Michael Mangan v. State of Indiana ( 2012 )

Pursuant to Ind. Appellate Rule 65(D),
FILED
this Memorandum Decision shall not be
regarded as precedent or cited before any
court except for the purpose of
establishing the defense of res judicata, Jul 30 2012, 9:22 am
collateral estoppel, or the law of the case.
CLERK
of the supreme court,
court of appeals and
tax court
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
ELLEN M. O’CONNOR GREGORY F. ZOELLER
Marion County Public Defender Agency Attorney General of Indiana
Indianapolis, Indiana
KELLY A. MIKLOS
Deputy Attorney General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
MICHAEL MANGAN, )
)
Appellant-Defendant, )
)
vs. ) No. 49A04-1110-CR-555
)
STATE OF INDIANA, )
)
Appellee-Plaintiff. )
APPEAL FROM THE MARION SUPERIOR COURT
The Honorable Grant Hawkins, Judge
Cause No. 49G05-1007-MR-57947
July 30, 2012
MEMORANDUM DECISION – NOT FOR PUBLICATION
MATHIAS, Judge
Michael Mangan (“Mangan”) was convicted in Marion Superior Court of murder
and was ordered to serve fifty-five years in the Department of Correction. Mangan
appeals his conviction and raises the following restated issues:
I. Whether the trial court abused its discretion when it allowed Dr. Ned Masbaum
to testify concerning his understanding of the insanity statute; and,
II. Whether the evidence was sufficient to support the jury’s guilty but mentally ill
verdict.
We affirm.
Facts and Procedural History
In 2010, Mangan lived with Anthony Sauer (“Sauer”) in Sauer’s home as his
roommate. Sauer was in poor health and Mangan helped Sauer maintain his personal
hygiene.
On the evening of July 25, 2010, Mangan walked into neighbor Ronald Arthur’s
garage and asked Arthur to “blow” his head off. Mangan was pulling at his hair, but did
not have any blood or visible injuries on his person. Arthur told Mangan to get out of his
garage and Mangan walked away.
But Arthur then called out to Mangan that he would get him some help. Mangan
again stated that he wanted Arthur to blow his head off and reached for a knife he kept at
his side. Another neighbor, Mark Miller, approached Mangan and Arthur. Arthur
unsuccessfully tried to calm Mangan down, and then told Miller to call the police.
Mangan then walked back to Sauer’s home and reached for his knife before walking into
the home through the back door.
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Arthur called 911 while Miller walked toward the front of Sauer’s house to get his
address. As Miller walked through Sauer’s side yard, he saw Sauer lying on the ground.
Sauer had been stabbed and was dead.
Mangan also called 911 stating that he needed an ambulance because he had
stabbed himself in the head. Mangan told the 911 operator that he had to stab himself
because “someone tried to kill me in my brain . . . a cat got a hold of the top of my mind”
and was “trying to trap” him in “a dead body.” Ex. Vol., State’s Ex. 53.
Indianapolis Metropolitan Police Officer Suzanne Binder was dispatched to
Sauer’s residence at 8:09 p.m. and arrived two minutes later. She knocked repeatedly on
the door and announced that she was a police officer. Mangan eventually told her to
come inside. Mangan had removed his shirt, and had blood on his head and arms. A
knife was sitting near the kitchen sink. When the officer asked Mangan about his head
wound, he replied, “I had to do it, the cat was trying to kill me.” Tr. p. 139. An officer
on the scene observed Sauer’s body shortly thereafter, and Mangan was placed in
handcuffs. Mangan told another officer that he killed Sauer “because I thought he killed
my kids.” Tr. p. 156.
Mangan stabbed Sauer twenty-seven times in his chest, neck, back and head. He
inflicted seven stab wounds that were severe enough to have caused Sauer’s death.
Sauer’s body was not discovered until at least several hours after his death as evidenced
by an insect infestation that had begun in a wound and his body’s partial state of rigor
mortis.
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Mangan was charged with murder on July 26, 2010. Shortly thereafter, Mangan
filed a motion for a psychological exam to determine his competence to stand trial and
his sanity at the time of the offense. Mangan eventually withdrew his challenge to his
competency to stand trial and pursued only an insanity defense at trial.
A jury trial commenced on September 19, 2011. At trial, two court-appointed
psychiatrists testified, and Mangan presented the testimony of his own psychiatrist. Two
of the three psychiatrists opined that Mangan was unable to appreciate the wrongfulness
of his conduct when he stabbed Sauer. The jury found Mangan guilty but mentally ill.
On September 29, 2011, Mangan was ordered to serve a fifty-five year sentence in the
Department of Correction. Mangan now appeals his murder conviction.
Discussion and Decision
The issues presented in this appeal arise out of Mangan’s claim that he was insane
when he killed Sauer. We first observe that the State met its burden of proving that
Mangan murdered Sauer. But, a defendant in Indiana can avoid criminal responsibility
by raising and successfully establishing what is commonly referred to as the “insanity
defense.” Galloway v. State, 938 N.E.2d 699, 708 (Ind. 2010) (citing Ind. Code § 35-41-
3-6(a) (2004)). “A successful insanity defense results in the defendant being found not
responsible by reason of insanity[.]” Id. (citing Ind. Code §§ 35-36-2-3, -4 (2004)).
The defendant bears the burden of establishing the insanity defense by a
preponderance of the evidence. Id. (citing I.C. § 35-41-4-1(b)). To meet this burden, the
defendant must establish both: (1) that he suffers from a mental illness, and (2) that this
mental illness rendered him unable to appreciate the wrongfulness of his conduct at the
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time of the offense. Id. (citing I.C. § 35-41-3-6(a)). “Thus, mental illness alone is not
sufficient to relieve [a defendant of] criminal responsibility.” Id. (citing Weeks v. State,
697 N.E.2d 28, 29 (Ind. 1998)). Instead, a defendant who is mentally ill but fails to
establish that he was unable to appreciate the wrongfulness of his conduct may be found
guilty but mentally ill. Id. (citing Taylor v. State, 440 N.E.2d 1109, 1112 (Ind. 1982)).
It is within the province of the jury to determine whether the defendant
appreciated the wrongfulness of his conduct at the time of the offense. Id. at 709 (citing
Thompson v. State, 804 N.E.2d 1146, 1149 (Ind. 2004)). Indiana Code section 35-36-2-2
provides for the use of expert testimony to assist the jury in determining the defendant’s
insanity, but the jury has extremely wide latitude and such expert testimony is merely
advisory. Id. “[E]ven unanimous expert testimony is not conclusive on the issue of
sanity.” Id. (citing Cate v. State, 644 N.E.2d 546, 547 (Ind. 1994)). And the jury is free
to disregard the unanimous testimony of experts and rely instead on conflicting testimony
by lay witnesses. Id. (citing Barany v. State, 658 N.E.2d 60, 63 (Ind. 1995)). Further,
even if there is no conflicting lay testimony, the jury is free to disregard or discredit the
expert testimony. Id. (citing Thompson, 804 N.E.2d at 1149); see also Carson v. State,
807 N.E.2d 155, 161-62 (Ind. Ct. App. 2004).
Because it is the jury’s province to weigh the evidence and assess the credibility of
witnesses, a finding that a defendant was not insane at the time of the offense warrants
substantial deference from reviewing courts. Galloway, 938 N.E.2d at 709 (citing
Barany, 658 N.E.2d at 63). Therefore, on appeal, the defendant faces “a heavy burden
because he or she ‘is in the position of one appealing from a negative judgment.’” Id.
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(quoting Thompson, 804 N.E.2d at 1149). On appeal, we will not reweigh evidence,
reassess witness credibility, or disturb reasonable inferences made by the trier of fact,
even though “more reasonable” inferences might have been made. Id. Although this
standard of review is deferential, it is not impossible, and our supreme court has long
held that “where the defendant claims the insanity defense should have prevailed, the
conviction will be set aside ‘when the evidence is without conflict and leads only to the
conclusion that the defendant was insane when the crime was committed.’” Id. at 709-10
(citing Thompson, 804 N.E.2d at 1149; Barany, 658 N.E.2d at 63-64).
I. Dr. Ned Masbaum’s Testimony
Mangan was diagnosed as suffering from a psychosis by the mental health
professionals that testified at trial. But Dr. Ned Masbaum also testified that a self-
induced psychosis, which may result from heavy substance and/or alcohol use, is not a
mental disease or defect as that term is used in the insanity statute. Mangan argues that
Dr. Masbaum’s testimony was legally inaccurate, and should not have been admitted at
trial.
Dr. Masbaum, a forensic psychiatrist, was appointed by the trial court to examine
Mangan. During his testimony, Dr. Masbaum inaccurately stated that a person claiming
insanity must prove that he or she is suffering from a severe mental disease or defect. Tr.
p. 289. As noted by Mangan in his brief, the statute does not require that the mental
disease or defect be severe. But the trial court later asked Dr. Masbaum to clarify his
testimony after reading the insanity statute. Dr. Masbaum agreed with the trial court’s
statement that “the quality of mental disease or defect is not part of the definition. . . And
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for our purposes, a psychosis of whatever grade is, in fact, a mental disease or defect.”
Tr. p. 321. The jury was also correctly instructed on the insanity statute and the
defendant’s burden of proof. Appellant’s App. p. 69. Therefore, we conclude that
Mangan cannot establish that he was prejudiced by Dr. Masbaum’s initial mistaken
statement that the statute requires proof of a “severe” mental disease or defect.
Dr. Masbaum also testified that Mangan suffered from a psychosis that likely
resulted from chronic substance abuse. Further, the doctor opined that a substance abuse
induced psychosis “does not meet the definition as a severe mental disease or defect in
light of the causative factor of voluntary substance and alcohol abuse.” Tr. p. 297. Dr.
Masbaum’s opinion that Mangan did not suffer from a mental disease or defect, as that
phrase is used in the insanity statute, was discussed extensively during the trial court’s
questioning of the doctor, and during Mangan’s subsequent cross-examination. Citing
this testimony, Mangan argues that Dr. Masbaum “wrongly asserted any disease or defect
had to be . . . involuntary to satisfy the Insanity Statute.” Appellant’s Br. at 13.
Our supreme court recently addressed this issue in Berry v. State, 49S04-1110-
CR-611 (Ind. June 20, 2012). Specifically, the court considered whether “it was contrary
to law for the trial court to conclude that Berry’s psychotic symptoms were the result of
his voluntary abuse of alcohol and not a mental disease or defect.” Slip op. at 6.
First, the court observed that temporary mental incapacity produced by voluntary
intoxication is not considered a mental disease or defect under Indiana’s insanity statute.
Id. at 10.
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On the other hand, Indiana recognizes situations where “the ingestion of
intoxicants, through voluntary, has been abused to the point that it has
produced mental disease.” This type of mental disease is now commonly
referred to has “settled” or “fixed” insanity. In cases where a defendant’s
conduct is caused by his or her “settled” or “fixed” insanity, the defendant
would be able to meet the mental disease prong of Indiana’s insanity statute.
Id. (citations omitted). Noting that the “intersection of voluntary intoxication and
insanity is murky at best,” the court concluded that it is for the trier of fact “‘to determine
whether the accused’s conduct was the result of a diseased mind -regardless of the source
of the disease -or was the result of voluntary intoxication.’” Id. (quoting Jackson v. State,
273 Ind. 49, 52, 402 N.E.2d 947, 949 (Ind. 1980)).
Coincidentally, in Berry, Dr. Masbaum was one of the two court-appointed
psychiatrists, and he testified that voluntary alcohol abuse was like the cause of Berry’s
symptoms. Id. at 8. The doctor specifically testified that Berry “placed himself in the
alcohol-induced psychosis by voluntarily abusing alcohol[.]” Id. Also, two lay witnesses
testified to Berry’s violent nature after he had been drinking. The other two experts
attributed Berry’s behavior to his bipolar disorder.
After considering the evidence most favorable to the trial court’s judgment, our
supreme court affirmed the trial court’s rejection of Berry’s insanity defense.
Specifically, the court observed that a “reasonable inference from Dr. Masbaum’s
detailed testimony on the subject was that Berry’s behavior was due to either voluntarily
induced alcohol intoxication or voluntarily induced alcohol withdrawal.” Id. at 12.
Therefore, the trial court “appropriately found that Berry’s conduct was not caused by a
mental disease or defect[.]” Id. at 13.
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In the case before us, Dr. Masbaum testified that Mangan had a history of alcohol
and substance abuse dating back to age twelve. Although there was no evidence to
establish whether Mangan drank alcohol on the date of the offense, Mangan told Dr.
Masbaum that he usually drank alcohol until he was drunk and that he was rarely sober.
Tr. p. 303. Therefore, the doctor concluded:
It was my clinical impression at the time he was suffering from a probable
substance-induced psychosis due to alcohol or substances at the time of the
alleged offenses. This is a mental disorder, however, it’s a voluntary
disorder in the sense that a person has to drink and abuse substances to get
to that state[.]”
Tr. p. 292. Further, Dr. Masbaum testified that in his opinion, a psychosis caused by
voluntary substance and/or alcohol abuse does not meet the statutory definition of a
mental disease or defect. Tr. p. 297.
As in Berry, Dr. Masbaum’s testimony in this case is consistent with the maxim
that “temporary mental incapacity produced by voluntary intoxication is not an excuse for
a crime.” Slip op. at 7. It was within the province of the jury to weigh this testimony
with the testimony of the other two experts and lay witnesses to determine whether
Mangan suffered from a mental disease or defect when he stabbed Sauer. Finally, we
observe that it is probable that the jury did not credit Dr. Masbaum’s testimony that
Mangan’s psychosis was either alcohol induced and/or did not meet the statutory
definition of a mental disease or defect, because the jury found Mangan guilty but
mentally ill. See Galloway, 938 N.E.2d at 708 (stating “a defendant who is mentally ill
but fails to establish that he or she was unable to appreciate the wrongfulness of his or her
conduct may be found guilty but mentally ill”).
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II. Sufficient Evidence
Mangan also argues that the jury’s determination that he was not insane when he
murdered Sauer is not supported by the evidence. Dr. Masbaum was the only psychiatrist
to testify that Mangan was able to appreciate the wrongfulness of his conduct when he
stabbed Sauer. The other two psychiatrists reached the opposite conclusion. This
conflicting evidence, by itself, is enough to support the jury’s guilty but mentally ill
verdict. Our supreme court has “consistently held that conflicting credible expert
testimony is sufficiently probative of sanity.” Galloway, 938 N.E.2d 699, 710 (Ind.
2010) (citing Robinette v. State, 741 N.E.2d 1162, 1167 (Ind. 2001); Weeks v. State, 697
N.E.2d 28, 29 (Ind. 1998); Metzler v. State, 540 N.E.2d 606, 610 (Ind. 1989); Smith v.
State, 502 N.E.2d 485, 490 (Ind. 1987); Reed v. State, 479 N.E.2d 1248, 1253 (Ind.
1985)).
But the jury also heard testimony describing Mangan’s demeanor on the day of the
crime, the fact that Mangan stabbed himself only after his neighbor indicated that he was
going to call 911 to get Mangan help, and that Mangan expressed anger at having to take
care of Sauer’s growing needs. Mangan admitted to one of the responding officers that
he messed up and that he killed Sauer. Tr. p. 156. Mangan also tried to clean the knife
that he used to stab Sauer and Sauer’s body was found in a secluded area to the side of
his home. From this evidence, the jury could reasonably conclude that Mangan was able
to appreciate the wrongfulness of his conduct and was therefore not insane when he
murdered Sauer. Mangan’s argument to the contrary is simply a request to reweigh the
evidence and credibility of the witnesses.
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Conclusion
Mangan bore the burden of proving his insanity defense by a preponderance of the
evidence. Because evidence was presented to the jury from which it could reasonably
conclude that Mangan appreciated the wrongfulness of his conduct when he murdered
Sauer, we are not convinced that Mangan’s insanity defense should have prevailed at trial.
Affirmed.
ROBB, C.J., and BAILEY, J., concur.
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