Halden Martin v. State of Indiana , 984 N.E.2d 1281 ( 2013 )

FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
JOHN D. FIEREK GREGORY F. ZOELLER
Voyles, Zahn & Paul, P.A. Attorney General of Indiana
Indianapolis, Indiana
JAMES B. MARTIN
Deputy Attorney General
Indianapolis, Indiana
Apr 08 2013, 9:21 am
IN THE
COURT OF APPEALS OF INDIANA
HALDEN MARTIN, )
)
Appellant-Defendant, )
)
vs. ) No. 73A01-1207-CR-300
)
STATE OF INDIANA, )
)
Appellee-Plaintiff. )
APPEAL FROM THE SHELBY SUPERIOR COURT
The Honorable Jack A. Tandy, Special Judge
Cause No. 73D02-1007-CM-841
April 8, 2013
OPINION - FOR PUBLICATION
VAIDIK, Judge
Case Summary
Halden Martin appeals his conviction for Class A misdemeanor dangerous
operating a vehicle while intoxicated. He appeals arguing that the trial court erred in
denying his Criminal Rule 4(C) motion for discharge because his trial occurred more than
one year after he was charged and arrested. Because the days that count toward the Rule
4(C) period exceed 365, we conclude that the trial court should have granted Martin’s
motion for discharge. We therefore reverse the trial court and remand for vacation of his
conviction.
Facts and Procedural History
In the early morning hours of July 17, 2010, Shelbyville Police Department
Officer Jamie Kolls pulled over Martin, who lived in Knoxville, Tennessee, on I-74 in
Shelby County after Martin left Indiana Live Casino.1 Martin tailgated a semi, crossed
over the centerline several times, and crossed the fog line. Martin, who admitted to the
officer that he had been at the casino for several hours and had been drinking, failed three
field-sobriety tests. Martin, however, refused to submit to a chemical breath test. Martin
was arrested and transported to the Shelby County Jail, where a search warrant was
obtained for his blood. As it turned out, the State Department of Toxicology did not
return Martin’s blood-test results for nearly eight months.
On the same day as his arrest, the State charged Martin with Class A misdemeanor
dangerous operating a vehicle while intoxicated. Appellant’s App. p. 12. An initial
hearing was held on July 19, 2010, and Martin appeared in custody and without counsel.
1
It is now called Indiana Grand Casino.
2
Martin hired a Shelbyville attorney and filed motions to continue the pretrial
conferences that had been set for October 6, 2010, and then November 17, 2010, both of
which the trial court granted. Id. at 2, 23, 24, 25, 26. Martin moved to continue the
October 6 pretrial conference because an offer was just received and he needed to discuss
it with counsel and he was unable to travel to Indiana due to a work emergency. Martin
moved to continue the November 17 pretrial conference because additional time was
needed to get his blood-test results and he was unable to find transportation to Indiana.
On December 15, 2010, the trial court continued Martin’s pretrial conference due
to court congestion. Id. at 2 (a jury trial was scheduled in another case). On February 3,
2011, the trial court continued Martin’s pretrial conference because the courthouse was
closed for “inclement weather.” Id. The trial court reset Martin’s pretrial conference for
March 2. Id.
On March 2, 2011, the blood-test results still were not in. So, Martin filed his
third motion to continue because additional time was needed to get his blood-test results,
he would miss two days of work and have to seek lodging in a hotel room, and it would
be a hardship for him to reappear until his blood-test results were available for review.
Id. at 27. The trial court granted Martin’s continuance and reset the pretrial conference
for April 6. Id. at 2, 28.
In the meantime, the State Department of Toxicology sent Martin’s blood-test
results to the prosecutor’s office on March 9, 2011. Martin’s results were 0.09 gram of
alcohol per 100 milliliters of blood. Id. at 29. Accordingly, on March 22, the State filed
an additional count, Count II, Class C misdemeanor operating a vehicle with an alcohol
3
concentration equivalent to at least 0.08 gram of alcohol but less than 0.15 gram of
alcohol per 100 milliliters of blood. Id. at 30-32. The trial court scheduled an initial
hearing on Count II for April 6. Id. at 33.
But on April 6, 2011, Martin’s attorney appeared in court and requested his fourth
continuance, which the trial court granted, thereby resetting the initial hearing on Count
II to May 4. Id. at 3. The reason for this continuance does not appear in the record.
The initial hearing was held on May 4, 2011, at which time a pretrial conference
was scheduled for June 1. Id. Martin, however, failed to appear at the June 1 pretrial
conference, and a warrant was issued for his arrest. Id. On July 25, Martin’s Shelbyville
attorney withdrew, with Indianapolis attorney John Fierek having entered his appearance
the week before. Id. at 3, 34, 35. Martin appeared in custody and with his new counsel
before the trial court on August 10,2 at which time the trial court released him on the
bond previously posted. Id. at 4. The trial court set the matter for a jury trial on
September 27, with the final pretrial conference on September 7. Id.
Immediately following the August 10, 2011, hearing, the State filed a motion to
convert the jury trial to a bench trial, since Martin had not requested a jury trial. Id. at
38-39. The trial court converted the jury trial to a bench trial and set it for September 13.
Id. at 4.
The pretrial conference was held on September 7, 2011, at which time Martin filed
his jury demand. Id. at 5, 49-50. The trial court vacated the bench trial and reset the jury
trial for September 27. Id. at 5.
2
The trial court’s order denying Martin’s motion for discharge says August 16, 2011, but the
CCS shows that Martin appeared before the trial court on August 10. Both parties agree that Martin
appeared before the trial court on August 10.
4
The following day, September 8, 2011, the State filed its Supplemental Notice of
Discovery Compliance in which it notified the trial court that it had learned of “additional
items subject to discovery and has provided defense counsel” with a copy of the State
Department of Toxicology’s amended toxicology report dated August 24, 2011.3 Id. at
51. In this same filing, the State notified the trial court and defense counsel that it had
learned of an additional witness from the State Department of Toxicology, Cheryl
Anderson. Id.
Because he needed additional time to depose Anderson, Martin filed his fifth
motion to continue the September 27, 2011, trial. Id. at 53. Anderson reanalyzed
Martin’s blood sample and issued an amended toxicology report dated August 24, 2011,
because the original employee who analyzed Martin’s blood sample and issued the March
2011 toxicology report left her job at the Department. Martin explained that the State just
added Anderson to its witness list on September 8 (even though he did not receive the list
until September 12). Id. at 51. However, on September 7, the day before the State added
Anderson to its list, the trial court held a pretrial conference at which the parties agreed to
a deposition date of September 13 for three of the State’s witnesses. Id. at 53-54. But
now, Martin alleged, it was too late to schedule Anderson’s deposition for that date. The
trial court granted Martin’s motion to continue and reset the jury trial for November 15,
with the final pretrial conference on November 4. Id. at 61.
3
There is no copy of a discovery order in the record. However, we assume there is one based on
this filing by the State.
5
When Anderson did not appear for her October 28 scheduled deposition in Marion
County4 even though a “Subpoena Ad Testificandum” was sent to her via certified mail,
Martin filed his sixth motion to continue the November 15, 2011, trial. Id. at 63. Martin
said that the State Department of Toxicology notified him that Anderson was
“unavailable with work commitments” on October 28. Id. Accordingly, Martin said that
due to Anderson not appearing for the scheduled deposition it was “not now possible for
[him] to properly prepare for the current Jury Trial setting. [He] will need additional time
to reschedule[] the deposition o[f] the State’s witness who analy[z]ed [his] blood
sample.” Id. at 64. The trial court granted Martin’s motion and reset the jury trial for
January 24, 2012, with the final pretrial conference on January 13. Id. at 65.
When Anderson did not appear for her December 27 scheduled deposition in
Marion County even though a “Subpoena Ad Testificandum” was sent to her via certified
mail, Martin filed his seventh motion to continue the January 24, 2012, trial. Id. at 66.
Again, Martin said that the State Department of Toxicology notified him that Anderson
was “unavailable.” Id. Accordingly, Martin said that due to Anderson not appearing for
the scheduled deposition it was “not now possible for [him] to properly prepare for the
current Jury Trial setting. [He] will need additional time to reschedule[] the deposition
o[f] the State’s witness who analy[z]ed [his] blood sample.” Id. at 67. He noted that a
deposition had been rescheduled for February 15 at 10:00 a.m. and Anderson had been
4
According to Indiana Trial Rule 45(D)(2), the deposition must occur in the county where the
person lives or works.
6
served with a Subpoena Ad Testificandum via certified mail.5 Id. The trial court granted
Martin’s motion and reset the jury trial for March 27 with the final pretrial conference on
March 16. Id. at 68.
At the March 16, 2012, pretrial conference, Martin filed a motion for discharge
pursuant to Indiana Criminal Rule 4(C) asserting that 608 days had passed since his July
17, 2010, arrest and “at least (365) days are chargeable to the State of Indiana.” Id. at 69.
Martin also requested his eighth and final continuance, which the trial court granted,
resetting the jury trial to April 24, 2012. Id. at 7. The trial court gave the State seven
days to file a response to Martin’s motion for discharge, and the State timely filed a
response. See id. at 79-87. On March 26, the trial court issued an order denying Martin’s
motion for discharge. See id. at 88-92. The trial court found numerous delays
attributable to Martin because of his “pattern” of asking for continuances, his failure to
appear, and his failure to actively prepare his case. Id. at 91.
On April 13, 2012, the State requested a continuance, and the trial court reset the
jury trial to June 12. Martin objected “in order to preserve his rights under Indiana
Criminal Rule Rule 4(C)” but was “aware that by the State’s and the Court’s calculation[]
[that] this trial setting is within the time limits of Criminal Rule 4(C).” Id. at 93.
Thereafter, Martin waived his right to a jury trial, and the trial court held a bench
trial on June 12, 2012. The State presented Officer Kolls as its sole witness. The State’s
exhibits consisted of the search warrant for Martin’s blood draw (State’s Ex. 1) and the
amended August 2011 toxicology report from the State Department of Toxicology issued
5
According to Martin, this deposition finally occurred on February 15, 2012. Appellant’s Br. p.
13.
7
by Anderson (State’s Ex. 2). Martin stipulated to the admission of the amended
toxicology report. Tr. p. 11. Martin presented no evidence and did not cross-examine
Officer Kolls.
The trial court found Martin guilty of Count I and dismissed Count II as a “related
count.” Appellant’s App. p. 95. The trial court sentenced Martin to 365 days, with all
but 30 days suspended to probation. Martin was immediately taken into custody.
Martin now appeals.
Discussion and Decision
Martin contends that the trial court erred in denying his Criminal Rule 4(C)
motion for discharge because his trial occurred more than one year after he was charged
and arrested. In relevant part, the Rule provides:
(C) Defendant Discharged. No person shall be held on recognizance or
otherwise to answer a criminal charge for a period in aggregate embracing
more than one year from the date the criminal charge against such
defendant is filed, or from the date of his arrest on such charge, whichever
is later; except where a continuance was had on his motion, or the delay
was caused by his act, or where there was not sufficient time to try him
during such period because of congestion of the court calendar; provided,
however, that in the last-mentioned circumstance, the prosecuting attorney
shall file a timely motion for continuance as under subdivision (A) of this
rule. Provided further, that a trial court may take note of congestion or an
emergency without the necessity of a motion, and upon so finding may
order a continuance. Any continuance granted due to a congested calendar
or emergency shall be reduced to an order, which order shall also set the
case for trial within a reasonable time. Any defendant so held shall, on
motion, be discharged.
*****
(F) Time periods extended. When a continuance is had on motion of the
defendant, or delay in trial is caused by his act, any time limitation
contained in this rule shall be extended by the amount of the resulting
period of such delay caused thereby.
8
We review a trial court’s ruling on a Criminal Rule 4(C) motion for abuse of discretion.
Curtis v. State, 948 N.E.2d 1143, 1149 (Ind. 2011).
Criminal Rule 4(C) “places an affirmative duty on the State to bring a defendant to
trial within one year of being charged or arrested, but allows for extensions of that time
for various reasons.” Cook v. State, 810 N.E.2d 1064, 1065 (Ind. 2004). The one-year
period is extended by any delay due to: (1) a defendant’s motion for a continuance; (2) a
delay caused by the defendant’s act; or (3) congestion of the court calendar or
emergency. Curtis, 948 N.E.2d at 1149; Cook, 810 N.E.2d at 1065; Isaacs v. State, 673
N.E.2d 757, 762 (Ind. 1996). “[W]hen a defendant takes action which delays the
proceeding, that time is chargeable to the defendant and extends the one-year time limit,
regardless of whether a trial date has been set at the time or not.” Cook, 810 N.E.2d at
1066-67. “A defendant extends the one-year period by seeking or acquiescing in delay
resulting in a later trial date.” Pelley v. State, 901 N.E.2d 494, 498 (Ind. 2009), reh’g
denied. “The objective of the rule is to move cases along and to provide the defendant
with a timely trial, not to create a mechanism to avoid trial. Brown v. State, 725 N.E.2d
823, 825 (Ind. 2000).
Here, the record shows that Martin moved for seven continuances before filing his
Criminal Rule 4(C) motion for discharge on March 16, 2012, and then moved for his
eighth continuance in that same hearing. In denying Martin’s motion for discharge, the
trial court found that 230 days counted toward the Rule 4(C) period; the State does not
9
challenge this calculation on appeal.6 Appellant’s App. p. 90. The trial court then
charged four periods of delay to Martin: (1) October 6, 2010, to December 15, 2010,
because Martin caused the delay by continuing pretrial conferences; (2) March 2, 2011,
to May 4, 2011, because Martin caused the delay by continuing pretrial conferences; (3)
June 1, 2011, to August 10, 2011, because of Martin’s failure to appear; and (4)
September 27, 2011, to March 26, 2012, because Martin’s motions to continue based on
his asserted difficulties in scheduling Anderson’s deposition resulted from his failure to
actively prepare his case. In order to determine whether the trial court erred in denying
Martin’s motion for discharge, we decide whether the time not attributable to Martin’s
delays, court congestion, or emergency exceeds 365 days. See Curtis, 948 N.E.2d at
1150 (“Thus, for ease of analysis, we decide whether the time not attributable to
defendant’s delays, court congestion, or emergency exceeds 365 days.”). We start with
the 230 days the trial court counted toward the Rule 4(C) period, which the State does not
challenge on appeal.
A. October 6, 2010, to December 15, 2010
Martin filed a motion to continue the October 6 pretrial conference because (1)
“[a]n offer was just received in this matter and additional time is needed in which to
discuss it with the defendant” and (2) Martin was “unable to travel to Indiana today for a
6
The trial court calculated the 230 days as follows:
 July 16, 2010, to October 5, 2010, for 82 days
 December 16, 2010, to March 2, 2011, for 77 days
 May 4, 2011, to June 1, 2011, for 29 days
 August 17, 2011, to September 27, 2011, for 42 days
Appellant’s App. p. 89-90. The State does not challenge the calculation of any of these periods on appeal,
even though one of these periods appears to be due to court congestion and court closure due to weather.
10
hearing due to an emergency at work.” Appellant’s App. p. 23. The trial court continued
the pretrial conference to November 17. The trial court charged the delay from October 6
to November 17 to Martin because he requested the continuance. Id. at 89-90.
Martin claims it was error for the trial court to charge him with the delay because a
defendant does not abandon his right to be tried within one year simply because he
engages in informal plea negotiations with the State. Martin relies on Leek v. State, 878
N.E.2d 276 (Ind. Ct. App. 2007). But Leek does not hold that if a defendant bases his
motion to continue on plea negotiations, the resulting delay cannot be charged to him. In
Leek, there was an eleven-month delay that was unexplained by any CCS entries. Id. at
278. The defendant did not file a motion to continue; rather, he requested a change-of-
plea hearing and then took no action to delay the trial during the eleven-month delay. Id.
at 279. This case is different. Martin filed a motion to continue because (1) an offer
“was just received” and counsel needed to discuss it with Martin (not the State) and (2)
Martin had a work “emergency” and could not travel to Indiana. Appellant’s App. p. 23
(emphasis added). Given these circumstances, the trial court properly charged the 43-day
delay from October 6 to November 17 to Martin. Thus, the 230 days not challenged by
the State still count toward the Rule 4(C) period.
Martin then filed a motion to continue the November 17 pretrial conference
because (1) “additional time is needed in which to get the blood results back” and (2)
Martin “resides in Tennessee and is unable to find a ride to bring him to Court this court
date.” Id. at 25. The trial court continued the pretrial conference to December 15, a date
11
requested by Martin. The trial court charged the delay to Martin because he requested the
continuance. Id. at 89-90.
Martin argues that pursuant to Biggs v. State, 546 N.E.2d 1271 (Ind. Ct. App.
1989), and its progeny, this time period cannot be charged to him because the State did
not have the blood-test results. Biggs and the cases that rely on Biggs hold that even if
the defendant is the one who files the motion to continue, the delay can still be charged to
the State. In Biggs, the defendants, who were charged with dealing in cocaine and
marijuana, filed a motion to continue because the State’s confidential informant failed to
appear for a scheduled deposition. The defendants asked that the trial be delayed until
such time as the defendants’ discovery requests were complied with by the State so that
they would be adequately prepared for trial. Id. at 1275. This Court held:
To put the defendants in a position whereby they must either go to trial
unprepared due to the State’s failure to respond to discovery requests or be
prepared to waive their rights to a speedy trial, is to put the defendants in an
untenable situation. Therefore, we will not charge the defendants with any
delay that may appear to have resulted from the . . . motion for a
continuance.
Id.; see also State v. Black, 947 N.E.2d 503, 507-08 (Ind. Ct. App. 2011) (The defendant
requested a continuance due to the State’s failure to comply with discovery requests; in
an effort to hold the State accountable for the late production of the laboratory results, the
trial court granted the defendant’s request for a continuance and charged the delay to the
State); Marshall v. State, 759 N.E.2d 665, 669 (Ind. Ct. App. 2001) (“Generally, a
defendant is responsible for any delay caused by his action including seeking or
acquiescing in any continuance. However, a defendant cannot be charged with the delay
if the defendant made his motion because the State failed to comply with a discovery
12
request. In this instance, Marshall filed his motion for a continuance on August 2, 2000,
because he could not prepare for trial without the DNA evidence from the State. The trial
court granted this request and reset the trial to October 5. Thus, the State’s failure to
respond to his discovery request caused this delay and as such, Marshall is not
accountable for the delay of the August 30, 2000 trial date.” (citations omitted)).
When Martin filed the November 17 motion to continue, which was four months
after his arrest, the blood-test results were not back from the State Department of
Toxicology. Although as the State points out a trial date had not been set (implying that
there was no hurry for the results), the results were nevertheless critical to preparing for
and defending Martin’s case. Because Martin could not adequately prepare for trial
without the blood-test results, the 28 days from November 187 to December 15 count
toward the Rule 4(C) period, bringing the total to 258 days.
B. March 2, 2011, to May 4, 2011
Martin filed a motion to continue the March 2 pretrial conference because (1)
“[a]dditional time is needed in which to obtain the blood test results in this matter,” (2) he
“resides out of State in Knoxville, Tennessee and has to rely on someone else to drive
him since he is without a driver’s license,” (3) an “appearance in Court would require
him to miss nearly 2 days of work and a 1 night stay in a hotel,” and (4) it “would be a
hardship on [him] to re-appear until such time as the blood test results are available for
review.” Appellant’s App. p. 27. The trial court reset the hearing for April 6. For the
same reason as above—Martin could not adequately prepare for trial without the blood-
7
We already counted November 17 in the previous period; therefore, we start with November 18
so we do not count the day twice.
13
test results—the 36 days from March 2 to April 6 count toward the Rule 4(C) period,
bringing the total to 294 days.
In the meantime, Martin’s blood-test results came in, and the State added Count II.
The trial court scheduled an initial hearing on Count II for April 6. On April 6, Martin’s
attorney appeared in court and requested his fourth continuance. See Appellant’s App. p.
3 (CCS entry provides, “Defendant appears by counsel, Mark McNeely. Counsel
requests hearing be reset. Granted.”). The trial court granted this continuance, resetting
the initial hearing to May 4. Martin says the record is “silent” as to why he requested this
continuance, and where the record is silent or ambiguous about the reason for the delay, it
is not attributable to the defendant. Appellant’s Br. p. 9 (citing Nance v. State, 630
N.E.2d 218, 221 (Ind. Ct. App. 1994), overruled on other grounds by Cook v. State, 810
N.E.2d 1064 (Ind. 2004)). But here the record is clear about the reason for the delay—
Martin requested the continuance. The trial court properly charged Martin with the 28-
day delay from April 78 to May 4, leaving the total at 294 days toward the Rule 4(C)
period.
C. June 1, 2011, to August 10, 2011
At the May 4 initial hearing, the trial court scheduled a pretrial conference for
June 1. Martin, however, failed to appear at the June 1 pretrial conference, and a warrant
was issued for his arrest. The State requested a trial date at the June 1 pretrial
conference, but the trial court refused to set one because of Martin’s absence. Martin
appeared in custody and with his new counsel before the trial court on August 10, at
8
We already counted April 6 in the previous period; therefore, we start with April 7 so we do not
count the day twice.
14
which time the trial court released him on the bond previously posted. The trial court set
the matter for a jury trial on September 27, with the final pretrial conference on
September 7. The trial court charged the delay from June 1 to August 10 to Martin
because of his failure to appear. Appellant’s App. p. 90.
Martin argues that the trial court erred in charging the delay to him by comparing
his case to Schwartz v. State, 708 N.E.2d 34 (Ind. Ct. App. 1999). In Schwartz, the
defendant appeared in court on July 29, 1996, and a pretrial conference was scheduled for
October 16, 1996, at which time his trial would be set. However, the record did not show
whether the pretrial conference was ever held. Rather, the record revealed that nearly a
year later, on September 3, 1997, the State asked the trial court to set the case for trial.
The defendant moved for discharge, but the trial court denied it, stating “Based on what I
can see the key to this is you didn’t appear for the pretrial conference.” Id. at 36. On
appeal, this Court held that the trial court erred by denying the defendant’s motion for
discharge because “[t]he record is completely silent on whether a pretrial conference was
ever held.” Id. at 37. And where the record is silent concerning the reason for a delay,
the delay is not attributable to the defendant. Id. But even assuming that the pretrial
conference was held, we noted that we “fail[ed] to see why a trial date could not have
been set in his absence.” Id.
Here, unlike Schwartz, the record is not silent concerning the reason for the delay.
The CCS entries for June 1 provide,
State appears by Deputy Prosecutor Ed Zych. Defendant appears by
counsel, Mark McNeely, but fails to appear in person. Warrant to be
issued for the Defendant for FTA. Bond to be set by the Court. . . .
15
Warrant or Writ of Attmnt for the Body of a Person Issued
Pretrial Conference (2:00 PM) . . .
Commenced and Concluded
Appellant’s App. p. 3. Martin was present in court on May 4 when the June 1 pretrial
conference was scheduled, yet he failed to appear on June 1. The record is clear that the
pretrial conference was held, at which time a warrant was issued for Martin’s arrest.
Although the State requested a trial date at the June 1 hearing, the trial court refused to
set one because of Martin’s absence. This was within the trial court’s discretion given
that Martin was an out-of-state defendant who failed to appear and had demonstrated
prior difficulties getting to Indiana because he did not have a driver’s license. The next
time Martin appeared before the court was August 10. Id. at 4. Accordingly, the trial
court properly charged the delay resulting from Martin’s failure to appear to him, leaving
the total days toward the Rule 4(C) period at 294.
D. September 27, 2011, to March 26, 2012
We now reach the largest period of delay in this case, which will be dispositive of
this case. Martin moved to continue the September 27 trial because he needed additional
time to depose Anderson from the State Department of Toxicology. The State just added
Anderson to its witness list on September 8 (even though Martin did not receive the list
until September 12). On September 7, the trial court held a pretrial conference at which
the parties agreed to a deposition date of September 13 for three of the State’s witnesses;
therefore, there was not enough time for Martin to schedule Anderson’s deposition for
September 13. The State did not oppose the continuance. The trial court granted
16
Martin’s motion to continue and reset the jury trial for November 15, with the final
pretrial conference on November 4.
When Anderson did not appear for her October 28 scheduled deposition in Marion
County even though a “Subpoena Ad Testificandum” was sent to her via certified mail,
Martin moved to continue the November 15 trial. Id. at 63. Martin said that the State
Department of Toxicology notified him that Anderson was “unavailable with work
commitments” on October 28. Id. Martin said that as a result of Anderson’s failure to
appear, it was not possible for him to properly prepare for trial. The State did not oppose
the continuance. The trial court granted Martin’s motion to continue and reset the jury
trial for January 24, 2012, with the final pretrial conference on January 13. Id. at 65.
When Anderson did not appear for her December 27, 2011, scheduled deposition
in Marion County even though a “Subpoena Ad Testificandum” was sent to her via
certified mail, Martin moved to continue the January 24, 2012, trial. Id. at 66. Martin
said that the State Department of Toxicology again notified him that Anderson was
“unavailable.” Id. Martin said that as a result of Anderson’s failure to appear, it was not
possible for him to properly prepare for trial. He noted that a deposition had been
rescheduled for February 15 at 10:00 a.m. and Anderson had been served with a
Subpoena Ad Testificandum via certified mail. The State did not oppose the continuance.
The trial court granted Martin’s motion and reset the jury trial for March 27 with the final
pretrial conference on March 16. Id. at 68.
At the March 16 pretrial conference, Martin moved for discharge pursuant to
Criminal Rule 4(C), and the trial court denied the motion on March 26. The trial court
17
attributed the delay from September 27, 2011, to March 26, 2012, to Martin. The trial
court reasoned:
The Defendant attempted to schedule the deposition of Ms.
Anderson on October 28, 2011 and December 27, 2011 without success.
The parties do not agree on why Ms. Anderson’s deposition did not occur.
The Court agrees with the Defendant that the general principle of law is that
he should not be forced to [choose between] being prepared for trial or
waiving his speedy trial rights. However, a criminal defendant is expected
to actively prepare his defense and is not allowed to protract his preparation
and then complain of violation of his speedy trial rights.
The Defendant did not depose known witnesses until approximately
fourteen months after charges were filed. Ms. Anderson had to be
substituted as a witness because the original Department of Toxicology
witness left the agency’s employ. Presumably, if the Defendant had more
promptly . . . deposed the original Department of Toxicology witness, the
issue with Ms. Anderson would not have [arisen]. The Court notes the
Defendant has never asked [for] the Court’s assistance with the issue of Ms.
Anderson’s deposition. The parties have simply agreed to continue the trial
date until Ms. Anderson’s deposition can be taken. The Court is unclear as
to whether Ms. Anderson’s deposition has occurred or if it is still being
sought by the Defendant.
The Court finds that the Defendant should not benefit by not actively
preparing his defense and then complaining that his speedy trial rights have
been violated. The Court holds the period of continued trial dates of
September 27, 2011 through the present against the Defendant for Criminal
Rule 4(c) purposes.
Id. at 91-92.
The trial court did not explain why the parties did not agree on why Anderson’s
depositions did not occur, and notably on appeal the State does not challenge Martin’s
account that Anderson was simply “unavailable” for the depositions. As for the trial
court’s explanation that Martin did not depose known witnesses until approximately
fourteen months after he was charged, the witness at issue on appeal, Anderson, was not
added to the list until September 8, 2011—which was over a year after Martin was
charged. Deposing Anderson’s predecessor at the State Department of Toxicology would
18
have done little good to Martin because Anderson’s predecessor would not have been a
witness at trial. Finally, as for the trial court’s explanation that Martin did not seek the
trial court’s assistance in getting an order requiring Anderson to appear at a deposition at
which Martin had already issued subpoenas, we note that Criminal Rule 4 puts the onus
on the State to bring the defendant to trial within one year. See Black, 947 N.E.2d at 507
(“A defendant has no obligation to remind the trial court of the State’s duty, nor is he
required to take any affirmative action to see that he is brought to trial within the
statutory time period.”). The State did not object when Martin sought two continuances
based on Anderson’s failures to appear; it should have.
What this boils down to is what party should bear the responsibility of a State’s
witness not showing up to two scheduled depositions at which the witness was
subpoenaed both times. Martin says the State Department of Toxicology told him that
Anderson was “unavailable” both times, and the State does not offer a contrary
explanation on appeal. Moreover, the State does not allege that Martin did not provide
Anderson with reasonable notice of the depositions, which is required by Trial Rule
30(B)(1) (“A party desiring to take the deposition of any person upon oral examination
shall give reasonable notice in writing to every other party to the action. The notice shall
state the time and place for taking the deposition and the name and address of each
person to be examined . . . .”). We find that the balance tips in favor of Martin and
therefore conclude that the trial court abused its discretion in charging the delay to him.
Thus, the 182 days from September 27, 2011, to March 26, 2012, count toward the Rule
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4(C) period, bringing the total to 476 days.9 Because the days that count toward the Rule
4(C) period exceed 365, the trial court should have granted Martin’s motion for
discharge. We therefore reverse the trial court and remand for vacation of his conviction.
Reversed and remanded.
BAILEY, J., and BROWN, J., concur.
9
Because the days that count toward the Rule 4(C) period exceed 365 at this point in time, we do
not need to address the State’s motion to continue the April 24, 2012, trial.
20