R.D. v. A.W. & M.W. ( 2013 )

Pursuant to Ind.Appellate Rule 65(D),
this Memorandum Decision shall not be
regarded as precedent or cited before
any court except for the purpose of
establishing the defense of res judicata,
collateral estoppel, or the law of the case.
ATTORNEY FOR APPELLANT: ATTORNEY FOR APPELLEES:
JASON SPINDLER MICHAEL R. COCHREN
Spindler Law Princeton, Indiana
Princeton, Indiana
Apr 04 2013, 9:30 am
IN THE
COURT OF APPEALS OF INDIANA
R.D, )
)
Appellant, )
)
vs. ) No. 26A01-1208-JP-372
)
A.W. & M.W., )
)
Appellees. )
APPEAL FROM THE GIBSON CIRCUIT COURT
The Honorable Jeffrey Meade, Judge
Cause No. 26C01-1111-JP-60
April 4, 2013
MEMORANDUM DECISION - NOT FOR PUBLICATION
ROBB, Chief Judge
Case Summary and Issue
R.D. (“Father”) appeals the trial court’s award of custody of A.W. (“Child”) to An.W.
and M.W. (“Step-Grandparents”). Father raises one restated issue on appeal: whether the
trial court erred in awarding custody to the Step-Grandparents. Concluding that the trial
court did not err, we affirm.
Facts and Procedural History
The Child was born on February 23, 2011. At the time of conception, D.P.W.
(“Mother”) was married to R.W. (“Husband”), but had left Husband briefly and entered into
a relationship with Father. After becoming pregnant, Mother ended the relationship with
Father, returned to Husband, and, before giving birth, moved to Texas. The Texas
Department of Child Services became involved, and the Child was placed with Husband’s
parents, the Step-Grandparents, here in Indiana on June 15, 2011. A half-sibling to the Child
was placed with the Step-Grandparents at the same time; the Step-Grandparents already had
guardianship over another of the Child’s half-siblings.1
It appears that, after Mother moved to Texas, Father attempted to track her and the
Child down via family members and calls to authorities in Texas, but was unsuccessful. At
some point, Mother moved back to Indiana. Eventually, Father learned that the Child and
Mother were in Indiana, and soon thereafter, on November 10, 2011, filed a petition to
establish paternity. The court ordered DNA testing, and set the matter for a hearing.
Paternity was established and a hearing was held on January 10, 2012. The parties agreed
that child support would be waived and Father would have supervised visitation time with the
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Child, and the court appointed a guardian ad litem (“GAL”) for the Child. That same day,
the Step-Grandparents filed for custody of the Child.
On April 4, 2012, Father filed for custody of the Child. A trial was held on the
custody dispute over two days, July 9 and 10, 2012. Following trial, the trial court entered an
order with findings of facts and conclusions of law. The court concluded that the Step-
Grandparents were de facto custodians of the Child, that they had overcome the presumption
in favor of awarding custody to the natural parent by clear and convincing evidence, and that
it was in the Child’s best interest for the Step-Grandparents to have physical and legal
custody of her. The court granted Father supervised visitation with the Child, and left open
the possibility of future modifications allowing for increased visitation if Father underwent a
psychiatric evaluation, cooperated with the evaluation, and followed all resulting
recommendations. This appeal followed.
Discussion and Decision
I. Standard of Review
We review a determination awarding child custody to a non-parent for clear error. In
re Marriage of Huss, 888 N.E.2d 1238, 1245 (Ind. 2008). We will not disturb the trial court’s
determination unless there is no evidence supporting the findings, or unless the findings do
not support the judgment. Id. We do not reweigh the evidence, and we consider only the
evidence favorable to the trial court’s judgment. Id. An award of custody to a non-parent
requires clear and convincing evidence, and an appellate court
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The two half-siblings are the children of Mother and Husband.
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may not impose its own view as to whether the evidence is clear and
convincing but must determine, by considering only the probative evidence
and reasonable inferences supporting the judgment and without weighing
evidence or assessing witness credibility, whether a reasonable trier of fact
could conclude that the judgment was established by clear and convincing
evidence.
Id. (citation omitted).
II. De Facto Custodians
In awarding child custody to a non-parent, the first step a court must take is to
determine whether the non-parent may be considered a de facto custodian, as defined by
Indiana Code section 31-9-2-35.5. See In re Guardianship of L.L., 745 N.E.2d 222, 229 (Ind.
Ct. App. 2001), trans. denied. If the non-parent is found to be a de facto custodian, then the
non-parent will be made a party to the custody proceedings. Ind. Code § 31-14-13-2.5(c).
For a child under three years of age, a de facto custodian is “a person who has been the
primary caregiver for, and financial support of, a child who has resided with the person for at
least” six months. Ind. Code § 31-9-2-35.5. “Any period after a child custody proceeding
has been commenced may not be included in determining whether the child has resided with
the person for the required minimum period.” Id.
In the current case, the Child lived with and was supported by the Step-Grandparents
for more than six months before the Step-Grandparents filed for custody on January 10, 2012.
Father does not argue that the Step-Grandparents cared for the Child for less than six
months, or that the Step-Grandparents were not the primary caregivers or financial support
for the Child during that time. Father contends, however, that the clock should toll on the six
month requirement once Father filed for paternity, because Father could not seek custody
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until paternity was determined, and could not petition to establish paternity until he located
Mother and Child, and further that Father made reasonable efforts to locate Mother and
establish paternity. Father cites no authority to support this position, nor are we aware of
any. It seems clear that if the legislature had wanted to exclude from the determination of de
facto custodian status any time after a paternity action was filed, it could easily have done so.
Instead, the statute excludes time after a custody proceeding has been commenced. The
Step-Grandparents further observe that the structure of the statute itself indicates the
legislature considered the possibility that de facto custodianship could be established before
paternity was established, as de facto custodians are considered in a family law chapter titled
“Custody Following Determination of Paternity.” Ind. Code § 31-14-13.
In essence, Father asks us to rewrite the law to provide for tolling of the relevant time
period once at petition for paternity, rather than custody, is filed. We are unable to do so.
We agree with the trial court’s determination that the Step-Grandparents were de facto
custodians of the Child. We also note that a determination that a person is a de facto
custodian only allows that person to be a party to the case. It in no way guarantees that he or
she will be awarded custody. To gain custody, that person must additionally rebut the
presumption in favor of awarding custody to the natural parent, and the court must determine
that it is in the child’s best interest to award that person custody, as discussed below.
III. Presumption in Favor of Natural Parent
We have noted that “[i]t is well established that when a parent initiates an action to
obtain custody, a nonparent seeking to retain custody must bear the burden of overcoming the
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parent’s presumptively superior right to custody.” L.L., 745 N.E.2d at 227. The presumption
must be rebutted by clear and convincing evidence. Id. at 230. Evidence rebutting the
presumption may, but need not necessarily, include the “parent’s present unfitness, or past
abandonment of the child such that the affections of the child and third party have become so
interwoven that to sever them would seriously mar and endanger the future happiness of the
child.” Id. at 230-31. A general finding that it would be in the child’s best interest to be
placed in the nonparent’s custody is insufficient to rebut the presumption. Id. at 231.
However, as discussed below, if the presumption is rebutted, then the court must further
engage in a “best interests” analysis. Id.
The trial court here did not explicitly state that the evidence rebutting the presumption
went to Father’s present unfitness, although that seems to be the implication. We conclude
that the record supports the findings of the court, and those findings support the judgment
that the presumption was rebutted by clear and convincing evidence. Father argues that there
was no evidence that he abandoned the Child, and Step-Grandparents do not contend that he
did. Father also argues that there was no evidence presented that he was unfit. We disagree
with Father, and agree with Step-Grandparents that sufficient evidence was presented to
allow a reasonable trier of fact to conclude that Father’s unfitness was established by clear
and convincing evidence.
The GAL submitted a lengthy report detailing her review of Father’s medical records,
her inspection of both Father’s and Step-Grandparents’ homes, her observation of some of
Father’s visits with the Child as well as Step-Grandparents’ interactions with the Child, and
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her interviews of other family members and friends. She additionally performed background
and criminal history checks on both parties. She concluded that Father has a worrisome
mental health history, and was concerned about Father’s ability to parent based on not only
his history but her observation of him, and that he had unrealistic expectations of what a child
requires. She also concluded that the Step-Grandparents provide good care for the Child and
the Child’s half-siblings, and she had no concerns about the Step-Grandparents. She
recommended that the Step-Grandparents be awarded custody of the Child, that Father
continue supervised visits, and that Father undergo a psychiatric evaluation.
The record shows that Father has had mental illness since childhood. His history
includes multiple suicide attempts, hallucinations, voluntary and involuntary inpatient
admissions to mental health facilities, threats to take others with him when he commits
suicide, and references to wanting to kill other people. He has taken medication, including
lithium, for his illnesses in the past, but is not currently taking medication or in counseling.
The court found that Father does not recognize the gravity or extent of his mental health
condition. While we are not suggesting that a history of even serious mental health issues
would automatically render a parent unfit, where, as here, the issues appear to be
unacknowledged and unresolved, the trial court was right to find that Father’s illness would
put the Child at risk both physically and emotionally. Further, the record also shows that
Father’s interactions with the Child indicate someone who does not have realistic
expectations of what would be involved with being a full-time single parent. We conclude
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that the trial court did not err when it determined that the Step-Grandparents had, by clear
and convincing evidence, overcome the presumption in favor of awarding custody to Father.
IV. Best Interests of the Child
Finally, having overcome the presumption in favor of the natural parent, the final
hurdle for nonparents is a “best interests” analysis. L.L., 745 N.E.2d at 231. Indiana Code
details considerations relevant to the case at hand. Factors include the interaction of the child
with the parents and siblings, the child’s adjustment to home, and the mental and physical
health of all individuals involved, among other considerations. Ind. Code § 31-14-13-2.
Additionally, where a de facto custodian is involved, the court shall consider the wishes of
the custodian, and the extent to which the custodian has cared for and nurtured the child,
among other considerations. Ind. Code § 31-14-13-2.5.
Here, in addition to the evidence of Father’s unfitness as outlined above, the record
shows that the Step-Grandparents have provided the Child with a safe and appropriate home,
that their interactions with her are good and reasonable, that they are also caring for the
Child’s two half-siblings, and that a strong emotional bond has formed between the Child
and the Step-Grandparents as well as between the Child and her half-siblings.
Father’s main argument against placement with the Step-Grandparents being in the
Child’s best interest is that the Step-Grandparents have history with the Indiana Department
of Child Services (“DCS”). While the GAL did not find any DCS records relating to the
Step-Grandparents, although she did find at least one record relating to Father, the Step-
Grandmother testified at trial that years ago there had been an issue with two of their adopted
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children. It was not clear whether DCS officially became involved. It appears from the
record that the Step-Grandparents had adopted at least two children, in addition to having
natural born children, and it was implied that the adopted children at issue were older when
they were adopted and had some problems. At one point, the female child accused the male
child of molesting her. The record indicates that it was Step-Grandmother herself who
reported this in an effort to get counseling and figure out what to do next. She made sure that
the children were never alone together until the issue was resolved, going so far as to have
the male child sleep at Step-Grandmother’s mother’s house every night in the interim, so that
he would not be in the same house as the female child. Eventually, it seems that the situation
was resolved and the female child recanted; further, it seems that the female child had a
history of somewhat shocking untruthfulness in attempts to get attention. Nonetheless, Step-
Grandmother testified that the male child, now an adult, would not be allowed to be around
the Child alone, out of an abundance of caution.
Given the whole of Step-Grandparents’ interactions with and care of the Child,
Father’s mental health issues, and Father’s unrealistic expectations of parenting, we conclude
that the trial court did not err in determining that the Child’s best interests would be served
by placing her in the custody of Step-Grandparents.
Conclusion
Concluding that the trial court correctly determined that the Step-Grandparents were
de facto custodians, and that the evidence supports the findings and the findings support the
judgment, we affirm.
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Affirmed.
KIRSCH, J., and VAIDIK, J., concur
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