various Rules of Professional Conduct
and had acted in a “dilatory” manner in their representation of the State in
Cause #1. (App. Vol. 4 at 117). Because his motion to disqualify was based on
counsel’s alleged actions in a case that was not before Judge Hanlon and did
not arise from counsel’s representation in Cause #3, we conclude that there was
no abuse of discretion when Judge Hanlon denied the motion.10 See, e.g.,
Aguayo, 53 N.E.3d at 555 (explaining that a trial court’s authority to rule on a
motion to disqualify is limited to the case before the court).
[30] Affirmed.11
Robb, J., and Mathias, J., concur.
10
Kindred contends that Judge Hanlon was required to hold an evidentiary hearing before denying his
motion to disqualify. Given our holding, we will not address this contention.
11
We note that, in Cause #1, Kindred and the other plaintiffs in that cause have initiated an appeal from
Special Judge Hill’s order denying their motions for default judgment filed against some of the defendants.
See Appellate Cause 19A-PL-2428. The Cause #1 order being appealed was entered as a final judgment for
the purposes of appeal; otherwise, Cause #1 is still pending before Special Judge Hill.
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