In the Matter of the Termination of the Parent-Child Relationship of A.S.: K.S. v. Indiana Department of Child Services ( 2013 )


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  • Pursuant to Ind.Appellate Rule 65(D),
    this Memorandum Decision shall not be
    regarded as precedent or cited before                       Apr 30 2013, 9:15 am
    any court except for the purpose of
    establishing the defense of res judicata,
    collateral estoppel, or the law of the case.
    ATTORNEY FOR APPELLANT:                            ATTORNEYS FOR APPELLEE:
    CAROLYN J. NICHOLS                                 MICHAEL C. PRICE
    Noblesville, Indiana                               Indiana Department of Child Services
    Noblesville, Indiana
    ROBERT J. HENKE
    Indiana Department of Child Services
    Indianapolis, Indiana
    IN THE
    COURT OF APPEALS OF INDIANA
    IN THE MATTER OF THE TERMINATION OF   )
    THE PARENT-CHILD RELATIONSHIP OF      )
    A.S.:                                 )
    )
    K.S.,                                 )
    )
    Appellant-Respondent,           )
    )
    vs.                      )                      No. 29A02-1210-JT-824
    )
    INDIANA DEPARTMENT OF CHILD SERVICES, )
    )
    Appellee-Petitioner.            )
    APPEAL FROM THE HAMILTON SUPERIOR COURT
    The Honorable Steven R. Nation, Judge
    Cause No. 29D01-1202-JT-200
    April 30, 2013
    MEMORANDUM DECISION - NOT FOR PUBLICATION
    NAJAM, Judge
    STATEMENT OF THE CASE
    K.S. (“Mother”) appeals the trial court’s termination of her parental rights over her
    minor child A.S. (“the child”) on the petition of the Indiana Department of Child Services
    (“the DCS”). Mother raises the following dispositive issues for our review:
    1.     Whether the DCS’s petition to terminate her parental rights is
    deficient;
    2.     Whether the trial court’s conclusion that continuation of the parent-
    child relationship poses a threat to the child is clearly erroneous;
    3.     Whether the trial court’s conclusion that termination of Mother’s
    parental rights over the child is in the child’s best interests is clearly
    erroneous; and
    4.     Whether the trial court’s conclusion that the DCS has a satisfactory
    plan for the care and treatment of the child is clearly erroneous.
    We affirm.
    FACTS AND PROCEDURAL HISTORY
    On June 3, 2009, Mother’s parental rights over three minor children were
    terminated based on her repeated substance abuse issues, criminal behavior, including
    neglect of her dependents, and incarceration. In June of 2011, Mother gave birth to the
    child in the instant matter. The DCS immediately initiated contact with Mother.
    On August 29, 2011, Mother and the DCS agreed to an Informal Adjustment
    (“IA”) to address Mother’s substance abuse, transiency, and instability in order to avoid
    the filing of a petition to have the child declared a child in need of services (“CHINS”).
    However, Mother failed a drug test later that day for using heroin, and she failed to attend
    a scheduled therapy appointment a few days later. On September 2, DCS case workers
    2
    made an unannounced visit to Mother’s home. Mother admitted she had marijuana in her
    home, and the DCS removed the child.
    On September 7, the DCS filed its petition to have the child declared a CHINS and
    to dismiss the IA. Before the ensuing fact-finding hearing, Mother tested positive for use
    of cocaine, and she was sentenced to a term of six years, with three years executed, in the
    Indiana Department of Correction for Class C felony forgery. On December 2, the trial
    court found the child to be a CHINS.
    On December 7, the DCS filed a request for a hearing to prove that an exception
    existed under Indiana law that allowed the DCS to ignore the usual requirement that it
    provide reasonable efforts to reunify Mother and the child. The court held a hearing on
    the DCS’s request on February 10, which Mother attended by telephone and was
    represented by counsel. Immediately following that hearing, the court concluded that the
    DCS had met its burden to show that an exception to the usual requirement existed on
    these facts.
    Five days later, on February 15, the DCS filed its petition to terminate Mother’s
    parental rights over the child. In its petition, the DCS alleged, among other things, that
    “[a] court has entered a finding under In[d]. Code 31-34-21-5.6 that reasonable efforts for
    family preservation or reunification are not required.” Appellee’s App. at 1. The court
    held a fact-finding hearing on the DCS’s petition on August 3.
    On September 21, 2012, the court entered its order terminating Mother’s parental
    rights over the child. In relevant part, the court found as follows:
    14) The Court finds that any period of sobriety has occurred only while
    it has been enforced and imposed by the prison facility where [Mother] has
    3
    been housed since her sentencing in November of 2011. [Mother] has not
    been able to maintain an extended period of sobriety while outside of a
    penal facility since before the initiation of the underlying CHINS cause of
    action for this child, including the time periods covered by the CHINS and
    termination proceedings for this child’s three siblings. . . .
    15)    [Mother] has an extensive criminal history, including the following:
         Convicted of Theft in 2007;
         Convicted of Neglect of a Dependent in 2008;
         Incarcerated in Marion County for violation of probation
    between 2/23/09 and 3/6/09, based upon failing to appear for
    required drug screens;
         Incarcerated in Marion County for violation of probation
    between 4/17/09 and at least 5/4/09, for again failing to
    comply with drug screening requirements;
         Incarceration from 11/21/11 through the date of the
    termination trial;
         Arrest and incarceration in September of 2011 due to the
    events of 9/2/11 leading to the filing of the CHINS petition.
    16) [Mother] has engaged in a pattern of drug use and criminal conduct
    extending from at least 2007 to the present. [Mother] has been placed on
    probation and required to comply with drug treatment and cessation
    programs as part of her probation requirements. [Mother] has failed to
    comply with those requirements, leading to repeated incarceration[s] . . . .
    ***
    19) [Mother’s] pattern of failed reunification efforts, inevitably followed
    by a return to substance abuse and criminal activity, similarly leading to
    incarceration and enforced separation from her biological child, is
    damaging to the best interests and lives [sic] of the child. No level of
    services has prevented [Mother] from continuing this pattern and
    jeopardizing the future prospects of the child.
    20) [Mother’s] series of criminal acts, arrest and incarceration,
    participation in reunification services, and subsequent relapses,
    demonstrate[] that the conditions that resulted in the child’s removal or the
    reasons for placement outside the home will not be remedied. This pattern
    also demonstrates that continuation of the parent-child relationship poses a
    threat to the child’s well-being.
    ***
    4
    22) The child’s DCS case manager and Guardian Ad Litem testified that
    termination of the parent-child relationship and adoption of the child are in
    the child’s best interests. The Court now accepts and adopts these opinions
    as its own findings of fact in these proceedings.
    Appellant’s App. at 17-18. This appeal ensued.
    DISCUSSION AND DECISION
    Standard of Review
    We begin our review by acknowledging that “[t]he traditional right of parents to
    establish a home and raise their children is protected by the Fourteenth Amendment of
    the United States Constitution.” Bailey v. Tippecanoe Div. of Family & Children (In re
    M.B.), 
    666 N.E.2d 73
    , 76 (Ind. Ct. App. 1996), trans. denied. However, a trial court must
    subordinate the interests of the parents to those of the child when evaluating the
    circumstances surrounding a termination. Schultz v. Porter Cnty. Office of Family &
    Children (In re K.S.), 
    750 N.E.2d 832
    , 837 (Ind. Ct. App. 2001). Termination of a
    parent-child relationship is proper where a child’s emotional and physical development is
    threatened. 
    Id.
     Although the right to raise one’s own child should not be terminated
    solely because there is a better home available for the child, parental rights may be
    terminated when a parent is unable or unwilling to meet his or her parental
    responsibilities. 
    Id. at 836
    .
    Before an involuntary termination of parental rights can occur in Indiana, the DCS
    is required to allege and prove, among other things:
    (B) that one (1) of the following is true:
    (i) There is a reasonable probability that the conditions that
    resulted in the child’s removal or the reasons for placement
    outside the home of the parents will not be remedied.
    5
    (ii) There is a reasonable probability that the continuation of
    the parent-child relationship poses a threat to the well-being
    of the child.
    ***
    (C) [and] that termination is in the best interests of the child . . . .
    
    Ind. Code § 31-35-2-4
    (b)(2).1 That statute provides that the DCS need establish only one
    of the requirements of subsection (b)(2)(B) before the trial court may terminate parental
    rights. The DCS’s “burden of proof in termination of parental rights cases is one of
    ‘clear and convincing evidence.’” R.Y. v. Ind. Dep’t of Child Servs. (In re G.Y.), 
    904 N.E.2d 1257
    , 1260-61 (Ind. 2009) (quoting I.C. § 31-37-14-2). Moreover, the DCS
    “must strictly comply with the statute terminating parental rights.” Platz v. Elkhart Cnty.
    Dep’t of Pub. Welfare, 
    631 N.E.2d 16
    , 18 (Ind. Ct. App. 1994).
    When reviewing a termination of parental rights, we will not reweigh the evidence
    or judge the credibility of the witnesses. Peterson v. Marion Cnty. Office of Family &
    Children, 
    804 N.E.2d 258
    , 265 (Ind. Ct. App. 2004), trans. denied. Instead, we consider
    only the evidence and reasonable inferences that are most favorable to the judgment. 
    Id.
    Moreover, in deference to the trial court’s unique position to assess the evidence, we will
    set aside the court’s judgment terminating a parent-child relationship only if it is clearly
    erroneous. Judy S. v. Noble Cnty. Office of Family & Children (In re L.S.), 
    717 N.E.2d 204
    , 208 (Ind. Ct. App. 1999). trans. denied.
    1
    Indiana Code Section 31-35-2-4(b)(2)(B) also allows the DCS to allege that “[t]he child has, on
    two (2) separate occasions, been adjudicated a child in need of services.” But that additional, alternative
    provision is not relevant here.
    6
    Here, in terminating Mother’s parental rights, the trial court entered specific
    findings of fact and conclusions thereon. When a trial court’s judgment contains special
    findings and conclusions, we apply a two-tiered standard of review. Bester v. Lake Cnty.
    Office of Family & Children, 
    839 N.E.2d 143
    , 147 (Ind. 2005). First, we determine
    whether the evidence supports the findings and, second, we determine whether the
    findings support the judgment. 
    Id.
     “Findings are clearly erroneous only when the record
    contains no facts to support them either directly or by inference.” Quillen v. Quillen, 
    671 N.E.2d 98
    , 102 (Ind. 1996). If the evidence and inferences support the trial court’s
    decision, we must affirm. In re L.S., 
    717 N.E.2d at 208
    .
    Mother first asserts that the DCS’s petition for termination of her parental rights
    was procedurally deficient. Mother also challenges the court’s findings and conclusions
    that termination of her parental rights is justified because a continuation of the parent-
    child relationships poses a threat to the child’s well-being2 and that the termination of her
    parental rights is in the child’s best interests. And Mother asserts that the DCS lacks a
    satisfactory plan for the care and treatment of the child. We address each argument in
    turn.
    2
    Mother also asserts that the DCS’s evidence fails to show that she will not remedy the
    conditions that resulted in the child’s removal, but we need not consider that argument given the
    disjunctive nature of Indiana Code Section 31-35-2-4(b)(2)(B) and our holding that the trial court’s
    conclusion is justified under on subsection (b)(2)(B)(ii).
    7
    Issue One: Whether the DCS’s Petition for
    Termination was Procedurally Deficient
    Mother first contends that the DCS’s petition to terminate her parental rights was
    procedurally deficient.3 Indiana Code Section 31-35-2-4(b)(2)(A) requires the DCS’s
    petition to terminate parental rights to allege that one of the following three
    circumstances is true:
    (i) The child has been removed from the parent for at least six (6) months
    under a dispositional decree.
    (ii) A court has entered a finding under IC 31-34-21-5.6 that reasonable
    efforts for family preservation or reunification are not required, including a
    description of the court’s finding, the date of the finding, and the manner in
    which the finding was made.
    (iii) The child has been removed from the parent and has been under the
    supervision of a local office or probation department for at least fifteen (15)
    months of the most recent twenty-two (22) months, beginning with the date
    the child is removed from the home as a result of the child being alleged to
    be a child in need of services or a delinquent child . . . .
    In relevant part,4 the DCS’s petition to terminate Mother’s parental rights alleged that “[a]
    court has entered a finding under In[d]. Code 31-34-21-5.6 that reasonable efforts for
    family preservation or reunification are not required.” Appellee’s App. at 1.
    3
    Although Mother did not object to this issue to the trial court, we have recognized that the
    “[f]ailure to ensure that the State has fully complied with all the conditions precedent to the termination of
    parental rights constitutes fundamental error.” E.J. v. Ind. Dep’t of Child Servs. (In re D.D.), 
    962 N.E.2d 70
    , 75 (Ind. Ct. App. 2011) (discussing Indiana Code Section 31-35-2-4(b)(2)(A)) (quotation omitted).
    The DCS does not suggest in its appellee’s brief that Mother’s argument is not available for appellate
    review.
    4
    Although the DCS’s petition to terminate Mother’s parental rights alleged each of the three
    subdivisions of Indiana Code Section 31-35-2-4(b)(2)(A) were true, on appeal the DCS only defends its
    petition under subdivision (ii). We restrict our review accordingly.
    8
    In her initial brief on this issue, Mother relied substantially on the DCS’s petition
    to terminate the parental rights of the child’s biological father. In her reply brief, Mother
    acknowledges her error. Nonetheless, Mother continues:
    [The DCS] failed to properly plead early TPR eligibility under I.C. § 31-35-
    2-4(b)(2)(A)(ii) (2012). Looking at Mother’s TPR petition, we see that the
    section relevant to I.C. § 31-35-2-4(b)(2)(A)(ii) was not properly
    completed. The Petition lacks the dates of the court’s ruling excusing
    further reunification efforts, as if [the DCS] never intended to rely upon this
    section. Since [the DCS] is not entitled to rely on [that section], the filing
    and hearing of the TPR Petition was not allowed to occur any earlier than
    six (6) months after the Child had been removed under a dispositional
    order.
    Reply Br. at 2-3 (citation and italics omitted; emphasis original).        That is, Mother
    contends that the DCS’s petition to terminate her parental rights lacks “a description of
    the court’s finding, the date of the finding, and the manner in which the finding was
    made.” See I.C. § 31-35-2-4(b)(2)(A)(ii). As such, Mother contends that the DCS was
    not entitled to rely on subsection (b)(2)(A)(ii) and that the DCS failed to prove at the
    ensuing fact-finding hearing that another subdivision applied.
    We acknowledge that Mother has identified a technical error with the DCS’s
    petition to terminate her parental rights. “But not all errors are reversible errors.” Adams
    v. State, 
    967 N.E.2d 568
    , 572 (Ind. Ct. App. 2012), trans. denied. Rather, “[i]t is a well
    known rule of appellate practice that one who seeks to disturb a judgment has the burden
    of showing an erroneous ruling and resultant prejudice.” TeWalt v. TeWalt, 
    421 N.E.2d 415
    , 420 (Ind. Ct. App. 1981); see also Ind. Trial Rule 61 (“The court at every stage of
    the proceeding must disregard any error or defect in the proceeding which does not affect
    the substantial rights of the parties.”).
    9
    Mother cannot demonstrate that the DCS’s failure to include “a description of the
    court’s finding, the date of the finding, and the manner in which the finding was made” in
    its petition prejudiced Mother’s substantial rights. See I.C. § 31-35-2-4(b)(2)(A)(ii). The
    purpose of that statutory requirement is to place a parent on notice of a prior judicial
    decision and to allow the parent the opportunity to consider that prior decision before the
    fact-finding hearing on the DCS’s petition to terminate parental rights. Here, the court’s
    prior judicial decision concluded that Indiana law allowed the DCS to ignore the usual
    requirement that it provide reasonable efforts to reunify Mother with the child. That
    decision occurred five days before the DCS filed its petition to terminate Mother’s
    parental rights, and there were no other judicial events involving Mother’s relationship
    with the child between that decision and the DCS’s filing of the instant petition. Mother
    attended the prior hearing by telephone, and she was represented at that hearing by
    counsel. There is no question that Mother was aware of the prior judicial decision to
    which the DCS was referring when it filed its petition to terminate Mother’s parental
    rights under Indiana Code Section 31-35-2-4(b)(2)(A)(ii).
    Moreover, neither at the fact-finding hearing on the DCS’s petition to terminate
    nor in this appeal has Mother challenged the merits of the DCS’s allegation under Indiana
    Code Section 31-35-2-4(b)(2)(A)(ii). Rather, it is undisputed that the DCS presented
    sufficient evidence at the fact-finding hearing to support its allegation under subsection
    (b)(2)(A)(ii). Mother’s only assertion is that the DCS’s technical error in writing its
    10
    petition nullifies the entirety of the ensuing termination proceeding.5 We cannot agree.
    The DCS’s technical error did not prejudice Mother’s substantial rights.
    Issue Two: Whether Continuation of the Parent-Child
    Relationship Poses a Threat to the Child
    We next consider Mother’s assertion that continuation of the parent-child
    relationship does not pose a threat to the child. A trial court need not wait until a child is
    irreversibly influenced by a deficient lifestyle such that his physical, mental, and social
    growth is permanently impaired before terminating the parent-child relationship.
    Shupperd v. Miami Cnty. Div. of Family & Children (In re E.S.), 
    762 N.E.2d 1287
    , 1290
    (Ind. Ct. App. 2002).        When the evidence shows that the emotional and physical
    development of a child in need of services is threatened, termination of the parent-child
    relationship is appropriate. 
    Id.
    In support of this conclusion, the trial court found, in particular, that “[Mother’s]
    series of criminal acts, arrest and incarceration, participation in reunification services, and
    subsequent relapses, demonstrate[] that . . . continuation of the parent-child relationship
    poses a threat to the child’s well-being.” Appellant’s App. at 18. On appeal, Mother
    asserts that the trial court’s assessment is not supported by the testimony of the family
    case manager, the guardian ad litem, or the foster father. But Mother ignores the fact that
    the DCS introduced, without objection, numerous records of her prior convictions and
    that the trial court took judicial notice of the CHINS proceeding involving the child as
    5
    Mother relies on case law that discusses subsection (i) of Indiana Code Section 31-35-2-
    4(b)(2)(A) and that reviews the evidence presented by DCS at the fact-finding hearing to support that
    subsection. See Appellant’s Br. at 20 (citing In re D.D., 
    962 N.E.2d at 74
    ). But her use of case law is
    premised on her conclusion that the DCS here cannot rely on subsection (ii). Because we do not agree
    with that conclusion, we need not consider case law discussing subsection (i).
    11
    well as the CHINS and termination proceedings involving Mother’s other children.
    Transcript at 20, 23. Mother’s struggles with substance abuse and incarceration, and her
    failure to participate in services to remedy those issues, are well established in those
    records. Her arguments to the contrary here are merely requests for this court to reweigh
    the evidence, which we will not do.
    Again, the trial court need not wait until a child is irreversibly influenced by a
    deficient lifestyle such that his physical, mental, and social growth is permanently
    impaired before terminating the parent-child relationship. In re E.S., 
    762 N.E.2d at 1290
    .
    Given Mother’s repeated incidents of substance abuse and incarceration, and her repeated
    failure to participate in services to remedy those issues, Mother cannot show that she will
    be able to provide adequate care or permanency for the child in the future.
    Mother has not demonstrated that the trial court’s conclusion that continuation of
    the parent-child relationship poses a threat to the child’s well-being is clearly erroneous.
    Accordingly, we agree with the trial court that the termination of Mother’s parental rights
    over the child was appropriate under Indiana Code Section 31-35-2-4(b)(2)(B)(ii).
    Issue Three: Whether Termination
    is in the Child’s Best Interests
    Mother also argues that the DCS failed to show that termination of the parent-
    child relationship is in the child’s best interests. In determining what is in the best
    interests of a child, the trial court is required to look beyond the factors identified by the
    DCS and to consider the totality of the evidence. Stewart v. Ind. Dep’t of Child Servs.
    (In re J.S.), 
    906 N.E.2d 226
    , 236 (Ind. Ct. App. 2009). We have previously held that the
    recommendations of the case manager and a court-appointed advocate to terminate
    12
    parental rights, in addition to evidence that the continuation of the parent-child
    relationship poses a threat to the child, may be sufficient to show by clear and convincing
    evidence that termination is in the child’s best interests. M.M. v. Elkhart Office of
    Family & Children (In re M.M.), 
    733 N.E.2d 6
    , 13 (Ind. Ct. App. 2000).
    Here, both the family case manager, Laney Elkins, and the child’s guardian ad
    litem, Michael Brown, testified that they believed termination of the parent-child
    relationship to be in the child’s best interests. See Transcript at 33, 54. In light of that
    testimony and the evidence described above in Issue Two, the trial court’s conclusion that
    termination of Mother’s parental rights is in the child’s best interests is not clearly
    erroneous. See In re M.M., 
    733 N.E.2d at 13
    .
    Issue Four: Whether the DCS has a Satisfactory
    Plan for the Care and Treatment of the Child
    Finally, Mother asserts that the DCS’s plan for adoption of the child is not
    satisfactory and she is “ready, willing and able to provide the best care possible” for the
    child. Appellant’s Br. at 34. In order for the trial court to terminate the parent-child
    relationship, the trial court must find that there is a satisfactory plan for the care and
    treatment of the child. I.C. § 31-35-2-4(b)(2)(D). “This plan need not be detailed, so
    long as it offers a general sense of the direction in which the child will be going after the
    parent-child relationship is terminated.”     Jones v. Gibson Cnty. Div. of Family &
    Children (In re B.D.J.), 
    728 N.E.2d 195
    , 204 (Ind. Ct. App. 2000).
    Mother’s argument on this issue is not clearly distinct from her previous three
    arguments. Rather, this argument seems to be contingent on this court agreeing with one
    of her prior assertions.     Because we agree with the trial court’s conclusion that
    13
    continuation of the parent-child relationship poses a threat to the child’s well-being, we
    likewise disagree with Mother’s further assertion that she is “ready, willing and able to
    provide the best care possible” for the child. See Appellant’s Br. at 34. We further note
    that Mother does not challenge the DCS’s adoption plan for the child. Accordingly, there
    is no error on this issue.
    Conclusion
    In sum, the trial court’s order terminating Mother’s parental rights over the child is
    not clearly erroneous.       The trial court concluded that continuing the parent-child
    relationship would pose a threat to the child and is not in the child’s best interests. In
    addition, the trial court concluded that the DCS has a satisfactory plan for the care and
    treatment of the child, namely, adoption. The court’s conclusions are supported by its
    findings and its findings are supported by the evidence. Accordingly, we affirm the trial
    court’s termination of Mother’s parental rights over the child.
    Affirmed.
    ROBB, C.J., and CRONE, J., concur.
    14