Brandon Black v. State of Indiana ( 2017 )

FILED
Jul 07 2017, 9:03 am
CLERK
Indiana Supreme Court
Court of Appeals
and Tax Court
ATTORNEY FOR APPELLANT ATTORNEYS FOR APPELLEE
Mark K. Leeman Curtis T. Hill, Jr.
Leeman Law Office and Attorney General of Indiana
Cass County Public Defender Ian McLean
Logansport, Indiana Jodi Kathryn Stein
Larry Allen
Deputy Attorneys General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
Brandon Black, July 7, 2017
Appellant-Defendant, Court of Appeals Case No.
09A04-1610-CR-2312
v. Appeal from the Cass Superior
Court
State of Indiana, The Honorable Richard A.
Appellee-Plaintiff Maughmer, Judge
Trial Court Cause No.
09D02-1603-F2-5
Baker, Judge.
Court of Appeals of Indiana | Opinion 09A04-1610-CR-2312 | July 7, 2017 Page 1 of 18
[1] Brandon Black appeals his convictions for Level 2 Felony Conspiracy to
Commit Robbery Resulting in Serious Bodily Injury 1 and Level 2 Felony
Robbery Resulting in Serious Bodily Injury.2 He argues that he was denied the
right to counsel at a critical stage of the proceedings, that the trial court erred by
admitting into evidence the victim’s identification of Black, and that his
enhanced convictions violate Indiana’s double jeopardy law. We find that
Black was denied the right to counsel at a critical stage of the proceedings but
that he was not prejudiced by the denial, that any error of admitting into
evidence the victim’s identification was harmless, and that his enhanced
convictions violated double jeopardy. Accordingly, we affirm in part, reverse in
part, and remand.
Facts 3
[2] In January 2015, Sanjay Amin lived and worked at the Super 8 Motel in
Logansport. Ashley Reinholt rented a room at the motel on two occasions that
month. Christopher Brown stayed with Reinholt on both occasions, and Black,
who was Brown’s cousin, was often present as well. Amin knew both Black
and Brown by sight.
1
Ind. Code § 35-42-5-1; Ind. Code § 35-41-5-2.
2
I.C. § 35-42-5-1.
3
We held oral argument in Indianapolis on June 21, 2017. We thank counsel for their excellent, informative
oral and written presentations.
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[3] On January 17, 2015, Reinholt and Amin made a plan to meet at the Manor
Motel and Amin would pay Reinholt for sex. Reinholt told Brown of their
plan, and Brown suggested that they rob Amin instead. Brown told Black
about the idea and left the motel to pick up Black. Around 11:00 p.m. that
night, Amin observed from the front desk Brown return to the motel with
Black. Brown and Black picked up Reinholt and drove to the Manor Motel.
Shortly thereafter, Amin also departed for the Manor Motel, and he observed
the other vehicle enter the Manor Motel parking lot.
[4] Reinholt rented a motel room and then briefly returned to Brown’s vehicle
before Black and Brown left the parking lot. Amin recognized them as they
passed by. Reinholt entered the motel room by herself and texted the room
number to both Amin and Brown. After Amin arrived, Reinholt stepped
outside to smoke a cigarette; when she re-entered, she left the door unlocked.
Reinholt told Amin to remove his clothing, which he did.
[5] A few minutes later, Black and Brown entered the motel room. Their faces
were covered. Brown began to beat Amin’s face with his fists while Black
shoved Reinholt against the wall. Amin heard one of the men say Reinholt’s
name. He recognized Black and Brown from their clothing, which they had
worn earlier that day at the Super 8 Motel. Amin suffered serious injuries from
the beating. Black and Brown took Amin’s clothes and wallet, and fled the
scene. Amin returned to the Super 8 Motel. Reinholt stayed in the Manor
Motel room and texted Brown to pick her up.
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[6] Amin was in the Super 8 Motel lobby with another employee when Reinholt,
Black, and Brown entered. Black and Brown quickly left and drove away. The
police were called, and Logansport Police Officer Travis Yike responded at
midnight. Amin, worried about his family’s potential reaction to what had
happened, initially told Officer Yike that he had fallen in the snow. Reinholt
told Officer Yike that she and Amin had been robbed, but she was unable to
consistently tell the same story. Amin eventually said that he had been robbed.
[7] Amin and Reinholt were taken to the hospital for treatment. Meanwhile,
Detective D.J. Sommers went to the Manor Motel, where he observed blood in
the bedding of the motel room and a blood trail from the motel room to the
parking lot. Detective Sommers then went to the hospital, where he spoke with
Reinholt and tried to speak with Amin. The detective could get only some
information from Amin due to Amin’s limited English skills and severe facial
injuries.
[8] Early the next morning, Amin returned to his room at the Super 8 Motel. A
police officer took him to the lobby and asked whether Amin could identify
anyone; both Black and Brown stood outside in police custody. Because it was
dark, Amin asked for additional light, and a police officer shined a light on the
two men. Amin recognized Black and Brown based on their clothing as the
two men who had beaten and robbed him, as the two men who had dropped
Reinholt off at the Manor Motel, and as the two men living with Reinholt in
her Super 8 Motel room.
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[9] The State initially charged Black with Level 3 felony conspiracy to commit
robbery resulting in bodily injury and Level 6 felony battery with moderate
bodily injury. A February 2016 joint jury trial for Brown and Black ended in a
mistrial because the jury was deadlocked.
[10] On February 24, 2016, the State filed an amended information. The modified
charges included Level 2 felony conspiracy to commit robbery resulting in
serious bodily injury, Level 2 felony robbery resulting in serious bodily injury,
and Level 5 felony battery resulting in serious bodily injury. On February 29,
2016, an initial hearing took place on the amended information; Black’s trial
counsel was not present. During the hearing, the State said that after the trial
court approved the amended charges, the State would dismiss the two original
charges. The trial court stated the sentence range for each charge. The trial
court asked Black whether he understood the allegations against him at this
point. Black answered affirmatively and did not make any objections.
[11] On July 19, 2016, the day before the trial, the State filed an amended
information that reflected the three pending charges against Black and did not
include the two original charges. A jury trial took place on July 20-21, 2016.
At the start of the trial, the State filed two more amended informations to
clarify caption and citation mistakes. Black objected to these corrections. The
trial court overruled the objection, finding that the corrections related to
technicalities and not the substance of the allegations.
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[12] At trial, Amin testified that he identified Black and Brown outside the Super 8
Motel early in the morning after the robbery. Black objected to the testimony,
arguing that it was based on an impermissible show-up identification procedure.
The trial court conducted a brief hearing outside the presence of the jury,
overruled the objection, and admitted the evidence.
[13] The jury found Black guilty of Level 2 felony conspiracy to commit robbery
resulting in serious bodily injury and Level 2 felony robbery resulting in serious
bodily injury; it acquitted him of Level 5 felony battery. At sentencing, the trial
court imposed consecutive thirty-year sentences for both Level 2 felonies for an
aggregate of sixty years imprisonment. Black now appeals.
Discussion and Decision
[14] Black makes four arguments on appeal, which we consolidate and restate as:
(1) that he was denied the right to counsel at a critical stage of the proceedings,
(2) that the trial court erred by admitting into evidence the victim’s
identification of Black, and (3) that his enhanced convictions violate Indiana’s
double jeopardy law.
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I. Hearing on Amendments to Charging
Information
A. Right to Counsel
[15] Black first argues that he was denied the right to counsel during a critical phase
of the case—specifically, during the February 29, 2016, hearing on the State’s
amendments to the charging information.
[16] The Sixth Amendment to the United States Constitution requires the assistance
of counsel at all critical stages of proceedings. Hernandez v. State, 761 N.E.2d
845, 849 (Ind. 2002). The right to the assistance of counsel is so essential that
prejudice is presumed when there is actual or construction denial of the
assistance of counsel; however, “denial of this constitutional right is ‘subject to
a harmless error analysis unless the deprivation, by its very nature, cannot be
harmless.’” Id. (quoting Rushen v. Spain, 464 U.S. 114, 117-18 n.2 (1983)).
[17] The right to the assistance of counsel at a critical point in the trial encompasses
any stage of the prosecution where counsel’s absence might derogate the
defendant’s right to a fair trial. Id. at 850. A stage is a critical stage when
incrimination may occur or when the opportunity for effective defense must be
seized or be forgone. Id. Our Supreme Court has stated that a critical stage
exists when “the defendant is confronted with the intricacies of the law or the
advocacy of the public prosecutor or prosecuting authorities.” Id. The
defendant bears the burden of establishing that there is a critical stage in the
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proceeding. Id. If there is a critical stage, the State bears the burden of
establishing the harmlessness of error. Id.
[18] At the February 29, 2016, hearing, regarding the amendment of the charging
information, Black did not have counsel present. He contends that he was
faced with the intricacies of the law and the advocacy of the public prosecutor.
Black had already been tried once, and jeopardy had attached to his original
two charges. The State argues that the hearing in question was an initial
hearing on the amended charges, and that an initial hearing is not a critical
stage of the proceedings that requires counsel.
[19] We find that the February 29, 2016, hearing was not an initial hearing; rather, it
was one hearing in a proceeding that began on January 19, 2015, when the
original charges were filed against Black. The February 29, 2016, hearing was a
continuance of those proceedings during which the State filed to amend the
charges against Black. Generally at initial hearings, defendants do not yet have
attorneys to represent them; however, in this case, at the time of this hearing,
Black had counsel who had been representing him since January 23, 2015—
more than a year before this “initial” hearing—and who continued to represent
him during his second trial. In other words, although the hearing took place in
advance of one trial, it followed quickly on the heels of Black’s mistrial. The
timing speaks for itself; the hearing was not an initial hearing, but a
continuance of a proceeding that had been ongoing for more than a year.
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[20] Moreover, during the so-called initial hearing, the State moved to amend the
charging information, another indication that the hearing was not an initial
hearing. And the amendments presented more severe and additional charges
against Black than the original charges. As a result, during this hearing, Black
was confronted with the intricacies of the law and the advocacy of the
prosecuting authorities. We therefore conclude that this hearing was a critical
stage in the proceeding and that Black was entitled to the assistance of his
counsel during it.
[21] When a defendant is denied the assistance of counsel, prejudice is presumed
unless the denial of this right is harmless error. We find that here, although
Black was denied his right to counsel at the hearing, the State has shown that
the error was harmless. Although defense counsel was not present at the
February 29 hearing, the record shows that defense counsel knew of the
amended charges. The State filed the amended charges on February 24, 2016,
nearly five full months before the jury trial began on July 20, 2016. During that
time period, defense counsel did not raise an objection to the amended charges,
did not move to dismiss the charges, and did not request a continuance of the
July trial. Because Black did not object, a reasonable inference can be made
that Black did not believe that the amendment affected his defense, which was
that the State did not sustain its burden of proof. In sum, Black had ample time
and opportunity to be heard by filing an objection to or moving to dismiss the
amendments. He also had ample time and opportunity to prepare for and
defend against the charges. See Mannix v. State, 54 N.E.3d 1002, 1010 (Ind. Ct.
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Ohio App. 2016) (finding that five months between the granting of the amendment
and the trial was a significant amount of time to prepare for and defend against
the new charge). Thus, we find that Black was not prejudiced by the
amendments, and if any error did occur, it was harmless.
B. Propriety of the Amendments
[22] Black also contends that, although he did not object to the amendments, the
trial court’s approval of them was fundamental error. Black argues that
fundamental error occurred because the State tried to manipulate the charges
against Black. It did so first on February 24, 2016, when it amended the
charging information, and next on July 19, 2016, when it refiled the charging
information without the original two charges, essentially dismissing the original
two charges in the case without filing a motion or stating its reasons for doing
so. Consequently, during the second trial, Black was tried on three charges that
were different and more severe than the charges in his original trial.
[23] The fundamental error doctrine is an exception to the general rule that the
failure to object at trial constitutes a procedural default precluding consideration
of an issue on appeal. Benson v. State, 762 N.E.2d 748, 755 (Ind. 2002).
Fundamental error is extremely narrow and available only when the record
reveals a clearly blatant violation of basic and elementary principles, where the
harm or potential for harm cannot be denied, and which violation is so
prejudicial to the rights of the defendant as to make a fair trial impossible.
Jewell v. State, 887 N.E.2d 939, 942 (Ind. 2008).
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[24] The charging information serves to “advise the accused of the particular offense
charged so that he can prepare a defense, and so that he can be protected from
being twice placed in jeopardy for the same offense.” Absher v. State, 866
N.E.2d 350, 355 (Ind. Ct. App. 2007). Indiana Code section 35-34-1-5(b)
provides that
(b) The indictment or information may be amended in matters of
substance and the names of material witnesses may be added, by
the prosecuting attorney, upon giving written notice to the
defendant at any time: . . .
(2) before the commencement of trial;
if the amendment does not prejudice the substantial rights of the
defendant. When the information or indictment is amended, it
shall be signed by the prosecuting attorney or a deputy
prosecuting attorney.
A defendant’s substantial rights include a right to sufficient notice and an
opportunity to be heard regarding the charge. Blyth v. State, 14 N.E.3d 823, 829
(Ind. Ct. App. 2014). If the amendment does not affect any particular defense
or change the positions of either of the parties, it does not violate these rights.
Id. The question is whether the defendant had a reasonable opportunity to
prepare for and defend against the charges. Id.
[25] Under Indiana Code section 35-34-1-5(d), when an amendment affects a
defendant’s substantial rights, the court must give all parties adequate notice of
the intended amendment and an opportunity to be heard. If the court allows
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the amendment, it must, upon motion by the defendant, order any continuance
necessary to allow the defendant adequate opportunity to prepare the
defendant’s defense. Id. If the State files a motion to dismiss a charging
information, the motion must state the reason for dismissal. Ind. Code § 35-34-
1-13(a).
[26] Assuming solely for the sake of argument that the trial court’s approval of the
amendments was erroneous, for an error to be fundamentally erroneous, the
record must reveal a harm so prejudicial as to make a fair trial impossible. We
agree with Black that the State could and should have proceeded in a manner
more aligned with our statutes’ direction, namely, by formally moving to
dismiss the original charges and including the reason for their dismissal, either
when it moved to amend the charges or shortly after the trial court approved the
amendments. Moreover, had the State thoroughly reviewed the amendments it
filed on February 24, 2016, it could have avoided filing additional amendments
to correct its mistakes immediately prior to the second trial.
[27] But that lack of proper procedure notwithstanding, Black was still able to
receive a fair trial. First, five months passed between the approval of the
amendments and his second trial, giving Black ample opportunity to object to
or move to dismiss the amendments. Second, the record suggests that the
amendments did not affect Black’s defense that the State did not sustain its
burden of proof. Indeed, because the amendments elevated the charges, the
State faced an even higher burden of proof in the second trial than it did in the
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first. For these reasons, we find Black’s fundamental error argument
unavailing.
II. Identification of Black
[28] Black next argues that the show-up identification procedure was unduly
suggestive, and that the trial court erred in admitting testimony regarding the
identification.
[29] The Fourteenth Amendment’s guarantee of due process of law requires the
suppression of evidence when the procedure used during a pretrial identification
is impermissibly suggestive. Harris v. State, 716 N.E.2d 406, 410 (Ind. 1999). A
show-up identification is an “on-the-scene confrontation between a witness and
a suspect conducted within a reasonably short time after the commission of the
crime for the purpose of determining whether the witness can identify the
suspect.” Dillard v. State, 257 Ind. 282, 286, 274 N.E.2d 387, 389 (1971). In
some circumstances, a show-up identification procedure “may be so
unnecessarily suggestive and so conducive to irreparable mistake as to
constitute a violation of due process.” Hubbell v. State, 754 N.E.2d 884, 892
(Ind. 2001).
[30] We review challenges to show-up identifications by examining the totality of
the circumstances surrounding the identification, including (1) the opportunity
of the witness to view the offender at the time of the crime; (2) the witness’s
degree of attention while observing the offender; (3) the accuracy of the
witness’s prior description of the offender; (4) the level of certainty
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demonstrated by the witness at the identification; and (5) the length of time
between the crime and the identification. Rasnick v. State, 2 N.E.3d 17, 23 (Ind.
Ct. App. 2013).
[31] Even where a show-up identification is deemed unduly suggestive, a
subsequent, in-court identification may still be admissible if the State proves
that an independent basis for the in-court identification exists. Gordon v. State,
981 N.E.2d 1215, 1219 (Ind. Ct. App. 2013). In determining whether an
independent basis for the in-court identification exists, the inquiry is whether,
under the totality of the circumstances surrounding the witness’s initial
observation of the perpetrator at the scene of the crime, the witness could (1)
resist any suggestiveness inherent in the improper show-up staged by the police
and (2) make an accurate in-court identification based on that earlier
observation. Rasnick, 2 N.E.3d at 25.
[32] Black argues that the admission of Amin’s testimony that he could identify
Black as wearing the same clothes as one of his assailants was reversible error.
Although we agree with Black that the time elapsed between the crime and the
identification—approximately five hours—was long enough to make the show-
up unnecessarily suggestive, we find that any error in admitting the
identification into evidence was harmless.
[33] First, Amin knew who Black was from seeing him at the Super 8 Motel, and he
was able to identify Black at trial independent of the show-up. Amin testified
that he knew Black as one of two men who spent time with Reinholt in January
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at the Super 8 Motel, where Amin lived and worked. He testified that he
observed Black and Brown pick up Reinholt at the Super 8 Motel, drive her to
the Manor Motel, and wait while she registered as a motel guest. Amin
testified that he observed Black and Brown drive by him as they left the Manor
Motel. Further, Amin testified at trial that although he could not see the faces
of his attackers, he recognized them based on their clothing, which he had seen
when they were at the Super 8 Motel earlier that day. Amin had also seen
Black with Reinholt, including soon after the crime.
[34] Second, in addition to Amin’s testimony, Reinholt identified Black as one of
the two men who attacked Amin. Reinholt testified to the conspiracy to rob
Amin and to Black’s part in the crime. The jury had ample evidence beyond
the evidence of the show-up to find that Black was one of Amin’s two
assailants. Accordingly, if the admission of the evidence was error, it was
harmless.
III. Double Jeopardy
[35] Black contends that his enhanced convictions for conspiracy to commit robbery
and robbery violate Indiana’s double jeopardy law. He asks this Court to
reduce his robbery conviction from a Level 2 felony to a Level 5 felony. The
State concedes a double jeopardy violation.
[36] Article 1, Section 14 of the Indiana Constitution provides that “[n]o person
shall be put in jeopardy twice for the same offense.” Two or more offenses are
the same offense in violation of this section “if, with respect to either the
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statutory elements of the challenged crimes or the actual evidence used to
convict, the essential elements of one challenged offense also establish the
essential elements of another challenged offense.” Richardson v. State, 717
N.E.2d 32, 49 (Ind. 1999). Double jeopardy is violated when “a defendant’s
conviction for one crime is enhanced for . . . causing particular additional
harm” because that “harm cannot also be used as an enhancement of a separate
crime.” Id. at 56 (Sullivan, J., concurring). When two convictions are found to
violate double jeopardy principles, “a reviewing court may remedy the violation
by reducing either conviction to a less serious form of the same offense if doing
so will eliminate the violation.” Richardson, 717 N.E.2d at 54. Whether
multiple convictions violate double jeopardy is a question of law, which this
Court reviews de novo. Rexroat v. State, 966 N.E.2d 165, 168 (Ind. Ct. App.
2012).
[37] Indiana Code section 35-42-5-1 governs robbery:
A person who knowingly or intentionally takes property from
another person or from the presence of another person:
(1) by using or threatening the use of force on any person; or
(2) by putting any person in fear;
commits robbery, a Level 5 felony. However, the offense is a
Level 3 felony if it is committed while armed with a deadly
weapon or results in bodily injury to any person other than a
defendant, and a Level 2 felony if it results in serious bodily
injury to any person other than a defendant.
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[38] In this case, the information for the conspiracy to commit robbery resulting in
serious bodily injury charge stated that Black agreed with another person to
take property “by using force; said act resulting in serious bodily injury to
Sanjay Amin; to-wit: knocking out three teeth . . . .” Appellant’s App. Vol. II
p. 153. The information for the robbery resulting in serious bodily injury charge
stated that Black knowingly took property “by using force; said act resulting in
serious bodily injury to Sanjay Amin, to-wit: knocking out three teeth . . . .”
Id. at 154.
[39] Black argues that the same bodily injury suffered by Amin—the knocking out of
three of his teeth—was used to enhance both of Black’s convictions, which is
contrary to Indiana law. See, e.g., Pierce v. State, 761 N.E.2d 826, 830 (Ind.
2002) (“where a burglary conviction is elevated to a Class A felony based on the
same bodily injury that forms the basis of a Class B robbery conviction, the two
cannot stand”).
[40] We agree, and we remedy the violation by reducing Black’s robbery conviction
to a Level 5 felony. See Young v. State, 57 N.E.3d 857, 860 (Ind. Ct. App. 2016)
(“Upon remedying a double jeopardy issue, the trial court need not undertake a
full sentencing reevaluation, but rather the reviewing court will make this
determination itself, being mindful of the penal consequences that the trial court
found appropriate”) (citation and internal quotation marks omitted). Both
parties concede that the trial court gave Black the maximum penalty for his
robbery conviction. We amend his sentence accordingly to the maximum
sentence allowed for a Level 5 felony, which is six years. Ind. Code § 35-50-2-
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6(b). We remand to the trial court with instructions to enter judgment of
conviction for robbery as a Level 5 felony and amend Black’s sentence to six
years, to be served consecutively to Black’s thirty-year sentence for conspiracy
to commit robbery resulting in serious bodily injury.
[41] The judgment of the trial court is affirmed in part, reversed in part, and
remanded with instructions.
Barnes, J., and Crone, J., concur.
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