In Re the Termination of the Parent-Child Relationship of: T.W. (Minor Child) and T.K. (Father) v. The Indiana Department of Child Services ( 2019 )


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  •                                                                           FILED
    Oct 31 2019, 8:01 am
    CLERK
    Indiana Supreme Court
    Court of Appeals
    and Tax Court
    ATTORNEY FOR APPELLANT                                      ATTORNEYS FOR APPELLEE
    Katharine Vanost Jones                                      Curtis T. Hill, Jr.
    Vanderburgh County Public                                   Attorney General of Indiana
    Defenders Office                                            Robert J. Henke
    Evansville, Indiana                                         Deputy Attorney General
    Indianapolis, Indiana
    IN THE
    COURT OF APPEALS OF INDIANA
    In Re the Termination of the                                October 31, 2019
    Parent-Child Relationship of:                               Court of Appeals Case No.
    19A-JT-670
    T.W. (Minor Child)
    Appeal from the Vanderburgh
    and                                                         Superior Court
    T.K. (Father),                                              The Honorable Brett J. Niemeier,
    Appellant-Respondent,                                       Judge
    Trial Court Cause No.
    v.                                                  82D04-1808-JT-1509
    The Indiana Department of
    Child Services,
    Appellee-Petitioner
    Baker, Judge.
    Court of Appeals of Indiana | Opinion 19A-JT-670 | October 31, 2019                           Page 1 of 22
    [1]   T.K. (Father) appeals the trial court’s order terminating his parent-child
    relationship with his child, T.W. (Child). Finding that the Department of Child
    Services (DCS) did not make reasonable efforts to reunify Father with Child,
    thereby violating Father’s due process rights, we reverse and remand.
    Facts
    [2]   Child was born on March 6, 2017, to Father and K.W. (Mother). At the time
    of Child’s birth, Father was incarcerated in Kentucky and was unable to
    establish paternity. Child was removed from Mother’s care and custody on
    March 7, 2017, because Mother had substance abuse issues, had unstable
    housing, and was failing to comply with a Child In Need of Services (CHINS)
    case involving Child’s older sibling. On March 9, 2017, DCS filed a petition
    alleging that Child was a CHINS, and on April 5, 2017, the trial court granted
    the petition as to Father.1 On the same day, the trial court held a dispositional
    hearing related to Father, ordering him to contact DCS upon his transfer or
    release from custody.
    [3]   Before Child was born, Father, knowing that Child was likely to be a CHINS
    because of Mother’s ongoing substance abuse issues, contacted DCS,
    acknowledged paternity, and requested assistance to be an active participant in
    the case. After Child was born, Father spoke with a Family Case Manager
    1
    The trial court held a factfinding hearing with regard to Mother on April 18, 2017, and ultimately let stand
    its finding that Child was a CHINS. Mother is not a party to this appeal.
    Court of Appeals of Indiana | Opinion 19A-JT-670 | October 31, 2019                                Page 2 of 22
    (FCM) and requested that Child be placed with paternal grandmother, who
    lives in Kentucky. DCS began the process to place a ward out of state, but in
    the meantime, Child remained in foster care.2
    [4]   On March 23, 2018, Father was released from incarceration and placed on
    probation for four and one-half years. He called FCM Brandon Meredith on
    March 29, 2018. During that phone call, Father provided FCM Meredith with
    the address where he was staying at the time, but told the FCM that he was not
    staying there permanently and was instead “couch surfin’.” Tr. Vol. II p. 20.
    FCM Meredith inferred that Father was homeless.
    [5]   Father met with FCM Meredith at DCS on April 6, 2018. At that meeting,
    FCM Meredith told Father he needed to establish paternity and obtain a
    substance abuse evaluation. Father indicated that as he was recently released
    from incarceration, he needed help to understand what to do and how to
    comply with services. FCM Meredith agreed to provide parent aide services to
    assist Father in finding employment and housing and to set up visitation. FCM
    Meredith never made a referral for a parent aide.
    [6]   With respect to paternity, Father went to the Vanderburgh County Prosecutor’s
    Office and obtained the necessary paperwork. An employee in that office
    showed Father which sections of the forms he needed to fill out and told him to
    2
    The record does not reveal whether Father’s mother was ever approved as a caregiver. In any event, Child
    has never been placed with her.
    Court of Appeals of Indiana | Opinion 19A-JT-670 | October 31, 2019                           Page 3 of 22
    deliver the documents to the FCM, who would fill out the rest of the
    information (about Child, Child’s placement, and Mother) and return it to the
    Prosecutor’s Office. The employee told Father that the FCM, rather than
    Father, had to return it because there would be confidential information on the
    form. The week of April 10, 2018, Father completed his sections of the forms
    and took the packet to DCS.3 FCM Meredith evidently filled out the forms and
    then called Father and told him to retrieve the packet. Father, under the
    impression that DCS had to return the documents to the Prosecutor’s Office,
    did not retrieve the paperwork. After two weeks passed with Father not
    retrieving the documents, FCM Meredith put them in his file. FCM Meredith
    was asked whether, at that point, he decided “that the child would be better off
    with someone else,” and he responded, “Yes.” Id. at 82. He stated that it was
    Father’s responsibility to contact him and that Father “did not inform me that I
    was supposed to return it to the Prosecutor’s Office.” Id. at 84.
    [7]   FCM Meredith made a referral for drug screens. Though he had a current and
    active phone number for Father, he did not call Father with the information,
    instead mailing it to the address Father had provided in their initial phone call.
    As Father was no longer staying there, he did not receive the paperwork.
    [8]   FCM Meredith initially made a referral for visitation at an agency. Father
    arrived for the first visit thirty minutes early. He had bought a new outfit for
    3
    At some point as part of this process, Father provided a DNA sample, further evidencing his willingness to
    establish paternity. Tr. Vol. II p. 25.
    Court of Appeals of Indiana | Opinion 19A-JT-670 | October 31, 2019                             Page 4 of 22
    himself and brought snacks and a Happy Meal for Child. Father checked in
    and was told to wait. He waited until twenty minutes after the time the visit
    was scheduled and learned at that point that FCM Meredith had cancelled the
    visit two days earlier. FCM Meredith explained his decision to cancel as
    follows:
    . . . I did state that I would start visitation. I did put a referral in
    because that’s just usually how we start cases, or start with when
    a parent’s released. But then after thinking about it, I decided to
    cancel that referral because [Child] had never met [Father]. And
    I felt [that] if we went ahead and started a visit and started
    forming that bond and then if things didn’t go well, . . . and he
    just disappeared, then that would have had psychological effects
    on [Child]. So I did call [the agency] and cancel the visit . . . .
    Id. at 71-72.
    [9]    Father and FCM Meredith did not have any contact from mid-April 2018 to
    August 31, 2018, when Father was arrested for violating the terms of his
    probation by failing to report to his probation officer. At that time, Father was
    placed in a Vanderburgh County work release facility. During the period with
    no contact between Father and DCS, FCM Meredith left voicemails for Father,
    but Father did not return the calls.
    [10]   Father has a lengthy criminal history and has been incarcerated for most of the
    last fifteen to sixteen years for various offenses, the majority of which are drug
    related. His only stable housing as an adult was from 2007 and 2008 and then
    Court of Appeals of Indiana | Opinion 19A-JT-670 | October 31, 2019            Page 5 of 22
    from May to December 2012. Because of his many incarcerations, he has a
    limited work history, and his last regular employment occurred in 2015-2016.
    [11]   On August 14, 2018, two weeks before Father’s placement in work release,
    DCS had filed a petition to terminate his parental rights. 4 The termination
    hearing took place on January 3, 2019. At that time, Father was employed with
    a construction company and had ten months left to serve on work release. He
    had completed a substance abuse evaluation and was attending substance abuse
    counseling. He did not have a plan for housing upon his release, but he did
    have a plan for employment:
    I’ve got an associate’s degree in welding technology. . . . I
    haven’t been able to do much with it based on lack of job
    experience. So January 24th I start back to Ivy Tech and I’m
    takin’ welding courses again ‘cause I feel like I don’t wanna
    waste that two years that I’ve already used and I’m gonna refresh
    up on some pipe welding classes and some TIG and things like
    that. I had talked to the people in . . . the admissions and
    they . . . agreed that it would be a good idea that if I was
    interested in getting in the unions here that they train and do
    some of their journeymen through the Ivy Tech facility. So I
    could definitely make contacts through there. ‘Cause I really
    wanna be a pipe fitter.
    Id. at 40-41. On February 20, 2019, the trial court granted DCS’s petition to
    terminate the parent-child relationship. Father now appeals.
    4
    Mother had already signed a document voluntarily terminating her parental rights.
    Court of Appeals of Indiana | Opinion 19A-JT-670 | October 31, 2019                     Page 6 of 22
    Discussion and Decision
    I. Standard of Review
    [12]   Our standard of review with respect to termination of parental rights
    proceedings is well established. In considering whether termination was
    appropriate, we neither reweigh the evidence nor assess witness credibility.
    K.T.K. v. Ind. Dep’t of Child Servs., 
    989 N.E.2d 1225
    , 1229 (Ind. 2013). We will
    consider only the evidence and reasonable inferences that may be drawn
    therefrom in support of the judgment, giving due regard to the trial court’s
    opportunity to judge witness credibility firsthand. 
    Id.
     Where, as here, the trial
    court entered findings of fact and conclusions of law, we will not set aside the
    findings or judgment unless clearly erroneous. 
    Id.
     In making that
    determination, we must consider whether the evidence clearly and convincingly
    supports the findings, and the findings clearly and convincingly support the
    judgment. 
    Id. at 1229-30
    . It is “sufficient to show by clear and convincing
    evidence that the child’s emotional and physical development are threatened by
    the respondent parent’s custody.” Bester v. Lake Cty. Office of Family & Children,
    
    839 N.E.2d 143
    , 148 (Ind. 2005).
    [13]   Indiana Code section 31-35-2-4(b)(2) requires that a petition to terminate
    parental rights for a CHINS must make the following allegations:
    (A)      that one (1) of the following is true:
    (i)      The child has been removed from the parent for at
    least six (6) months under a dispositional decree.
    Court of Appeals of Indiana | Opinion 19A-JT-670 | October 31, 2019            Page 7 of 22
    (ii)     A court has entered a finding under IC 31-34-21-5.6
    that reasonable efforts for family preservation or
    reunification are not required, including a
    description of the court’s finding, the date of the
    finding, and the manner in which the finding was
    made.
    (iii)    The child has been removed from the parent and
    has been under the supervision of a local office or
    probation department for at least fifteen (15) months
    of the most recent twenty-two (22) months,
    beginning with the date the child is removed from
    the home as a result of the child being alleged to be
    a child in need of services or a delinquent child;
    (B)      that one (1) of the following is true:
    (i)      There is a reasonable probability that the conditions
    that resulted in the child’s removal or the reasons
    for placement outside the home of the parents will
    not be remedied.
    (ii)     There is a reasonable probability that the
    continuation of the parent-child relationship poses a
    threat to the well-being of the child.
    (iii)    The child has, on two (2) separate occasions, been
    adjudicated a child in need of services;
    (C)      that termination is in the best interests of the child; and
    (D)      that there is a satisfactory plan for the care and treatment
    of the child.
    Court of Appeals of Indiana | Opinion 19A-JT-670 | October 31, 2019             Page 8 of 22
    DCS must prove the alleged circumstances by clear and convincing evidence.
    K.T.K., 989 N.E.2d at 1230.
    II. Termination
    [14]   The “involuntary termination of parental rights is the most extreme sanction a
    court can impose on a parent because termination severs all rights of a parent to
    his or her children.” In re I.A., 
    934 N.E.2d 1127
    , 1136 (Ind. 2010). Therefore,
    termination “remains an ‘extreme measure’ and should only be utilized as a
    ‘last resort when all other reasonable efforts to protect the integrity of the
    natural relationship between parent and child have failed.’” K.E. v. Ind. Dep’t of
    Child Servs., 
    39 N.E.3d 641
    , 646 (Ind. 2015) (quoting Rowlett v. Vanderburgh Cty.
    Office of Family & Children, 
    841 N.E.2d 615
    , 623 (Ind. Ct. App. 2006)). Indeed,
    our Supreme Court has reversed a termination order where it was unable to
    determine that all reasonable efforts were employed to unite a parent and child.
    I.A., 934 N.E.2d at 1136.
    [15]   As a matter of statutory elements, it has been established that DCS is not
    required to provide parents with services prior to seeking termination of the
    parent-child relationship. E.g., In re B.H., 
    44 N.E.3d 745
    , 752 n.3 (Ind. Ct. App.
    2015). However, parents facing termination proceedings are afforded due
    process protections. Here, Father did not raise a due process argument to the
    trial court, nor does he make one on appeal. But “we have discretion to address
    such [due process] claims, especially when they involve constitutional rights,
    the violation of which would be fundamental error.” In re D.H., 119 N.E.3d
    Court of Appeals of Indiana | Opinion 19A-JT-670 | October 31, 2019         Page 9 of 22
    578, 586 (Ind. Ct. App. 2019), aff’d in relevant part on reh’g, 
    122 N.E.3d 832
     (Ind.
    Ct. App. 2019), trans. denied; S.B. v. Morgan Cty. Dep’t of Pub. Welfare, 
    616 N.E.2d 406
    , 407 (Ind. Ct. App. 1993) (holding that the “constitutionally
    protected right of parents to establish a home and raise their children mandates
    that the failure of a trial court to require compliance with any condition
    precedent to the termination of this right constitutes fundamental error which
    this court must address sua sponte”) (internal citations omitted). Here, Father’s
    substantive due process right to raise his child and his procedural due process
    right to fair proceedings are at issue; therefore, we elect, sua sponte, to consider
    whether those rights were protected in this case.
    [16]   When the State seeks to terminate parental rights, it must do so in a manner
    that meets the requirements of due process. In re G.P., 
    4 N.E.3d 1158
    , 1165
    (Ind. 2014). The nature of the process due in any proceeding is governed by a
    balance of three factors: “the private interests affected by the proceeding; the
    risk of error created by the State’s chosen procedure; and the countervailing
    governmental interest supporting use of the challenged procedure.” D.H., 119
    N.E.3d at 588. This Court has described those interests in the context of
    termination proceedings as follows:
    The private interest affected by the proceeding is substantial—a
    parent’s interest in the care, custody, and control of his or her
    child. And the State’s interest in protecting the welfare of a child
    is also substantial. Because the State and the parent have
    substantial interests affected by the proceeding, we focus on the
    risk of error created by DCS’s actions and the trial court’s
    actions.
    Court of Appeals of Indiana | Opinion 19A-JT-670 | October 31, 2019       Page 10 of 22
    K.M. v. Ind. Dept. of Child Servs., 
    997 N.E.2d 1114
    , 1120 (Ind. Ct. App. 2013)
    (internal citations omitted).
    [17]   We find the D.H. Court’s discussion of due process in the context of
    termination proceedings particularly relevant and helpful in this case:
    In looking at the risk of error created by DCS’s actions, we keep
    in mind that “due process protections at all stages of CHINS
    proceedings are vital because every CHINS proceeding has the
    potential to interfere with the rights of parents in the upbringing
    of their children.” J.A. v. Ind. Dep’t of Child Serv. (In re G.P.), 
    4 N.E.3d 1158
    , 1165 (Ind. 2014) (quotations and citations
    omitted). “[T]hese two proceedings—CHINS and TPR—are
    deeply and obviously intertwined to the extent that an error in
    the former may flow into and infect the latter.” 
    Id.
     And “[a]ny
    procedural irregularities in a CHINS proceeding may be of such
    significance that they deprive a parent of procedural due process
    with respect to the termination of his or her parental rights.” In
    re S.L., 997 N.E.2d at 1120; see also A.S. v. Ind. Dep’t of Child
    Serv. (Matter of C.M.S.T.), 
    111 N.E.3d 207
    , 213 (Ind. Ct. App.
    2018) (holding that “the chaotic and unprofessional handling” of
    a CHINS case violated the parents’ due process rights, requiring
    reversal of the termination order).
    For example, in Matter of C.M.S.T., we held that procedural
    irregularities in the CHINS case—such as multiple FCMs,
    inappropriate behavior by FCMs, and apparent bias of FCMs—
    contributed to the parents’ non-compliance such that termination
    of their parental rights amounted to a denial of their due process
    rights. 111 N.E.3d at 213, 14. See also, In re A.P., at 1117 (finding
    parents’ due process rights were violated in a termination action
    where DCS made multiple procedural errors, such as failing to
    provide parents with copies of case plans and filing CHINS and
    termination petitions that did not meet statutory
    requirements); cf. N.P. v. Ind. Dep’t of Child Serv. (In re R.P.), 949
    Court of Appeals of Indiana | Opinion 19A-JT-670 | October 31, 2019         Page 11 of 
    22 N.E.2d 395
    , 403 (Ind. Ct. App. 2011) (citing J.I. v. Vanderburgh
    Cty. Off. of Family & Children (In re A.I.), 
    825 N.E.2d 798
    , 816
    (Ind. Ct. App. 2005) (noting that one procedural deficiency alone
    may not result in a due process violation), trans. denied).
    We must also consider the general proposition that, “if the State
    imparts a due process right, then it must give that right.” In re
    C.G., 954 N.E.2d at 918 (citing In re A.P., 734 N.E.2d at
    1112). . . . And DCS’s own policy manual, of which we take
    judicial notice, see Evid. R. 201(a), provides unequivocal
    directions to DCS regarding the provision of services. First, it
    states that DCS “will provide family services to all children and
    families with an open case . . . .” Indiana Dep’t of Child Serv.
    Child Welfare Policy Manual (“the Manual”), Ch. 5, Sec. 10,
    [https://www.in.gov/dcs/files/5.10%20Family%20Services.pdf
    (last visited Oct. 21, 2019)]. Next, Chapter 5, Section 10 of the
    Manual states:
    DCS will make appropriate service referrals on behalf of
    the . . . family . . . DCS will regularly communicate with all
    service providers throughout the life of the case to discuss the
    family’s progress and any concerns. . . .
    DCS will reassess the strengths and needs of the child and
    family throughout the life of the case and will adjust services, if
    necessary, to meet identified needs. DCS will continue to
    offer services to the . . . family regardless of participation[,
    until the court . . . dismisses the [CHINS] case, or rules
    that reasonable efforts to reunify the family are not
    required.]
    ***
    The FCM will: . . . (3) Collaborate with the family and the
    CFT [Child and Family Team] to identify needed services . . .
    Court of Appeals of Indiana | Opinion 19A-JT-670 | October 31, 2019                 Page 12 of 22
    [7] Monitor the family’s progress by: (a) maintaining contact
    with services providers to assess the family’s level of
    participation in services . . . [10] Discuss the family’s
    participation and progress regarding case goals and results
    of any new assessments . . . and adjust services and/or service
    levels as necessary . . . [11] Document in [the case
    management system] the family’s progress, reasons for
    service type or intensity changes, and if applicable, reasons
    why services were not offered or were stopped.
    The FCM will: . . . [4] Follow up with service providers to
    evaluate the family’s response to the change and/or
    removal of services.
    Id. (emphasis added) (emphases original).[5]
    D.H., 119 N.E.3d at 588-89. In the end, the D.H. court concluded that “[t]he
    significant procedural irregularities in the CHINS case created a risk of the
    erroneous filing of a petition to terminate Mother’s parental rights to Children,
    in violation of Mother’s due process rights.” Id. at 591. The court reversed the
    termination order and remanded for reinstatement of the CHINS cases,
    reexamination of the requirements for Mother’s reunification with her children,
    and entry of a revised dispositional order outlining the services she needed to
    complete to reunify with the children.
    5
    The DCS Policy quoted in D.H. has been amended since D.H. was published; we have incorporated those
    changes in the bracketed portions of the quotation.
    Court of Appeals of Indiana | Opinion 19A-JT-670 | October 31, 2019                      Page 13 of 22
    [18]   In addition to due process protections, we note that the termination statute
    requires that DCS allege one of three things: (1) the child has been removed
    from the parent for at least six months under the dispositional decree; (2) a
    finding has been entered that no reasonable efforts for family preservation or
    reunification are required; or (3) the child has been removed from the parent for
    at least fifteen of the most recent twenty-two months. I.C. § 31-35-2-4(b)(2)(A).
    The second prong of this statute is important because it directly relates the
    termination petition to the general requirement that DCS “make reasonable
    efforts to preserve and reunify families[.]” 
    Ind. Code § 31-34-21-5
    .5(b). That
    requirement applies in all CHINS cases except for those that fall under Indiana
    Code section 31-34-21-5.6(b), which describes the limited circumstances in
    which no reasonable efforts are required. Unless that statutory exception
    applies, DCS is obligated to make reasonable efforts to preserve and reunify
    families in CHINS proceedings. By incorporating the no reasonable efforts
    statute into the termination statute, the General Assembly has necessarily
    incorporated that same DCS obligation (as well as its exception) into
    termination proceedings.
    [19]   All of the above lead us to one conclusion: for a parent’s due process rights to
    be protected in the context of termination proceedings, DCS must have made
    reasonable efforts to preserve and/or reunify the family unit in the CHINS case
    (unless the no reasonable efforts exception applies). What constitutes
    “reasonable efforts” will vary by case, and as noted above, it does not
    necessarily always mean that services must be provided to the parents. In the
    Court of Appeals of Indiana | Opinion 19A-JT-670 | October 31, 2019       Page 14 of 22
    end, we think that it does not ask too much of DCS to behave reasonably under
    such grave circumstances.
    [20]   Turning to this case, Father’s interest in being involved predates Child’s birth,
    when he first reached out to DCS. Father then contacted FCM Meredith
    within a week of his release from incarceration, and they met shortly thereafter.
    In the early days of their interactions, there are four relevant DCS efforts to
    consider: Father’s establishment of paternity; drug screens; visits; and a referral
    for a parent aide.
    Establishment of Paternity
    [21]   First, we will consider DCS’s requirement that Father establish paternity.
    Nothing in the record indicates that he was unwilling or reluctant to do so;
    indeed, the record shows that he acknowledged paternity to DCS before Child
    was even born.
    [22]   When Father went to the Prosecutor’s Office to obtain the necessary
    paperwork, an employee showed Father which sections of the forms he needed
    to fill out and told him to deliver the documents to the FCM, who would fill
    out the rest of the information (about Child, Child’s placement, and Mother)
    and return it to the Prosecutor’s Office. The employee told Father that the
    FCM, rather than Father, had to return it because there would be confidential
    information on the form. Father completed his sections of the forms and took
    the packet to DCS.
    Court of Appeals of Indiana | Opinion 19A-JT-670 | October 31, 2019      Page 15 of 22
    [23]   FCM Meredith evidently filled out the forms and then called Father and told
    him to retrieve the packet.6 The paternity paperwork sat at the DCS front
    counter for two weeks, at which point FCM Meredith placed it in Father’s file
    and took no further action on the matter. At the termination hearing, FCM
    Meredith complained that Father “did not inform me that I was supposed to
    return [the documents] to the Prosecutor’s Office.” Tr. Vol. II p. 84.
    [24]   It is clear that Father was caught between a proverbial rock and hard place, as
    he received contradictory orders from two different government agencies,
    receiving no help from his FCM to sort out the situation. At the termination
    hearing, Father quite ably described his frustration and confusion:
    . . . [B]oth of the times that I’ve talked to the . . . lady that works
    in the Prosecutor’s Office, she has told me both times that that is
    not my responsibility. She told me that I’m not supposed to
    even—I’m only supposed to fill in the parts that are highlighted
    and I’m supposed to leave it at the DCS. And if I did agree [to
    retrieve the paperwork from DCS and return it to the
    prosecutor’s office], which I did, I felt more pressure from that
    not knowin’ how to actually answer the question. Because I feel
    like there’s so many questions that I don’t know the answers
    to. . . . Like when one person’s tellin’ me somethin’ and another
    person’s tellin’ me somethin’ different, I don’t really know how—
    ‘cause if [DCS] lies, it’s like a dog chasin’ [its] tail, because
    there’s nobody gives you no answer. Somebody tells you to do
    somethin’ different every way you go, then whenever you try to
    6
    The record is slightly unclear, but it appears that at some point, Father and FCM Meredith talked about the
    paternity paperwork. Father, feeling confused and wanting to be agreeable, told the FCM that he would
    return the paperwork to the Prosecutor’s Office, though he never did so because of the advice he got from the
    employee at the Prosecutor’s Office.
    Court of Appeals of Indiana | Opinion 19A-JT-670 | October 31, 2019                             Page 16 of 22
    actually get to the answer, you’ve already done went down a mile
    of road to try to figure it out, and you still haven’t got an answer.
    Id. at 31.
    [25]   Father did exactly what he was supposed to do to establish paternity. He went
    to the prosecutor’s office, retrieved the appropriate paperwork and got advice
    about how to fill it out, filled it out, and took it to DCS. FCM Meredith filled
    out DCS’s portion of the paperwork, left it for Father to pick up, and took no
    further action on it. He offered no assistance or guidance to Father.
    [26]   Perhaps most damning of all, it was at this extraordinarily early juncture in
    Father’s post-incarceration life (and in his involvement with the CHINS case)
    when FCM Meredith decided that Child would be better off with someone else.
    Rather than offering assistance to Father, FCM Meredith wrote him off, and
    made only limited efforts at reunification from this point forward.
    Drug Screens
    [27]   Next, we note that FCM Meredith did make a referral for drug screens for
    Father. When he first met with Father and heard Father describe his living
    situation, FCM Meredith inferred that Father was “basically homeless[.]” Tr.
    Id. at 67. Notwithstanding this knowledge, and notwithstanding the fact that
    the FCM had an active and current phone number for Father, FCM Meredith
    did not call Father to tell him about the drug screens. Instead, he merely
    mailed that information to the address provided by Father at that initial
    meeting. Because Father was not actually living at that address, he never
    Court of Appeals of Indiana | Opinion 19A-JT-670 | October 31, 2019       Page 17 of 22
    received that information and never provided a drug screen. Given that FCM
    Meredith was aware that Father was homeless, we believe that it was
    unreasonable that the FCM did not call Father to inform him about the drug
    screens. With this course of action, the FCM was setting Father up to fail.
    Visits
    [28]   Perhaps one of the most heartbreaking parts of the CHINS case was Father’s
    experience regarding visitation with Child. FCM Meredith made a referral for
    agency supervised visits and a first visit was scheduled. Things did not go as
    planned.
    I went to the visit. I was there about a half hour early. And I
    had bought like—I was nervous. About as nervous as I am right
    now. I mean, I bought an outfit. I bought clothes, snacks, a
    Happy Meal. And I sat there and I waited for the people at [the
    agency]. And . . . I went to the window and . . . I asked if I was
    supposed to have a visit. I mean, was I supposed to check in for
    my visit and they said “No, you just sit tight. Hang out. It’s still
    early.” . . . So I sat on it until about—probably about twenty
    minutes after when [Child] was supposed to be there. So finally I
    went and I said, “Could somebody please give me some sort of
    answer on what’s goin’ on here, ‘cause I don’t know.” So then
    the guy that came to the window said, “Let me check on what’s
    goin’ on here.” And he went and checked in the computer. He
    said that a couple days prior to this visit that I was supposed to
    have, he said that somebody had removed my case from their
    computer, that I was no longer to have services through [the
    agency].
    Id. at 25-26.
    Court of Appeals of Indiana | Opinion 19A-JT-670 | October 31, 2019       Page 18 of 22
    [29]   In other words, although FCM Meredith initially told Father he would have
    visits, going so far as to make a referral for the visits and allow a visit to be
    scheduled, he then changed his mind. FCM Meredith explained his change of
    mind as follows:
    . . . I did state that I would start visitation. I did put a referral in
    because that’s just usually how we start cases, or start with when
    a parent’s released. But then after thinking about it, I decided to
    cancel that referral because [Child] had never met [Father]. And
    I felt [that] if we went ahead and started a visit and started
    forming that bond and then if things didn’t go well, . . . and he
    just disappeared, then that would have had psychological effects
    on [Child]. So I did call [the agency] and cancel the visit . . . .
    Id. at 71-72. Here, again, we have the FCM deciding from the outset that Child
    would be better off in foster care and that Father did not deserve a chance to be
    a parent. This course of events set Father up to fail. If he was unable to visit
    Child, then he was unable to bond with Child, which ultimately worked against
    him during the termination proceedings. We do not find FCM Meredith’s
    efforts in this regard to be reasonable.
    Parent Aide
    [30]   Finally, at the first meeting with FCM Meredith, Father asked for help with his
    transition to life following his release from incarceration and with compliance
    with services. FCM Meredith agreed that in this situation, a parent aide would
    have been helpful for Father, and said that he would make a referral for one.
    While FCM Meredith made referrals for drug screens (which he did not call
    Father about) and visits (which he changed his mind about and cancelled), he
    Court of Appeals of Indiana | Opinion 19A-JT-670 | October 31, 2019           Page 19 of 22
    never made a referral for a parent aide. Had Father had a parent aide in place,
    it is very likely that he would have gotten the help needed to establish paternity,
    since the FCM was unable or unwilling to assist him with that process.
    [31]   It is true that Father lost contact with DCS and with his probation officer for
    several months before he was re-arrested. And yes, this must be taken into
    consideration. But what must also be taken into consideration are the
    circumstances of Father’s life at that time. He had just been released from what
    basically amounted to sixteen years in prison. As he explained,
    the thing that’s hard for people to understand for me is, like the
    first few months are real important for me because it’s hard to try
    to micro-manage your life. Whenever somebody pays your
    water bill, your electric bill, they give you the sheets you sleep
    on, they tell you where your job’s at, they tell you all these
    different things, and it’s been happenin’ for so long that
    whenever you come into the real world you’re supposed to seek
    all these things on your own, it’s like a vacuum.
    ***
    [I]t’s been the single hardest thing I’ve ever done in my life.
    Tr. Vol. II p. 34-35.
    [32]   Father freely admitted that he lost communication with everyone involved in
    the case, explaining that his challenges got the better of him:
    It was hard. I don’t know if it’s just me internalizin’ things, but I
    feel like things are abrasive, always abrasive towards me. Things
    snowball. So then like I didn’t [meet with his probation officer].
    Court of Appeals of Indiana | Opinion 19A-JT-670 | October 31, 2019        Page 20 of 22
    And then maybe I didn’t make it to go pick up the paperwork or I
    agreed to do somethin’ that I knew I wasn’t gonna—you know
    what I’m sayin’? So then those things start to add up and then I
    started feelin’ ashamed of myself. And then I start dealin’ with
    stuff like depression.
    ***
    I was depressed. ‘Cause I’m a man of my word. I truly,
    genuinely believe that if [I] look in your eyes and I make an
    agreement with you that I’m supposed to stand on it. So then
    whenever I can’t then it starts makin’ me look to the side. And
    those things, whenever they start to pile up, I feel like—even if
    it’s only a couple things to a couple different people, then I feel
    like what is my answer, how do I get away from that. Because
    I’ve already got into it.
    Id. at 36, 42.
    [33]   Father was released from sixteen years of incarceration. He had no job, no
    housing, and no real supports. It should have been no surprise to FCM
    Meredith that Father would, at times, flounder. Father should have been given
    more assistance in this situation—especially since he explicitly asked for it.
    Instead, FCM Meredith decided, almost from the outset, that Child would be
    better off in foster care, making no genuine efforts to provide Father with the
    support and services he so desperately needed.
    [34]   When stepping back and looking at this situation in its totality, we can only
    conclude that DCS did not make reasonable efforts to reunify Father with
    Child. Likewise, we can only conclude that the insufficient process employed
    Court of Appeals of Indiana | Opinion 19A-JT-670 | October 31, 2019           Page 21 of 22
    in the CHINS case created a risk of the erroneous filing of a petition to
    terminate Father’s parental rights to Child, in violation of Father’s due process
    rights.
    [35]   We acknowledge the worthy desire to provide Child with permanency. But we
    must also consider the sacrosanct legal relationship between parent and child,
    the severing of which is one of the most extreme actions taken in our legal
    system. In this case, DCS wholly failed to make reasonable efforts to preserve
    that relationship. Father is entitled to try to become a safe and appropriate
    parent to Child, and DCS is required to help him do so. Therefore, we reverse
    and remand.
    [36]   The judgment of the trial court is reversed and remanded with instructions to
    reopen the CHINS case, reexamine the requirements for Father’s reunification
    with Child, and enter a new dispositional order outlining the services Father
    must comply with to effect reunification.
    Kirsch, J., and Crone, J., concur.
    Court of Appeals of Indiana | Opinion 19A-JT-670 | October 31, 2019     Page 22 of 22
    

Document Info

Docket Number: 19A-JT-670

Filed Date: 10/31/2019

Precedential Status: Precedential

Modified Date: 4/17/2021